person · Reporting owner

Mercadante Paul

Disclosed activity across 1 company

Tapewire entity: 156053
SEC CIK: 0001491157

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Penguin Solutions, Inc.SGH · Entity 4377	Director	July 09, 2019	July 11, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Penguin Solutions, Inc.

Report date July 09, 2019 · Filed July 11, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary SharesSEC Table I · non-derivative	Direct	44,183	Reported balance After 2019-07-09 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2019-07-09 · Grant · Acquired 44,183 · Balance 44,183 F1: In connection with the acquisition by SMART Global Holdings, Inc. (the "Issuer") of Inforce Computing, Inc. ("Inforce Computing") on July 9, 2019, pursuant to an Agreement and Plan of Merger, dated July 9, 2019 (the "Merger Agreement"), Mr. Mercadante became entitled to receive 44,183 Ordinary Shares of the Issuer in respect of his approximate 7% ownership interest in Inforce Computing, 37,544 Ordinary Shares of which were issued to Mr. Mercadante at the closing of the acquisition and an additional 6,639 Ordinary Shares ("Holdback Shares") of which may be issued to Mr. Mercadante on the date that is one year following the closing of the acquisition, which Holdback Shares were retained by the Issuer as security for post-closing purchase price adjustments and the indemnification obligations of certain shareholders of Inforce Computing under the Merger Agreement. F2: These securities are held by Mr. Mercadante directly.
Ordinary SharesSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners III Cayman (AIV III), L.P.	6,138,094	Reported balance Holding disclosure · report date 2019-07-09 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 6,138,094 F3: These securities are directly held by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman"). F5: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman. F9: Mr. Mercadante serves as a director of the Issuer, and as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. F10: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that Mr. Mercadante is the beneficial owner of any equity securities in excess of his pecuniary interest, and Mr. Mercadante disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any.
Ordinary SharesSEC Table I · non-derivative	IndirectHeld through Silver Lake Technology Investors III Cayman, L.P.	33,077	Reported balance Holding disclosure · report date 2019-07-09 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 33,077 F4: These securities are directly held by Silver Lake Technology Investors III Cayman, L.P. ("SLTI III Cayman"). F5: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman. F9: Mr. Mercadante serves as a director of the Issuer, and as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. F10: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that Mr. Mercadante is the beneficial owner of any equity securities in excess of his pecuniary interest, and Mr. Mercadante disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any.
Ordinary SharesSEC Table I · non-derivative	IndirectHeld through Silver Lake Sumeru Fund Cayman, L.P.	3,048,465	Reported balance Holding disclosure · report date 2019-07-09 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 3,048,465 F6: These securities are directly held by Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman"). F8: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd."). F9: Mr. Mercadante serves as a director of the Issuer, and as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. F10: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that Mr. Mercadante is the beneficial owner of any equity securities in excess of his pecuniary interest, and Mr. Mercadante disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any.
Ordinary SharesSEC Table I · non-derivative	IndirectHeld through Silver Lake Technology Investors Sumeru Cayman, L.P.	37,119	Reported balance Holding disclosure · report date 2019-07-09 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 37,119 F7: These securities are directly held by Silver Lake Technology Investors Sumeru Cayman, L.P. ("SLTI Sumeru Cayman"). F8: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd."). F9: Mr. Mercadante serves as a director of the Issuer, and as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. F10: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that Mr. Mercadante is the beneficial owner of any equity securities in excess of his pecuniary interest, and Mr. Mercadante disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the acquisition by SMART Global Holdings, Inc. (the "Issuer") of Inforce Computing, Inc. ("Inforce Computing") on July 9, 2019, pursuant to an Agreement and Plan of Merger, dated July 9, 2019 (the "Merger Agreement"), Mr. Mercadante became entitled to receive 44,183 Ordinary Shares of the Issuer in respect of his approximate 7% ownership interest in Inforce Computing, 37,544 Ordinary Shares of which were issued to Mr. Mercadante at the closing of the acquisition and an additional 6,639 Ordinary Shares ("Holdback Shares") of which may be issued to Mr. Mercadante on the date that is one year following the closing of the acquisition, which Holdback Shares were retained by the Issuer as security for post-closing purchase price adjustments and the indemnification obligations of certain shareholders of Inforce Computing under the Merger Agreement.

F2: These securities are held by Mr. Mercadante directly.

F3: These securities are directly held by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman").

F4: These securities are directly held by Silver Lake Technology Investors III Cayman, L.P. ("SLTI III Cayman").

F5: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman.

F6: These securities are directly held by Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman").

