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PBF

PBF Energy Inc.

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3588
SEC CIK
0001534504
Parsed reports
605

Last 12 months

Inside the activity.

0 purchase rows · 147 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202501
Jan 202607
Feb 2026017
Mar 2026046
Apr 202605
May 202603
Jun 202608
Jul 2026016
Aug 2026027
Sep 202606
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 09, 2020 Filed Nov 12, 2020 17:54 UTC
Barone John CPrincipal Accounting Officer
GrantEmployee Stock Options · Derivative 22,220 $0.00 Strike: $6.72 $0.00
Disclosure

SEC source: 0001209191-20-058088 · doc4.xml · derivative · entry 1

Barone John C · CIK 0001623494 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,220

Underlying: Class A Common Stock · 22,220 shares

Expires 2030-11-09

F1 · date: The options will vest in three equal annual installments beginning on November 9, 2021.

F1 · derivative.exercise_date: The options will vest in three equal annual installments beginning on November 9, 2021.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 17:50 UTC
O Connor Thomas LSenior Vice President
GrantEmployee Stock Options · Derivative 113,996 $0.00 Strike: $6.72 $0.00
Disclosure

SEC source: 0001209191-20-058080 · doc4.xml · derivative · entry 1

O Connor Thomas L · CIK 0001618303 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,996

Underlying: Class A Common Stock · 113,996 shares

Expires 2030-11-09

F1 · derivative.exercise_price: The options will vest in three equal annual installments beginning on November 9, 2021.

F1 · derivative.exercise_date: The options will vest in three equal annual installments beginning on November 9, 2021.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 17:58 UTC
Young C ErikChief Financial Officer, SVP
GrantEmployee Stock Options · Derivative 125,665 $0.00 Strike: $6.72 $0.00
Disclosure

SEC source: 0001209191-20-058092 · doc4.xml · derivative · entry 1

Young C Erik · CIK 0001602972 · Chief Financial Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,665

Underlying: Class A Common Stock · 125,665 shares

Expires 2030-11-09

F1 · derivative.exercise_price: The options will vest in three equal annual installments beginning on November 9, 2021.

F1 · derivative.exercise_date: The options will vest in three equal annual installments beginning on November 9, 2021.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 17:37 UTC
Seedorf Herman LSenior Vice President
GrantEmployee Stock Options · Derivative 113,996 $0.00 Strike: $6.72 $0.00
Disclosure

SEC source: 0001209191-20-058063 · doc4.xml · derivative · entry 1

Seedorf Herman L · CIK 0001602973 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,996

Underlying: Class A Common Stock · 113,996 shares

Expires 2030-11-09

F1 · derivative.exercise_price: The options will vest in three equal annual installments beginning on November 9, 2021.

F1 · derivative.exercise_date: The options will vest in three equal annual installments beginning on November 9, 2021.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 22:46 UTC GrantEmployee Stock Options · Derivative 142,364 $0.00 Strike: $6.72 $0.00
Disclosure

SEC source: 0001209191-20-058071 · doc4.xml · derivative · entry 1

Lucey Matthew C. · CIK 0001563244 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,364

Underlying: Class A Common Stock · 142,364 shares

Expires 2030-11-09

F1 · derivative.exercise_price: The options will vest in three equal annual installments beginning on November 9, 2021.

F1 · derivative.exercise_date: The options will vest in three equal annual installments beginning on November 9, 2021.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 22:42 UTC
Davis Paul TPresident, Western Region
GrantEmployee Stock Options · Derivative 113,996 $0.00 Strike: $6.72 $0.00
Disclosure

SEC source: 0001209191-20-058068 · doc4.xml · derivative · entry 1

Davis Paul T · CIK 0001576968 · President, Western Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,996

Underlying: Class A Common Stock · 113,996 shares

Expires 2030-11-09

F1 · derivative.exercise_price: The options will vest in three equal annual installments beginning on November 9, 2021.

