person · Reporting owner

Dakos Andrew

Disclosed activity across 29 companies

Tapewire entity: 30427
SEC CIK: 0001341021

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ADAMS NATURAL RESOURCES FUND, INC.PEO · Entity 5103	10% owner · See Explanation of Response	July 02, 2020	July 09, 2020
BNY MELLON MUNICIPAL INCOME, INC.DMF · Entity 11293	Director	June 12, 2024	June 21, 2024
Brookfield DTLA Fund Office Trust Investor Inc.DTLA PR · Entity 158776	Director	January 02, 2019	January 04, 2019
CROSSROADS CAPITAL, INC.XRDC · Entity 175375	Director · 10% owner	June 07, 2017	June 08, 2017
EMERGENT CAPITAL, INC.EMGC · Entity 140414	Director	July 28, 2017	August 11, 2017
FIRST TRUST DIVIDEND & INCOME FUNDFAV · Entity 181564	10% owner	October 19, 2016	October 21, 2016
HIGH INCOME SECURITIES FUNDPCF · Entity 6747	Director · President	December 12, 2024	December 16, 2024
JPMORGAN CHINA REGION FUND, INC.JFC · Entity 171078	10% owner	September 15, 2017	September 19, 2017
KOREA EQUITY FUND INCKEF · Entity 175017	10% owner	June 20, 2017	June 22, 2017
MFS INVESTMENT GRADE MUNICIPAL TRUSTCXH · Entity 12806	10% owner	February 24, 2026	February 26, 2026
Nuveen Global Equity Income FundJGV · Entity 181700	10% owner	September 28, 2016	September 30, 2016
Nuveen Long/Short Commodity Total Return FundCTF · Entity 180459	10% owner	December 08, 2016	December 12, 2016
PACHOLDER HIGH YIELD FUND INCPHF · Entity 12396	10% owner	July 07, 2017	July 11, 2017
SPECIAL OPPORTUNITIES FUNDSPE · Entity 151151	Director · President	February 28, 2020	March 03, 2020
SPECIAL OPPORTUNITIES FUND, INC.SPE · Entity 6548	Director · President and CEO · Affiliate of Adviser	June 02, 2026	June 04, 2026
TEJON RANCH COTRC · Entity 5581	Director	July 14, 2026	July 15, 2026
TG Venture Acquisition Corp.TGVC · Entity 108563	10% owner	August 14, 2023	September 20, 2023
TORTOISE ENERGY INDEPENDENCE FUND, INC.NDP · Entity 84717	10% owner	April 30, 2021	May 10, 2021
Total Return Securities FundSWZ · Entity 8820	Director · President and CEO · Affiliate of Adviser	September 25, 2026	September 29, 2026
Virtus Total Return FundDCA · Entity 177496	10% owner	March 22, 2017	March 23, 2017
WESTERN ASSET CORPORATE LOAN FUND INC.TLI · Entity 16378	10% owner	February 28, 2020	March 06, 2020
abrdn Emerging Markets ex-China Fund, Inc.CH · Entity 5686	10% owner	December 05, 2017	December 07, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADAMS NATURAL RESOURCES FUND, INC.

Report date July 02, 2020 · Filed July 09, 2020

Jointly reported with Bulldog Investors, LLP, GOLDSTEIN PHILLIP

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	31,246	Reported balance Holding disclosure · report date 2020-07-02 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 31,246 F1: Andrew Dakos and Phillip Goldstein are the members of Bulldog Investors, LLC. Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock as disclosed in a Schedule 13D, filed on behalf of the Reporting Persons and certain other stockholders of the Issuer on July 7, 2020. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The securities reported herein do not include any securities held by any group member other than the Reporting Persons, as such shares are being reported in a separate Form 3 filing. F2: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3: Shares are held by Phillip Goldstein and/or his spouse.

Filing footnotes · ownership attribution and instrument terms

F1: Andrew Dakos and Phillip Goldstein are the members of Bulldog Investors, LLC. Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock as disclosed in a Schedule 13D, filed on behalf of the Reporting Persons and certain other stockholders of the Issuer on July 7, 2020. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The securities reported herein do not include any securities held by any group member other than the Reporting Persons, as such shares are being reported in a separate Form 3 filing.

F2: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3: Shares are held by Phillip Goldstein and/or his spouse.

BNY MELLON MUNICIPAL INCOME, INC.

Report date June 12, 2024 · Filed June 21, 2024

This filing explicitly reported no securities owned.

Brookfield DTLA Fund Office Trust Investor Inc.

Report date January 02, 2019 · Filed January 04, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
7.625% Series A Cumulative Redeemable Preferred StockSEC Table I · non-derivative	IndirectBy Clients	0	Reported balance After 2019-01-02 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2019-01-02 · Other · Disposed 200,936 · Balance 0 F1: These shares are held in the accounts of private investment fund clients of Bulldog Investors. The Reporting Person is a Principal of Bulldog Investors. Bulldog Investors is no longer deemed to have a pecuniary interest in such shares as of January 2, 2019 and as a result such shares will no longer be reported on the Reporting Person's Form 4. F2: Shares are held by certain private investment funds. The Reporting Person is a Principal of the general partner and/or investment advisor of each fund, and is a limited partner in certain funds. The Reporting Person disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held in the accounts of private investment fund clients of Bulldog Investors. The Reporting Person is a Principal of Bulldog Investors. Bulldog Investors is no longer deemed to have a pecuniary interest in such shares as of January 2, 2019 and as a result such shares will no longer be reported on the Reporting Person's Form 4.

