Last 12 months
Inside the activity.
0 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 7 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2020 Filed Dec 2, 2020 17:38 UTC |
Cramer James F.President, Otis Americas
|
Exercise / conversionCommon Stock | 82 | $66.94 | $5,489.08 |
DisclosureSEC source: 0001062993-20-006000 · form4.xml · nonDerivative · entry 1 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:38 UTC |
Zheng PeimingPresident, Otis China
|
Exercise / conversionRestricted Stock Units · Derivative | 484 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-006002 · form4.xml · derivative · entry 3 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,042 Underlying: Common Stock · 484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer. F2 · shares: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. F2 · price: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. F2 · derivative.exercise_date: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. F2 · derivative.expiration_date: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:38 UTC |
Zheng PeimingPresident, Otis China
|
Tax withholdingCommon Stock | 484 | $66.94 | $32,398.96 |
DisclosureSEC source: 0001062993-20-006002 · form4.xml · nonDerivative · entry 2 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,926 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:38 UTC |
Zheng PeimingPresident, Otis China
|
Exercise / conversionCommon Stock | 484 | $66.94 | $32,398.96 |
DisclosureSEC source: 0001062993-20-006002 · form4.xml · nonDerivative · entry 1 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 22:48 UTC |
Havanec Laurie P.EVP & Chief People Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 110 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-006004 · form4.xml · derivative · entry 8 Havanec Laurie P. · CIK 0001807757 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,510 Underlying: Common Stock · 110 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer. F4 · shares: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F4 · price: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F4 · derivative.exercise_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F4 · derivative.expiration_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F4 · derivative.underlying_shares: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 22:48 UTC |
Havanec Laurie P.EVP & Chief People Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 196 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-006004 · form4.xml · derivative · entry 7 Havanec Laurie P. · CIK 0001807757 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,461 Underlying: Common Stock · 196 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer. F3 · shares: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. F3 · price: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. F3 · derivative.exercise_date: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. F3 · derivative.expiration_date: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. F3 · derivative.underlying_shares: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 22:48 UTC |
Havanec Laurie P.EVP & Chief People Officer
|
Tax withholdingCommon Stock | 110 | $66.94 | $7,363.40 |
DisclosureSEC source: 0001062993-20-006004 · form4.xml · nonDerivative · entry 4 Havanec Laurie P. · CIK 0001807757 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,823 F1 · balance_after: The last Form 4 of the reporting person mistakenly reported that 4,471 shares were withheld for taxes and should have reported an additional 206 shares withheld for taxes. The direct holdings of the reporting person have been updated and reduced by 206 shares. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 22:48 UTC |
Havanec Laurie P.EVP & Chief People Officer
|
Exercise / conversionCommon Stock | 110 | $66.94 | $7,363.40 |
DisclosureSEC source: 0001062993-20-006004 · form4.xml · nonDerivative · entry 3 Havanec Laurie P. · CIK 0001807757 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 22:48 UTC |
Havanec Laurie P.EVP & Chief People Officer
|
Tax withholdingCommon Stock | 196 | $66.94 | $13,120.24 |
DisclosureSEC source: 0001062993-20-006004 · form4.xml · nonDerivative · entry 2 Havanec Laurie P. · CIK 0001807757 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,823 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 22:48 UTC |
Havanec Laurie P.EVP & Chief People Officer
|
Exercise / conversionCommon Stock | 196 | $66.94 | $13,120.24 |
DisclosureSEC source: 0001062993-20-006004 · form4.xml · nonDerivative · entry 1 Havanec Laurie P. · CIK 0001807757 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:38 UTC |
Ryan Michael PatrickVP, CAO and Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 73 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-006001 · form4.xml · derivative · entry 7 Ryan Michael Patrick · CIK 0001805849 · VP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,106 Underlying: Common Stock · 73 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer. F3 · shares: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F3 · price: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F3 · derivative.exercise_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F3 · derivative.expiration_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F3 · derivative.underlying_shares: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:38 UTC |