F1 · derivative.exercise_date: The options will vest in three equal annual installments beginning on November 9, 2021.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 22:23 UTC
Nimbley Thomas J.Director · Chief Executive Officer
GrantEmployee Stock Options · Derivative 341,008 $0.00 Strike: $6.72 $0.00
Disclosure

SEC source: 0001209191-20-058056 · doc4.xml · derivative · entry 1

Nimbley Thomas J. · CIK 0001563246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,008

Underlying: Class A Common Stock · 341,008 shares

Expires 2030-11-09

F1 · derivative.exercise_price: The options will vest in three equal annual installments beginning on November 9, 2021.

F1 · derivative.exercise_date: The options will vest in three equal annual installments beginning on November 9, 2021.

Read SEC document
October 30, 2020 Filed Nov 2, 2020 18:21 UTC
Seedorf Herman LSenior Vice President
Tax withholdingClass A Common Stock 2,122 $4.67 $9,909.74
Disclosure

SEC source: 0001209191-20-056463 · doc4.xml · nonDerivative · entry 1

Seedorf Herman L · CIK 0001602973 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,747

Read SEC document
October 30, 2020 Filed Nov 2, 2020 23:10 UTC
Davis Paul TPresident, Western Region
Tax withholdingClass A Common Stock 3,099 $4.67 $14,472.33
Disclosure

SEC source: 0001209191-20-056461 · doc4.xml · nonDerivative · entry 1

Davis Paul T · CIK 0001576968 · President, Western Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,400

Read SEC document
October 30, 2020 Filed Nov 2, 2020 23:06 UTC Tax withholdingClass A Common Stock 6,772 $4.67 $31,625.24
Disclosure

SEC source: 0001209191-20-056456 · doc4.xml · nonDerivative · entry 1

Lucey Matthew C. · CIK 0001563244 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,836

Read SEC document
October 30, 2020 Filed Nov 2, 2020 22:58 UTC
Nimbley Thomas J.Director · Chief Executive Officer
Tax withholdingClass A Common Stock 9,850 $4.67 $45,999.50
Disclosure

SEC source: 0001209191-20-056451 · doc4.xml · nonDerivative · entry 1

Nimbley Thomas J. · CIK 0001563246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,157

Read SEC document
October 30, 2020 Filed Nov 3, 2020 12:49 UTC
Canty Trecia MSVP and General Counsel
Tax withholdingClass A Common Stock 2,463 $4.67 $11,502.21
Disclosure

SEC source: 0001209191-20-056509 · doc4.xml · nonDerivative · entry 1

Canty Trecia M · CIK 0001654375 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,359

Read SEC document
October 25, 2020 Filed Oct 27, 2020 21:31 UTC
Canty Trecia MSVP and General Counsel
Tax withholdingClass A Common Stock 2,463 $5.47 $13,472.61
Disclosure

SEC source: 0001209191-20-055940 · doc4.xml · nonDerivative · entry 1

Canty Trecia M · CIK 0001654375 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,822

Read SEC document
October 25, 2020 Filed Oct 27, 2020 17:39 UTC
Seedorf Herman LSenior Vice President
Tax withholdingClass A Common Stock 2,122 $5.47 $11,607.34
Disclosure

SEC source: 0001209191-20-055941 · doc4.xml · nonDerivative · entry 1

Seedorf Herman L · CIK 0001602973 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,869

Read SEC document
October 25, 2020 Filed Oct 27, 2020 21:47 UTC
Davis Paul TPresident, Western Region
Tax withholdingClass A Common Stock 2,480 $5.47 $13,565.60
Disclosure

SEC source: 0001209191-20-055946 · doc4.xml · nonDerivative · entry 1

Davis Paul T · CIK 0001576968 · President, Western Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,499

Read SEC document
October 25, 2020 Filed Oct 27, 2020 21:56 UTC
Nimbley Thomas J.Director · Chief Executive Officer
Tax withholdingClass A Common Stock 9,850 $5.47 $53,879.50
Disclosure

SEC source: 0001209191-20-055959 · doc4.xml · nonDerivative · entry 1

Nimbley Thomas J. · CIK 0001563246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,007

