Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ICHOR HOLDINGS, LTD.ICHR · Entity 4529 | Director | September 15, 2026 | September 16, 2026 |
| Penguin Solutions, Inc.SGH · Entity 4377 | Director | April 15, 2019 | April 16, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ICHOR HOLDINGS, LTD.
Report date September 15, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, par value $0.0001SEC Table I · non-derivative | Direct | 102,427 |
Ending reported balance
After 2026-09-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-15 · Sale · Disposed 17,400 · Balance 105,027 F1: Represents number of shares sold under a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 19, 2026. The Reporting Person entered into the plan in part to provide liquidity for anticipated tax obligations associated with the vesting of the shares. The shares vested upon the conclusion of the Reporting Person's Advisory Agreement with the Issuer. F2: The reported price is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $50.02 to $50.96 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) to this Form 4. Row 2 · 2026-09-15 · Sale · Disposed 2,600 · Balance 102,427 F1: Represents number of shares sold under a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 19, 2026. The Reporting Person entered into the plan in part to provide liquidity for anticipated tax obligations associated with the vesting of the shares. The shares vested upon the conclusion of the Reporting Person's Advisory Agreement with the Issuer. F3: The reported price is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $51.04 to $51.95 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents number of shares sold under a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 19, 2026. The Reporting Person entered into the plan in part to provide liquidity for anticipated tax obligations associated with the vesting of the shares. The shares vested upon the conclusion of the Reporting Person's Advisory Agreement with the Issuer.
F2: The reported price is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $50.02 to $50.96 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) to this Form 4.
F3: The reported price is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $51.04 to $51.95 per share.
Penguin Solutions, Inc.
Report date April 15, 2019 · Filed April 16, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 274,973 |
Reported balance
After 2019-04-15 transaction · row 1
1 source rowRow 1 · 2019-04-15 · Sale · Disposed 10,000 · Balance 274,973 F1: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 12/27/17 as modified on 04/07/18 and 10/09/18. F2: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $21.06 to $21.75. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 12/27/17 as modified on 04/07/18 and 10/09/18.
F2: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $21.06 to $21.75. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 16, 2026 20:16 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 2,600 | $51.59 | $134,134.00 |
DisclosureSEC source: 0001344017-26-000006 · wk-form4_1789589785.xml · nonDerivative · entry 2 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 102,427 F1 · shares: Represents number of shares sold under a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 19, 2026. The Reporting Person entered into the plan in part to provide liquidity for anticipated tax obligations associated with the vesting of the shares. The shares vested upon the conclusion of the Reporting Person's Advisory Agreement with the Issuer. F3 · price: The reported price is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $51.04 to $51.95 per share. Read SEC document |
| September 15, 2026 Filed Sep 16, 2026 20:16 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 17,400 | $50.52 | $879,048.00 |
DisclosureSEC source: 0001344017-26-000006 · wk-form4_1789589785.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 105,027 F1 · shares: Represents number of shares sold under a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 19, 2026. The Reporting Person entered into the plan in part to provide liquidity for anticipated tax obligations associated with the vesting of the shares. The shares vested upon the conclusion of the Reporting Person's Advisory Agreement with the Issuer. F2 · price: The reported price is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $50.02 to $50.96 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) to this Form 4. Read SEC document |
| August 18, 2026 Filed Aug 20, 2026 21:27 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 400 | $68.14 | $27,256.00 |
DisclosureSEC source: 0001344017-26-000004 · wk-form4_1787261251.xml · nonDerivative · entry 4 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 122,427 F1 · shares: Represents number of shares sold under a Rule 10b5-1 Trading Plan adopted by Mr. MacKenzie on May 19, 2026. F5 · price: The reported price is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $67.71 to $68.34 per share. Read SEC document |
| August 18, 2026 Filed Aug 20, 2026 21:27 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 1,200 | $66.81 | $80,172.00 |
DisclosureSEC source: 0001344017-26-000004 · wk-form4_1787261251.xml · nonDerivative · entry 3 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 122,827 F1 · shares: Represents number of shares sold under a Rule 10b5-1 Trading Plan adopted by Mr. MacKenzie on May 19, 2026. F4 · price: The reported price is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $66.65 to $67.44 per share. Read SEC document |
| August 18, 2026 Filed Aug 20, 2026 21:27 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 3,150 | $65.99 | $207,868.50 |
