Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ABRDN ASIA-PACIFIC INCOME FUND, INC.FAX · Entity 5334 | Director | May 15, 2026 | May 19, 2026 |
| ABRDN AUSTRALIA EQUITY FUND, INC.IAF · Entity 6618 | Director | July 02, 2025 | July 03, 2025 |
| ABRDN GLOBAL INCOME FUND, INC.FCO · Entity 46158 | Director | May 15, 2026 | May 19, 2026 |
| BNY MELLON MUNICIPAL INCOME, INC.DMF · Entity 11293 | Director | June 12, 2024 | June 25, 2024 |
| HIGH INCOME SECURITIES FUNDPCF · Entity 6747 | Director | April 09, 2025 | April 10, 2025 |
| SPECIAL OPPORTUNITIES FUND, INC.SPE · Entity 6548 | Director | April 01, 2026 | April 01, 2026 |
| Total Return Securities FundSWZ · Entity 8820 | Director | September 28, 2026 | September 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ABRDN ASIA-PACIFIC INCOME FUND, INC.
Report date May 15, 2026 · Filed May 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,145 |
Reported balance
After 2026-05-15 transaction · row 1
1 source rowRow 1 · 2026-05-15 · Other · Acquired 176 · Balance 1,145 F1: Effective as of May 15, 2026, abrdn Global Income Fund, Inc. (the "Target Fund") was reorganized into the abrdn Asia-Pacific Income Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on May 15, 2026, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of May 15, 2026, the Target Fund reported a NAV per share of $2.7423 and the Acquiring Fund reported a NAV per share of $15.509. The conversion ratio for the Target Fund's common shares was 0.176821. In the Reorganization, the Reporting Person received 176 common shares of the Acquiring Fund in exchange for their 1,000 common shares of the Target Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective as of May 15, 2026, abrdn Global Income Fund, Inc. (the "Target Fund") was reorganized into the abrdn Asia-Pacific Income Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on May 15, 2026, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of May 15, 2026, the Target Fund reported a NAV per share of $2.7423 and the Acquiring Fund reported a NAV per share of $15.509. The conversion ratio for the Target Fund's common shares was 0.176821. In the Reorganization, the Reporting Person received 176 common shares of the Acquiring Fund in exchange for their 1,000 common shares of the Target Fund.
ABRDN AUSTRALIA EQUITY FUND, INC.
Report date July 02, 2025 · Filed July 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,000 |
Reported balance
After 2025-07-02 transaction · row 1
1 source rowRow 1 · 2025-07-02 · Purchase · Acquired 2,000 · Balance 3,000 |
ABRDN GLOBAL INCOME FUND, INC.
Report date May 15, 2026 · Filed May 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-05-15 transaction · row 1
1 source rowRow 1 · 2026-05-15 · Other · Disposed 1,000 · Balance 0 F1: Effective as of May 15, 2026, abrdn Global Income Fund, Inc. (the "Target Fund") was reorganized into the abrdn Asia-Pacific Income Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on May 15, 2026, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of May 15, 2026, the Target Fund reported a NAV per share of $2.7423 and the Acquiring Fund reported a NAV per share of $15.509. The conversion ratio for the Target Fund's common shares was 0.176821. In the Reorganization, the Reporting Person received 176 common shares of the Acquiring Fund in exchange for their 1000 common shares of the Target Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective as of May 15, 2026, abrdn Global Income Fund, Inc. (the "Target Fund") was reorganized into the abrdn Asia-Pacific Income Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on May 15, 2026, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of May 15, 2026, the Target Fund reported a NAV per share of $2.7423 and the Acquiring Fund reported a NAV per share of $15.509. The conversion ratio for the Target Fund's common shares was 0.176821. In the Reorganization, the Reporting Person received 176 common shares of the Acquiring Fund in exchange for their 1000 common shares of the Target Fund.
BNY MELLON MUNICIPAL INCOME, INC.
Report date June 12, 2024 · Filed June 25, 2024
This filing explicitly reported no securities owned.
