Tapewire

NYSE · USD

OPY

OPPENHEIMER HOLDINGS INC

Export transactions ↓
Tapewire entity
4793
SEC CIK
0000791963
Parsed reports
196

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2026 Filed May 11, 2026 20:08 UTC
Lowenthal Robert SDirector · CEO
OtherRestricted Class A non-voting common stock · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-033455 · wk-form4_1778530092.xml · derivative · entry 2

Lowenthal Robert S · CIK 0001594628 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,000

Underlying: Class A non-voting common stock · 100,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The transaction describes the award on 5/8/2026 of Restricted Class A non-voting common stock vesting on the earlier of 12/31/2030, change of control, or death.

F2 · price: The transaction describes the award on 5/8/2026 of Restricted Class A non-voting common stock vesting on the earlier of 12/31/2030, change of control, or death.

F2 · derivative.exercise_date: The transaction describes the award on 5/8/2026 of Restricted Class A non-voting common stock vesting on the earlier of 12/31/2030, change of control, or death.

F2 · derivative.expiration_date: The transaction describes the award on 5/8/2026 of Restricted Class A non-voting common stock vesting on the earlier of 12/31/2030, change of control, or death.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 17:40 UTC SaleClass A non-voting common stock 4,673 $90.67 $423,700.91
Disclosure

SEC source: 0001628280-26-013643 · wk-form4_1772559601.xml · nonDerivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,177

F1 · price: Sold 4,673 shares at an average price of $90.67 per share

Read SEC document
February 26, 2026 Filed Feb 27, 2026 16:11 UTC OtherClass A non-voting common stock 1,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-012634 · wk-form4_1772208705.xml · nonDerivative · entry 1

Spaulding Suzanne · CIK 0002014257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,900

F1 · date: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan

F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan

Read SEC document
February 26, 2026 Filed Feb 27, 2026 16:11 UTC OtherClass A non-voting common stock 1,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-012632 · wk-form4_1772208666.xml · nonDerivative · entry 1

Dwyer Timothy Martin · CIK 0001329599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,400

F1 · date: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan

F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan

Read SEC document
February 26, 2026 Filed Feb 27, 2026 16:10 UTC
BEHRENS EVANDirector
OtherClass A non-voting common stock 1,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-012630 · wk-form4_1772208620.xml · nonDerivative · entry 1

BEHRENS EVAN · CIK 0001481324 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,025

F1 · date: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan

F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan

Read SEC document
February 26, 2026 Filed Feb 27, 2026 16:09 UTC OtherClass A non-voting common stock 1,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-012628 · wk-form4_1772208581.xml · nonDerivative · entry 1

Kanter Stacy J. · CIK 0001775404 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,900

F1 · date: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan

F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan

Read SEC document
February 26, 2026 Filed Feb 27, 2026 16:09 UTC OtherClass A non-voting common stock 1,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-012626 · wk-form4_1772208538.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Paul M. Friedman Living Trust dated 3/5/19

Disclosed balance after: 18,400

F1 · date: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan

F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan

Read SEC document
February 26, 2026 Filed Mar 3, 2026 17:40 UTC OtherClass A non-voting common stock 1,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-013646 · wk-form4_1772559643.xml · nonDerivative · entry 1

Glasser Teresa · CIK 0001741163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,400

F1 · date: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan

F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan

Read SEC document
February 26, 2026 Filed Mar 3, 2026 17:40 UTC OtherClass A non-voting common stock 1,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-013645 · wk-form4_1772559621.xml · nonDerivative · entry 1

ROTH R LAWRENCE · CIK 0001215176 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,400

F1 · date: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan

F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan

Read SEC document
February 06, 2026 Filed May 11, 2026 20:08 UTC
LOWENTHAL ALBERT GDirector · Chairman · 10% owner
OtherRestricted Class A non-voting common stock · Derivative 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-033456 · wk-form4_1778530099.xml · derivative · entry 1

LOWENTHAL ALBERT G · CIK 0001041339 · Director · Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,500

Underlying: Class A non-voting common stock · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death.

F1 · price: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death.

F1 · derivative.exercise_date: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death.

F1 · derivative.expiration_date: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death.

Read SEC document
February 06, 2026 Filed May 11, 2026 20:08 UTC
Lowenthal Robert SDirector · CEO
OtherRestricted Class A non-voting common stock · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-033455 · wk-form4_1778530092.xml · derivative · entry 1

Lowenthal Robert S · CIK 0001594628 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,000

Underlying: Class A non-voting common stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death.