F2: Shares are held by certain private investment funds. The Reporting Person is a Principal of the general partner and/or investment advisor of each fund, and is a limited partner in certain funds. The Reporting Person disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

CROSSROADS CAPITAL, INC.

Report date June 07, 2017 · Filed June 08, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Clients	826,327	Last balance in matching sequence After 2017-06-07 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2017-06-07 · Sale · Disposed 28,479 · Balance 797,848 F1: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of the shares. Mr. Dakos is an owner of Bulldog Investors, LLC and disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Mr. Dakos also is a principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Row 2 · 2017-06-07 · Purchase · Acquired 28,479 · Balance 826,327 F1: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of the shares. Mr. Dakos is an owner of Bulldog Investors, LLC and disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Mr. Dakos also is a principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients.

Filing footnotes · ownership attribution and instrument terms

F1: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of the shares. Mr. Dakos is an owner of Bulldog Investors, LLC and disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Mr. Dakos also is a principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients.

EMERGENT CAPITAL, INC.

Report date July 28, 2017 · Filed August 11, 2017 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Warrants (right to buy) purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.20 · Expires 2025-07-28	IndirectSee footnote	960,000	Reported balance After 2017-07-28 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2017-07-28 · Grant · Acquired 960,000 · Balance 960,000 F1: Subject to adjustment in accordance with Article 3 of the warrants. F2: The number of warrants acquired was miscalculated on the original Form 4. F4: At the election of Emergent Capital, Inc., these securities were issued for no consideration in connection with the closing of certain recapitalization transactions. F3: The warrants will vest at later times based on the conversion of the issuer's outstanding senior unsecured convertible notes outstanding as of July 28, 2017 (the "Outstanding Convertible Notes") into shares of the issuer's common stock on a 1 to 1 basis; provided that upon the earliest date on which (x) at least 50% of the aggregate principal amount of the Outstanding Convertible Notes are converted into shares of the issuer's common stock, or (y) all of the Outstanding Convertible Notes are no longer outstanding, then all remaining shares of the issuer's common stock under the warrants shall vest and become immediately exercisable. F5: The securities are held by certain private investment funds. Bulldog Investors, LLC ("BI") has sole voting and investment power with respect to such securities. The reporting person is a principal of BI and of the general partners of each of such investment fund, and is a limited partner in certain such funds. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. These totals do not include securities that are owned by certain clients of BI since the reporting person has no pecuniary interest therein. The warrants are subject to a conversion limitation imposed by Florida State law that voids any conversion of such warrants into shares of common stock to the extent that the holder would, after such exercise, directly or indirectly own 10% or more of the shares of common stock unless such holder has first applied for and obtained regulatory approval from the Florida Office of Insurance Regulation.
Warrants (right to buy) purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.20 · Expires 2025-07-28	IndirectSee footnote	640,000	Reported balance After 2017-07-28 transaction · row 2 Amendment: may correct only part of an earlier disclosure. 1 source row Row 2 · 2017-07-28 · Grant · Acquired 640,000 · Balance 640,000 F1: Subject to adjustment in accordance with Article 3 of the warrants. F2: The number of warrants acquired was miscalculated on the original Form 4. F4: At the election of Emergent Capital, Inc., these securities were issued for no consideration in connection with the closing of certain recapitalization transactions. F3: The warrants will vest at later times based on the conversion of the issuer's outstanding senior unsecured convertible notes outstanding as of July 28, 2017 (the "Outstanding Convertible Notes") into shares of the issuer's common stock on a 1 to 1 basis; provided that upon the earliest date on which (x) at least 50% of the aggregate principal amount of the Outstanding Convertible Notes are converted into shares of the issuer's common stock, or (y) all of the Outstanding Convertible Notes are no longer outstanding, then all remaining shares of the issuer's common stock under the warrants shall vest and become immediately exercisable. F6: The securities are held by various entities and individuals. BI or certain of its principals has voting and investment power with respect to such securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The warrants are subject to a conversion limitation imposed by Florida State law that voids any conversion of such warrants into shares of common stock to the extent that the holder would, after such exercise, directly or indirectly own 10% or more of the shares of common stock unless such holder has first applied for and obtained regulatory approval from the Florida Office of Insurance Regulation.

Filing footnotes · ownership attribution and instrument terms

F1: Subject to adjustment in accordance with Article 3 of the warrants.

F2: The number of warrants acquired was miscalculated on the original Form 4.

F3: The warrants will vest at later times based on the conversion of the issuer's outstanding senior unsecured convertible notes outstanding as of July 28, 2017 (the "Outstanding Convertible Notes") into shares of the issuer's common stock on a 1 to 1 basis; provided that upon the earliest date on which (x) at least 50% of the aggregate principal amount of the Outstanding Convertible Notes are converted into shares of the issuer's common stock, or (y) all of the Outstanding Convertible Notes are no longer outstanding, then all remaining shares of the issuer's common stock under the warrants shall vest and become immediately exercisable.

F4: At the election of Emergent Capital, Inc., these securities were issued for no consideration in connection with the closing of certain recapitalization transactions.

F5: The securities are held by certain private investment funds. Bulldog Investors, LLC ("BI") has sole voting and investment power with respect to such securities. The reporting person is a principal of BI and of the general partners of each of such investment fund, and is a limited partner in certain such funds. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. These totals do not include securities that are owned by certain clients of BI since the reporting person has no pecuniary interest therein. The warrants are subject to a conversion limitation imposed by Florida State law that voids any conversion of such warrants into shares of common stock to the extent that the holder would, after such exercise, directly or indirectly own 10% or more of the shares of common stock unless such holder has first applied for and obtained regulatory approval from the Florida Office of Insurance Regulation.