HIGH INCOME SECURITIES FUND
Report date April 09, 2025 · Filed April 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,822 |
Reported balance
After 2025-04-09 transaction · row 1
1 source rowRow 1 · 2025-04-09 · Purchase · Acquired 789 · Balance 11,822 |
SPECIAL OPPORTUNITIES FUND, INC.
Report date April 01, 2026 · Filed April 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,961 |
Reported balance
Holding disclosure · report date 2026-04-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,961 |
Total Return Securities Fund
Report date September 28, 2026 · Filed September 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,246 |
Reported balance
After 2026-09-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-28 · Purchase · Acquired 2,000 · Balance 30,246 F1: Amount includes shares acquired through the Issuer's dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Amount includes shares acquired through the Issuer's dividend reinvestment plan.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ABERDEEN GREATER CHINA FUND, INC.
Report date April 27, 2018 · Filed May 01, 2018
Section 16 reporting ended · disclosed 2018-05-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-27 transaction · row 1
1 source rowRow 1 · 2018-04-27 · Other · Disposed 5,326.15 · Balance 0 F1: Effective as of April 27, 2018, the Aberdeen Greater China Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $12.9360 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.3383. In the Reorganization, the Reporting Person received 7,127.00 common shares of the Acquiring Fund in exchange for his 5,326.15 common shares of the Target Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective as of April 27, 2018, the Aberdeen Greater China Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $12.9360 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.3383. In the Reorganization, the Reporting Person received 7,127.00 common shares of the Acquiring Fund in exchange for his 5,326.15 common shares of the Target Fund.
ABERDEEN SINGAPORE FUND INC
Report date April 27, 2018 · Filed May 01, 2018
Section 16 reporting ended · disclosed 2018-05-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-27 transaction · row 1
1 source rowRow 1 · 2018-04-27 · Other · Disposed 3,065.97 · Balance 0 F1: Effective as of April 27, 2018, the Aberdeen Singapore Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $14.4589 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.4958. In the Reorganization, the Reporting Person received 4,583.00 common shares of the Acquiring Fund in exchange for his 3,065.97 common shares of the Target Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective as of April 27, 2018, the Aberdeen Singapore Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $14.4589 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.4958. In the Reorganization, the Reporting Person received 4,583.00 common shares of the Acquiring Fund in exchange for his 3,065.97 common shares of the Target Fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 28, 2026 Filed Sep 30, 2026 20:00 UTC | Total Return Securities Fund SWZ · Entity 8820 | PurchaseCommon Stock | 2,000 | $5.77 | $11,530.00 |
DisclosureSEC source: 0001398344-26-017612 · fp0100998-1_4.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,246 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| August 31, 2026 Filed Sep 1, 2026 20:16 UTC | Total Return Securities Fund SWZ · Entity 8820 | PurchaseCommon Stock | 3,000 | $5.98 | $17,940.00 |
DisclosureSEC source: 0001398344-26-016344 · fp0100739-1_4.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,246 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 20:00 UTC | Total Return Securities Fund SWZ · Entity 8820 | PurchaseCommon Stock | 1,000 | $5.91 | $5,910.00 |
DisclosureSEC source: 0001398344-26-014213 · ownership.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,246 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| July 23, 2026 Filed Jul 24, 2026 20:00 UTC | Total Return Securities Fund SWZ · Entity 8820 | PurchaseCommon Stock | 2,000 | $5.86 | $11,720.00 |
DisclosureSEC source: 0001398344-26-012674 · fp0100176-1_4.xml · nonDerivative · entry 2 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,246 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| July 22, 2026 Filed Jul 24, 2026 20:00 UTC | Total Return Securities Fund SWZ · Entity 8820 | PurchaseCommon Stock | 517 | $5.90 | $3,050.30 |
DisclosureSEC source: 0001398344-26-012674 · fp0100176-1_4.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,246 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| July 21, 2026 Filed Jul 22, 2026 20:22 UTC | Total Return Securities Fund SWZ · Entity 8820 | PurchaseCommon Stock | 483 | $5.90 | $2,849.70 |
