Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HIGH INCOME SECURITIES FUNDPCF · Entity 6747 | Affiliate of the Adviser | January 16, 2026 | January 20, 2026 |
| MEXICO EQUITY & INCOME FUND INCMXE · Entity 7114 | Director | October 15, 2021 | October 18, 2021 |
| SPECIAL OPPORTUNITIES FUND, INC.SPE · Entity 6548 | Vice President | April 05, 2022 | April 08, 2022 |
| Total Return Securities FundSWZ · Entity 8820 | Secretary | August 21, 2026 | August 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HIGH INCOME SECURITIES FUND
Report date January 16, 2026 · Filed January 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,628 |
Reported balance
After 2026-01-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-16 · Purchase · Acquired 1,628 · Balance 1,628 F1: The Reporting Person ceased being a Trustee of the Issuer as of 12/15/2025. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,628 |
Reported balance
After 2026-01-16 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-01-16 · Purchase · Acquired 1,628 · Balance 1,628 F2: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person ceased being a Trustee of the Issuer as of 12/15/2025.
F2: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
MEXICO EQUITY & INCOME FUND INC
Report date October 15, 2021 · Filed October 18, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 948 |
Reported balance
After 2021-10-15 transaction · row 1
1 source rowRow 1 · 2021-10-15 · Exercise / conversion · Acquired 474 · Balance 948 F1: Non-transferable rights were issued to stockholders of record as of August 27, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,058 |
Reported balance
After 2021-10-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-10-15 · Exercise / conversion · Acquired 529 · Balance 1,058 F1: Non-transferable rights were issued to stockholders of record as of August 27, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. F2: The Reporting Person disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Non-transferable rights were issued to stockholders of record as of August 27, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.
F2: The Reporting Person disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.
SPECIAL OPPORTUNITIES FUND, INC.
Report date April 05, 2022 · Filed April 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 2,583 |
Reported balance
After 2022-04-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-04-05 · Disposition to issuer · Disposed 513 · Balance 2,583 F1: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. F2: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3.
F2: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
Total Return Securities Fund
Report date August 21, 2026 · Filed August 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,400 |
Ending reported balance
After 2026-08-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-21 · Purchase · Acquired 1,700 · Balance 2,034 Row 2 · 2026-08-24 · Purchase · Acquired 1,366 · Balance 3,400 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 24, 2026 Filed Aug 25, 2026 20:05 UTC | Total Return Securities Fund SWZ · Entity 8820 | PurchaseCommon Stock | 1,366 | $5.93 | $8,100.38 |
DisclosureSEC source: 0001398344-26-015537 · fp0100619-1_4.xml · nonDerivative · entry 2 Das Rajeev P · CIK 0001340982 · Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,400 Read SEC document |
| August 21, 2026 Filed Aug 25, 2026 20:05 UTC | Total Return Securities Fund SWZ · Entity 8820 | PurchaseCommon Stock | 1,700 | $5.93 | $10,080.32 |
DisclosureSEC source: 0001398344-26-015537 · fp0100619-1_4.xml · nonDerivative · entry 1 Das Rajeev P · CIK 0001340982 · Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,034 Read SEC document |
| January 23, 2026 Filed Jan 27, 2026 21:05 UTC | Total Return Securities Fund SWZ · Entity 8820 | Disposition to issuerCommon Stock | 166 | $6.81 | $1,130.46 |
DisclosureSEC source: 0001398344-26-001375 · fp0097335-1_4.xml · nonDerivative · entry 1 Das Rajeev P · CIK 0001340982 · Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 334 F1 · kind: Represents sale of shares to the issuer pursuant to tender offer exempt under Rule 16b-3. Read SEC document |
| January 16, 2026 Filed Jan 20, 2026 22:10 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | PurchaseCommon Stock | 1,628 | $6.14 | $9,995.92 |
DisclosureSEC source: 0001104659-26-005122 · tm263408-2_4seq1.xml · nonDerivative · entry 2 Das Rajeev P · CIK 0001340982 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 1,628 F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| January 16, 2026 Filed Jan 20, 2026 22:10 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | PurchaseCommon Stock | 1,628 | $6.15 | $10,004.87 |