DisclosureSEC source: 0001344017-26-000004 · wk-form4_1787261251.xml · nonDerivative · entry 2 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 124,027 F1 · shares: Represents number of shares sold under a Rule 10b5-1 Trading Plan adopted by Mr. MacKenzie on May 19, 2026. F3 · price: The reported price is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $65.64 to $66.57 per share. Read SEC document |
| August 18, 2026 Filed Aug 20, 2026 21:27 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 5,183 | $65.19 | $337,879.77 |
DisclosureSEC source: 0001344017-26-000004 · wk-form4_1787261251.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 127,177 F1 · shares: Represents number of shares sold under a Rule 10b5-1 Trading Plan adopted by Mr. MacKenzie on May 19, 2026. F2 · price: The reported price is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $64.64 to $65.58 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2), (3), (4), and (5) to this Form 4. Read SEC document |
| May 14, 2026 Filed May 18, 2026 12:49 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOrdinary Shares, par value $0.0001 | 2,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001344017-26-000002 · wk-form4_1779108548.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,360 F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 7, 2027. Read SEC document |
| November 17, 2025 Filed Nov 17, 2025 23:23 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | PurchaseOrdinary Shares, par value $0.0001 | 10,000 | $14.53 | $145,300.00 |
DisclosureSEC source: 0001344017-25-000013 · wk-form4_1763421832.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,011 Read SEC document |
| November 06, 2025 Filed Nov 10, 2025 21:09 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | PurchaseOrdinary Shares, par value $0.0001 | 10,000 | $15.28 | $152,800.00 |
DisclosureSEC source: 0001344017-25-000010 · wk-form4_1762808954.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,011 F1 · price: The reported price is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $15.24 to $15.30 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 20:28 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOrdinary Shares, par value $0.0001 | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001344017-25-000007 · wk-form4_1758140904.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,011 F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on September 15, 2026. Read SEC document |
| August 07, 2025 Filed Aug 11, 2025 20:51 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | PurchaseOrdinary Shares, par value $0.0001 | 25,000 | $16.63 | $415,750.00 |
DisclosureSEC source: 0001344017-25-000004 · wk-form4_1754945492.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,011 F1 · price: The reported price is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $16.40 to $16.72 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 14, 2025 Filed May 16, 2025 21:04 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOrdinary Shares, par value $0.0001 | 5,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001652535-25-000036 · wk-form4_1747429472.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,011 F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 8, 2026. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:16 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOrdinary Shares, par value $0.0001 | 3,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-024065 · wk-form4_1715976988.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,674 F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 9, 2025. Read SEC document |
| May 18, 2023 Filed May 22, 2023 21:58 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOrdinary Shares, par value $0.0001 | 4,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-019333 · wk-form4_1684792707.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,751 F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 10, 2024. Read SEC document |
| May 24, 2022 Filed May 26, 2022 21:44 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOrdinary Shares, par value $0.0001 | 5,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-032301 · doc4.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,999 F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 12, 2023. Read SEC document |
| May 18, 2022 Filed May 19, 2022 00:56 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 2,500 | $9.42 Strike: $9.42 | $23,550.00 |
DisclosureSEC source: 0001209191-22-030290 · doc4.xml · derivative · entry 3 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares, par value $0.0001 · 2,500 shares Expires 2022-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · derivative.exercise_date: The option vests as follows: 25% of the option vests on October 9, 2016 and the remainder vests ratably on a quarterly basis over a three year period thereafter. F1 · derivative.underlying_shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 18, 2022 Filed May 19, 2022 00:56 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 2,500 | $28.82 | $72,050.00 |
DisclosureSEC source: 0001209191-22-030290 · doc4.xml · nonDerivative · entry 2 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,364 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 18, 2022 Filed May 19, 2022 00:56 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares, par value $0.0001 | 2,500 | $9.42 | $23,550.00 |
DisclosureSEC source: 0001209191-22-030290 · doc4.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 23:00 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 2,500 | $9.42 Strike: $9.42 | $23,550.00 |