F7: These securities are directly held by Silver Lake Technology Investors Sumeru Cayman, L.P. ("SLTI Sumeru Cayman").

F8: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd.").

F9: Mr. Mercadante serves as a director of the Issuer, and as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

F10: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that Mr. Mercadante is the beneficial owner of any equity securities in excess of his pecuniary interest, and Mr. Mercadante disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
July 09, 2019 Filed Jul 11, 2019 17:06 UTC	Penguin Solutions, Inc. SGH · Entity 4377	GrantOrdinary Shares	44,183	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-19-019480 · doc4.xml · nonDerivative · entry 1 Mercadante Paul · CIK 0001491157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,183 F1 · shares: In connection with the acquisition by SMART Global Holdings, Inc. (the "Issuer") of Inforce Computing, Inc. ("Inforce Computing") on July 9, 2019, pursuant to an Agreement and Plan of Merger, dated July 9, 2019 (the "Merger Agreement"), Mr. Mercadante became entitled to receive 44,183 Ordinary Shares of the Issuer in respect of his approximate 7% ownership interest in Inforce Computing, 37,544 Ordinary Shares of which were issued to Mr. Mercadante at the closing of the acquisition and an additional 6,639 Ordinary Shares ("Holdback Shares") of which may be issued to Mr. Mercadante on the date that is one year following the closing of the acquisition, which Holdback Shares were retained by the Issuer as security for post-closing purchase price adjustments and the indemnification obligations of certain shareholders of Inforce Computing under the Merger Agreement. F1 · price: In connection with the acquisition by SMART Global Holdings, Inc. (the "Issuer") of Inforce Computing, Inc. ("Inforce Computing") on July 9, 2019, pursuant to an Agreement and Plan of Merger, dated July 9, 2019 (the "Merger Agreement"), Mr. Mercadante became entitled to receive 44,183 Ordinary Shares of the Issuer in respect of his approximate 7% ownership interest in Inforce Computing, 37,544 Ordinary Shares of which were issued to Mr. Mercadante at the closing of the acquisition and an additional 6,639 Ordinary Shares ("Holdback Shares") of which may be issued to Mr. Mercadante on the date that is one year following the closing of the acquisition, which Holdback Shares were retained by the Issuer as security for post-closing purchase price adjustments and the indemnification obligations of certain shareholders of Inforce Computing under the Merger Agreement. F2 · ownership.direct: These securities are held by Mr. Mercadante directly. Read SEC document
April 03, 2018 Filed Apr 5, 2018 16:49 UTC	Penguin Solutions, Inc. SGH · Entity 4377	SaleOrdinary Shares	8,020	$45.20	$362,504.00	Disclosure SEC source: 0000899243-18-009579 · doc4.xml · nonDerivative · entry 4 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director · Co-Chief Executive Officer Mercadante Paul · CIK 0001491157 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors Sumeru Cayman, L.P. Disclosed balance after: 37,119 F5 · ownership.nature: These securities are directly held by Silver Lake Technology Investors Sumeru Cayman, L.P. ("SLTI Sumeru Cayman"). F6 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd."). F7 · ownership.nature: Messrs. Kenneth Hao, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and Mr. Shah serves as Co-Chief Executive Officer of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F10 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
April 03, 2018 Filed Apr 5, 2018 16:49 UTC	Penguin Solutions, Inc. SGH · Entity 4377	SaleOrdinary Shares	658,647	$45.20	$29,770,844.40	Disclosure SEC source: 0000899243-18-009579 · doc4.xml · nonDerivative · entry 3 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director · Co-Chief Executive Officer Mercadante Paul · CIK 0001491157 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Sumeru Fund Cayman, L.P. Disclosed balance after: 3,048,465 F4 · ownership.nature: These securities are directly held by Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman"). F6 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd."). F7 · ownership.nature: Messrs. Kenneth Hao, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and Mr. Shah serves as Co-Chief Executive Officer of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F10 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
April 03, 2018 Filed Apr 5, 2018 16:49 UTC	Penguin Solutions, Inc. SGH · Entity 4377	SaleOrdinary Shares	7,147	$45.20	$323,044.40	Disclosure SEC source: 0000899243-18-009579 · doc4.xml · nonDerivative · entry 2 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director · Co-Chief Executive Officer Mercadante Paul · CIK 0001491157 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors III Cayman, L.P. Disclosed balance after: 33,077 F2 · ownership.nature: These securities are directly held by Silver Lake Technology Investors III Cayman, L.P. ("SLTI III Cayman"). F3 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman. F7 · ownership.nature: Messrs. Kenneth Hao, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and Mr. Shah serves as Co-Chief Executive Officer of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F10 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