DisclosureSEC source: 0001104659-26-005122 · tm263408-2_4seq1.xml · nonDerivative · entry 1 Das Rajeev P · CIK 0001340982 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,628 F1 · ownership.direct: The Reporting Person ceased being a Trustee of the Issuer as of 12/15/2025. Read SEC document |
| December 11, 2025 Filed Dec 12, 2025 22:09 UTC | Total Return Securities Fund SWZ · Entity 8820 | Exercise / conversionCommon Stock | 468 | $6.07 | $2,840.76 |
DisclosureSEC source: 0001398344-25-022411 · fp0096582-2_4.xml · nonDerivative · entry 1 Das Rajeev P · CIK 0001340982 · Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Non-transferable rights were issued to holders of record of shares of common stock of the Issuer as of November 14, 2025 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every right received by the holder entitled such holder to purchase one share of common stock and holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. Read SEC document |
| February 04, 2025 Filed Feb 5, 2025 22:01 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | SaleCommon Stock | 9 | $6.71 | $60.39 |
DisclosureSEC source: 0001104659-25-009735 · tm255577-1_4seq1.xml · nonDerivative · entry 4 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Child IRA Disclosed balance after: 0 F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities owned by his child and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 04, 2025 Filed Feb 5, 2025 22:01 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | SaleCommon Stock | 72 | $6.71 | $483.12 |
DisclosureSEC source: 0001104659-25-009735 · tm255577-1_4seq1.xml · nonDerivative · entry 3 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse IRA Disclosed balance after: 0 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 04, 2025 Filed Feb 5, 2025 22:01 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | SaleCommon Stock | 236 | $6.71 | $1,583.56 |
DisclosureSEC source: 0001104659-25-009735 · tm255577-1_4seq1.xml · nonDerivative · entry 2 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 04, 2025 Filed Feb 5, 2025 22:01 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | SaleCommon Stock | 114 | $6.71 | $764.94 |
DisclosureSEC source: 0001104659-25-009735 · tm255577-1_4seq1.xml · nonDerivative · entry 1 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 22:01 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | Disposition to issuerCommon Stock | 70 | $7.07 | $494.90 |
DisclosureSEC source: 0001104659-24-128969 · tm2431179-2_4seq1.xml · nonDerivative · entry 4 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Child IRA Disclosed balance after: 9 F1 · kind: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities owned by his child and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 22:01 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | Disposition to issuerCommon Stock | 632 | $7.07 | $4,468.24 |
DisclosureSEC source: 0001104659-24-128969 · tm2431179-2_4seq1.xml · nonDerivative · entry 3 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse IRA Disclosed balance after: 72 F1 · kind: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 22:01 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | Disposition to issuerCommon Stock | 2,073 | $7.07 | $14,656.11 |
DisclosureSEC source: 0001104659-24-128969 · tm2431179-2_4seq1.xml · nonDerivative · entry 2 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 236 F1 · kind: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 22:01 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | Disposition to issuerCommon Stock | 998 | $7.07 | $7,055.86 |
DisclosureSEC source: 0001104659-24-128969 · tm2431179-2_4seq1.xml · nonDerivative · entry 1 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114 F1 · kind: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 21:01 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | Exercise / conversionCommon Stock | 78 | $6.48 | $505.44 |
DisclosureSEC source: 0001104659-24-090890 · tm2422003-1_4seq1.xml · nonDerivative · entry 4 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Child IRA Disclosed balance after: 79 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Non-transferable rights were issued to holders of record of shares of beneficial interest ("common stock") of the Issuer as of July 8, 2024 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every right received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities owned by his child and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 21:01 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | Exercise / conversionCommon Stock | 694 | $6.48 | $4,497.12 |
