Last 12 months
Inside the activity.
14 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 3 | 0 |
| Jan 2026 | 2 | 0 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 2 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 4 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2026 Filed Aug 21, 2026 20:06 UTC |
GOLDSTEIN PHILLIPDirector · Affiliate of the Adviser
|
PurchaseCommon Stock | 5,000 | $5.34 | $26,700.00 |
DisclosureSEC source: 0001398344-26-015264 · fp0100396-1_4.xml · nonDerivative · entry 3 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,860 Read SEC document |
| August 19, 2026 Filed Aug 21, 2026 20:06 UTC |
GOLDSTEIN PHILLIPDirector · Affiliate of the Adviser
|
PurchaseCommon Stock | 10,000 | $5.37 | $53,700.00 |
DisclosureSEC source: 0001398344-26-015264 · fp0100396-1_4.xml · nonDerivative · entry 2 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,860 Read SEC document |
| August 19, 2026 Filed Aug 21, 2026 20:06 UTC |
GOLDSTEIN PHILLIPDirector · Affiliate of the Adviser
|
PurchaseCommon Stock | 10,000 | $5.40 | $54,000.00 |
DisclosureSEC source: 0001398344-26-015264 · fp0100396-1_4.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,860 Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 20:00 UTC |
GOLDSTEIN PHILLIPDirector · Affiliate of the Adviser
|
PurchaseCommon Stock | 819 | $5.30 | $4,340.70 |
DisclosureSEC source: 0001398344-26-013937 · fp0100396-1_4.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,860 Read SEC document |
| April 08, 2026 Filed Apr 9, 2026 20:07 UTC |
GOLDSTEIN PHILLIPDirector · Affiliate of the Adviser
|
PurchaseCommon Stock | 600 | $5.53 | $3,318.00 |
DisclosureSEC source: 0001398344-26-006338 · ownership.xml · nonDerivative · entry 2 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,041 Read SEC document |
| April 07, 2026 Filed Apr 9, 2026 20:07 UTC |
GOLDSTEIN PHILLIPDirector · Affiliate of the Adviser
|
PurchaseCommon Stock | 5,088 | $5.45 | $27,724.51 |
DisclosureSEC source: 0001398344-26-006338 · ownership.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,441 F1 · price: Represents the weighted average price. Read SEC document |
| March 18, 2026 Filed Mar 19, 2026 20:05 UTC |
GOLDSTEIN PHILLIPDirector · Affiliate of the Adviser
|
PurchaseCommon Stock | 17,905 | $5.46 | $97,761.30 |
DisclosureSEC source: 0001398344-26-005426 · fp0098038-1_4.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,353 Read SEC document |
| February 03, 2026 Filed Feb 4, 2026 22:01 UTC |
GOLDSTEIN PHILLIPDirector · Affiliate of the Adviser
|
PurchaseCommon Stock | 10,000 | $6.05 | $60,500.00 |
DisclosureSEC source: 0001104659-26-010360 · tm265092-1_4seq1.xml · nonDerivative · entry 2 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,448 Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 22:01 UTC |
GOLDSTEIN PHILLIPDirector · Affiliate of the Adviser
|
PurchaseCommon Stock | 7,514 | $6.05 | $45,459.70 |
DisclosureSEC source: 0001104659-26-010360 · tm265092-1_4seq1.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,448 Read SEC document |
| January 16, 2026 Filed Jan 20, 2026 22:10 UTC |
Das Rajeev PAffiliate of the Adviser
|
PurchaseCommon Stock | 1,628 | $6.14 | $9,995.92 |
DisclosureSEC source: 0001104659-26-005122 · tm263408-2_4seq1.xml · nonDerivative · entry 2 Das Rajeev P · CIK 0001340982 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 1,628 F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| January 16, 2026 Filed Jan 20, 2026 22:10 UTC |
Das Rajeev PAffiliate of the Adviser
|
PurchaseCommon Stock | 1,628 | $6.15 | $10,004.87 |
DisclosureSEC source: 0001104659-26-005122 · tm263408-2_4seq1.xml · nonDerivative · entry 1 Das Rajeev P · CIK 0001340982 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,628 F1 · ownership.direct: The Reporting Person ceased being a Trustee of the Issuer as of 12/15/2025. Read SEC document |
| December 18, 2025 Filed Dec 18, 2025 22:01 UTC |
GOLDSTEIN PHILLIPDirector
|
PurchaseCommon Stock | 2,500 | $5.99 | $14,975.00 |
DisclosureSEC source: 0001104659-25-122595 · tm2533897-1_4seq1.xml · nonDerivative · entry 3 GOLDSTEIN PHILLIP · CIK 0001067621 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,934 Read SEC document |
| December 17, 2025 Filed Dec 18, 2025 22:01 UTC |
GOLDSTEIN PHILLIPDirector
|
PurchaseCommon Stock | 800 | $6.03 | $4,824.00 |
DisclosureSEC source: 0001104659-25-122595 · tm2533897-1_4seq1.xml · nonDerivative · entry 2 GOLDSTEIN PHILLIP · CIK 0001067621 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,434 Read SEC document |