Read SEC document
October 25, 2020 Filed Oct 27, 2020 21:51 UTC Tax withholdingClass A Common Stock 6,772 $5.47 $37,042.84
Disclosure

SEC source: 0001209191-20-055952 · doc4.xml · nonDerivative · entry 1

Lucey Matthew C. · CIK 0001563244 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,608

Read SEC document
September 30, 2020 Filed Sep 30, 2020 16:25 UTC
O Connor Thomas LSenior Vice President
PurchaseClass A Common Stock 15,000 $5.78 $86,688.00
Disclosure

SEC source: 0001209191-20-052451 · doc4.xml · nonDerivative · entry 2

O Connor Thomas L · CIK 0001618303 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,995

Read SEC document
September 30, 2020 Filed Sep 30, 2020 16:25 UTC
O Connor Thomas LSenior Vice President
PurchaseClass A Common Stock 10,000 $5.97 $59,700.00
Disclosure

SEC source: 0001209191-20-052451 · doc4.xml · nonDerivative · entry 1

O Connor Thomas L · CIK 0001618303 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,995

Read SEC document
September 30, 2020 Filed Oct 1, 2020 12:00 UTC
Young C ErikChief Financial Officer, SVP
PurchaseClass A Common Stock 6,893.124 $5.69 $39,221.88
Disclosure

SEC source: 0001209191-20-052548 · doc4.xml · nonDerivative · entry 2

Young C Erik · CIK 0001602972 · Chief Financial Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,191.453

F1 · balance_after: Represents number of shares of Class A Common Stock acquired under PBF Energy Inc.'s 401(k) Plan as of September 30, 2020 per Vanguard records.

F1 · ownership.nature: Represents number of shares of Class A Common Stock acquired under PBF Energy Inc.'s 401(k) Plan as of September 30, 2020 per Vanguard records.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 12:00 UTC
Young C ErikChief Financial Officer, SVP
PurchaseClass A Common Stock 15,000 $5.95 $89,250.00
Disclosure

SEC source: 0001209191-20-052548 · doc4.xml · nonDerivative · entry 1

Young C Erik · CIK 0001602972 · Chief Financial Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,675

Read SEC document
September 28, 2020 Filed Sep 28, 2020 17:13 UTC
Nimbley Thomas J.Director · Chief Executive Officer
PurchaseClass A Common Stock 50,000 $5.92 $296,195.00
Disclosure

SEC source: 0001209191-20-052180 · doc4.xml · nonDerivative · entry 1

Nimbley Thomas J. · CIK 0001563246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,857

Read SEC document
September 18, 2020 Filed Sep 22, 2020 22:11 UTC
Control Empresarial de Capitales S.A. de C.V.10% owner · Add'l Rep. Persons-see Ex.99-1
PurchaseClass A Common Shares (as defined in Exhibit 99.1 hereto) 100,000 $6.98 $697,910.00
Disclosure

SEC source: 0001140361-20-021204 · form4.xml · nonDerivative · entry 1

Control Empresarial de Capitales S.A. de C.V. · CIK 0001273693 · 10% owner · Add'l Rep. Persons-see Ex.99-1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,820,183

F1 · price: Weighted average price. These shares were acquired in multiple transactions at prices ranging from $6.8800 to $7.0000 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · ownership.direct: See attached Exhibit 99.1 to this Form 4, which is hereby incorporated herein by reference.