DisclosureSEC source: 0001398344-26-012496 · fp0100121-1_4.xml · nonDerivative · entry 2 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,729 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| July 20, 2026 Filed Jul 22, 2026 20:22 UTC | Total Return Securities Fund SWZ · Entity 8820 | PurchaseCommon Stock | 1,000 | $5.93 | $5,930.00 |
DisclosureSEC source: 0001398344-26-012496 · fp0100121-1_4.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,246 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| June 29, 2026 Filed Jun 30, 2026 20:25 UTC | Total Return Securities Fund SWZ · Entity 8820 | PurchaseCommon Stock | 2,000 | $5.93 | $11,850.00 |
DisclosureSEC source: 0001398344-26-011448 · fp0099691-1_4.xml · nonDerivative · entry 2 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,246 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| June 26, 2026 Filed Jun 30, 2026 20:25 UTC | Total Return Securities Fund SWZ · Entity 8820 | PurchaseCommon Stock | 2,091 | $5.89 | $12,305.54 |
DisclosureSEC source: 0001398344-26-011448 · fp0099691-1_4.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,246 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| June 18, 2026 Filed Jun 22, 2026 20:23 UTC | Total Return Securities Fund SWZ · Entity 8820 | PurchaseCommon Stock | 1,853 | $5.91 | $10,951.23 |
DisclosureSEC source: 0001398344-26-011111 · fp0099508-1_4.xml · nonDerivative · entry 2 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,155 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| June 17, 2026 Filed Jun 22, 2026 20:23 UTC | Total Return Securities Fund SWZ · Entity 8820 | PurchaseCommon Stock | 147 | $5.91 | $868.77 |
DisclosureSEC source: 0001398344-26-011111 · fp0099508-1_4.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,302 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| June 16, 2026 Filed Jun 17, 2026 20:17 UTC | Total Return Securities Fund SWZ · Entity 8820 | PurchaseCommon Stock | 2,000 | $5.96 | $11,920.00 |
DisclosureSEC source: 0001398344-26-010969 · fp0099444-1_4.xml · nonDerivative · entry 2 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,155 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| June 15, 2026 Filed Jun 17, 2026 20:17 UTC | Total Return Securities Fund SWZ · Entity 8820 | PurchaseCommon Stock | 155 | $5.95 | $922.25 |
DisclosureSEC source: 0001398344-26-010969 · fp0099444-1_4.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,155 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| May 29, 2026 Filed Jun 1, 2026 20:25 UTC | Total Return Securities Fund SWZ · Entity 8820 | PurchaseCommon Stock | 1,000 | $6.01 | $6,010.00 |
DisclosureSEC source: 0001398344-26-010110 · fp0099253-1_4.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,000 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| May 15, 2026 Filed May 19, 2026 16:31 UTC | ABRDN ASIA-PACIFIC INCOME FUND, INC. FAX · Entity 5334 | OtherCommon Stock | 176 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-063675 · tm2614972-7_4seq1.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,145 F1 · kind: Effective as of May 15, 2026, abrdn Global Income Fund, Inc. (the "Target Fund") was reorganized into the abrdn Asia-Pacific Income Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on May 15, 2026, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of May 15, 2026, the Target Fund reported a NAV per share of $2.7423 and the Acquiring Fund reported a NAV per share of $15.509. The conversion ratio for the Target Fund's common shares was 0.176821. In the Reorganization, the Reporting Person received 176 common shares of the Acquiring Fund in exchange for their 1,000 common shares of the Target Fund. F1 · price: Effective as of May 15, 2026, abrdn Global Income Fund, Inc. (the "Target Fund") was reorganized into the abrdn Asia-Pacific Income Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on May 15, 2026, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of May 15, 2026, the Target Fund reported a NAV per share of $2.7423 and the Acquiring Fund reported a NAV per share of $15.509. The conversion ratio for the Target Fund's common shares was 0.176821. In the Reorganization, the Reporting Person received 176 common shares of the Acquiring Fund in exchange for their 1,000 common shares of the Target Fund. Read SEC document |