F6: The securities are held by various entities and individuals. BI or certain of its principals has voting and investment power with respect to such securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The warrants are subject to a conversion limitation imposed by Florida State law that voids any conversion of such warrants into shares of common stock to the extent that the holder would, after such exercise, directly or indirectly own 10% or more of the shares of common stock unless such holder has first applied for and obtained regulatory approval from the Florida Office of Insurance Regulation.

FIRST TRUST DIVIDEND & INCOME FUND

Report date October 19, 2016 · Filed October 21, 2016

Jointly reported with Bulldog Investors, LLP, GOLDSTEIN PHILLIP, Samuels Steven

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Clients	1,951,679	Last balance in matching sequence After 2016-10-20 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2016-10-19 · Purchase · Acquired 10,900 · Balance 1,951,379 F1: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Row 2 · 2016-10-20 · Purchase · Acquired 300 · Balance 1,951,679 F1: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

HIGH INCOME SECURITIES FUND

Report date December 12, 2024 · Filed December 16, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	10,705	Reported balance After 2024-12-12 transaction · row 1 1 source row Row 1 · 2024-12-12 · Disposition to issuer · Disposed 94,433 · Balance 10,705 F1: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3.

Filing footnotes · ownership attribution and instrument terms

F1: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3.

JPMORGAN CHINA REGION FUND, INC.

Report date September 15, 2017 · Filed September 19, 2017

Jointly reported with Bulldog Investors, LLP, GOLDSTEIN PHILLIP, Samuels Steven

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Clients	845,368	Reported balance After 2017-09-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-09-15 · Purchase · Acquired 22,517 · Balance 845,368 F1: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

KOREA EQUITY FUND INC

Report date June 20, 2017 · Filed June 22, 2017

Jointly reported with Bulldog Investors, LLP, GOLDSTEIN PHILLIP, Samuels Steven

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Clients	1,726,574	Last balance in matching sequence After 2017-06-21 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2017-06-20 · Purchase · Acquired 25,000 · Balance 1,706,374 F1: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Row 2 · 2017-06-21 · Purchase · Acquired 20,200 · Balance 1,726,574 F1: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

MFS INVESTMENT GRADE MUNICIPAL TRUST

Report date February 24, 2026 · Filed February 26, 2026

Jointly reported with Bulldog Investors, LLP, GOLDSTEIN PHILLIP

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	18,268	Reported balance After 2026-02-24 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-02-24 · Purchase · Acquired 1,372 · Balance 18,268 F1: Shares are held by Phillip Goldstein. Bulldog Investors, LLP and Andrew Dakos disclaim beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos and Phillip Goldstein are the partners of Bulldog Investors, LLP

Filing footnotes · ownership attribution and instrument terms

F1: Shares are held by Phillip Goldstein. Bulldog Investors, LLP and Andrew Dakos disclaim beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos and Phillip Goldstein are the partners of Bulldog Investors, LLP

Nuveen Global Equity Income Fund

Report date September 28, 2016 · Filed September 30, 2016

Jointly reported with Bulldog Investors, LLP, GOLDSTEIN PHILLIP, Samuels Steven

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Clients	2,194,974	Reported balance After 2016-09-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2016-09-28 · Purchase · Acquired 18,049 · Balance 2,194,974 F1: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

Nuveen Long/Short Commodity Total Return Fund

Report date December 08, 2016 · Filed December 12, 2016

Jointly reported with Bulldog Investors, LLP, GOLDSTEIN PHILLIP, Samuels Steven

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Clients	1,179,781	Reported balance After 2016-12-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2016-12-08 · Purchase · Acquired 1,267 · Balance 1,179,781 F1: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

PACHOLDER HIGH YIELD FUND INC

Report date July 07, 2017 · Filed July 11, 2017

Jointly reported with Bulldog Investors, LLP, GOLDSTEIN PHILLIP, Samuels Steven

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Clients	1,408,152	Reported balance After 2017-07-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-07-07 · Purchase · Acquired 15,500 · Balance 1,408,152 F1: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

SPECIAL OPPORTUNITIES FUND

Report date February 28, 2020 · Filed March 03, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	5,921	Reported balance After 2020-02-28 transaction · row 1 1 source row Row 1 · 2020-02-28 · Purchase · Acquired 1,000 · Balance 5,921
3.50% Convertible Preferred Stock Series BSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	2,200	Reported balance After 2020-02-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2020-02-28 · Purchase · Acquired 1,000 · Balance 2,200 F3: The shares of Preferred Stock are convertible into common stock immediately upon issuance at the current conversion rate equivalent to a conversion price of $14.29 per share of common stock (which is a ratio of 1.7499 shares of common stock for each share of Preferred Stock held), subject to adjustment. F4: If not converted prior, the shares of Preferred Stock will be redeemed by the Issuer on August 19, 2021.
Common StockSEC Table I · non-derivative	IndirectBy Spouse	4,336	Reported balance Holding disclosure · report date 2020-02-28 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 4,336 F1: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
Common StockSEC Table I · non-derivative	IndirectBy Minor Children	633	Reported balance Holding disclosure · report date 2020-02-28 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 633 F2: The Reporting Person disclaims beneficial ownership of the securities owned by his minor children and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
3.50% Convertible Preferred Stock Series BSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	IndirectBy Spouse	966	Reported balance Holding disclosure · report date 2020-02-28 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 966 F3: The shares of Preferred Stock are convertible into common stock immediately upon issuance at the current conversion rate equivalent to a conversion price of $14.29 per share of common stock (which is a ratio of 1.7499 shares of common stock for each share of Preferred Stock held), subject to adjustment. F4: If not converted prior, the shares of Preferred Stock will be redeemed by the Issuer on August 19, 2021. F1: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
3.50% Convertible Preferred Stock Series BSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	IndirectBy Minor Children	156	Reported balance Holding disclosure · report date 2020-02-28 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 156 F3: The shares of Preferred Stock are convertible into common stock immediately upon issuance at the current conversion rate equivalent to a conversion price of $14.29 per share of common stock (which is a ratio of 1.7499 shares of common stock for each share of Preferred Stock held), subject to adjustment. F4: If not converted prior, the shares of Preferred Stock will be redeemed by the Issuer on August 19, 2021. F2: The Reporting Person disclaims beneficial ownership of the securities owned by his minor children and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