F1 · price: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death.

F1 · derivative.exercise_date: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death.

F1 · derivative.expiration_date: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death.

Read SEC document
February 06, 2026 Filed May 11, 2026 20:08 UTC OtherRestricted Class A non-voting common stock · Derivative 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-033454 · wk-form4_1778530081.xml · derivative · entry 1

Watkins Brad M · CIK 0001940648 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A non-voting common stock · 2,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time.

F1 · price: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time.

F1 · derivative.exercise_date: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time.

F1 · derivative.expiration_date: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time.

Read SEC document
February 06, 2026 Filed May 11, 2026 20:07 UTC OtherRestricted Class A non-voting common stock · Derivative 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-033453 · wk-form4_1778530073.xml · derivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Class A non-voting common stock · 2,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time.

F1 · price: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time.

F1 · derivative.exercise_date: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time.

F1 · derivative.expiration_date: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time.

Read SEC document
January 28, 2026 Filed Jan 29, 2026 21:48 UTC OtherRestricted Class A non-voting common stock · Derivative 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-004165 · wk-form4_1769723325.xml · derivative · entry 2

Lowenthal Robert S · CIK 0001594628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Class A non-voting common stock · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the vesting of 75,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 35,505 Class A non-voting common shares were converted and 39,495 shares were forfeited.

F1 · price: The transaction describes the vesting of 75,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 35,505 Class A non-voting common shares were converted and 39,495 shares were forfeited.

F1 · derivative.exercise_date: The transaction describes the vesting of 75,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 35,505 Class A non-voting common shares were converted and 39,495 shares were forfeited.

F1 · derivative.expiration_date: The transaction describes the vesting of 75,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 35,505 Class A non-voting common shares were converted and 39,495 shares were forfeited.

Read SEC document
January 28, 2026 Filed Jan 29, 2026 21:48 UTC OtherClass A non-voting common stock 35,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-004165 · wk-form4_1769723325.xml · nonDerivative · entry 1

Lowenthal Robert S · CIK 0001594628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,608

F1 · price: The transaction describes the vesting of 75,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 35,505 Class A non-voting common shares were converted and 39,495 shares were forfeited.

Read SEC document
January 28, 2026 Filed Jan 29, 2026 21:48 UTC
LOWENTHAL ALBERT GDirector · CEO · 10% owner
OtherRestricted Class A non-voting common stock · Derivative 110,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-004163 · wk-form4_1769723285.xml · derivative · entry 2

LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,500

Underlying: Class A non-voting common stock · 110,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the vesting of 110,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 55,725 Class A non-voting common shares were converted and 54,275 shares were forfeited.

F1 · price: The transaction describes the vesting of 110,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 55,725 Class A non-voting common shares were converted and 54,275 shares were forfeited.

F1 · derivative.exercise_date: The transaction describes the vesting of 110,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 55,725 Class A non-voting common shares were converted and 54,275 shares were forfeited.

F1 · derivative.expiration_date: The transaction describes the vesting of 110,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 55,725 Class A non-voting common shares were converted and 54,275 shares were forfeited.

Read SEC document
January 28, 2026 Filed Jan 29, 2026 21:48 UTC
LOWENTHAL ALBERT GDirector · CEO · 10% owner
OtherClass A non-voting common stock 55,725 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-004163 · wk-form4_1769723285.xml · nonDerivative · entry 1

LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,876

F1 · price: The transaction describes the vesting of 110,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 55,725 Class A non-voting common shares were converted and 54,275 shares were forfeited.

Read SEC document
January 28, 2026 Filed Jan 29, 2026 21:47 UTC OtherRestricted Class A non-voting common stock · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-004161 · wk-form4_1769723235.xml · derivative · entry 2

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Class A non-voting common stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 3,084 Class A non-voting common shares were converted and 1,916 shares were forfeited.

F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 3,084 Class A non-voting common shares were converted and 1,916 shares were forfeited.

F1 · derivative.exercise_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 3,084 Class A non-voting common shares were converted and 1,916 shares were forfeited.

F1 · derivative.expiration_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 3,084 Class A non-voting common shares were converted and 1,916 shares were forfeited.

Read SEC document
January 28, 2026 Filed Jan 29, 2026 21:47 UTC OtherClass A non-voting common stock 3,084 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-004161 · wk-form4_1769723235.xml · nonDerivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,850

F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 3,084 Class A non-voting common shares were converted and 1,916 shares were forfeited.

