Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HIGH INCOME SECURITIES FUNDPCF · Entity 6747 | Director | December 12, 2024 | December 16, 2024 |
| Total Return Securities FundSWZ · Entity 8820 | Director | July 20, 2018 | July 27, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HIGH INCOME SECURITIES FUND
Report date December 12, 2024 · Filed December 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 549 |
Reported balance
After 2024-12-12 transaction · row 1
1 source rowRow 1 · 2024-12-12 · Disposition to issuer · Disposed 4,851 · Balance 549 F1: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3.
Total Return Securities Fund
Report date July 20, 2018 · Filed July 27, 2018
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2024 Filed Dec 16, 2024 22:02 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | Disposition to issuerCommon Stock | 4,851 | $7.07 | $34,296.57 |
DisclosureSEC source: 0001104659-24-128971 · tm2431179-3_4seq1.xml · nonDerivative · entry 1 DAYAN RICHARD · CIK 0001578210 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 549 F1 · kind: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. Read SEC document |
| August 16, 2024 Filed Aug 19, 2024 21:02 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | Exercise / conversionCommon Stock | 5,200 | $6.48 | $33,696.00 |
DisclosureSEC source: 0001104659-24-090891 · tm2422003-5_4seq1.xml · nonDerivative · entry 1 DAYAN RICHARD · CIK 0001578210 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Non-transferable rights were issued to holders of record of shares of beneficial interest ("common stock") of the Issuer as of July 8, 2024 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every right received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 21:00 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | PurchaseCommon Stock | 200 | $6.93 | $1,386.00 |
DisclosureSEC source: 0001104659-24-076886 · tm2418663-1_4seq1.xml · nonDerivative · entry 1 DAYAN RICHARD · CIK 0001578210 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.