Read SEC document
September 10, 2020 Filed Sep 11, 2020 22:34 UTC
Control Empresarial de Capitales S.A. de C.V.10% owner · Add'l Rep. Persons-see Ex.99-1
PurchaseClass A Common Shares (as defined in Exhibit 99.1 hereto) 54,905 $6.92 $379,997.51
Disclosure

SEC source: 0001140361-20-020285 · form4.xml · nonDerivative · entry 2

Control Empresarial de Capitales S.A. de C.V. · CIK 0001273693 · 10% owner · Add'l Rep. Persons-see Ex.99-1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,720,183

F2 · price: Weighted average price. These shares were acquired in multiple transactions at prices ranging from $6.8540 to $6.9900 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · ownership.direct: See attached Exhibit 99.1 to this Form 4, which is hereby incorporated herein by reference.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 22:34 UTC
Control Empresarial de Capitales S.A. de C.V.10% owner · Add'l Rep. Persons-see Ex.99-1
PurchaseClass A Common Shares (as defined in Exhibit 99.1 hereto) 150,000 $7.26 $1,089,525.00
Disclosure

SEC source: 0001140361-20-020285 · form4.xml · nonDerivative · entry 1

Control Empresarial de Capitales S.A. de C.V. · CIK 0001273693 · 10% owner · Add'l Rep. Persons-see Ex.99-1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,665,278

F1 · price: Weighted average price. These shares were acquired in multiple transactions at prices ranging from $7.1043 to $7.4500 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F3 · ownership.direct: See attached Exhibit 99.1 to this Form 4, which is hereby incorporated herein by reference.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 22:18 UTC
Control Empresarial de Capitales S.A. de C.V.10% owner · Add'l Rep. Persons-see Ex.99-1
PurchaseClass A Common Shares (as defined in Exhibit 99.1 hereto) 50,000 $8.02 $400,925.00
Disclosure

SEC source: 0001140361-20-017352 · form4.xml · nonDerivative · entry 2

Control Empresarial de Capitales S.A. de C.V. · CIK 0001273693 · 10% owner · Add'l Rep. Persons-see Ex.99-1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,515,278

F2 · price: Weighted average price. These shares were acquired in multiple transactions at prices ranging from $8.0101 to $8.0300 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · ownership.direct: See attached Exhibit 99.1 to this Form 4, which is hereby incorporated herein by reference.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 22:18 UTC
Control Empresarial de Capitales S.A. de C.V.10% owner · Add'l Rep. Persons-see Ex.99-1
PurchaseClass A Common Shares (as defined in Exhibit 99.1 hereto) 103,500 $8.04 $832,388.40
Disclosure

SEC source: 0001140361-20-017352 · form4.xml · nonDerivative · entry 1

Control Empresarial de Capitales S.A. de C.V. · CIK 0001273693 · 10% owner · Add'l Rep. Persons-see Ex.99-1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,465,278

F1 · price: Weighted average price. These shares were acquired in multiple transactions at prices ranging from $7.9900 to $8.2000 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F3 · ownership.direct: See attached Exhibit 99.1 to this Form 4, which is hereby incorporated herein by reference.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 18:03 UTC Tax withholdingClass A Common Stock 4,571 $9.58 $43,790.18
Disclosure

SEC source: 0001209191-20-040603 · doc4.xml · nonDerivative · entry 2

Lavinia Robert J · CIK 0001666238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,590

Read SEC document
July 01, 2020 Filed Jul 2, 2020 18:03 UTC GrantClass A Common Stock 17,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040603 · doc4.xml · nonDerivative · entry 1

Lavinia Robert J · CIK 0001666238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,161

F1 · kind: Constitutes restricted stock issued under the Amended and Restated 2017 Equity Incentive Plan.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 22:33 UTC Tax withholdingClass A Common Stock 3,789 $9.58 $36,298.62
Disclosure

SEC source: 0001209191-20-040653 · doc4.xml · nonDerivative · entry 2

Lubel Kimberly S · CIK 0001448219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,206

Read SEC document
July 01, 2020 Filed Jul 2, 2020 22:33 UTC GrantClass A Common Stock 17,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040653 · doc4.xml · nonDerivative · entry 1

Lubel Kimberly S · CIK 0001448219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,995

F1 · kind: Constitutes restricted stock issued under the Amended and Restated 2017 Equity Incentive Plan.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 17:53 UTC
BUDD WAYNE ADirector
Tax withholdingClass A Common Stock 4,659 $9.58 $44,633.22
Disclosure