April 03, 2018 Filed Apr 5, 2018 16:49 UTC	Penguin Solutions, Inc. SGH · Entity 4377	SaleOrdinary Shares	1,326,186	$45.20	$59,943,607.20	Disclosure SEC source: 0000899243-18-009579 · doc4.xml · nonDerivative · entry 1 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director · Co-Chief Executive Officer Mercadante Paul · CIK 0001491157 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners III Cayman (AIV III), L.P. Disclosed balance after: 6,138,094 F1 · ownership.nature: These securities are directly held by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman"). F3 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman. F7 · ownership.nature: Messrs. Kenneth Hao, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and Mr. Shah serves as Co-Chief Executive Officer of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F10 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
December 04, 2017 Filed Dec 5, 2017 21:21 UTC	Penguin Solutions, Inc. SGH · Entity 4377	SaleOrdinary Shares	1,115	$32.10	$35,791.50	Disclosure SEC source: 0000899243-17-028004 · doc4.xml · nonDerivative · entry 6 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director Mercadante Paul · CIK 0001491157 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,182 F1 · price: This amount represents a public offering price of $33.50 per share of Ordinary Shares, par value $0.03 per share, of SMART Global Holdings, Inc. (the "Issuer") less an underwriting discount of $1.40 per share for shares sold in an underwritten public offering. F10 · ownership.direct: These securities are held by Mr. Shah directly. Read SEC document
December 04, 2017 Filed Dec 5, 2017 21:21 UTC	Penguin Solutions, Inc. SGH · Entity 4377	SaleOrdinary Shares	50,356	$32.10	$1,616,427.60	Disclosure SEC source: 0000899243-17-028004 · doc4.xml · nonDerivative · entry 5 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director Mercadante Paul · CIK 0001491157 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 188,950 F1 · price: This amount represents a public offering price of $33.50 per share of Ordinary Shares, par value $0.03 per share, of SMART Global Holdings, Inc. (the "Issuer") less an underwriting discount of $1.40 per share for shares sold in an underwritten public offering. F9 · ownership.nature: These securities are held through trusts for the benefit of Mr. Shah and his family. F11 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
December 04, 2017 Filed Dec 5, 2017 21:21 UTC	Penguin Solutions, Inc. SGH · Entity 4377	SaleOrdinary Shares	12,030	$32.10	$386,163.00	Disclosure SEC source: 0000899243-17-028004 · doc4.xml · nonDerivative · entry 4 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director Mercadante Paul · CIK 0001491157 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors Sumeru Cayman, L.P. Disclosed balance after: 45,139 F1 · price: This amount represents a public offering price of $33.50 per share of Ordinary Shares, par value $0.03 per share, of SMART Global Holdings, Inc. (the "Issuer") less an underwriting discount of $1.40 per share for shares sold in an underwritten public offering. F6 · ownership.nature: These securities are directly held by Silver Lake Technology Investors Sumeru Cayman, L.P. ("SLTI Sumeru Cayman"). F7 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd."). F8 · ownership.nature: Messrs. Kenneth Hao, James Davidson, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F11 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
December 04, 2017 Filed Dec 5, 2017 21:21 UTC	Penguin Solutions, Inc. SGH · Entity 4377	SaleOrdinary Shares	987,970	$32.10	$31,713,837.00	Disclosure SEC source: 0000899243-17-028004 · doc4.xml · nonDerivative · entry 3 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director Mercadante Paul · CIK 0001491157 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Sumeru Fund Cayman, L.P. Disclosed balance after: 3,707,112 F1 · price: This amount represents a public offering price of $33.50 per share of Ordinary Shares, par value $0.03 per share, of SMART Global Holdings, Inc. (the "Issuer") less an underwriting discount of $1.40 per share for shares sold in an underwritten public offering. F5 · ownership.nature: These securities are directly held by Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman"). F7 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd."). F8 · ownership.nature: Messrs. Kenneth Hao, James Davidson, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F11 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
December 04, 2017 Filed Dec 5, 2017 21:21 UTC	Penguin Solutions, Inc. SGH · Entity 4377	SaleOrdinary Shares	10,720	$32.10	$344,112.00	Disclosure SEC source: 0000899243-17-028004 · doc4.xml · nonDerivative · entry 2 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director Mercadante Paul · CIK 0001491157 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors III Cayman, L.P. Disclosed balance after: 40,224 F1 · price: This amount represents a public offering price of $33.50 per share of Ordinary Shares, par value $0.03 per share, of SMART Global Holdings, Inc. (the "Issuer") less an underwriting discount of $1.40 per share for shares sold in an underwritten public offering. F3 · ownership.nature: These securities are directly held by Silver Lake Technology Investors III Cayman, L.P. ("SLTI III Cayman"). F4 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman. F8 · ownership.nature: Messrs. Kenneth Hao, James Davidson, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F11 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