| December 16, 2025 Filed Dec 18, 2025 22:01 UTC |
GOLDSTEIN PHILLIPDirector
|
PurchaseCommon Stock | 2,487 | $6.04 | $15,021.48 |
DisclosureSEC source: 0001104659-25-122595 · tm2533897-1_4seq1.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,634 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 21:01 UTC |
SELL MORITZ ADirector
|
PurchaseCommon Stock | 789 | $5.95 | $4,694.55 |
DisclosureSEC source: 0001104659-25-033807 · tm2512084-1_4seq1.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,822 Read SEC document |
| April 07, 2025 Filed Apr 8, 2025 21:01 UTC |
SELL MORITZ ADirector
|
PurchaseCommon Stock | 487 | $5.90 | $2,873.30 |
DisclosureSEC source: 0001104659-25-033080 · tm2511815-1_4seq1.xml · nonDerivative · entry 5 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,033 Read SEC document |
| April 07, 2025 Filed Apr 8, 2025 21:01 UTC |
SELL MORITZ ADirector
|
PurchaseCommon Stock | 2,000 | $5.91 | $11,820.00 |
DisclosureSEC source: 0001104659-25-033080 · tm2511815-1_4seq1.xml · nonDerivative · entry 4 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,546 Read SEC document |
| April 07, 2025 Filed Apr 8, 2025 21:01 UTC |
SELL MORITZ ADirector
|
PurchaseCommon Stock | 2,000 | $6.06 | $12,110.60 |
DisclosureSEC source: 0001104659-25-033080 · tm2511815-1_4seq1.xml · nonDerivative · entry 3 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,546 Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 21:01 UTC |
SELL MORITZ ADirector
|
PurchaseCommon Stock | 1,000 | $6.30 | $6,300.00 |
DisclosureSEC source: 0001104659-25-033080 · tm2511815-1_4seq1.xml · nonDerivative · entry 2 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,546 Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 21:01 UTC |
SELL MORITZ ADirector
|
PurchaseCommon Stock | 100 | $6.29 | $629.00 |
DisclosureSEC source: 0001104659-25-033080 · tm2511815-1_4seq1.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,546 Read SEC document |
| February 25, 2025 Filed Feb 26, 2025 22:01 UTC |
GOLDSTEIN PHILLIPDirector
|
SaleCommon Stock | 6,984 | $6.85 | $47,851.57 |
DisclosureSEC source: 0001104659-25-017481 · tm257681-1_4seq1.xml · nonDerivative · entry 3 GOLDSTEIN PHILLIP · CIK 0001067621 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147 Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 22:01 UTC |
GOLDSTEIN PHILLIPDirector
|
SaleCommon Stock | 9,296 | $6.85 | $63,677.60 |
DisclosureSEC source: 0001104659-25-017481 · tm257681-1_4seq1.xml · nonDerivative · entry 2 GOLDSTEIN PHILLIP · CIK 0001067621 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,131 Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 22:01 UTC |
GOLDSTEIN PHILLIPDirector
|
SaleCommon Stock | 10,000 | $6.84 | $68,400.00 |
DisclosureSEC source: 0001104659-25-017481 · tm257681-1_4seq1.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,427 Read SEC document |
| February 04, 2025 Filed Feb 5, 2025 22:01 UTC |
Das Rajeev PDirector
|
SaleCommon Stock | 9 | $6.71 | $60.39 |
DisclosureSEC source: 0001104659-25-009735 · tm255577-1_4seq1.xml · nonDerivative · entry 4 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Child IRA Disclosed balance after: 0 F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities owned by his child and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 04, 2025 Filed Feb 5, 2025 22:01 UTC |
Das Rajeev PDirector
|
SaleCommon Stock | 72 | $6.71 | $483.12 |
DisclosureSEC source: 0001104659-25-009735 · tm255577-1_4seq1.xml · nonDerivative · entry 3 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse IRA Disclosed balance after: 0 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 04, 2025 Filed Feb 5, 2025 22:01 UTC |
Das Rajeev PDirector
|
SaleCommon Stock | 236 | $6.71 | $1,583.56 |
DisclosureSEC source: 0001104659-25-009735 · tm255577-1_4seq1.xml · nonDerivative · entry 2 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 04, 2025 Filed Feb 5, 2025 22:01 UTC |
Das Rajeev PDirector
|
SaleCommon Stock | 114 | $6.71 | $764.94 |
DisclosureSEC source: 0001104659-25-009735 · tm255577-1_4seq1.xml · nonDerivative · entry 1 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 22:01 UTC |
SELL MORITZ ADirector
|
PurchaseCommon Stock | 1,624 | $6.50 | $10,556.00 |
DisclosureSEC source: 0001104659-25-002594 · tm252801-1_4seq1.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,446 Read SEC document |
| December 26, 2024 Filed Dec 30, 2024 22:01 UTC |