Read SEC document
November 28, 2025 Filed Feb 9, 2026 21:11 UTC
Lowenthal Robert SDirector · CEO
PurchaseClass A non-voting common stock 11.28 $67.98 $766.81
Disclosure

SEC source: 0001628280-26-006378 · wk-form5_1770671484.xml · nonDerivative · entry 4

Lowenthal Robert S · CIK 0001594628 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan

Disclosed balance after: 4,273

F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.

Read SEC document
November 28, 2025 Filed Feb 9, 2026 21:11 UTC
LOWENTHAL ALBERT GDirector · Chairman · 10% owner
PurchaseClass A non-voting common stock 44.05 $67.98 $2,994.52
Disclosure

SEC source: 0001628280-26-006375 · wk-form5_1770671465.xml · nonDerivative · entry 4

LOWENTHAL ALBERT G · CIK 0001041339 · Director · Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan

Disclosed balance after: 16,680

F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.

Read SEC document
September 22, 2025 Filed Jan 29, 2026 21:46 UTC OtherClass A non-voting common stock 3,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-004160 · wk-form4_1769723198.xml · nonDerivative · entry 1

Spaulding Suzanne · CIK 0002014257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,500

F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan

F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan

Read SEC document
August 29, 2025 Filed Feb 9, 2026 21:11 UTC
Lowenthal Robert SDirector · CEO
PurchaseClass A non-voting common stock 10.67 $71.72 $765.25
Disclosure

SEC source: 0001628280-26-006378 · wk-form5_1770671484.xml · nonDerivative · entry 3

Lowenthal Robert S · CIK 0001594628 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan

Disclosed balance after: 4,262.07

F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.

Read SEC document
August 29, 2025 Filed Feb 9, 2026 21:11 UTC
LOWENTHAL ALBERT GDirector · Chairman · 10% owner
PurchaseClass A non-voting common stock 41.65 $71.72 $2,987.14
Disclosure

SEC source: 0001628280-26-006375 · wk-form5_1770671465.xml · nonDerivative · entry 3

LOWENTHAL ALBERT G · CIK 0001041339 · Director · Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan

Disclosed balance after: 16,635.56

F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.

Read SEC document
August 05, 2025 Filed Aug 6, 2025 15:16 UTC SaleClass A non-voting common stock 2,000 $73.81 $147,620.00
Disclosure

SEC source: 0001395774-25-000006 · wk-form4_1754493405.xml · nonDerivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,766

F1 · price: Sold 2,000 shares at an average price of $73.81 per share

Read SEC document
June 10, 2025 Filed Jun 10, 2025 21:27 UTC SaleClass A non-voting common stock 3,500 $63.31 $221,578.35
Disclosure

SEC source: 0001648181-25-000008 · wk-form4_1749590839.xml · nonDerivative · entry 2

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Paul M. Friedman Living Trust dated 3/5/19

Disclosed balance after: 17,000

Read SEC document
June 09, 2025 Filed Jun 10, 2025 21:27 UTC SaleClass A non-voting common stock 3,500 $63.32 $221,620.70
Disclosure

SEC source: 0001648181-25-000008 · wk-form4_1749590839.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Paul M. Friedman Living Trust dated 3/5/19

Disclosed balance after: 20,500

Read SEC document
June 06, 2025 Filed Jun 9, 2025 20:03 UTC SaleClass A non-voting common stock 3,000 $63.11 $189,319.50
Disclosure

SEC source: 0001648181-25-000004 · wk-form4_1749499410.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Paul M. Friedman Living Trust dated 3/5/19

Disclosed balance after: 24,000

Read SEC document
May 09, 2025 Filed Feb 9, 2026 21:11 UTC
Lowenthal Robert SDirector · CEO
PurchaseClass A non-voting common stock 12.07 $63.22 $763.07
Disclosure

SEC source: 0001628280-26-006378 · wk-form5_1770671484.xml · nonDerivative · entry 2

Lowenthal Robert S · CIK 0001594628 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan

Disclosed balance after: 4,251.4

F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.

Read SEC document
May 09, 2025 Filed Feb 9, 2026 21:11 UTC
LOWENTHAL ALBERT GDirector · Chairman · 10% owner
PurchaseClass A non-voting common stock 47.11 $63.22 $2,978.29
Disclosure

SEC source: 0001628280-26-006375 · wk-form5_1770671465.xml · nonDerivative · entry 2

LOWENTHAL ALBERT G · CIK 0001041339 · Director · Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan

Disclosed balance after: 16,593.91

F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.