DisclosureSEC source: 0001209191-22-011431 · doc4.xml · derivative · entry 3 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Ordinary Shares, par value $0.0001 · 2,500 shares Expires 2022-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests as follows: 25% of the option vests on October 9, 2016 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 23:00 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 2,500 | $40.00 | $100,000.00 |
DisclosureSEC source: 0001209191-22-011431 · doc4.xml · nonDerivative · entry 2 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,838 Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 23:00 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares, par value $0.0001 | 2,500 | $9.42 | $23,550.00 |
DisclosureSEC source: 0001209191-22-011431 · doc4.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:08 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 2,500 | $0.00 Strike: $9.42 | $0.00 |
DisclosureSEC source: 0001209191-21-065785 · doc4.xml · derivative · entry 3 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Ordinary Shares, par value $0.0001 · 2,500 shares Expires 2022-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · derivative.exercise_date: The option vests as follows: 25% of the option vests on October 9, 2016 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:08 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 2,500 | $49.32 | $123,300.00 |
DisclosureSEC source: 0001209191-21-065785 · doc4.xml · nonDerivative · entry 2 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,364 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:08 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares, par value $0.0001 | 2,500 | $9.42 | $23,550.00 |
DisclosureSEC source: 0001209191-21-065785 · doc4.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 20:57 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 2,500 | $0.00 Strike: $9.42 | $0.00 |
DisclosureSEC source: 0001209191-21-052792 · doc4.xml · derivative · entry 3 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Ordinary Shares, par value $0.0001 · 2,500 shares Expires 2022-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · derivative.exercise_date: The option vests as follows: 25% of the option vests on October 9, 2016 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 20:57 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 2,500 | $40.14 | $100,350.00 |
DisclosureSEC source: 0001209191-21-052792 · doc4.xml · nonDerivative · entry 2 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,364 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 20:57 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares, par value $0.0001 | 2,500 | $9.42 | $23,550.00 |
DisclosureSEC source: 0001209191-21-052792 · doc4.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 11, 2021 Filed May 14, 2021 21:37 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOrdinary Shares, par value $0.0001 | 2,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032849 · doc4.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,364 F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 11, 2022. Read SEC document |
| May 12, 2020 Filed May 14, 2020 21:07 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOrdinary Shares, par value $0.0001 | 4,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-029227 · doc4.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,838 F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 10, 2021. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:44 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 11,102 | $0.00 Strike: $9.42 | $0.00 |
DisclosureSEC source: 0001209191-20-009705 · doc4.xml · derivative · entry 3 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Ordinary Shares, par value $0.0001 · 11,102 shares Expires 2022-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:44 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 11,102 | $37.17 | $412,661.34 |
DisclosureSEC source: 0001209191-20-009705 · doc4.xml · nonDerivative · entry 2 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,242 Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:44 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares, par value $0.0001 | 11,102 | $9.42 | $104,580.84 |
DisclosureSEC source: 0001209191-20-009705 · doc4.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2019 Filed Aug 29, 2019 21:00 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOrdinary Shares, par value $0.0001 | 4,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-047724 · doc4.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,242 F1 · shares: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests in full on May 11, 2020. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 23:11 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 10,000 | $21.31 | $213,100.00 |
DisclosureSEC source: 0000950103-19-004856 · dp105235_4-mackenzie.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,973 F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 12/27/17 as modified on 04/07/18 and 10/09/18. F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $21.06 to $21.75. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:11 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 350 | $24.32 | $8,512.00 |
DisclosureSEC source: 0000950103-19-003532 · dp103836_4-mackenzie.xml · nonDerivative · entry 2 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,973 F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 12/27/17 as modified on 04/07/18 and 10/09/18. F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $24.28 to $24.34. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:11 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 9,650 | $23.94 | $231,021.00 |