HELLERMAN GERALDDirector
|
SaleCommon Stock | 259 | $6.47 | $1,676.40 |
DisclosureSEC source: 0001104659-24-132545 · tm2432220-1_4seq1.xml · nonDerivative · entry 1 HELLERMAN GERALD · CIK 0001222911 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,000 Read SEC document |
| December 19, 2024 Filed Dec 23, 2024 22:01 UTC |
HELLERMAN GERALDDirector
|
PurchaseCommon Stock | 2,000 | $6.34 | $12,680.00 |
DisclosureSEC source: 0001104659-24-131359 · tm2431893-1_4seq1.xml · nonDerivative · entry 1 HELLERMAN GERALD · CIK 0001222911 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,259 Read SEC document |
| December 17, 2024 Filed Dec 18, 2024 22:01 UTC |
HELLERMAN GERALDDirector
|
PurchaseCommon Stock | 2,525 | $6.50 | $16,412.50 |
DisclosureSEC source: 0001104659-24-129801 · tm2431476-1_4seq1.xml · nonDerivative · entry 5 HELLERMAN GERALD · CIK 0001222911 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,259 Read SEC document |
| December 17, 2024 Filed Dec 18, 2024 22:01 UTC |
HELLERMAN GERALDDirector
|
PurchaseCommon Stock | 12,000 | $6.60 | $79,200.00 |
DisclosureSEC source: 0001104659-24-129801 · tm2431476-1_4seq1.xml · nonDerivative · entry 4 HELLERMAN GERALD · CIK 0001222911 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,734 Read SEC document |
| December 17, 2024 Filed Dec 18, 2024 22:01 UTC |
HELLERMAN GERALDDirector
|
PurchaseCommon Stock | 6,409 | $6.50 | $41,658.50 |
DisclosureSEC source: 0001104659-24-129801 · tm2431476-1_4seq1.xml · nonDerivative · entry 3 HELLERMAN GERALD · CIK 0001222911 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,734 Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 22:01 UTC |
HELLERMAN GERALDDirector
|
PurchaseCommon Stock | 5,000 | $6.63 | $33,150.00 |
DisclosureSEC source: 0001104659-24-129801 · tm2431476-1_4seq1.xml · nonDerivative · entry 2 HELLERMAN GERALD · CIK 0001222911 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,325 Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 22:01 UTC |
HELLERMAN GERALDDirector
|
PurchaseCommon Stock | 5,000 | $6.69 | $33,450.00 |
DisclosureSEC source: 0001104659-24-129801 · tm2431476-1_4seq1.xml · nonDerivative · entry 1 HELLERMAN GERALD · CIK 0001222911 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,325 Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 22:04 UTC |
SELL MORITZ ADirector
|
Disposition to issuerCommon Stock | 33,699 | $7.07 | $238,251.93 |
DisclosureSEC source: 0001104659-24-128975 · tm2431179-6_4seq1.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,822 F1 · kind: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 22:04 UTC |
HELLERMAN GERALDDirector
|
Disposition to issuerCommon Stock | 38,142 | $7.07 | $269,663.94 |
DisclosureSEC source: 0001104659-24-128974 · tm2431179-5_4seq1.xml · nonDerivative · entry 1 HELLERMAN GERALD · CIK 0001222911 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,325 F1 · kind: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 22:03 UTC |
GOLDSTEIN PHILLIPDirector
|
Disposition to issuerCommon Stock | 233,119 | $7.07 | $1,648,151.33 |
DisclosureSEC source: 0001104659-24-128973 · tm2431179-4_4seq1.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,427 F1 · kind: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 22:02 UTC |
DAYAN RICHARDDirector
|
Disposition to issuerCommon Stock | 4,851 | $7.07 | $34,296.57 |
DisclosureSEC source: 0001104659-24-128971 · tm2431179-3_4seq1.xml · nonDerivative · entry 1 DAYAN RICHARD · CIK 0001578210 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 549 F1 · kind: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 22:01 UTC |
Das Rajeev PDirector
|
Disposition to issuerCommon Stock | 70 | $7.07 | $494.90 |
DisclosureSEC source: 0001104659-24-128969 · tm2431179-2_4seq1.xml · nonDerivative · entry 4 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Child IRA Disclosed balance after: 9 F1 · kind: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities owned by his child and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 22:01 UTC |
Das Rajeev PDirector
|
Disposition to issuerCommon Stock | 632 | $7.07 | $4,468.24 |
DisclosureSEC source: 0001104659-24-128969 · tm2431179-2_4seq1.xml · nonDerivative · entry 3 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse IRA Disclosed balance after: 72 F1 · kind: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 22:01 UTC |
Das Rajeev PDirector
|
Disposition to issuerCommon Stock | 2,073 | $7.07 | $14,656.11 |