Ryan Michael PatrickVP, CAO and Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 59 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-006001 · form4.xml · derivative · entry 6 Ryan Michael Patrick · CIK 0001805849 · VP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,694 Underlying: Common Stock · 59 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer. F2 · shares: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. F2 · price: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. F2 · derivative.exercise_date: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. F2 · derivative.expiration_date: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. F2 · derivative.underlying_shares: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:38 UTC |
Ryan Michael PatrickVP, CAO and Controller
|
Tax withholdingCommon Stock | 59 | $66.94 | $3,949.46 |
DisclosureSEC source: 0001062993-20-006001 · form4.xml · nonDerivative · entry 4 Ryan Michael Patrick · CIK 0001805849 · VP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:38 UTC |
Ryan Michael PatrickVP, CAO and Controller
|
Exercise / conversionCommon Stock | 59 | $66.94 | $3,949.46 |
DisclosureSEC source: 0001062993-20-006001 · form4.xml · nonDerivative · entry 3 Ryan Michael Patrick · CIK 0001805849 · VP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:38 UTC |
Ryan Michael PatrickVP, CAO and Controller
|
Tax withholdingCommon Stock | 73 | $66.94 | $4,886.62 |
DisclosureSEC source: 0001062993-20-006001 · form4.xml · nonDerivative · entry 2 Ryan Michael Patrick · CIK 0001805849 · VP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:38 UTC |
Ryan Michael PatrickVP, CAO and Controller
|
Exercise / conversionCommon Stock | 73 | $66.94 | $4,886.62 |
DisclosureSEC source: 0001062993-20-006001 · form4.xml · nonDerivative · entry 1 Ryan Michael Patrick · CIK 0001805849 · VP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2020 Filed Nov 3, 2020 17:13 UTC |
Cramer James F.President, Otis Americas
|
Exercise / conversionRestricted Stock Units · Derivative | 3,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-005365 · form4.xml · derivative · entry 3 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,541 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The reporting person was originally granted RSUs by our former parent company. These fully vested and were converted into Otis common stock. F2 · derivative.expiration_date: The reporting person was originally granted RSUs by our former parent company. These fully vested and were converted into Otis common stock. Read SEC document |
| November 01, 2020 Filed Nov 3, 2020 17:13 UTC |
Cramer James F.President, Otis Americas
|
Tax withholdingCommon Stock | 1,558 | $62.14 | $96,814.12 |
DisclosureSEC source: 0001062993-20-005365 · form4.xml · nonDerivative · entry 2 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,983 Read SEC document |
| November 01, 2020 Filed Nov 3, 2020 17:13 UTC |
Cramer James F.President, Otis Americas
|
Exercise / conversionCommon Stock | 3,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-005365 · form4.xml · nonDerivative · entry 1 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 01, 2020 Filed Nov 3, 2020 22:16 UTC |
Marks Judith FranDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 16,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-005367 · form4.xml · derivative · entry 4 Marks Judith Fran · CIK 0001665490 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,757 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person was originally granted RSUs by our former parent company on November 1, 2017. These fully vested and were converted into Otis common stock. F3 · derivative.expiration_date: The reporting person was originally granted RSUs by our former parent company on November 1, 2017. These fully vested and were converted into Otis common stock. Read SEC document |
| November 01, 2020 Filed Nov 3, 2020 22:16 UTC |
Marks Judith FranDirector · President and CEO
|
Tax withholdingCommon Stock | 7,778 | $62.14 | $483,324.92 |
DisclosureSEC source: 0001062993-20-005367 · form4.xml · nonDerivative · entry 2 Marks Judith Fran · CIK 0001665490 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,979 Read SEC document |
| November 01, 2020 Filed Nov 3, 2020 22:16 UTC |
Marks Judith FranDirector · President and CEO
|
Exercise / conversionCommon Stock | 16,757 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-20-005367 · form4.xml · nonDerivative · entry 1 Marks Judith Fran · CIK 0001665490 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 22:16 UTC |
Marks Judith FranDirector · President and CEO
|
SaleCommon Stock | 47.3211 | $61.28 | $2,899.84 |
DisclosureSEC source: 0001062993-20-005367 · form4.xml · nonDerivative · entry 3 Marks Judith Fran · CIK 0001665490 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 0 F2 · shares: As a result of the spin-off of the issuer by our former parent, certain Otis insiders hold Otis shares in our former parent's 401(k) plan. This plan has advised participants that starting approximately one-year after the spin-off it will mandatorily start to sell the Otis shares held in it. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 17:09 UTC |
