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Nasdaq · USD

OPRT

Oportun Financial Corp

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5862
SEC CIK
0001538716
Parsed reports
396

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202607
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2024 Filed Jun 18, 2024 21:18 UTC
Kirscht PatrickChief Credit Officer
GrantPerformance Stock Units · Derivative 80,726 $0.00 $0.00
Disclosure

SEC source: 0001538716-24-000071 · wk-form4_1718745505.xml · derivative · entry 4

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,726

Underlying: Common Stock · 80,726 shares

Expires 2027-03-10

F4 · derivative.exercise_price: Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock.

F5 · shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2024 through 2026. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2027.

F4 · derivative.exercise_date: Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock.

F5 · derivative.underlying_shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2024 through 2026. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2027.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 21:18 UTC
Kirscht PatrickChief Credit Officer
GrantCommon Stock 80,726 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-24-000071 · wk-form4_1718745505.xml · nonDerivative · entry 1

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 349,550

F1 · shares: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2024, subject to the continued service of the Reporting Person on each vesting date.

F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 21:16 UTC
Mueller CaseyGlobal Controller and PAO
GrantCommon Stock 16,540 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-24-000069 · wk-form4_1718745372.xml · nonDerivative · entry 1

Mueller Casey · CIK 0001923486 · Global Controller and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,275

F1 · shares: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2024, subject to the continued service of the Reporting Person on each vesting date.

F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 21:01 UTC
Vazquez RaulDirector · Chief Executive Officer
GrantPerformance Stock Units · Derivative 152,672 $0.00 $0.00
Disclosure

SEC source: 0001538716-24-000067 · wk-form4_1718744478.xml · derivative · entry 3

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,672

Underlying: Common Stock · 152,672 shares

Expires 2027-03-10

F4 · derivative.exercise_price: Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock.

F5 · shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2024 through 2026. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2027.

F5 · derivative.exercise_date: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2024 through 2026. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2027.

F5 · derivative.underlying_shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2024 through 2026. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2027.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 21:01 UTC
Vazquez RaulDirector · Chief Executive Officer
GrantCommon Stock 152,672 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-24-000067 · wk-form4_1718744478.xml · nonDerivative · entry 1

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,259,715

F1 · shares: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2024, subject to the continued service of the Reporting Person on each vesting date.

F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:54 UTC
Layton Kathleen I.Chief Legal Officer
GrantPerformance Stock Units · Derivative 30,535 $0.00 $0.00
Disclosure

SEC source: 0001538716-24-000065 · wk-form4_1718744056.xml · derivative · entry 2

Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,535

Underlying: Common Stock · 30,535 shares

Expires 2027-03-10

F3 · derivative.exercise_price: Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock.

F4 · shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2024 through 2026. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2027.

F4 · derivative.exercise_date: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2024 through 2026. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2027.

F4 · derivative.underlying_shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2024 through 2026. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2027.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:54 UTC
Layton Kathleen I.Chief Legal Officer
GrantCommon Stock 30,535 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-24-000065 · wk-form4_1718744056.xml · nonDerivative · entry 1

Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,873

F1 · shares: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2023, subject to the continued service of the Reporting Person on each vesting date.

F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:08 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
Exercise / conversionRestricted Stock Units · Derivative 7,895 $0.00 $0.00
Disclosure

SEC source: 0001538716-24-000040 · wk-form4_1710886078.xml · derivative · entry 7

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F4 · derivative.exercise_date: The restricted stock units vested over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The restricted stock units vested over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:08 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
Tax withholdingCommon Stock 2,335 $3.52 $8,219.20
Disclosure

SEC source: 0001538716-24-000040 · wk-form4_1710886078.xml · nonDerivative · entry 5

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,521

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:08 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
Tax withholdingCommon Stock 6,210 $3.52 $21,859.20
Disclosure

SEC source: 0001538716-24-000040 · wk-form4_1710886078.xml · nonDerivative · entry 4

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,856

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:08 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
Tax withholdingCommon Stock 1,446 $3.52 $5,089.92
Disclosure

SEC source: 0001538716-24-000040 · wk-form4_1710886078.xml · nonDerivative · entry 3

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,066

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:08 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
Tax withholdingCommon Stock 3,236 $3.52 $11,390.72
Disclosure

SEC source: 0001538716-24-000040 · wk-form4_1710886078.xml · nonDerivative · entry 2

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,512

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:08 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
Exercise / conversionCommon Stock 7,895 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-24-000040 · wk-form4_1710886078.xml · nonDerivative · entry 1

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:14 UTC
Kirscht PatrickChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 9,869 $0.00 $0.00
Disclosure

SEC source: 0001538716-24-000044 · wk-form4_1710886456.xml · derivative · entry 8

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F5 · derivative.exercise_date: The restricted stock units vested over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.

