Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2017 Filed Feb 24, 2017 20:00 UTC | OtherRestricted Class A non-voting common stock · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-17-000005 · primary_doc.xml · derivative · entry 3 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,081 Underlying: Class A non-voting common stock · 3,151 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 3,151 Class A non-voting common shares were converted and 1,849 shares were forfeited. F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 3,151 Class A non-voting common shares were converted and 1,849 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 3,151 Class A non-voting common shares were converted and 1,849 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 3,151 Class A non-voting common shares were converted and 1,849 shares were forfeited. Read SEC document |
|
| February 22, 2017 Filed Feb 24, 2017 20:00 UTC | OtherClass A non-voting common stock | 3,151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-17-000005 · primary_doc.xml · nonDerivative · entry 1 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,819 F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 3,151 Class A non-voting common shares were converted and 1,849 shares were forfeited. Read SEC document |
|
| February 22, 2017 Filed Feb 24, 2017 19:35 UTC |
McNAMARA DENNIS PSecretary
|
OtherRestricted Class A non-voting common stock · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-17-000003 · primary_doc.xml · derivative · entry 2 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,581 Underlying: Class A non-voting common stock · 3,151 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 3,151 Class A non-voting common shares were converted and 1,849 shares were forfeited. F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 3,151 Class A non-voting common shares were converted and 1,849 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 3,151 Class A non-voting common shares were converted and 1,849 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 3,151 Class A non-voting common shares were converted and 1,849 shares were forfeited. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 19:35 UTC |
McNAMARA DENNIS PSecretary
|
OtherClass A non-voting common stock | 3,151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-17-000003 · primary_doc.xml · nonDerivative · entry 1 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,029 F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 3,151 Class A non-voting common shares were converted and 1,849 shares were forfeited. Read SEC document |
| February 22, 2017 Filed Feb 1, 2018 20:29 UTC |
Lowenthal Robert SDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 3,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-18-000001 · primary_doc.xml · derivative · entry 6 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,924 Underlying: Class A non-voting common stock · 1,546 shares Expires not disclosed F2 · derivative.exercise_price: The transaction describes the vesting of 3,500 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 1,546 Class A non-voting common shares were converted and 1,954 shares were forfeited. F2 · price: The transaction describes the vesting of 3,500 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 1,546 Class A non-voting common shares were converted and 1,954 shares were forfeited. F2 · derivative.exercise_date: The transaction describes the vesting of 3,500 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 1,546 Class A non-voting common shares were converted and 1,954 shares were forfeited. F2 · derivative.expiration_date: The transaction describes the vesting of 3,500 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 1,546 Class A non-voting common shares were converted and 1,954 shares were forfeited. Read SEC document |
| February 22, 2017 Filed Feb 1, 2018 20:29 UTC |
Lowenthal Robert SDirector
|
OtherClass A non-voting common stock | 1,546 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-18-000001 · primary_doc.xml · nonDerivative · entry 5 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,148 F2 · price: The transaction describes the vesting of 3,500 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 1,546 Class A non-voting common shares were converted and 1,954 shares were forfeited. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:03 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherRestricted Class A non-voting common stock · Derivative | 52,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-17-000003 · primary_doc.xml · derivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,485 Underlying: Class A non-voting common stock · 25,425 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 52,500 shares of Restricted Class A non-voting common stock which were awarded on January 25, 2012 of which 25,425 Class A non-voting common shares were converted and 27,075 shares were forfeited. F1 · price: The transaction describes the vesting of 52,500 shares of Restricted Class A non-voting common stock which were awarded on January 25, 2012 of which 25,425 Class A non-voting common shares were converted and 27,075 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 52,500 shares of Restricted Class A non-voting common stock which were awarded on January 25, 2012 of which 25,425 Class A non-voting common shares were converted and 27,075 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 52,500 shares of Restricted Class A non-voting common stock which were awarded on January 25, 2012 of which 25,425 Class A non-voting common shares were converted and 27,075 shares were forfeited. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:03 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherClass A non-voting common stock | 25,425 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-17-000003 · primary_doc.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Phase II Financial LP Disclosed balance after: 3,141,193 F1 · price: The transaction describes the vesting of 52,500 shares of Restricted Class A non-voting common stock which were awarded on January 25, 2012 of which 25,425 Class A non-voting common shares were converted and 27,075 shares were forfeited. F2 · ownership.nature: Phase II Financial LP is a NY partnership of which Mr. Lowenthal is sole general partner. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 15:07 UTC |
ROBERTS ELAINE KELLSDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 1,610 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001218024-17-000002 · primary_doc.xml · derivative · entry 3 ROBERTS ELAINE K · CIK 0001218024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,747 Underlying: Class A non-voting common stock · 1,610 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the partial vesting of restricted stock awards granted on 1/27/2011. F1 · price: The transaction describes the partial vesting of restricted stock awards granted on 1/27/2011. F1 · derivative.exercise_date: The transaction describes the partial vesting of restricted stock awards granted on 1/27/2011. F1 · derivative.expiration_date: The transaction describes the partial vesting of restricted stock awards granted on 1/27/2011. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 15:07 UTC |
ROBERTS ELAINE KELLSDirector
|
OtherClass A non-voting common stock | 1,610 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001218024-17-000002 · primary_doc.xml · nonDerivative · entry 1 ROBERTS ELAINE K · CIK 0001218024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,610 F1 · price: The transaction describes the partial vesting of restricted stock awards granted on 1/27/2011. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 19:09 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherRestricted Class A non-voting common stock · Derivative | 124,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-17-000002 · primary_doc.xml · derivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,985 Underlying: Class A non-voting common stock · 68,384 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 124,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2014 of which 68,384 Class A non-voting common shares were converted and 55,616 shares were forfeited. F2 · price: Phase II Financial LP is a NY partnership of which Mr. Lowenthal is sole general partner. F1 · derivative.exercise_date: The transaction describes the vesting of 124,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2014 of which 68,384 Class A non-voting common shares were converted and 55,616 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 124,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2014 of which 68,384 Class A non-voting common shares were converted and 55,616 shares were forfeited. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 19:09 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherClass A non-voting common stock | 68,384 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-17-000002 · primary_doc.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Phase II Financial LP Disclosed balance after: 3,115,768 F1 · price: The transaction describes the vesting of 124,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2014 of which 68,384 Class A non-voting common shares were converted and 55,616 shares were forfeited. F2 · ownership.nature: Phase II Financial LP is a NY partnership of which Mr. Lowenthal is sole general partner. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 21:00 UTC |
Lowenthal Robert SDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-17-000001 · primary_doc.xml · derivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,924 Underlying: Class A non-voting common stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on 1/25/2020, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on 1/25/2020, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on 1/25/2020, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on 1/25/2020, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 20:52 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherRestricted Class A non-voting common stock · Derivative | 67,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-17-000002 · primary_doc.xml · derivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,985 Underlying: Class A non-voting common stock · 67,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on the earlier of 1/25/2020 or death. F1 · price: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on the earlier of 1/25/2020 or death. F1 · derivative.exercise_date: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on the earlier of 1/25/2020 or death. F1 · derivative.expiration_date: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on the earlier of 1/25/2020 or death. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 20:45 UTC | OtherRestricted Class A non-voting common stock · Derivative | 8,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-17-000001 · primary_doc.xml · derivative · entry 3 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,081 Underlying: Class A non-voting common stock · 8,500 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on 1/25/2020, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on 1/25/2020, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on 1/25/2020, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on 1/25/2020, subject to the awardee being continuously employed by the company until such time. Read SEC document |