DisclosureSEC source: 0000950103-19-003532 · dp103836_4-mackenzie.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,323 F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 12/27/17 as modified on 04/07/18 and 10/09/18. F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $23.27 to $24.25. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 23:08 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 10,000 | $28.78 | $287,800.00 |
DisclosureSEC source: 0000950103-19-002090 · dp102455_4-mackenzie.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,973 F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 12/27/17 as modified on 04/07/18 and 10/09/18. F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $28.50 to $29.15. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 19:35 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 10,000 | $23.11 | $231,100.00 |
DisclosureSEC source: 0000950103-19-000697 · dp101020_4-mackenzie.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,973 F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 12/27/17 as modified on 04/07/18 and 10/09/18. F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $22.84 to $23.42. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| December 17, 2018 Filed Dec 20, 2018 00:14 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 200 | $30.05 | $6,010.00 |
DisclosureSEC source: 0000950103-18-014827 · dp99761_4-mackenzie.xml · nonDerivative · entry 3 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,973 Read SEC document |
| December 17, 2018 Filed Dec 20, 2018 00:14 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 7,138 | $29.26 | $208,857.88 |
DisclosureSEC source: 0000950103-18-014827 · dp99761_4-mackenzie.xml · nonDerivative · entry 2 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,173 F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $29.01 to $29.82. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| December 17, 2018 Filed Dec 20, 2018 00:14 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 2,662 | $28.20 | $75,068.40 |
DisclosureSEC source: 0000950103-18-014827 · dp99761_4-mackenzie.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,311 F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 12/27/17 as modified on 04/07/18 and 10/09/18. F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $27.91 to $28.74. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 17:23 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 9,819 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0000950103-18-014404 · dp99331_4-mackenzie.xml · derivative · entry 7 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 9,819 shares Expires 2020-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in monthly installments from October 28, 2010 through September 28, 2014. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 17:23 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 12,609 | $0.00 Strike: $22.47 | $0.00 |
DisclosureSEC source: 0000950103-18-014404 · dp99331_4-mackenzie.xml · derivative · entry 6 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,275 Underlying: Ordinary Shares · 12,609 shares Expires 2019-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable during a period ending on October 31, 2015. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 17:23 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 29,976 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-18-014404 · dp99331_4-mackenzie.xml · derivative · entry 5 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,340 Underlying: Ordinary Shares · 29,976 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable on May 23, 2017 as to 50% of the award. The remainder became exercisable in equal quarterly installments through May 23, 2018. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 17:23 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 52,404 | $35.03 | $1,835,712.12 |
DisclosureSEC source: 0000950103-18-014404 · dp99331_4-mackenzie.xml · nonDerivative · entry 4 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,973 F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $35.00 to $35.10. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 17:23 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 9,819 | $2.64 | $25,922.16 |
DisclosureSEC source: 0000950103-18-014404 · dp99331_4-mackenzie.xml · nonDerivative · entry 3 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 17:23 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 12,609 | $22.74 | $286,728.66 |
DisclosureSEC source: 0000950103-18-014404 · dp99331_4-mackenzie.xml · nonDerivative · entry 2 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 17:23 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 29,976 | $11.55 | $346,222.80 |
DisclosureSEC source: 0000950103-18-014404 · dp99331_4-mackenzie.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 12/27/17 as modified on 04/07/18 and 10/09/18. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 22:59 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 98,797 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-18-013635 · dp98579_4-mackenzie.xml · derivative · entry 4 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,316 Underlying: Ordinary Shares · 98,797 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable on May 23, 2017 as to 50% of the award. The remainder became exercisable in equal quarterly installments through May 23, 2018. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 22:59 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 8,107 | $31.09 | $252,046.63 |
DisclosureSEC source: 0000950103-18-013635 · dp98579_4-mackenzie.xml · nonDerivative · entry 3 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,973 F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $31.01 to $31.46. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.