F2: The Reporting Person disclaims beneficial ownership of the securities owned by his minor children and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

F3: The shares of Preferred Stock are convertible into common stock immediately upon issuance at the current conversion rate equivalent to a conversion price of $14.29 per share of common stock (which is a ratio of 1.7499 shares of common stock for each share of Preferred Stock held), subject to adjustment.

F4: If not converted prior, the shares of Preferred Stock will be redeemed by the Issuer on August 19, 2021.

SPECIAL OPPORTUNITIES FUND, INC.

Report date June 02, 2026 · Filed June 04, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	5,184	Reported balance After 2026-06-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-06-02 · Sale · Disposed 1,077 · Balance 5,184 F2: Amount includes shares acquired through the issuer's in-kind stock distribution in January 2026.
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2026-06-03 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2026-06-03 · Sale · Disposed 5,184 · Balance 0 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $14.04 to $14.24, inclusive. The reporting person hereby undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnership	0	Reported balance After 2026-06-03 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2026-06-03 · Sale · Disposed 133 · Balance 0 F3: The Reporting Person disclaims beneficial ownership of the securities held Indirectly, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F4: Shares were acquired by the limited partnership through the issuer's in-kind stock distribution in January 2026.
2.75% Cconvertible Preferred Stock, Series CSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2026-06-02 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2026-06-02 · Sale · Disposed 200 · Balance 0 F5: The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion ratio which is subject to adjustment. The current conversion ratio is equal to 1.7190 shares of common stock for each share of Preferred Stock held. F6: The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to January 21, 2027.
Common StockSEC Table I · non-derivative	IndirectBy Spouse	5,038	Reported balance Holding disclosure · report date 2026-06-02 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 5,038 F2: Amount includes shares acquired through the issuer's in-kind stock distribution in January 2026. F3: The Reporting Person disclaims beneficial ownership of the securities held Indirectly, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
Common StockSEC Table I · non-derivative	IndirectBy minor children	807	Reported balance Holding disclosure · report date 2026-06-02 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 807 F2: Amount includes shares acquired through the issuer's in-kind stock distribution in January 2026. F3: The Reporting Person disclaims beneficial ownership of the securities held Indirectly, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $14.04 to $14.24, inclusive. The reporting person hereby undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2: Amount includes shares acquired through the issuer's in-kind stock distribution in January 2026.

F3: The Reporting Person disclaims beneficial ownership of the securities held Indirectly, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

F4: Shares were acquired by the limited partnership through the issuer's in-kind stock distribution in January 2026.

F5: The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion ratio which is subject to adjustment. The current conversion ratio is equal to 1.7190 shares of common stock for each share of Preferred Stock held.

F6: The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to January 21, 2027.

TEJON RANCH CO

Report date July 14, 2026 · Filed July 15, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Tejon Ranch Co. Common StockSEC Table I · non-derivative	Direct	36,367	Reported balance After 2026-07-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-07-14 · Grant · Acquired 918 · Balance 36,367 F1: Mr. Dakos disclaims beneficial ownership of 25,000 Common TRC shares, except to the extent of any pecuniary interest - Beneficial Ownership through a Limited Partnership.

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Dakos disclaims beneficial ownership of 25,000 Common TRC shares, except to the extent of any pecuniary interest - Beneficial Ownership through a Limited Partnership.

TG Venture Acquisition Corp.

Report date August 14, 2023 · Filed September 20, 2023

Jointly reported with Bulldog Investors, LLP, GOLDSTEIN PHILLIP

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy voting/management authority	0	Reported balance Holding disclosure · report date 2023-08-14 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 0 F1: Andrew Dakos and Phillip Goldstein are the partners of Bulldog Investors, LLP. This Form 3 is being filed solely due to the redemptions of 10,106,304 shares of Class A Common Stock by shareholders other than the Reporting Persons, as announced by the Issuer on Form 10-Q on August 14, 2023 (the "Redemptions"). After the Redemptions, the Reporting Persons' beneficial ownership was above 10%; however, the Reporting Persons have no pecuniary interest in such shares, which are held by a client of Bulldog Investors, LLP and a registered investment company for which Messrs. Dakos and Goldstein serve on the Investment Committee. Thus, the amount of Shares reported in Column 2 in Table 1 is zero. The Reporting Persons have not acquired Class A Common Stock or any other equity securities of the Issuer since exceeding the 10% threshold due to the Redemptions.

Filing footnotes · ownership attribution and instrument terms

F1: Andrew Dakos and Phillip Goldstein are the partners of Bulldog Investors, LLP. This Form 3 is being filed solely due to the redemptions of 10,106,304 shares of Class A Common Stock by shareholders other than the Reporting Persons, as announced by the Issuer on Form 10-Q on August 14, 2023 (the "Redemptions"). After the Redemptions, the Reporting Persons' beneficial ownership was above 10%; however, the Reporting Persons have no pecuniary interest in such shares, which are held by a client of Bulldog Investors, LLP and a registered investment company for which Messrs. Dakos and Goldstein serve on the Investment Committee. Thus, the amount of Shares reported in Column 2 in Table 1 is zero. The Reporting Persons have not acquired Class A Common Stock or any other equity securities of the Issuer since exceeding the 10% threshold due to the Redemptions.