Read SEC document
February 28, 2025 Filed Feb 9, 2026 21:11 UTC
Lowenthal Robert SDirector · CEO
PurchaseClass A non-voting common stock 11.67 $65.19 $760.77
Disclosure

SEC source: 0001628280-26-006378 · wk-form5_1770671484.xml · nonDerivative · entry 1

Lowenthal Robert S · CIK 0001594628 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan

Disclosed balance after: 4,239.33

F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.

Read SEC document
February 28, 2025 Filed Feb 9, 2026 21:11 UTC
LOWENTHAL ALBERT GDirector · Chairman · 10% owner
PurchaseClass A non-voting common stock 45.56 $65.19 $2,970.06
Disclosure

SEC source: 0001628280-26-006375 · wk-form5_1770671465.xml · nonDerivative · entry 1

LOWENTHAL ALBERT G · CIK 0001041339 · Director · Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan

Disclosed balance after: 16,546.8

F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.

Read SEC document
January 30, 2025 Filed Jan 31, 2025 17:44 UTC OtherClass A non-voting common stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001215176-25-000002 · wk-form4_1738345458.xml · nonDerivative · entry 1

ROTH R LAWRENCE · CIK 0001215176 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,000

F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan

F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan

Read SEC document
January 30, 2025 Filed Jan 31, 2025 17:52 UTC OtherClass A non-voting common stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0002014257-25-000002 · wk-form4_1738345962.xml · nonDerivative · entry 1

Spaulding Suzanne · CIK 0002014257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan

F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan

Read SEC document
January 30, 2025 Filed Jan 31, 2025 17:48 UTC OtherClass A non-voting common stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001775404-25-000002 · wk-form4_1738345697.xml · nonDerivative · entry 1

Kanter Stacy J. · CIK 0001775404 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,500

F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan

F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan

Read SEC document
January 30, 2025 Filed Jan 31, 2025 17:42 UTC OtherClass A non-voting common stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001741163-25-000002 · wk-form4_1738345372.xml · nonDerivative · entry 1

Glasser Teresa · CIK 0001741163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,000

F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan

F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan

Read SEC document
January 30, 2025 Filed Jan 31, 2025 17:41 UTC OtherClass A non-voting common stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001329599-25-000002 · wk-form4_1738345276.xml · nonDerivative · entry 1

Dwyer Timothy Martin · CIK 0001329599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,000

F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan

F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan

Read SEC document
January 30, 2025 Filed Jan 31, 2025 17:39 UTC
BEHRENS EVANDirector
OtherClass A non-voting common stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001481324-25-000002 · wk-form4_1738345187.xml · nonDerivative · entry 1

BEHRENS EVAN · CIK 0001481324 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,625

F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan

F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan

Read SEC document
January 30, 2025 Filed Jan 31, 2025 17:38 UTC OtherClass A non-voting common stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001648181-25-000002 · wk-form4_1738345080.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Paul M. Friedman Living Trust dated 3/5/19

Disclosed balance after: 27,000

F1 · date: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan

F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan

Read SEC document
January 29, 2025 Filed Jan 30, 2025 20:39 UTC
LOWENTHAL ALBERT GDirector · CEO · 10% owner
OtherRestricted Class A non-voting common stock · Derivative 32,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001041339-25-000003 · wk-form4_1738269581.xml · derivative · entry 3

LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,500

Underlying: Class A non-voting common stock · 32,500 shares

Expires not disclosed

F2 · derivative.exercise_price: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on the earlier of 1/28/2030 or death.

F2 · price: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on the earlier of 1/28/2030 or death.

F2 · derivative.exercise_date: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on the earlier of 1/28/2030 or death.

F2 · derivative.expiration_date: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on the earlier of 1/28/2030 or death.

Read SEC document
January 29, 2025 Filed Jan 30, 2025 20:38 UTC OtherRestricted Class A non-voting common stock · Derivative 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001594628-25-000002 · wk-form4_1738269479.xml · derivative · entry 3

Lowenthal Robert S · CIK 0001594628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Class A non-voting common stock · 15,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time.

F2 · price: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time.

F2 · derivative.exercise_date: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time.

F2 · derivative.expiration_date: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time.

Read SEC document
January 29, 2025 Filed Jan 30, 2025 20:36 UTC OtherRestricted Class A non-voting common stock · Derivative 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-25-000002 · wk-form4_1738269410.xml · derivative · entry 3

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,500

Underlying: Class A non-voting common stock · 2,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time.

