PENG

SEC source: 0000950103-17-012214 · dp83921_4-patel.xml · nonDerivative · entry 3

PATEL MUKESH · CIK 0001008034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 43,194

F1 · price: The reporting person was a selling shareholder under a registration statement on Form S-1 of the Issuer. This price represents the public offering price of $33.50 per share less the underwriters' discount.

F3 · ownership.nature: The Patel Revocable Trust (U/A/D 6/6/2002)

SEC source: 0000950103-17-012214 · dp83921_4-patel.xml · nonDerivative · entry 2

PATEL MUKESH · CIK 0001008034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 74,821

F1 · price: The reporting person was a selling shareholder under a registration statement on Form S-1 of the Issuer. This price represents the public offering price of $33.50 per share less the underwriters' discount.

F2 · ownership.nature: Patel Family Partners L.P. - Fund No. 2

SEC source: 0000950103-17-012214 · dp83921_4-patel.xml · nonDerivative · entry 1

PATEL MUKESH · CIK 0001008034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,528

F1 · price: The reporting person was a selling shareholder under a registration statement on Form S-1 of the Issuer. This price represents the public offering price of $33.50 per share less the underwriters' discount.

SEC source: 0000950103-17-012213 · dp83919_4-mackenzie.xml · nonDerivative · entry 1

MacKenzie Iain · CIK 0001344017 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,973

F1 · price: The reporting person was a selling shareholder under a registration statement on Form S-1 of the Issuer. This price represents the public offering price of $33.50 per share less the underwriters' discount.

F2 · balance_after: Includes restricted stock units.

SEC source: 0000950103-17-012215 · dp83920_4-marten.xml · nonDerivative · entry 1

Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,666

F1 · price: The reporting person was a selling shareholder under a registration statement on Form S-1 of the Issuer. This price represents the public offering price of $33.50 per share less the underwriters' discount.

F2 · balance_after: Includes restricted stock units.

SEC source: 0000950103-17-011503 · dp83181_4-pacheco.xml · derivative · entry 6

Pacheco Jack A · CIK 0001344018 · Senior VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,253

Underlying: Ordinary Shares · 7,500 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options vested 50% in May 2017 with the remainder vesting quarterly through May 2018.

SEC source: 0000950103-17-011503 · dp83181_4-pacheco.xml · nonDerivative · entry 5

Pacheco Jack A · CIK 0001344018 · Senior VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,743

F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is a weighted average sale price. Shares reported in each line item were sold in multiple transactions at prices in the following ranges, respectively: from $33.475 to $34.35; from $34.45 to $35.52; from $35.56 to $36.51; and from $36.61 to $36.76. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the foregoing ranges.

F3 · balance_after: Includes Restricted Stock Units.

SEC source: 0000950103-17-011503 · dp83181_4-pacheco.xml · nonDerivative · entry 4

Pacheco Jack A · CIK 0001344018 · Senior VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,043

F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is a weighted average sale price. Shares reported in each line item were sold in multiple transactions at prices in the following ranges, respectively: from $33.475 to $34.35; from $34.45 to $35.52; from $35.56 to $36.51; and from $36.61 to $36.76. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the foregoing ranges.

SEC source: 0000950103-17-011503 · dp83181_4-pacheco.xml · nonDerivative · entry 3

Pacheco Jack A · CIK 0001344018 · Senior VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,843

F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is a weighted average sale price. Shares reported in each line item were sold in multiple transactions at prices in the following ranges, respectively: from $33.475 to $34.35; from $34.45 to $35.52; from $35.56 to $36.51; and from $36.61 to $36.76. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the foregoing ranges.

SEC source: 0000950103-17-011503 · dp83181_4-pacheco.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · Senior VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,543

F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is a weighted average sale price. Shares reported in each line item were sold in multiple transactions at prices in the following ranges, respectively: from $33.475 to $34.35; from $34.45 to $35.52; from $35.56 to $36.51; and from $36.61 to $36.76. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the foregoing ranges.

SEC source: 0000950103-17-011503 · dp83181_4-pacheco.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · Senior VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950103-17-011448 · dp83165_4-nayyar.xml · nonDerivative · entry 4

NAYYAR SANDEEP · CIK 0001230307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,163

F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is a weighted average sale price. Shares reported in each line item were sold in multiple transactions at prices in the following ranges, respectively: from $33.33 to $34.32; from $34.33 to $35.18; from $35.41 to $36.21; and from $36.41 to $36.81. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the foregoing ranges.