F5 · derivative.expiration_date: The restricted stock units vested over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:14 UTC
Kirscht PatrickChief Credit Officer
Tax withholdingCommon Stock 10,257 $3.03 $31,078.71
Disclosure

SEC source: 0001538716-24-000044 · wk-form4_1710886456.xml · nonDerivative · entry 5

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,824

F2 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit.

F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.78 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:14 UTC
Kirscht PatrickChief Credit Officer
Tax withholdingCommon Stock 13,328 $3.03 $40,383.84
Disclosure

SEC source: 0001538716-24-000044 · wk-form4_1710886456.xml · nonDerivative · entry 4

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,081

F2 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit.

F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.78 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:14 UTC
Kirscht PatrickChief Credit Officer
Tax withholdingCommon Stock 3,023 $3.03 $9,159.69
Disclosure

SEC source: 0001538716-24-000044 · wk-form4_1710886456.xml · nonDerivative · entry 3

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,409

F2 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit.

F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.78 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:14 UTC
Kirscht PatrickChief Credit Officer
Tax withholdingCommon Stock 6,816 $3.03 $20,652.48
Disclosure

SEC source: 0001538716-24-000044 · wk-form4_1710886456.xml · nonDerivative · entry 2

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,432

F2 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit.

F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.78 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:14 UTC
Kirscht PatrickChief Credit Officer
Exercise / conversionCommon Stock 9,869 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-24-000044 · wk-form4_1710886456.xml · nonDerivative · entry 1

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:17 UTC
Mueller CaseyGlobal Controller and PAO
Tax withholdingCommon Stock 2,759 $3.03 $8,359.77
Disclosure

SEC source: 0001538716-24-000046 · wk-form4_1710886640.xml · nonDerivative · entry 4

Mueller Casey · CIK 0001923486 · Global Controller and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,735

F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit.

F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:17 UTC
Mueller CaseyGlobal Controller and PAO
Tax withholdingCommon Stock 667 $3.03 $2,021.01
Disclosure

SEC source: 0001538716-24-000046 · wk-form4_1710886640.xml · nonDerivative · entry 3

Mueller Casey · CIK 0001923486 · Global Controller and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,494

F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit.

F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:17 UTC
Mueller CaseyGlobal Controller and PAO
Tax withholdingCommon Stock 142 $3.03 $430.26
Disclosure

SEC source: 0001538716-24-000046 · wk-form4_1710886640.xml · nonDerivative · entry 2

Mueller Casey · CIK 0001923486 · Global Controller and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,161

F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit.

F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:17 UTC
Mueller CaseyGlobal Controller and PAO
Tax withholdingCommon Stock 717 $3.03 $2,172.51
Disclosure

SEC source: 0001538716-24-000046 · wk-form4_1710886640.xml · nonDerivative · entry 1

Mueller Casey · CIK 0001923486 · Global Controller and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,303

F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit.

F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:11 UTC
Layton Kathleen I.Chief Legal Officer
Tax withholdingCommon Stock 5,652 $3.03 $17,125.56
Disclosure

SEC source: 0001538716-24-000042 · wk-form4_1710886266.xml · nonDerivative · entry 4

Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,338

F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit.

F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:11 UTC
Layton Kathleen I.Chief Legal Officer
Tax withholdingCommon Stock 1,545 $3.03 $4,681.35
Disclosure

SEC source: 0001538716-24-000042 · wk-form4_1710886266.xml · nonDerivative · entry 3

Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,990

F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit.

F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:11 UTC
Layton Kathleen I.Chief Legal Officer
Tax withholdingCommon Stock 505 $3.03 $1,530.15
Disclosure

SEC source: 0001538716-24-000042 · wk-form4_1710886266.xml · nonDerivative · entry 2

Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,535

F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit.

F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:11 UTC
Layton Kathleen I.Chief Legal Officer
Tax withholdingCommon Stock 660 $3.03 $1,999.80
Disclosure

SEC source: 0001538716-24-000042 · wk-form4_1710886266.xml · nonDerivative · entry 1

Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,040

F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit.