TORTOISE ENERGY INDEPENDENCE FUND, INC.

Report date April 30, 2021 · Filed May 10, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance Holding disclosure · report date 2021-04-30 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 0

Total Return Securities Fund

Report date September 25, 2026 · Filed September 29, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	60,000	Ending reported balance After 2026-09-28 transaction · row 5 4 source rows · reconciled sequence Row 2 · 2026-09-25 · Purchase · Acquired 7,649 · Balance 47,649 Row 3 · 2026-09-25 · Purchase · Acquired 2,351 · Balance 50,000 Row 4 · 2026-09-28 · Purchase · Acquired 1,000 · Balance 51,000 Row 5 · 2026-09-28 · Purchase · Acquired 9,000 · Balance 60,000
Common StockSEC Table I · non-derivative	IndirectLimited Partnership	131,000	Reported balance Holding disclosure · report date 2026-09-25 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 131,000 F1: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

Virtus Total Return Fund

Report date March 22, 2017 · Filed March 23, 2017

Jointly reported with Bulldog Investors, LLP, GOLDSTEIN PHILLIP, Samuels Steven

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Clients	1,553,860	Reported balance After 2017-03-22 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-03-22 · Sale · Disposed 2,636,634 · Balance 1,553,860 F1: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Shares were tendered by the Reporting Persons in connection with the Issuer tender offer that commenced February 15, 2017 and expired March 15, 2017.

Filing footnotes · ownership attribution and instrument terms

WESTERN ASSET CORPORATE LOAN FUND INC.

Report date February 28, 2020 · Filed March 06, 2020

Jointly reported with Bulldog Investors, LLP, GOLDSTEIN PHILLIP

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	19,889	Reported balance After 2020-02-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-02-28 · Purchase · Acquired 586 · Balance 19,889 F1: Shares are held by Phillip Goldstein

Filing footnotes · ownership attribution and instrument terms

F1: Shares are held by Phillip Goldstein

abrdn Emerging Markets ex-China Fund, Inc.

Report date December 05, 2017 · Filed December 07, 2017

Jointly reported with Bulldog Investors, LLP, GOLDSTEIN PHILLIP, Samuels Steven

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1,875	Reported balance After 2017-12-05 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2017-12-05 · Sale · Disposed 877 · Balance 1,875 F2: Shares are held by Steven Samuels.
Common StockSEC Table I · non-derivative	Direct	21,107	Reported balance After 2017-12-05 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2017-12-05 · Sale · Disposed 1,713 · Balance 21,107 F3: Shares are held by Phillip Goldstein.
Common StockSEC Table I · non-derivative	IndirectBy Clients	917,955	Reported balance Holding disclosure · report date 2017-12-05 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 917,955 F1: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F2: Shares are held by Steven Samuels.

F3: Shares are held by Phillip Goldstein.

Past disclosures · reporting ended (7)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND

Report date May 17, 2017 · Filed May 18, 2017

Jointly reported with Bulldog Investors, LLP, GOLDSTEIN PHILLIP, Samuels Steven

Section 16 reporting ended · disclosed 2017-05-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Clients	927,037	Last balance in matching sequence After 2017-05-17 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2017-05-17 · Sale · Disposed 65,998 · Balance 942,547 F1: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Row 2 · 2017-05-17 · Sale · Disposed 15,510 · Balance 927,037 F1: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND

Report date April 17, 2019 · Filed April 22, 2019

Jointly reported with Bulldog Investors, LLP, Samuels Steven, GOLDSTEIN PHILLIP

Section 16 reporting ended · disclosed 2019-04-22. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Clients	1,086	Last balance in matching sequence After 2019-04-18 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 4 source rows Row 1 · 2019-04-01 · Other · Disposed 96,742 · Balance 537,379 F1: The shares of AKP are held by a former private investment fund client of Bulldog Investors. As of April 1, 2019 such fund is no longer a client of Bulldog Investors and as a result such shares will no longer be reported. F2: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Row 2 · 2019-04-17 · Sale · Disposed 39,111 · Balance 498,268 F2: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Row 3 · 2019-04-17 · Sale · Disposed 39,782 · Balance 458,486 F2: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Row 4 · 2019-04-18 · Sale · Disposed 457,400 · Balance 1,086 F2: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
Common StockSEC Table I · non-derivative	Direct	6,375	Reported balance Holding disclosure · report date 2019-04-17 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 6,375 F3: Shares are held by Steven Samuels.
Common StockSEC Table I · non-derivative	Direct	500	Reported balance Holding disclosure · report date 2019-04-17 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 500 F4: Shares are held by Andrew Dakos.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of AKP are held by a former private investment fund client of Bulldog Investors. As of April 1, 2019 such fund is no longer a client of Bulldog Investors and as a result such shares will no longer be reported.

F2: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

F3: Shares are held by Steven Samuels.

F4: Shares are held by Andrew Dakos.

FRANKLIN MUNICIPAL OPPORTUNITIES TRUST

Report date August 10, 2017 · Filed August 21, 2017

Jointly reported with Bulldog Investors, LLP, GOLDSTEIN PHILLIP, Samuels Steven

Section 16 reporting ended · disclosed 2017-08-21. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Rate Preferred Series B and CSEC Table I · non-derivative	IndirectBy Clients	0	Reported balance After 2017-08-10 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-08-10 · Other · Disposed 400 · Balance 0 F1: Shares of Series B and C auction rate preferred securities were disposed of pursuant to an issuer tender offer. F2: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of Series B and C auction rate preferred securities were disposed of pursuant to an issuer tender offer.