F2 · price: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time.

F2 · derivative.exercise_date: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time.

F2 · derivative.expiration_date: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time.

Read SEC document
January 29, 2025 Filed Jan 30, 2025 20:36 UTC OtherRestricted Class A non-voting common stock · Derivative 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001940648-25-000002 · wk-form4_1738269387.xml · derivative · entry 1

Watkins Brad M · CIK 0001940648 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Class A non-voting common stock · 2,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time.

F1 · price: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time.

F1 · derivative.exercise_date: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time.

F1 · derivative.expiration_date: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 20:39 UTC
LOWENTHAL ALBERT GDirector · CEO · 10% owner
OtherRestricted Class A non-voting common stock · Derivative 77,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001041339-25-000003 · wk-form4_1738269581.xml · derivative · entry 2

LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,000

Underlying: Class A non-voting common stock · 77,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the vesting of 77,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 39,689 Class A non-voting common shares were converted and 37,311 shares were forfeited.

F1 · price: The transaction describes the vesting of 77,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 39,689 Class A non-voting common shares were converted and 37,311 shares were forfeited.

F1 · derivative.exercise_date: The transaction describes the vesting of 77,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 39,689 Class A non-voting common shares were converted and 37,311 shares were forfeited.

F1 · derivative.expiration_date: The transaction describes the vesting of 77,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 39,689 Class A non-voting common shares were converted and 37,311 shares were forfeited.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 20:39 UTC
LOWENTHAL ALBERT GDirector · CEO · 10% owner
OtherClass A non-voting common stock 39,689 Not disclosed Not disclosed
Disclosure

SEC source: 0001041339-25-000003 · wk-form4_1738269581.xml · nonDerivative · entry 1

LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,151

F1 · price: The transaction describes the vesting of 77,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 39,689 Class A non-voting common shares were converted and 37,311 shares were forfeited.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 20:38 UTC OtherRestricted Class A non-voting common stock · Derivative 38,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001594628-25-000002 · wk-form4_1738269479.xml · derivative · entry 2

Lowenthal Robert S · CIK 0001594628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,000

Underlying: Class A non-voting common stock · 38,500 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the vesting of 38,500 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 19,308 Class A non-voting common shares were converted and 19,192 shares were forfeited.

F1 · price: The transaction describes the vesting of 38,500 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 19,308 Class A non-voting common shares were converted and 19,192 shares were forfeited.

F1 · derivative.exercise_date: The transaction describes the vesting of 38,500 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 19,308 Class A non-voting common shares were converted and 19,192 shares were forfeited.

F1 · derivative.expiration_date: The transaction describes the vesting of 38,500 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 19,308 Class A non-voting common shares were converted and 19,192 shares were forfeited.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 20:38 UTC OtherClass A non-voting common stock 19,308 Not disclosed Not disclosed
Disclosure

SEC source: 0001594628-25-000002 · wk-form4_1738269479.xml · nonDerivative · entry 1

Lowenthal Robert S · CIK 0001594628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,103

F1 · price: The transaction describes the vesting of 38,500 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 19,308 Class A non-voting common shares were converted and 19,192 shares were forfeited.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 20:36 UTC OtherRestricted Class A non-voting common stock · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-25-000002 · wk-form4_1738269410.xml · derivative · entry 2

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A non-voting common stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 3,085 Class A non-voting common shares were converted and 1,915 shares were forfeited.

F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 3,085 Class A non-voting common shares were converted and 1,915 shares were forfeited.

F1 · derivative.exercise_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 3,085 Class A non-voting common shares were converted and 1,915 shares were forfeited.

F1 · derivative.expiration_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 3,085 Class A non-voting common shares were converted and 1,915 shares were forfeited.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 20:36 UTC OtherClass A non-voting common stock 3,085 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-25-000002 · wk-form4_1738269410.xml · nonDerivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,766

F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 3,085 Class A non-voting common shares were converted and 1,915 shares were forfeited.

Read SEC document
November 22, 2024 Filed Feb 7, 2025 21:41 UTC PurchaseClass A non-voting common stock 12.27 $61.85 $758.90
Disclosure

SEC source: 0001594628-25-000004 · wk-form5_1738964464.xml · nonDerivative · entry 4

Lowenthal Robert S · CIK 0001594628 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan

Disclosed balance after: 4,227.66

F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.