F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 15, 2024 Filed Mar 19, 2024 22:04 UTC
Vazquez RaulDirector · Chief Executive Officer
Exercise / conversionResricted Stock Units · Derivative 23,027 $0.00 $0.00
Disclosure

SEC source: 0001538716-24-000038 · wk-form4_1710885849.xml · derivative · entry 7

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.exercise_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

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March 15, 2024 Filed Mar 19, 2024 22:04 UTC
Vazquez RaulDirector · Chief Executive Officer
Tax withholdingCommon Stock 20,975 $3.52 $73,832.00
Disclosure

SEC source: 0001538716-24-000038 · wk-form4_1710885849.xml · nonDerivative · entry 5

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,107,043

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

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March 15, 2024 Filed Mar 19, 2024 22:04 UTC
Vazquez RaulDirector · Chief Executive Officer
Tax withholdingCommon Stock 17,659 $3.52 $62,159.68
Disclosure

SEC source: 0001538716-24-000038 · wk-form4_1710885849.xml · nonDerivative · entry 4

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,128,018

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:04 UTC
Vazquez RaulDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,672 $3.52 $12,925.44
Disclosure

SEC source: 0001538716-24-000038 · wk-form4_1710885849.xml · nonDerivative · entry 3

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,145,677

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:04 UTC
Vazquez RaulDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,621 $3.52 $30,345.92
Disclosure

SEC source: 0001538716-24-000038 · wk-form4_1710885849.xml · nonDerivative · entry 2

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,149,349

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:04 UTC
Vazquez RaulDirector · Chief Executive Officer
Exercise / conversionCommon Stock 23,027 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-24-000038 · wk-form4_1710885849.xml · nonDerivative · entry 1

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,157,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 22:08 UTC GrantCommon Stock 7,817 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-24-000017 · wk-form4_1707516495.xml · nonDerivative · entry 1

Minetti Carlos · CIK 0001401335 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,817

F1 · price: Represents an award of restricted stock units that will vest in two equal installments, with fifty percent vesting on March 6, 2024 and the remaining fifty percent vesting upon the earlier of: (i) the date of the Issuer's 2024 annual stockholder meeting, or (ii) June 6, 2024, subject to the Reporting Person's continued service through such date.

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February 07, 2024 Filed Feb 9, 2024 22:11 UTC GrantCommon Stock 7,817 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-24-000019 · wk-form4_1707516657.xml · nonDerivative · entry 1

Daswani Mohit · CIK 0001759184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,817

F1 · price: Represents an award of restricted stock units that will vest in two equal installments, with fifty percent vesting on March 6, 2024 and the remaining fifty percent vesting upon the earlier of: (i) the date of the Issuer's 2024 annual stockholder meeting, or (ii) June 6, 2024, subject to the Reporting Person's continued service through such date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 20:40 UTC GrantCommon Stock 3,886 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-24-000002 · wk-form4_1704332416.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,979

F1 · price: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2028.

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December 31, 2023 Filed Jan 3, 2024 20:42 UTC GrantCommon Stock 1,589 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-24-000004 · wk-form4_1704332523.xml · nonDerivative · entry 1

PASCARELLA CARL · CIK 0001251447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,829

F1 · price: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments on January 30, 2024 and on January 30, 2025.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 01:44 UTC
Lee GinnyDirector
GrantCommon Stock 2,982 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-24-000006 · wk-form4_1704332644.xml · nonDerivative · entry 1

Lee Ginny · CIK 0001880890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,741

F1 · price: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on January 30 of the 5th year following the year in which 2023 director fees were earned (January 30, 2028).

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December 06, 2023 Filed Dec 8, 2023 20:18 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
GrantPerformance Stock Units · Derivative 20,101 $0.00 $0.00
Disclosure

SEC source: 0001538716-23-000184 · wk-form4_1702084727.xml · derivative · entry 3

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,101

Underlying: Common Stock · 20,101 shares

Expires 2026-03-10

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock.

F4 · shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The performance metric will be met, and the PSUs will vest, based on percentile achievement. The Company's Compensation Committee will determine and certify in writing within forty-five (45) days following the last day of the TSR period, whether the Company has achieved any TSR goals. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026.

F4 · derivative.exercise_date: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The performance metric will be met, and the PSUs will vest, based on percentile achievement. The Company's Compensation Committee will determine and certify in writing within forty-five (45) days following the last day of the TSR period, whether the Company has achieved any TSR goals. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026.

F4 · derivative.underlying_shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The performance metric will be met, and the PSUs will vest, based on percentile achievement. The Company's Compensation Committee will determine and certify in writing within forty-five (45) days following the last day of the TSR period, whether the Company has achieved any TSR goals. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 20:18 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
GrantCommon Stock 20,101 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-23-000184 · wk-form4_1702084727.xml · nonDerivative · entry 1

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,853

F1 · shares: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2023, subject to the continued service of the Reporting Person on each vesting date.

F2 · price: Each Restricted Stock Unit (RSU) and each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock.