F2: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

MFS HIGH YIELD MUNICIPAL TRUST

Report date January 20, 2026 · Filed January 23, 2026 · Amendment

Jointly reported with Bulldog Investors, LLP, GOLDSTEIN PHILLIP

Section 16 reporting ended · disclosed 2026-01-22. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	24,878	Reported balance After 2026-01-20 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2026-01-20 · Purchase · Acquired 678 · Balance 24,878 F2: This Amendment is filed solely to reflect in Column 4 of Table I, that the securities in the reported transaction were Acquired, not Disposed of. F1: Shares are held by Phillip Goldstein. Bulldog Investors, LLP and Andrew Dakos disclaim beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos and Phillip Goldstein are the partners of Bulldog Investors, LLP

Filing footnotes · ownership attribution and instrument terms

F2: This Amendment is filed solely to reflect in Column 4 of Table I, that the securities in the reported transaction were Acquired, not Disposed of.

NEUBERGER REAL ESTATE SECURITIES INCOME FUND INC

Report date December 15, 2016 · Filed December 16, 2016

Jointly reported with Bulldog Investors, LLP, GOLDSTEIN PHILLIP, Samuels Steven

Section 16 reporting ended · disclosed 2016-12-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Clients	4,295,140	Reported balance After 2016-12-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2016-12-15 · Sale · Disposed 45,096 · Balance 4,295,140 F1: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

NEW IRELAND FUND INC

Report date April 05, 2021 · Filed August 05, 2021

Jointly reported with Bulldog Investors, LLP, GOLDSTEIN PHILLIP

Section 16 reporting ended · disclosed 2021-08-05. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectHeld by Clients	394,374	Reported balance After 2021-04-05 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2021-04-05 · Sale · Disposed 25,088 · Balance 394,374 F1: Certain clients of Bulldog Investors, LLP are the beneficial owners of these shares. Bulldog Investors, LLP disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos and Phillip Goldstein are the partners of Bulldog Investors, LLP

Filing footnotes · ownership attribution and instrument terms

F1: Certain clients of Bulldog Investors, LLP are the beneficial owners of these shares. Bulldog Investors, LLP disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos and Phillip Goldstein are the partners of Bulldog Investors, LLP