Zheng PeimingPresident, Otis China
|
Exercise / conversionStock Appreciation Right · Derivative | 9,488 | $0.00 Strike: $41.81 | $0.00 |
DisclosureSEC source: 0001062993-20-003649 · form4.xml · derivative · entry 4 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,488 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.underlying_shares: Exercise of cash-settled Stock Appreciation Rights. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 17:09 UTC |
Zheng PeimingPresident, Otis China
|
SaleCommon Stock | 53.76 | $63.21 | $3,398.17 |
DisclosureSEC source: 0001062993-20-003649 · form4.xml · nonDerivative · entry 3 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Indirect · UTC 401K Disclosed balance after: 0 F1 · ownership.nature: As a result of the spin-off of the issuer by UTC, Otis shares are now held in the UTC Employee Savings Plan by insiders who held UTC shares in their plan accounts. The UTC Employee Savings Plan has advised participants that starting approximately one-year after the spin-off it will mandatorily start to sell the Otis shares. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 17:09 UTC |
Zheng PeimingPresident, Otis China
|
Disposition to issuerCommon Stock | 9,488 | $63.60 | $603,436.80 |
DisclosureSEC source: 0001062993-20-003649 · form4.xml · nonDerivative · entry 2 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,926 Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 17:09 UTC |
Zheng PeimingPresident, Otis China
|
Exercise / conversionCommon Stock | 9,488 | $41.81 | $396,693.28 |
DisclosureSEC source: 0001062993-20-003649 · form4.xml · nonDerivative · entry 1 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2020 Filed Feb 9, 2021 21:36 UTC |
PRESTON MARGARET M VDirector
|
PurchaseCommon Stock | 3 | $58.02 | $174.05 |
DisclosureSEC source: 0001062993-21-001093 · form4.xml · nonDerivative · entry 10 PRESTON MARGARET M V · CIK 0001261238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435 F1 · kind: These transactions were made without the knowledge of the reporting person and the reporting person voluntarily paid to the issuer an amount equal to the short-swing profit liability attributable to the 7/24/2020 and 1/14/2021 transactions. Read SEC document |
| July 01, 2020 Filed Jul 7, 2020 01:35 UTC |
Havanec Laurie P.EVP and Chief People Officer
|
Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 11,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-015451 · form4.xml · derivative · entry 5 Havanec Laurie P. · CIK 0001807757 · EVP and Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,247 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert into Otis common stock on a one-for-one basis. F2 · derivative.exercise_date: The reporting person was granted RSUs by UTC, Otis' parent company prior to the spin-off. These fully vested and were converted into Otis common stock. F2 · derivative.expiration_date: The reporting person was granted RSUs by UTC, Otis' parent company prior to the spin-off. These fully vested and were converted into Otis common stock. Read SEC document |
| July 01, 2020 Filed Jul 7, 2020 01:35 UTC |
Havanec Laurie P.EVP and Chief People Officer
|
Tax withholdingCommon Stock | 4,471 | $55.78 | $249,392.38 |
DisclosureSEC source: 0001140361-20-015451 · form4.xml · nonDerivative · entry 2 Havanec Laurie P. · CIK 0001807757 · EVP and Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,029 Read SEC document |
| July 01, 2020 Filed Jul 7, 2020 01:35 UTC |
Havanec Laurie P.EVP and Chief People Officer
|
Exercise / conversionCommon Stock | 11,247 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-015451 · form4.xml · nonDerivative · entry 1 Havanec Laurie P. · CIK 0001807757 · EVP and Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSUs convert into Otis common stock on a one-for-one basis. Read SEC document |
| June 16, 2020 Filed Feb 9, 2021 21:36 UTC |
PRESTON MARGARET M VDirector
|
PurchaseCommon Stock | 12 | $57.76 | $693.16 |
DisclosureSEC source: 0001062993-21-001093 · form4.xml · nonDerivative · entry 8 PRESTON MARGARET M V · CIK 0001261238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427 F1 · kind: These transactions were made without the knowledge of the reporting person and the reporting person voluntarily paid to the issuer an amount equal to the short-swing profit liability attributable to the 7/24/2020 and 1/14/2021 transactions. Read SEC document |
| June 09, 2020 Filed Dec 2, 2021 15:31 UTC |
Zheng PeimingPresident, Otis China
|
PurchaseCommon Stock | 120 | $60.88 | $7,306.03 |
DisclosureSEC source: 0001062993-21-012006 · form4.xml · nonDerivative · entry 1 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,095 F1 · kind: This purchase occurred in a managed account held by the reporting person and occurred without his knowledge. The reporting person has voluntarily repaid to the issuer an amount equal to the short-swing profit liability attributable to this transaction and an August 3, 2020 matching transaction. F2 · balance_after: The amount includes an additional 49 shares which the insider's managed account received when the issuer was spun off from UTC. These 49 additional shares and the 120 shares reported above were not included in the reporting person's prior filings, but will be included in future filings. Read SEC document |