|
| January 26, 2017 Filed Jan 27, 2017 20:30 UTC |
McNAMARA DENNIS PSecretary
|
OtherRestricted Class A non-voting common stock · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-17-000001 · primary_doc.xml · derivative · entry 1 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,581 Underlying: Class A non-voting common stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on 1/25/2020, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on 1/25/2020, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on 1/25/2020, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on 1/25/2020, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| November 25, 2016 Filed Feb 13, 2017 18:46 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 22.07 | $17.15 | $378.50 |
DisclosureSEC source: 0001594628-17-000002 · primary_doc.xml · nonDerivative · entry 4 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401K Plan Disclosed balance after: 3,519 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| November 25, 2016 Filed Feb 14, 2017 17:35 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 86.15 | $17.15 | $1,477.47 |
DisclosureSEC source: 0001041339-17-000004 · primary_doc.xml · nonDerivative · entry 4 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 13,736 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 26, 2016 Filed Feb 13, 2017 18:46 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 23.54 | $16.20 | $381.35 |
DisclosureSEC source: 0001594628-17-000002 · primary_doc.xml · nonDerivative · entry 3 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401K Plan Disclosed balance after: 3,497 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 26, 2016 Filed Feb 14, 2017 17:35 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 91.87 | $16.20 | $1,488.29 |
DisclosureSEC source: 0001041339-17-000004 · primary_doc.xml · nonDerivative · entry 3 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 13,649 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| July 27, 2016 Filed Jan 31, 2017 19:24 UTC |
ROBERTS ELAINE KELLSDirector
|
OtherRestricted Claa A non-voting common stock · Derivative | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001218024-17-000001 · primary_doc.xml · derivative · entry 2 ROBERTS ELAINE K · CIK 0001218024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,357 Underlying: Class A non-voting common stock · 1,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the partial vesting of restricted stock awards granted on 1/28/2016. F1 · price: The transaction describes the partial vesting of restricted stock awards granted on 1/28/2016. F1 · derivative.exercise_date: The transaction describes the partial vesting of restricted stock awards granted on 1/28/2016. F1 · derivative.expiration_date: The transaction describes the partial vesting of restricted stock awards granted on 1/28/2016. Read SEC document |
| July 27, 2016 Filed Jan 31, 2017 19:24 UTC |
ROBERTS ELAINE KELLSDirector
|
OtherClass A non-voting common stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001218024-17-000001 · primary_doc.xml · nonDerivative · entry 1 ROBERTS ELAINE K · CIK 0001218024 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · E.K.Roberts Holdco Inc. Disclosed balance after: 207,465 F1 · price: The transaction describes the partial vesting of restricted stock awards granted on 1/28/2016. F2 · ownership.nature: E.K.Roberts Holdco Inc. is an Ontario corporation that is 100% owned by the Reporting Person. Read SEC document |
| May 27, 2016 Filed Feb 13, 2017 18:46 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 24.11 | $15.74 | $379.49 |
DisclosureSEC source: 0001594628-17-000002 · primary_doc.xml · nonDerivative · entry 2 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401K Plan Disclosed balance after: 3,473 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 27, 2016 Filed Feb 14, 2017 17:35 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 94.12 | $15.74 | $1,481.45 |
DisclosureSEC source: 0001041339-17-000004 · primary_doc.xml · nonDerivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 13,557 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 26, 2016 Filed Feb 13, 2017 18:46 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 26.1 | $14.40 | $375.84 |
DisclosureSEC source: 0001594628-17-000002 · primary_doc.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401K Plan Disclosed balance after: 3,449 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 26, 2016 Filed Feb 14, 2017 17:35 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 101.85 | $14.40 | $1,466.64 |
DisclosureSEC source: 0001041339-17-000004 · primary_doc.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 13,463 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 04, 2016 Filed Feb 14, 2017 17:35 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass B voting common stock | 4 | $14.79 | $59.16 |
DisclosureSEC source: 0001041339-17-000004 · primary_doc.xml · nonDerivative · entry 5 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Phase II Financial Inc. Disclosed balance after: 96,077 F2 · ownership.nature: Phase II Financial Inc. is a Delaware corporation controlled by Mr. Lowenthal who is its president. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.