NXG NextGen Infrastructure Income Fund

Report date February 15, 2017 · Filed February 16, 2017

Jointly reported with Bulldog Investors, LLP, GOLDSTEIN PHILLIP, Samuels Steven

Section 16 reporting ended · disclosed 2017-02-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Clients	457,550	Reported balance Holding disclosure · report date 2017-02-15 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 457,550 F2: There have been no transactions required to be reported. F1: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F2: There have been no transactions required to be reported.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 28, 2026 Filed Sep 29, 2026 20:05 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	9,000	$5.77	$51,930.00	Disclosure SEC source: 0001398344-26-017532 · fp0100983-1_4.xml · nonDerivative · entry 5 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 Read SEC document
September 28, 2026 Filed Sep 29, 2026 20:05 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	1,000	$5.76	$5,760.00	Disclosure SEC source: 0001398344-26-017532 · fp0100983-1_4.xml · nonDerivative · entry 4 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,000 Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:05 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	2,351	$5.82	$13,682.82	Disclosure SEC source: 0001398344-26-017532 · fp0100983-1_4.xml · nonDerivative · entry 3 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:05 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	7,649	$5.81	$44,440.69	Disclosure SEC source: 0001398344-26-017532 · fp0100983-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,649 Read SEC document
July 14, 2026 Filed Jul 15, 2026 18:11 UTC	TEJON RANCH CO TRC · Entity 5581	GrantTejon Ranch Co. Common Stock	918	$18.70	$17,166.60	Disclosure SEC source: 0001193125-26-304554 · ownership.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,367 F1 · balance_after: Mr. Dakos disclaims beneficial ownership of 25,000 Common TRC shares, except to the extent of any pecuniary interest - Beneficial Ownership through a Limited Partnership. Read SEC document
July 02, 2026 Filed Jul 7, 2026 20:27 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	4,767	$5.92	$28,222.07	Disclosure SEC source: 0001398344-26-011834 · fp0099789-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 131,000 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
July 02, 2026 Filed Jul 7, 2026 20:27 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	233	$5.92	$1,379.36	Disclosure SEC source: 0001398344-26-011834 · fp0099789-1_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 126,233 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
June 03, 2026 Filed Jun 4, 2026 20:11 UTC	SPECIAL OPPORTUNITIES FUND, INC. SPE · Entity 6548	SaleCommon Stock	133	$14.07	$1,871.31	Disclosure SEC source: 0001398344-26-010332 · fp0099220-1_4.xml · nonDerivative · entry 3 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnership Disclosed balance after: 0 F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held Indirectly, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F4 · ownership.nature: Shares were acquired by the limited partnership through the issuer's in-kind stock distribution in January 2026. Read SEC document
June 03, 2026 Filed Jun 4, 2026 20:11 UTC	SPECIAL OPPORTUNITIES FUND, INC. SPE · Entity 6548	SaleCommon Stock	5,184	$14.11	$73,146.24	Disclosure SEC source: 0001398344-26-010332 · fp0099220-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $14.04 to $14.24, inclusive. The reporting person hereby undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document
June 02, 2026 Filed Jun 4, 2026 20:11 UTC	SPECIAL OPPORTUNITIES FUND, INC. SPE · Entity 6548	Sale2.75% Cconvertible Preferred Stock, Series C · Derivative	200	$25.00 Strike: $0.00	$5,000.00	Disclosure SEC source: 0001398344-26-010332 · fp0099220-1_4.xml · derivative · entry 6 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 343 shares Expires not disclosed F5 · derivative.exercise_date: The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion ratio which is subject to adjustment. The current conversion ratio is equal to 1.7190 shares of common stock for each share of Preferred Stock held. F6 · derivative.expiration_date: The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to January 21, 2027. F5 · derivative.underlying_shares: The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion ratio which is subject to adjustment. The current conversion ratio is equal to 1.7190 shares of common stock for each share of Preferred Stock held. Read SEC document
June 02, 2026 Filed Jun 4, 2026 20:11 UTC	SPECIAL OPPORTUNITIES FUND, INC. SPE · Entity 6548	SaleCommon Stock	1,077	$14.02	$15,099.54	Disclosure SEC source: 0001398344-26-010332 · fp0099220-1_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,184 F2 · balance_after: Amount includes shares acquired through the issuer's in-kind stock distribution in January 2026. Read SEC document
May 28, 2026 Filed May 29, 2026 20:09 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	5,400	$5.99	$32,346.00	Disclosure SEC source: 0001398344-26-010015 · fp0099220-1_4.xml · nonDerivative · entry 4 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 126,000 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
May 28, 2026 Filed May 29, 2026 20:09 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	100	$5.98	$598.00	Disclosure SEC source: 0001398344-26-010015 · fp0099220-1_4.xml · nonDerivative · entry 3 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 120,600 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
May 27, 2026 Filed May 29, 2026 20:09 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	3,000	$5.98	$17,940.00	Disclosure SEC source: 0001398344-26-010015 · fp0099220-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 120,500 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
May 27, 2026 Filed May 29, 2026 20:09 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	4,500	$5.97	$26,865.00	Disclosure SEC source: 0001398344-26-010015 · fp0099220-1_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 117,500 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
May 20, 2026 Filed May 20, 2026 20:14 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	2,987	$5.96	$17,802.52	Disclosure SEC source: 0001398344-26-009503 · fp0099056-1_4.xml · nonDerivative · entry 3 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 113,000 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
May 19, 2026 Filed May 20, 2026 20:14 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	13	$5.95	$77.35	Disclosure SEC source: 0001398344-26-009503 · fp0099056-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 110,013 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
May 18, 2026 Filed May 20, 2026 20:14 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	4,000	$5.95	$23,800.00	Disclosure SEC source: 0001398344-26-009503 · fp0099056-1_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 110,000 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
April 17, 2026 Filed Apr 20, 2026 20:22 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	3,000	$6.09	$18,270.00	Disclosure SEC source: 0001398344-26-006721 · fp0098675-1_4.xml · nonDerivative · entry 4 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 106,000 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
April 16, 2026 Filed Apr 20, 2026 20:22 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	547	$6.04	$3,303.88	Disclosure SEC source: 0001398344-26-006721 · fp0098675-1_4.xml · nonDerivative · entry 3 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Read SEC document
April 16, 2026 Filed Apr 20, 2026 20:22 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	3,000	$6.05	$18,150.00	Disclosure SEC source: 0001398344-26-006721 · fp0098675-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 103,000 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
April 16, 2026 Filed Apr 20, 2026 20:22 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	4,718	$6.06	$28,591.08	Disclosure SEC source: 0001398344-26-006721 · fp0098675-1_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 100,000 F2 · balance_after: The Form 4 filed on behalf of Mr. Dakos on March 31, 2026 contained an error in the amount of shares held Indirectly following the reported transactions. The amounts shown herein reflect the correct amount. F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
April 08, 2026 Filed Apr 9, 2026 20:06 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	4,000	$5.98	$23,900.00	Disclosure SEC source: 0001398344-26-006337 · fp0098466-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limitied Partnership Disclosed balance after: 94,282 F2 · price: Represents the weighted average price. F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