DisclosureSEC source: 0001104659-24-128969 · tm2431179-2_4seq1.xml · nonDerivative · entry 2 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 236 F1 · kind: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 22:01 UTC |
Das Rajeev PDirector
|
Disposition to issuerCommon Stock | 998 | $7.07 | $7,055.86 |
DisclosureSEC source: 0001104659-24-128969 · tm2431179-2_4seq1.xml · nonDerivative · entry 1 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114 F1 · kind: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 22:01 UTC |
Dakos AndrewDirector · President
|
Disposition to issuerCommon Stock | 94,433 | $7.07 | $667,641.31 |
DisclosureSEC source: 0001104659-24-128965 · tm2431179-1_4seq1.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,705 F1 · kind: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. Read SEC document |
| August 16, 2024 Filed Aug 19, 2024 21:03 UTC |
GOLDSTEIN PHILLIPDirector
|
Exercise / conversionCommon Stock | 249,773 | $6.48 | $1,618,529.04 |
DisclosureSEC source: 0001104659-24-090893 · tm2422003-2_4seq1.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 259,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Non-transferable rights were issued to holders of record of shares of beneficial interest ("common stock") of the Issuer as of July 8, 2024 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every right received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. Read SEC document |
| August 16, 2024 Filed Aug 19, 2024 21:02 UTC |
DAYAN RICHARDDirector
|
Exercise / conversionCommon Stock | 5,200 | $6.48 | $33,696.00 |
DisclosureSEC source: 0001104659-24-090891 · tm2422003-5_4seq1.xml · nonDerivative · entry 1 DAYAN RICHARD · CIK 0001578210 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Non-transferable rights were issued to holders of record of shares of beneficial interest ("common stock") of the Issuer as of July 8, 2024 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every right received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 21:05 UTC |
SELL MORITZ ADirector
|
Exercise / conversionCommon Stock | 19,385 | $6.48 | $125,614.80 |
DisclosureSEC source: 0001104659-24-090896 · tm2422003-4_4seq1.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Non-transferable rights were issued to holders of record of shares of beneficial interest ("common stock") of the Issuer as of July 8, 2024 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every right received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. F2 · balance_after: The total shares in column (5) includes additional shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 21:04 UTC |
HELLERMAN GERALDDirector
|
Exercise / conversionCommon Stock | 2,441 | $6.48 | $15,817.68 |
DisclosureSEC source: 0001104659-24-090894 · tm2422003-3_4seq1.xml · nonDerivative · entry 1 HELLERMAN GERALD · CIK 0001222911 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Non-transferable rights were issued to holders of record of shares of beneficial interest ("common stock") of the Issuer as of July 8, 2024 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every right received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 21:01 UTC |
Das Rajeev PDirector
|
Exercise / conversionCommon Stock | 78 | $6.48 | $505.44 |
DisclosureSEC source: 0001104659-24-090890 · tm2422003-1_4seq1.xml · nonDerivative · entry 4 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Child IRA Disclosed balance after: 79 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Non-transferable rights were issued to holders of record of shares of beneficial interest ("common stock") of the Issuer as of July 8, 2024 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every right received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities owned by his child and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 21:01 UTC |
Das Rajeev PDirector
|
Exercise / conversionCommon Stock | 694 | $6.48 | $4,497.12 |
DisclosureSEC source: 0001104659-24-090890 · tm2422003-1_4seq1.xml · nonDerivative · entry 3 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse IRA Disclosed balance after: 704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Non-transferable rights were issued to holders of record of shares of beneficial interest ("common stock") of the Issuer as of July 8, 2024 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every right received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.