F3 · balance_after: Includes Restricted Stock Units. This total has been corrected to reflect an inadvertent overstatement by 1 share in the amount reported in the reporting person's Form 3 filed May 23, 2017.

SEC source: 0000950103-17-011448 · dp83165_4-nayyar.xml · nonDerivative · entry 3

NAYYAR SANDEEP · CIK 0001230307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,457

F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is a weighted average sale price. Shares reported in each line item were sold in multiple transactions at prices in the following ranges, respectively: from $33.33 to $34.32; from $34.33 to $35.18; from $35.41 to $36.21; and from $36.41 to $36.81. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the foregoing ranges.

SEC source: 0000950103-17-011448 · dp83165_4-nayyar.xml · nonDerivative · entry 2

NAYYAR SANDEEP · CIK 0001230307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,151

F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is a weighted average sale price. Shares reported in each line item were sold in multiple transactions at prices in the following ranges, respectively: from $33.33 to $34.32; from $34.33 to $35.18; from $35.41 to $36.21; and from $36.41 to $36.81. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the foregoing ranges.

SEC source: 0000950103-17-011448 · dp83165_4-nayyar.xml · nonDerivative · entry 1

NAYYAR SANDEEP · CIK 0001230307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,606

F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is a weighted average sale price. Shares reported in each line item were sold in multiple transactions at prices in the following ranges, respectively: from $33.33 to $34.32; from $34.33 to $35.18; from $35.41 to $36.21; and from $36.41 to $36.81. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the foregoing ranges.

SEC source: 0000950103-17-009075 · dp80660_4-furr.xml · nonDerivative · entry 1

FURR RANDY W · CIK 0001245699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,816

F1 · shares: Reflects restricted stock units that will vest in two installments on the first anniversary of grant and in January 2019.

SEC source: 0000950103-17-007824 · dp79440_4-goldberg.xml · nonDerivative · entry 1

GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,838

F1 · shares: This amount reflects a net share withholding by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.

F2 · balance_after: Includes restricted stock units.

SEC source: 0000950103-17-007825 · dp79439_4-pacheco.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · Senior VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,743

F1 · shares: This amount reflects a net share withholding by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.

F2 · balance_after: Includes restricted stock units.

SEC source: 0000950103-17-007826 · dp79438_4-kiwan.xml · nonDerivative · entry 1

Kim KiWan · CIK 0001707037 · SVP of EM & Pres. Brazil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,953

F1 · shares: This amount reflects a net share withholding by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.

F2 · balance_after: Includes restricted stock units.

SEC source: 0000950103-17-005748 · dp77327_4-mackenzie.xml · nonDerivative · entry 1

MacKenzie Iain · CIK 0001344017 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,018

F1 · shares: This amount reflects a net share withholding by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.

SEC source: 0000899243-17-015003 · doc4.xml · nonDerivative · entry 4

SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner

SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner

Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner

Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner

Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner

SHAH AJAY · CIK 0001008036 · Director

Mercadante Paul · CIK 0001491157 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors Sumeru Cayman, L.P.

Disclosed balance after: 57,169

F1 · price: These ordinary shares, par value $0.03 per share, of SMART Global Holdings, Inc. (the "Issuer") were purchased for $11.00 per share in connection with the initial public offering of the Issuer.

F6 · ownership.nature: These securities are directly held by Silver Lake Technology Investors Sumeru Cayman, L.P. ("SLTI Sumeru Cayman").

F7 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd.").

F8 · ownership.nature: Messrs. Kenneth Hao, James Davidson, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein.

F11 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000899243-17-015003 · doc4.xml · nonDerivative · entry 3

SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner

SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner

Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner

Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner

Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner

SHAH AJAY · CIK 0001008036 · Director

Mercadante Paul · CIK 0001491157 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Sumeru Fund Cayman, L.P.

Disclosed balance after: 4,695,082

F1 · price: These ordinary shares, par value $0.03 per share, of SMART Global Holdings, Inc. (the "Issuer") were purchased for $11.00 per share in connection with the initial public offering of the Issuer.

F5 · ownership.nature: These securities are directly held by Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman").

F7 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd.").

F8 · ownership.nature: Messrs. Kenneth Hao, James Davidson, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein.