| May 15, 2026 Filed May 19, 2026 16:14 UTC | ABRDN GLOBAL INCOME FUND, INC. FCO · Entity 46158 | OtherCommon Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-063668 · tm2614972-3_4seq1.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Effective as of May 15, 2026, abrdn Global Income Fund, Inc. (the "Target Fund") was reorganized into the abrdn Asia-Pacific Income Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on May 15, 2026, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of May 15, 2026, the Target Fund reported a NAV per share of $2.7423 and the Acquiring Fund reported a NAV per share of $15.509. The conversion ratio for the Target Fund's common shares was 0.176821. In the Reorganization, the Reporting Person received 176 common shares of the Acquiring Fund in exchange for their 1000 common shares of the Target Fund. F1 · price: Effective as of May 15, 2026, abrdn Global Income Fund, Inc. (the "Target Fund") was reorganized into the abrdn Asia-Pacific Income Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on May 15, 2026, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of May 15, 2026, the Target Fund reported a NAV per share of $2.7423 and the Acquiring Fund reported a NAV per share of $15.509. The conversion ratio for the Target Fund's common shares was 0.176821. In the Reorganization, the Reporting Person received 176 common shares of the Acquiring Fund in exchange for their 1000 common shares of the Target Fund. Read SEC document |
| April 24, 2026 Filed Apr 27, 2026 20:05 UTC | Total Return Securities Fund SWZ · Entity 8820 | PurchaseCommon Stock | 1,002 | $6.07 | $6,077.13 |
DisclosureSEC source: 0001398344-26-007317 · fp0098731-1.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,000 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| February 03, 2026 Filed Feb 4, 2026 21:05 UTC | Total Return Securities Fund SWZ · Entity 8820 | PurchaseCommon Stock | 1,000 | $5.96 | $5,960.00 |
DisclosureSEC source: 0001398344-26-002216 · fp0097466-1_4.xml · nonDerivative · entry 2 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,998 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 21:05 UTC | Total Return Securities Fund SWZ · Entity 8820 | PurchaseCommon Stock | 1,120 | $5.98 | $6,697.60 |
DisclosureSEC source: 0001398344-26-002216 · fp0097466-1_4.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,998 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| January 23, 2026 Filed Jan 27, 2026 21:05 UTC | Total Return Securities Fund SWZ · Entity 8820 | Disposition to issuerCommon Stock | 3,922 | $6.81 | $26,708.82 |
DisclosureSEC source: 0001398344-26-001376 · fp0097337-1_4.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,878 F1 · kind: Represents sale of shares to the issuer pursuant to tender offer exempt under Rule 16b-3. F2 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| December 11, 2025 Filed Dec 12, 2025 22:16 UTC | Total Return Securities Fund SWZ · Entity 8820 | Exercise / conversionCommon Stock | 7,400 | $6.07 | $44,918.00 |
DisclosureSEC source: 0001398344-25-022417 · fp0096582-4_4.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Non-transferable rights were issued to holders of record of shares of common stock of the Issuer as of November 14, 2025 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every right received by the holder entitled such holder to purchase one share of common stock and holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. F2 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| October 27, 2025 Filed Oct 29, 2025 20:16 UTC | Total Return Securities Fund SWZ · Entity 8820 | PurchaseCommon Stock | 1,000 | $6.06 | $6,055.00 |
DisclosureSEC source: 0001398344-25-019979 · fp0096036-1_4.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,400 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| July 02, 2025 Filed Jul 3, 2025 14:04 UTC | ABRDN AUSTRALIA EQUITY FUND, INC. IAF · Entity 6618 | PurchaseCommon Stock | 2,000 | $4.50 | $9,000.00 |
DisclosureSEC source: 0001104659-25-065604 · tm2519580-2_4seq1.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 20:39 UTC | Total Return Securities Fund SWZ · Entity 8820 | PurchaseCommon Stock | 1,815 | $6.34 | $11,507.10 |
DisclosureSEC source: 0001398344-25-012524 · fp0094149-1_4.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,400 F1 · balance_after: Amount includes shares acquired through the Issuer's dividend reinvestment plan. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 17:51 UTC | ABRDN ASIA-PACIFIC INCOME FUND, INC. FAX · Entity 5334 | PurchaseCommon Stock | 500 | $15.90 | $7,950.00 |
DisclosureSEC source: 0001104659-25-065160 · tm2519580-1_4seq1.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 896 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 21:01 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | PurchaseCommon Stock | 789 | $5.95 | $4,694.55 |
DisclosureSEC source: 0001104659-25-033807 · tm2512084-1_4seq1.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,822 Read SEC document |
| April 07, 2025 Filed Apr 8, 2025 21:01 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | PurchaseCommon Stock | 487 | $5.90 | $2,873.30 |