DisclosureSEC source: 0001104659-24-090890 · tm2422003-1_4seq1.xml · nonDerivative · entry 3 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse IRA Disclosed balance after: 704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Non-transferable rights were issued to holders of record of shares of beneficial interest ("common stock") of the Issuer as of July 8, 2024 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every right received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 21:01 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | Exercise / conversionCommon Stock | 2,284 | $6.48 | $14,800.32 |
DisclosureSEC source: 0001104659-24-090890 · tm2422003-1_4seq1.xml · nonDerivative · entry 2 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Non-transferable rights were issued to holders of record of shares of beneficial interest ("common stock") of the Issuer as of July 8, 2024 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every right received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 21:01 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | Exercise / conversionCommon Stock | 1,102 | $6.48 | $7,140.96 |
DisclosureSEC source: 0001104659-24-090890 · tm2422003-1_4seq1.xml · nonDerivative · entry 1 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Non-transferable rights were issued to holders of record of shares of beneficial interest ("common stock") of the Issuer as of July 8, 2024 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every right received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. Read SEC document |
| June 27, 2024 Filed Jun 28, 2024 21:00 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | PurchaseCommon Stock | 1 | $6.91 | $6.91 |
DisclosureSEC source: 0001104659-24-076340 · tm2418529-1_4seq1.xml · nonDerivative · entry 4 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Child IRA Disclosed balance after: 1 F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities owned by his child and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 27, 2024 Filed Jun 28, 2024 21:00 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | PurchaseCommon Stock | 10 | $6.92 | $69.15 |
DisclosureSEC source: 0001104659-24-076340 · tm2418529-1_4seq1.xml · nonDerivative · entry 3 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse IRA Disclosed balance after: 10 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 27, 2024 Filed Jun 28, 2024 21:00 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | PurchaseCommon Stock | 25 | $6.92 | $173.00 |
DisclosureSEC source: 0001104659-24-076340 · tm2418529-1_4seq1.xml · nonDerivative · entry 2 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 25 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 27, 2024 Filed Jun 28, 2024 21:00 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | PurchaseCommon Stock | 10 | $6.92 | $69.15 |
DisclosureSEC source: 0001104659-24-076340 · tm2418529-1_4seq1.xml · nonDerivative · entry 1 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10 Read SEC document |
| April 05, 2022 Filed Apr 8, 2022 17:57 UTC | SPECIAL OPPORTUNITIES FUND, INC. SPE · Entity 6548 | Disposition to issuerCommon Stock | 513 | $15.69 | $8,048.97 |
DisclosureSEC source: 0001104659-22-044072 · tm2212325-1_4seq1.xml · nonDerivative · entry 1 Das Rajeev P · CIK 0001340982 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,583 F1 · kind: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 21:02 UTC | MEXICO EQUITY & INCOME FUND INC MXE · Entity 7114 | Exercise / conversionCommon Stock | 529 | $8.90 | $4,708.10 |
DisclosureSEC source: 0001104659-21-127227 · tm2130391d3_4.xml · nonDerivative · entry 2 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Non-transferable rights were issued to stockholders of record as of August 27, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 21:02 UTC | MEXICO EQUITY & INCOME FUND INC MXE · Entity 7114 | Exercise / conversionCommon Stock | 474 | $8.90 | $4,218.60 |
DisclosureSEC source: 0001104659-21-127227 · tm2130391d3_4.xml · nonDerivative · entry 1 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Non-transferable rights were issued to stockholders of record as of August 27, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 14:57 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | Disposition to issuerCommon Stock | 1,003 | $9.25 | $9,277.75 |
DisclosureSEC source: 0001398344-19-005227 · fp0040499_4.xml · nonDerivative · entry 1 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · kind: Disposed of to High Income Securities Fund (the "Fund") pursuant to an issuer tender offer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.