SEC source: 0001209191-20-040585 · doc4.xml · nonDerivative · entry 2

BUDD WAYNE A · CIK 0001220126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,649

Read SEC document
July 01, 2020 Filed Jul 2, 2020 17:53 UTC
BUDD WAYNE ADirector
GrantClass A Common Stock 17,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040585 · doc4.xml · nonDerivative · entry 1

BUDD WAYNE A · CIK 0001220126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,308

F1 · kind: Constitutes restricted stock issued under the Amended and Restated 2017 Equity Incentive Plan.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 21:21 UTC Tax withholdingClass A Common Stock 4,780 $9.58 $45,792.40
Disclosure

SEC source: 0001209191-20-040527 · doc4.xml · nonDerivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,503

Read SEC document
July 01, 2020 Filed Jul 2, 2020 21:21 UTC GrantClass A Common Stock 17,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040527 · doc4.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,283

F1 · kind: Constitutes restricted stock issued under the Amended and Restated 2017 Equity Incentive Plan.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 22:08 UTC Tax withholdingClass A Common Stock 4,587 $9.58 $43,943.46
Disclosure

SEC source: 0001209191-20-040614 · doc4.xml · nonDerivative · entry 2

Ogden George E. · CIK 0001606847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,267

Read SEC document
July 01, 2020 Filed Jul 2, 2020 22:08 UTC GrantClass A Common Stock 17,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040614 · doc4.xml · nonDerivative · entry 1

Ogden George E. · CIK 0001606847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,854

F1 · kind: Constitutes restricted stock issued under the Amended and Restated 2017 Equity Incentive Plan.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 18:20 UTC Tax withholdingClass A Common Stock 3,789 $9.58 $36,298.62
Disclosure

SEC source: 0001209191-20-041149 · doc4.xml · nonDerivative · entry 2

EDWARDS S EUGENE · CIK 0001054032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,056

Read SEC document
July 01, 2020 Filed Jul 6, 2020 18:20 UTC GrantClass A Common Stock 17,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-041149 · doc4.xml · nonDerivative · entry 1

EDWARDS S EUGENE · CIK 0001054032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,845

F1 · kind: Constitutes restricted stock issued under the Amended and Restated 2017 Equity Incentive Plan.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 18:19 UTC Tax withholdingClass A Common Stock 3,789 $9.58 $36,298.62
Disclosure

SEC source: 0001209191-20-041146 · doc4.xml · nonDerivative · entry 2

KOSNIK EDWARD F · CIK 0001222995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,837

Read SEC document
July 01, 2020 Filed Jul 6, 2020 18:19 UTC GrantClass A Common Stock 17,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-041146 · doc4.xml · nonDerivative · entry 1

KOSNIK EDWARD F · CIK 0001222995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,626

F1 · kind: Constitutes restricted stock issued under the Amended and Restated 2017 Equity Incentive Plan.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 18:21 UTC Tax withholdingClass A Common Stock 4,926 $9.58 $47,191.08
Disclosure

SEC source: 0001209191-20-041150 · doc4.xml · nonDerivative · entry 2

Hantke William · CIK 0001354962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,242

Read SEC document
July 01, 2020 Filed Jul 6, 2020 18:21 UTC GrantClass A Common Stock 17,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-041150 · doc4.xml · nonDerivative · entry 1

Hantke William · CIK 0001354962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,168

F1 · kind: Constitutes restricted stock issued under the Amended and Restated 2017 Equity Incentive Plan.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 18:32 UTC Tax withholdingClass A Common Stock 4,571 $9.58 $43,790.18
Disclosure

SEC source: 0001209191-20-041169 · doc4.xml · nonDerivative · entry 2

Davis Karen Berriman · CIK 0001358598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,020

Read SEC document
July 01, 2020 Filed Jul 6, 2020 18:32 UTC GrantClass A Common Stock 17,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-041169 · doc4.xml · nonDerivative · entry 1

Davis Karen Berriman · CIK 0001358598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,591