DisclosureSEC source: 0001104659-25-033080 · tm2511815-1_4seq1.xml · nonDerivative · entry 5 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,033 Read SEC document |
| April 07, 2025 Filed Apr 8, 2025 21:01 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | PurchaseCommon Stock | 2,000 | $5.91 | $11,820.00 |
DisclosureSEC source: 0001104659-25-033080 · tm2511815-1_4seq1.xml · nonDerivative · entry 4 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,546 Read SEC document |
| April 07, 2025 Filed Apr 8, 2025 21:01 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | PurchaseCommon Stock | 2,000 | $6.06 | $12,110.60 |
DisclosureSEC source: 0001104659-25-033080 · tm2511815-1_4seq1.xml · nonDerivative · entry 3 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,546 Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 21:01 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | PurchaseCommon Stock | 1,000 | $6.30 | $6,300.00 |
DisclosureSEC source: 0001104659-25-033080 · tm2511815-1_4seq1.xml · nonDerivative · entry 2 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,546 Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 21:01 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | PurchaseCommon Stock | 100 | $6.29 | $629.00 |
DisclosureSEC source: 0001104659-25-033080 · tm2511815-1_4seq1.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,546 Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 22:01 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | PurchaseCommon Stock | 1,624 | $6.50 | $10,556.00 |
DisclosureSEC source: 0001104659-25-002594 · tm252801-1_4seq1.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,446 Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 22:04 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | Disposition to issuerCommon Stock | 33,699 | $7.07 | $238,251.93 |
DisclosureSEC source: 0001104659-24-128975 · tm2431179-6_4seq1.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,822 F1 · kind: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 21:05 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | Exercise / conversionCommon Stock | 19,385 | $6.48 | $125,614.80 |
DisclosureSEC source: 0001104659-24-090896 · tm2422003-4_4seq1.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Non-transferable rights were issued to holders of record of shares of beneficial interest ("common stock") of the Issuer as of July 8, 2024 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every right received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. F2 · balance_after: The total shares in column (5) includes additional shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing. Read SEC document |
| May 04, 2023 Filed May 8, 2023 18:21 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | PurchaseCommon Stock | 1,000 | $6.17 | $6,170.00 |
DisclosureSEC source: 0001104659-23-057075 · tm2314999-1_4seq1.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,988 F1 · balance_after: The total shares in column (5) includes shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing. Read SEC document |
| April 17, 2023 Filed Apr 17, 2023 21:01 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | PurchaseCommon Stock | 1,000 | $6.55 | $6,550.00 |
DisclosureSEC source: 0001104659-23-046267 · tm2313010-1_4seq1.xml · nonDerivative · entry 3 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,875 F1 · balance_after: The total shares in column (5) includes shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing. Read SEC document |
| April 14, 2023 Filed Apr 17, 2023 21:01 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | PurchaseCommon Stock | 500 | $6.60 | $3,300.00 |
DisclosureSEC source: 0001104659-23-046267 · tm2313010-1_4seq1.xml · nonDerivative · entry 2 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,875 F1 · balance_after: The total shares in column (5) includes shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing. Read SEC document |
| April 13, 2023 Filed Apr 17, 2023 21:01 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | PurchaseCommon Stock | 2,000 | $6.59 | $13,182.20 |
DisclosureSEC source: 0001104659-23-046267 · tm2313010-1_4seq1.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,375 F1 · balance_after: The total shares in column (5) includes shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing. Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 22:00 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | PurchaseCommon Stock | 1,000 | $6.46 | $6,460.00 |
DisclosureSEC source: 0001104659-22-130981 · tm2233683-1_4seq1.xml · nonDerivative · entry 2 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,217 F1 · balance_after: The total shares in column (5) includes shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing. Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 22:00 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | PurchaseCommon Stock | 1,064 | $6.49 | $6,905.36 |