F11 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000899243-17-015003 · doc4.xml · nonDerivative · entry 2

SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner

SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner

Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner

Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner

Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner

SHAH AJAY · CIK 0001008036 · Director

Mercadante Paul · CIK 0001491157 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors III Cayman, L.P.

Disclosed balance after: 50,944

F1 · price: These ordinary shares, par value $0.03 per share, of SMART Global Holdings, Inc. (the "Issuer") were purchased for $11.00 per share in connection with the initial public offering of the Issuer.

F3 · ownership.nature: These securities are directly held by Silver Lake Technology Investors III Cayman, L.P. ("SLTI III Cayman").

F4 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman.

F8 · ownership.nature: Messrs. Kenneth Hao, James Davidson, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein.

F11 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000899243-17-015003 · doc4.xml · nonDerivative · entry 1

SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner

SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner

Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner

Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner

Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner

SHAH AJAY · CIK 0001008036 · Director

Mercadante Paul · CIK 0001491157 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners III Cayman (AIV III), L.P.

Disclosed balance after: 9,453,560

F1 · price: These ordinary shares, par value $0.03 per share, of SMART Global Holdings, Inc. (the "Issuer") were purchased for $11.00 per share in connection with the initial public offering of the Issuer.

F2 · ownership.nature: These securities are directly held by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman").

F4 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman.

F8 · ownership.nature: Messrs. Kenneth Hao, James Davidson, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein.

F11 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000899243-17-015002 · doc4.xml · nonDerivative · entry 4

Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner

Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner

Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner

Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner

DAVIDSON JAMES · CIK 0001181728 · Director

Hao Kenneth · CIK 0001415357 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors Sumeru Cayman, L.P.

Disclosed balance after: 57,169

F1 · price: These ordinary shares, par value $0.03 per share, of SMART Global Holdings, Inc. (the "Issuer") were purchased for $11.00 per share in connection with the initial public offering of the Issuer.

F6 · ownership.nature: These securities are directly held by Silver Lake Technology Investors Sumeru Cayman, L.P. ("SLTI Sumeru Cayman").

F7 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd.").

F8 · ownership.nature: Messrs. Kenneth Hao, James Davidson, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein.

F9 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000899243-17-015002 · doc4.xml · nonDerivative · entry 3

Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner

Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner

Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner

Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner

DAVIDSON JAMES · CIK 0001181728 · Director

Hao Kenneth · CIK 0001415357 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Sumeru Fund Cayman, L.P.

Disclosed balance after: 4,695,082

F1 · price: These ordinary shares, par value $0.03 per share, of SMART Global Holdings, Inc. (the "Issuer") were purchased for $11.00 per share in connection with the initial public offering of the Issuer.

F5 · ownership.nature: These securities are directly held by Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman").

F7 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd.").

F8 · ownership.nature: Messrs. Kenneth Hao, James Davidson, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein.

F9 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000899243-17-015002 · doc4.xml · nonDerivative · entry 2

Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner

Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner

Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner

Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner

DAVIDSON JAMES · CIK 0001181728 · Director

Hao Kenneth · CIK 0001415357 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors III Cayman, L.P.

Disclosed balance after: 50,944

F1 · price: These ordinary shares, par value $0.03 per share, of SMART Global Holdings, Inc. (the "Issuer") were purchased for $11.00 per share in connection with the initial public offering of the Issuer.

F3 · ownership.nature: These securities are directly held by Silver Lake Technology Investors III Cayman, L.P. ("SLTI III Cayman").

F4 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman.

F8 · ownership.nature: Messrs. Kenneth Hao, James Davidson, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein.

F9 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000899243-17-015002 · doc4.xml · nonDerivative · entry 1

Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner

Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner

Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner

Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner

DAVIDSON JAMES · CIK 0001181728 · Director

Hao Kenneth · CIK 0001415357 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners III Cayman (AIV III), L.P

Disclosed balance after: 9,453,560

F1 · price: These ordinary shares, par value $0.03 per share, of SMART Global Holdings, Inc. (the "Issuer") were purchased for $11.00 per share in connection with the initial public offering of the Issuer.

F2 · ownership.nature: These securities are directly held by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman").

F4 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman.

F8 · ownership.nature: Messrs. Kenneth Hao, James Davidson, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein.

F9 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.