| June 07, 2020 Filed Feb 9, 2021 21:36 UTC |
PRESTON MARGARET M VDirector
|
PurchaseCommon Stock | 5 | $56.59 | $282.94 |
DisclosureSEC source: 0001062993-21-001093 · form4.xml · nonDerivative · entry 9 PRESTON MARGARET M V · CIK 0001261238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432 F1 · kind: These transactions were made without the knowledge of the reporting person and the reporting person voluntarily paid to the issuer an amount equal to the short-swing profit liability attributable to the 7/24/2020 and 1/14/2021 transactions. Read SEC document |
| June 02, 2020 Filed Feb 9, 2021 21:36 UTC |
PRESTON MARGARET M VDirector
|
PurchaseCommon Stock | 9 | $54.09 | $486.78 |
DisclosureSEC source: 0001062993-21-001093 · form4.xml · nonDerivative · entry 7 PRESTON MARGARET M V · CIK 0001261238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415 F1 · kind: These transactions were made without the knowledge of the reporting person and the reporting person voluntarily paid to the issuer an amount equal to the short-swing profit liability attributable to the 7/24/2020 and 1/14/2021 transactions. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:03 UTC |
GHAI RAHULVice President and CFO
|
GrantRestricted Stock Units (RSUs) · Derivative | 19,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008560 · doc4.xml · derivative · entry 1 GHAI RAHUL · CIK 0001666090 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,800 Underlying: Common Stock · 19,800 shares Expires not disclosed F1 · derivative.exercise_price: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. F1 · derivative.exercise_date: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. F1 · derivative.expiration_date: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 16:03 UTC |
Zheng PeimingPresident, Otis China
|
GrantRestricted Stock Units (RSUs) · Derivative | 19,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008558 · doc4.xml · derivative · entry 1 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,800 Underlying: Common Stock · 19,800 shares Expires not disclosed F1 · derivative.exercise_price: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. F1 · derivative.exercise_date: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. F1 · derivative.expiration_date: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:05 UTC |
Havanec Laurie P.Vice President and CHRO
|
GrantRestricted Stock Units (RSUs) · Derivative | 19,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008562 · doc4.xml · derivative · entry 1 Havanec Laurie P. · CIK 0001807757 · Vice President and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,800 Underlying: Common Stock · 19,800 shares Expires not disclosed F1 · derivative.exercise_price: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. F1 · derivative.exercise_date: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. F1 · derivative.expiration_date: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 16:02 UTC |
de Montlivault StephanePresident, Otis Asia Pacific
|
GrantRestricted Stock Units (RSUs) · Derivative | 19,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008556 · doc4.xml · derivative · entry 1 de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,800 Underlying: Common Stock · 19,800 shares Expires not disclosed F1 · derivative.exercise_price: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. F1 · derivative.exercise_date: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. F1 · derivative.expiration_date: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:05 UTC |
LaFreniere Nora E.VP, Gen. Counsel & Secretary
|
GrantRestricted Stock Units (RSUs) · Derivative | 19,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008561 · doc4.xml · derivative · entry 1 LaFreniere Nora E. · CIK 0001807121 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,800 Underlying: Common Stock · 19,800 shares Expires not disclosed F1 · derivative.exercise_price: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. F1 · derivative.exercise_date: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. F1 · derivative.expiration_date: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 16:03 UTC |
Ryan Michael PatrickVice President and CAO
|
GrantRestricted Stock Units (RSUs) · Derivative | 9,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008559 · doc4.xml · derivative · entry 1 Ryan Michael Patrick · CIK 0001805849 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,900 Underlying: Common Stock · 9,900 shares Expires not disclosed F1 · derivative.exercise_price: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. F1 · derivative.exercise_date: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. F1 · derivative.expiration_date: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:03 UTC |
Eubanks Richard M.President, Otis EMEA
|
GrantRestricted Stock Units (RSUs) · Derivative | 19,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008557 · doc4.xml · derivative · entry 1 Eubanks Richard M. · CIK 0001510025 · President, Otis EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,800 Underlying: Common Stock · 19,800 shares Expires not disclosed F1 · derivative.exercise_price: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. F1 · derivative.exercise_date: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. F1 · derivative.expiration_date: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:02 UTC |