December 04, 2017 Filed Dec 5, 2017 21:21 UTC	Penguin Solutions, Inc. SGH · Entity 4377	SaleOrdinary Shares	1,989,280	$32.10	$63,855,888.00	Disclosure SEC source: 0000899243-17-028004 · doc4.xml · nonDerivative · entry 1 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director Mercadante Paul · CIK 0001491157 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners III Cayman (AIV III), L.P. Disclosed balance after: 7,464,280 F1 · price: This amount represents a public offering price of $33.50 per share of Ordinary Shares, par value $0.03 per share, of SMART Global Holdings, Inc. (the "Issuer") less an underwriting discount of $1.40 per share for shares sold in an underwritten public offering. F2 · ownership.nature: These securities are directly held by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman"). F4 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman. F8 · ownership.nature: Messrs. Kenneth Hao, James Davidson, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F11 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
May 30, 2017 Filed Jun 1, 2017 17:17 UTC	Penguin Solutions, Inc. SGH · Entity 4377	PurchaseOrdinary Shares	6,015	$11.00	$66,165.00	Disclosure SEC source: 0000899243-17-015003 · doc4.xml · nonDerivative · entry 4 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director Mercadante Paul · CIK 0001491157 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors Sumeru Cayman, L.P. Disclosed balance after: 57,169 F1 · price: These ordinary shares, par value $0.03 per share, of SMART Global Holdings, Inc. (the "Issuer") were purchased for $11.00 per share in connection with the initial public offering of the Issuer. F6 · ownership.nature: These securities are directly held by Silver Lake Technology Investors Sumeru Cayman, L.P. ("SLTI Sumeru Cayman"). F7 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd."). F8 · ownership.nature: Messrs. Kenneth Hao, James Davidson, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F11 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
May 30, 2017 Filed Jun 1, 2017 17:17 UTC	Penguin Solutions, Inc. SGH · Entity 4377	PurchaseOrdinary Shares	493,985	$11.00	$5,433,835.00	Disclosure SEC source: 0000899243-17-015003 · doc4.xml · nonDerivative · entry 3 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director Mercadante Paul · CIK 0001491157 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Sumeru Fund Cayman, L.P. Disclosed balance after: 4,695,082 F1 · price: These ordinary shares, par value $0.03 per share, of SMART Global Holdings, Inc. (the "Issuer") were purchased for $11.00 per share in connection with the initial public offering of the Issuer. F5 · ownership.nature: These securities are directly held by Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman"). F7 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd."). F8 · ownership.nature: Messrs. Kenneth Hao, James Davidson, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F11 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
May 30, 2017 Filed Jun 1, 2017 17:17 UTC	Penguin Solutions, Inc. SGH · Entity 4377	PurchaseOrdinary Shares	5,360	$11.00	$58,960.00	Disclosure SEC source: 0000899243-17-015003 · doc4.xml · nonDerivative · entry 2 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director Mercadante Paul · CIK 0001491157 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors III Cayman, L.P. Disclosed balance after: 50,944 F1 · price: These ordinary shares, par value $0.03 per share, of SMART Global Holdings, Inc. (the "Issuer") were purchased for $11.00 per share in connection with the initial public offering of the Issuer. F3 · ownership.nature: These securities are directly held by Silver Lake Technology Investors III Cayman, L.P. ("SLTI III Cayman"). F4 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman. F8 · ownership.nature: Messrs. Kenneth Hao, James Davidson, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F11 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
May 30, 2017 Filed Jun 1, 2017 17:17 UTC	Penguin Solutions, Inc. SGH · Entity 4377	PurchaseOrdinary Shares	994,640	$11.00	$10,941,040.00	Disclosure SEC source: 0000899243-17-015003 · doc4.xml · nonDerivative · entry 1 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director Mercadante Paul · CIK 0001491157 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners III Cayman (AIV III), L.P. Disclosed balance after: 9,453,560 F1 · price: These ordinary shares, par value $0.03 per share, of SMART Global Holdings, Inc. (the "Issuer") were purchased for $11.00 per share in connection with the initial public offering of the Issuer. F2 · ownership.nature: These securities are directly held by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman"). F4 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman. F8 · ownership.nature: Messrs. Kenneth Hao, James Davidson, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F11 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.