April 07, 2026 Filed Apr 7, 2026 23:39 UTC	TEJON RANCH CO TRC · Entity 5581	GrantTejon Ranch Co. Common Stock	913	$18.84	$17,200.92	Disclosure SEC source: 0001193125-26-145935 · ownership.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 35,449 F1 · balance_after: Mr. Dakos disclaims beneficial ownership of 25,000 Common TRC shares, except to the extent of any pecuniary interest - Beneficial Ownership through a Limited Partnership. Read SEC document
April 07, 2026 Filed Apr 9, 2026 20:06 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	2,000	$5.95	$11,900.00	Disclosure SEC source: 0001398344-26-006337 · fp0098466-1_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limitied Partnership Disclosed balance after: 90,282 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
April 06, 2026 Filed Apr 6, 2026 20:38 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	100	$5.95	$595.00	Disclosure SEC source: 0001398344-26-006168 · fp0098280-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 88,282 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
April 02, 2026 Filed Apr 6, 2026 20:38 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	4,863	$5.93	$28,827.86	Disclosure SEC source: 0001398344-26-006168 · fp0098280-1_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 88.182 F2 · price: Represents the weighted average price. F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
March 30, 2026 Filed Mar 31, 2026 20:05 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	5,300	$5.91	$31,312.40	Disclosure SEC source: 0001398344-26-005935 · fp0098198-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 83,319 F2 · price: Represents the weighted average price. F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:05 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	5,900	$5.92	$34,928.00	Disclosure SEC source: 0001398344-26-005935 · fp0098198-1_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 78,019 F2 · price: Represents the weighted average price. F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
March 24, 2026 Filed Mar 26, 2026 20:25 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	1,000	$5.95	$5,950.00	Disclosure SEC source: 0001398344-26-005700 · fp0098119-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 73,119 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
March 24, 2026 Filed Mar 26, 2026 20:25 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	5,000	$5.96	$29,800.00	Disclosure SEC source: 0001398344-26-005700 · fp0098119-1_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 72,119 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
March 12, 2026 Filed Mar 13, 2026 21:08 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	3,324	$6.00	$19,944.00	Disclosure SEC source: 0001398344-26-005168 · fp0097965-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 67,119 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
March 11, 2026 Filed Mar 13, 2026 21:08 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	1,700	$6.00	$10,200.00	Disclosure SEC source: 0001398344-26-005168 · fp0097965-1_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 63,795 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
March 06, 2026 Filed Mar 9, 2026 20:05 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	12,500	$5.97	$74,625.00	Disclosure SEC source: 0001398344-26-004896 · fp0097911-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 62,095 F2 · price: Represents the weighted average price. F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
March 05, 2026 Filed Mar 9, 2026 20:05 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	12,000	$6.01	$72,120.00	Disclosure SEC source: 0001398344-26-004896 · fp0097911-1_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 49,595 F2 · price: Represents the weighted average price. F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:18 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	9,918	$5.95	$59,012.10	Disclosure SEC source: 0001398344-26-004379 · fp0097856-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 37,595 F2 · price: Represents the weighted average price. F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:18 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	5,000	$6.15	$30,750.00	Disclosure SEC source: 0001398344-26-004379 · fp0097856-1_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 27,677 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
February 27, 2026 Filed Mar 2, 2026 23:46 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	2,000	$6.20	$12,400.00	Disclosure SEC source: 0001398344-26-004183 · ownership.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 22,677 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
February 26, 2026 Filed Mar 2, 2026 23:46 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	5,000	$6.17	$30,850.00	Disclosure SEC source: 0001398344-26-004183 · ownership.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 20,677 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
February 24, 2026 Filed Feb 25, 2026 21:06 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	1,348	$6.17	$8,317.16	Disclosure SEC source: 0001398344-26-003683 · fp0097778-1_4.xml · nonDerivative · entry 4 Dakos Andrew · CIK 0001341021 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 15,677 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
February 24, 2026 Filed Feb 25, 2026 21:06 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	326	$6.14	$2,001.64	Disclosure SEC source: 0001398344-26-003683 · fp0097778-1_4.xml · nonDerivative · entry 3 Dakos Andrew · CIK 0001341021 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 14,329 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
February 24, 2026 Filed Feb 26, 2026 21:18 UTC	MFS INVESTMENT GRADE MUNICIPAL TRUST CXH · Entity 12806	PurchaseCommon Stock	1,372	$8.12	$11,140.64	Disclosure SEC source: 0001398344-26-003838 · fp0097792-1_4.xml · nonDerivative · entry 1 Bulldog Investors, LLP · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,268 F1 · balance_after: Shares are held by Phillip Goldstein. Bulldog Investors, LLP and Andrew Dakos disclaim beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos and Phillip Goldstein are the partners of Bulldog Investors, LLP Read SEC document
February 23, 2026 Filed Feb 25, 2026 21:06 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	2,000	$6.13	$12,260.00	Disclosure SEC source: 0001398344-26-003683 · fp0097778-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 14,003 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
February 23, 2026 Filed Feb 25, 2026 21:06 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	2,000	$6.14	$12,280.00	Disclosure SEC source: 0001398344-26-003683 · fp0097778-1_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 12,003 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
February 20, 2026 Filed Feb 23, 2026 21:05 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	2,817	$6.16	$17,352.72	Disclosure SEC source: 0001398344-26-003488 · fp0097723-1_4.xml · nonDerivative · entry 4 Dakos Andrew · CIK 0001341021 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 10,003 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
February 20, 2026 Filed Feb 23, 2026 21:05 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	183	$6.14	$1,123.62	Disclosure SEC source: 0001398344-26-003488 · fp0097723-1_4.xml · nonDerivative · entry 3 Dakos Andrew · CIK 0001341021 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 7,186 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
February 19, 2026 Filed Feb 23, 2026 21:05 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	4,881	$6.12	$29,871.72	Disclosure SEC source: 0001398344-26-003488 · fp0097723-1_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 7,003 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
February 19, 2026 Filed Feb 23, 2026 21:05 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	119	$6.11	$727.09	Disclosure SEC source: 0001398344-26-003488 · fp0097723-1_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Limited Partnership Disclosed balance after: 2,122 F1 · ownership.nature: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document
February 11, 2026 Filed Feb 13, 2026 22:05 UTC	MFS INVESTMENT GRADE MUNICIPAL TRUST CXH · Entity 12806	PurchaseCommon Stock	3,989	$8.10	$32,310.90	Disclosure SEC source: 0001398344-26-003160 · fp0097642-1_4.xml · nonDerivative · entry 1 Bulldog Investors, LLP · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,896 F1 · balance_after: Shares are held by Phillip Goldstein. Bulldog Investors, LLP and Andrew Dakos disclaim beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos and Phillip Goldstein are the partners of Bulldog Investors, LLP Read SEC document
February 04, 2026 Filed Feb 5, 2026 23:55 UTC	Total Return Securities Fund SWZ · Entity 8820	PurchaseCommon Stock	2,000	$6.02	$12,040.00	Disclosure SEC source: 0001398344-26-002336 · fp0097474-1_4.xml · nonDerivative · entry 6 Dakos Andrew · CIK 0001341021 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,453 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.