Marks Judith FranPresident and CEO · Director
|
Disposition to issuerRestricted Stock Units (RSUs) · Derivative | 59,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008555 · doc4.xml · derivative · entry 1 Marks Judith Fran · CIK 0001665490 · President and CEO · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,200 Underlying: Common Stock · 59,200 shares Expires not disclosed F1 · derivative.exercise_price: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. F1 · derivative.exercise_date: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. F1 · derivative.expiration_date: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. Read SEC document |
| May 11, 2020 Filed May 13, 2020 21:41 UTC |
WALKER JOHN HDirector
|
GrantDeferred Stock Units · Derivative | 7,044.972 | $51.81 | $365,000.00 |
DisclosureSEC source: 0001225208-20-007618 · doc4.xml · derivative · entry 1 WALKER JOHN H · CIK 0001006890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,044.972 Underlying: Common Stock · 7,044.972 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Otis Worldwide Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Otis Worldwide Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Otis Worldwide Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| May 11, 2020 Filed May 13, 2020 17:50 UTC |
de Montlivault StephanePresident, Otis Asia Pacific
|
SaleCommon Stock | 10,454 | $51.81 | $541,621.74 |
DisclosureSEC source: 0001225208-20-007625 · doc4.xml · nonDerivative · entry 1 de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pacific 10b5-1 filing: Not disclosed Ownership: Indirect · UTC 401K Disclosed balance after: 0 F1 · ownership.nature: As a result of the spin-off of the issuer by UTC, Otis shares are now held in the UTC Employee Savings Plan by insiders who held UTC shares in their plan accounts. The UTC Employee Savings Plan has advised participants that starting approximately one-year after the spin-off it will mandatorily start to sell the Otis shares. Read SEC document |
| May 11, 2020 Filed May 13, 2020 21:36 UTC |
Black Jeffrey HarryDirector
|
GrantDeferred Stock Units · Derivative | 3,879.56 | $51.81 | $201,000.00 |
DisclosureSEC source: 0001225208-20-007613 · doc4.xml · derivative · entry 1 Black Jeffrey Harry · CIK 0001805644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,879.56 Underlying: Common Stock · 3,879.56 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Otis Worldwide Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Otis Worldwide Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Otis Worldwide Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| May 11, 2020 Filed May 13, 2020 21:55 UTC |
Jejurikar ShaileshDirector
|
GrantDeferred Stock Units · Derivative | 6,272.92 | $51.81 | $324,999.99 |
DisclosureSEC source: 0001225208-20-007626 · doc4.xml · derivative · entry 1 Jejurikar Shailesh · CIK 0001746310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,272.92 Underlying: Common Stock · 6,272.92 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Otis Worldwide Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Otis Worldwide Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Otis Worldwide Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| May 11, 2020 Filed May 13, 2020 21:38 UTC |
Stewart Shelley JRDirector
|
GrantDeferred Stock Units · Derivative | 3,763.752 | $51.81 | $194,999.99 |
DisclosureSEC source: 0001225208-20-007617 · doc4.xml · derivative · entry 1 Stewart Shelley JR · CIK 0001444506 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,763.752 Underlying: Common Stock · 3,763.752 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Otis Worldwide Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Otis Worldwide Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Otis Worldwide Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| May 11, 2020 Filed May 13, 2020 21:42 UTC |
PRESTON MARGARET M VDirector
|
GrantDeferred Stock Units · Derivative | 3,821.656 | $51.81 | $198,000.00 |
DisclosureSEC source: 0001225208-20-007620 · doc4.xml · derivative · entry 1 PRESTON MARGARET M V · CIK 0001261238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,821.656 Underlying: Common Stock · 3,821.656 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Otis Worldwide Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Otis Worldwide Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Otis Worldwide Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| May 11, 2020 Filed May 13, 2020 21:47 UTC |
KEARNEY CHRISTOPHER JDirector · Executive Chairman
|
GrantStock Appreciation Rights · Derivative | 79,000 | $51.81 Strike: $51.81 | $4,092,990.00 |
DisclosureSEC source: 0001225208-20-007621 · doc4.xml · derivative · entry 3 KEARNEY CHRISTOPHER J · CIK 0001248040 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,000 Underlying: Common Stock · 79,000 shares Expires 2030-05-11 F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights cliff vest on the third anniversary of the transaction date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.