F1 · security: Constitutes restricted stock under the Amended and Restated 2017 Equity Incentive Plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 22:24 UTC
Control Empresarial de Capitales S.A. de C.V.10% owner · Add'l Rep. Persons-see Ex.99-1
PurchaseClass A Common Shares (as defined in Exhibit 99.1 hereto) 150,000 $7.37 $1,104,945.00
Disclosure

SEC source: 0001140361-20-007850 · form4.xml · nonDerivative · entry 1

Inversora Carso, S.A. de C.V. · CIK 0001273693 · 10% owner · Add'l Rep. Persons-see Ex.99-1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,361,778

F1 · price: Weighted average price. These shares were acquired in multiple transactions at prices ranging from $7.1970 to $7.4000 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · ownership.direct: See attached Exhibit 99.1 to this Form 4, which is hereby incorporated herein by reference.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 21:20 UTC
Control Empresarial de Capitales S.A. de C.V.10% owner · Add'l Rep. Persons-see Ex.99-1
PurchaseClass A Common Shares (as defined in Exhibit 99.1 hereto) 465,256 $6.54 $3,044,356.11
Disclosure

SEC source: 0001140361-20-007248 · form4.xml · nonDerivative · entry 1

Inversora Carso, S.A. de C.V. · CIK 0001273693 · 10% owner · Add'l Rep. Persons-see Ex.99-1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,211,778

F1 · price: Weighted average price. These shares were acquired in multiple transactions at prices ranging from $6.4223 to $6.6000 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · ownership.direct: See attached Exhibit 99.1 to this Form 4, which is hereby incorporated herein by reference.

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March 24, 2020 Filed Mar 25, 2020 21:46 UTC
Control Empresarial de Capitales S.A. de C.V.10% owner · Add'l Rep. Persons-see Ex.99-1
PurchaseClass A Common Shares (as defined in Exhibit 99.1 hereto) 500,000 $6.04 $3,020,350.00
Disclosure

SEC source: 0001140361-20-006870 · form4.xml · nonDerivative · entry 2

Inversora Carso, S.A. de C.V. · CIK 0001273693 · 10% owner · Add'l Rep. Persons-see Ex.99-1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,746,522

F2 · price: Weighted average price. These shares were acquired in multiple transactions at prices ranging from $5.9850 to $6.1000 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · ownership.direct: See attached Exhibit 99.1 to this Form 4, which is hereby incorporated herein by reference.

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March 23, 2020 Filed Mar 25, 2020 21:46 UTC
Control Empresarial de Capitales S.A. de C.V.10% owner · Add'l Rep. Persons-see Ex.99-1
PurchaseClass A Common Shares (as defined in Exhibit 99.1 hereto) 220,000 $6.33 $1,393,502.00
Disclosure

SEC source: 0001140361-20-006870 · form4.xml · nonDerivative · entry 1

Inversora Carso, S.A. de C.V. · CIK 0001273693 · 10% owner · Add'l Rep. Persons-see Ex.99-1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,246,522

F1 · price: Weighted average price. These shares were acquired in multiple transactions at prices ranging from $6.1240 to $6.5550 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F3 · ownership.direct: See attached Exhibit 99.1 to this Form 4, which is hereby incorporated herein by reference.

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March 18, 2020 Filed Mar 19, 2020 22:47 UTC
Control Empresarial de Capitales S.A. de C.V.10% owner · Add'l Rep. Persons-see Ex.99-1
PurchaseClass A Common Shares (as defined in Exhibit 99.1 hereto) 30,000 $7.33 $220,017.00
Disclosure

SEC source: 0001567619-20-006801 · form4.xml · nonDerivative · entry 2

Inversora Carso, S.A. de C.V. · CIK 0001273693 · 10% owner · Add'l Rep. Persons-see Ex.99-1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,026,522

F2 · price: Weighted average price. These shares were acquired in multiple transactions at prices ranging from $7.2888 to $7.3500 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · ownership.direct: See attached Exhibit 99.1 to this Form 4, which is hereby incorporated herein by reference.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.