Read SEC document
December 06, 2023 Filed Dec 9, 2023 01:21 UTC
Vazquez RaulDirector · Chief Executive Officer
GrantPerformance Stock Units · Derivative 176,361 $0.00 $0.00
Disclosure

SEC source: 0001538716-23-000186 · wk-form4_1702084875.xml · derivative · entry 3

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,361

Underlying: Common Stock · 176,361 shares

Expires 2026-03-10

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock.

F4 · shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026.

F4 · derivative.exercise_date: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026.

F4 · derivative.underlying_shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026.

Read SEC document
December 06, 2023 Filed Dec 9, 2023 01:21 UTC
Vazquez RaulDirector · Chief Executive Officer
GrantCommon Stock 176,361 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-23-000186 · wk-form4_1702084875.xml · nonDerivative · entry 1

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,134,943

F1 · shares: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2023, subject to the continued service of the Reporting Person on each vesting date.

F2 · price: Each Restricted Stock Unit (RSU) and each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock.

Read SEC document
December 06, 2023 Filed Dec 9, 2023 01:16 UTC
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
GrantPerformance Stock Units · Derivative 46,233 $0.00 $0.00
Disclosure

SEC source: 0001538716-23-000182 · wk-form4_1702084562.xml · derivative · entry 2

Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,233

Underlying: Common Stock · 46,233 shares

Expires 2026-03-10

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock.

F3 · shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026.

F3 · derivative.exercise_date: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026.

F3 · derivative.underlying_shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026.

Read SEC document
December 06, 2023 Filed Dec 9, 2023 01:16 UTC
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
GrantCommon Stock 46,233 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-23-000182 · wk-form4_1702084562.xml · nonDerivative · entry 1

Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,260

F1 · shares: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2023, subject to the continued service of the Reporting Person on each vesting date.

F2 · price: Each Restricted Stock Unit (RSU) and each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock.

Read SEC document
December 06, 2023 Filed Dec 9, 2023 01:14 UTC
Kirscht PatrickChief Credit Officer
GrantPerformance Stock Units · Derivative 49,339 $0.00 $0.00
Disclosure

SEC source: 0001538716-23-000180 · wk-form4_1702084439.xml · derivative · entry 4

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,339

Underlying: Common Stock · 49,339 shares

Expires 2026-03-10

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock.

F3 · shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026.

F3 · derivative.exercise_date: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026.

F3 · derivative.underlying_shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026.

Read SEC document
December 06, 2023 Filed Dec 9, 2023 01:14 UTC
Kirscht PatrickChief Credit Officer
GrantCommon Stock 49,339 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-23-000180 · wk-form4_1702084439.xml · nonDerivative · entry 1

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,379

F1 · shares: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2023, subject to the continued service of the Reporting Person on each vesting date.

F2 · price: Each Restricted Stock Unit (RSU) and each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock.

Read SEC document
October 25, 2023 Filed Oct 27, 2023 00:49 UTC Amendment
Mueller CaseyGlobal Controller and PAO
GrantCommon Stock 16,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-23-000169 · wk-form4a_1698367781.xml · nonDerivative · entry 1

Mueller Casey · CIK 0001923486 · Global Controller and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,020

F1 · date: The original Form 4, filed on October 25, 2023, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the Date of Earliest Transaction and Transaction Date as October 20, 2023, when in fact the actual date for each item was October 25, 2023.

F2 · shares: The restricted stock units will vest over two years from March 10, 2023 with fifty percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.

F3 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
October 25, 2023 Filed Oct 27, 2023 00:46 UTC Amendment
Layton Kathleen I.Chief Legal Officer
GrantCommon Stock 18,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-23-000167 · wk-form4a_1698367558.xml · nonDerivative · entry 1

Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,700

F1 · date: The original Form 4, filed on October 25, 2023, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the Date of Earliest Transaction and Transaction Date as October 20, 2023, when in fact the actual date for each item was October 25, 2023.

F2 · shares: The restricted stock units will vest over two years from March 10, 2023 with fifty percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.

F3 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
October 20, 2023 Filed Oct 25, 2023 22:57 UTC
Mueller CaseyGlobal Controller and PAO
GrantCommon Stock 16,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-23-000162 · wk-form4_1698274630.xml · nonDerivative · entry 1

Mueller Casey · CIK 0001923486 · Global Controller and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,020

F1 · shares: The restricted stock units will vest over two years from March 10, 2023 with fifty percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.

F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
October 20, 2023 Filed Oct 25, 2023 21:48 UTC
Layton Kathleen I.Chief Legal Officer
GrantCommon Stock 18,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-23-000160 · wk-form4_1698270482.xml · nonDerivative · entry 1

Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,700

F1 · shares: The restricted stock units will vest over two years from March 10, 2023 with fifty percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.

F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.