DisclosureSEC source: 0001104659-22-130981 · tm2233683-1_4seq1.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,217 F1 · balance_after: The total shares in column (5) includes shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing. Read SEC document |
| September 26, 2022 Filed Sep 27, 2022 21:00 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | PurchaseCommon Stock | 1,000 | $6.66 | $6,660.00 |
DisclosureSEC source: 0001104659-22-103343 · tm2226733-1_4seq1.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,095 F1 · balance_after: The total shares in column (5) includes shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing. Read SEC document |
| July 14, 2022 Filed Jul 15, 2022 18:18 UTC | ABRDN ASIA-PACIFIC INCOME FUND, INC. FAX · Entity 5334 | SaleCommon stock | 2,520 | $2.72 | $6,857.93 |
DisclosureSEC source: 0000790500-22-000002 · primary_doc.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000.95 Read SEC document |
| July 14, 2022 Filed Jul 15, 2022 18:12 UTC | ABRDN GLOBAL INCOME FUND, INC. FCO · Entity 46158 | PurchaseCommon stock | 1,000 | $5.33 | $5,330.00 |
DisclosureSEC source: 0000876717-22-000003 · primary_doc.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 22:06 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | PurchaseCommon Stock | 1,000 | $7.80 | $7,800.00 |
DisclosureSEC source: 0001104659-22-007876 · tm224533-1_4seq1.xml · nonDerivative · entry 2 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,672 Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 22:06 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | PurchaseCommon Stock | 347 | $8.01 | $2,779.47 |
DisclosureSEC source: 0001104659-22-007876 · tm224533-1_4seq1.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,672 Read SEC document |
| December 30, 2021 Filed Jan 3, 2022 14:27 UTC | ABRDN GLOBAL INCOME FUND, INC. FCO · Entity 46158 | SaleCommon Stock | 1,000 | $7.40 | $7,400.00 |
DisclosureSEC source: 0000876717-22-000001 · primary_doc.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:01 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | Exercise / conversionCommon Stock | 2,705 | $8.36 | $22,613.80 |
DisclosureSEC source: 0001104659-21-133729 · tm2131826-6_4seq1.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Non-transferable rights were issued to stockholders of record as of September 22, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. Read SEC document |
| May 05, 2021 Filed May 6, 2021 19:36 UTC | Total Return Securities Fund SWZ · Entity 8820 | SaleCommon Stock | 2,000 | $9.12 | $18,240.00 |
DisclosureSEC source: 0001398344-21-009866 · fp0065374_4.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,330 Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 21:32 UTC | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | Exercise / conversionCommon Stock | 3,560 | $8.24 | $29,334.40 |
DisclosureSEC source: 0001398344-21-002376 · fp0061913_4.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Non-transferable rights were issued to stockholders of record as of December 23, 2020 in connection with a rights offering by the Issuer at the rate of one right for each share of beneficial interest owned. Each right entitled its holder to purchase one share of beneficial interest, which purchase is reflected in this filing. Read SEC document |
| February 02, 2021 Filed Nov 3, 2021 18:03 UTC Amendment | HIGH INCOME SECURITIES FUND PCF · Entity 6747 | Exercise / conversionCommon Stock | 5,060 | $8.24 | $41,694.40 |
DisclosureSEC source: 0001104659-21-133560 · tm2131826-1_4aseq1.xml · nonDerivative · entry 1 SELL MORITZ A · CIK 0001053116 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Non-transferable rights were issued to stockholders of record as of December 23, 2020 in connection with a rights offering by the Issuer at the rate of one right for each share of beneficial interest owned. Each right entitled its holder to purchase one share of beneficial interest, which purchase is reflected in this filing. F2 · shares: This Form 4 amendment is being filed to correct: (i) the Amount of Securities Acquired in the Reported Transaction in Column 4 of Table I and (ii) the Amount of Securities Beneficially Owned Following the Reported Transaction in Column 5 of Table I. F2 · balance_after: This Form 4 amendment is being filed to correct: (i) the Amount of Securities Acquired in the Reported Transaction in Column 4 of Table I and (ii) the Amount of Securities Beneficially Owned Following the Reported Transaction in Column 5 of Table I. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.