Last 12 months
Inside the activity.
0 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2024 Filed Jun 18, 2024 21:18 UTC |
Kirscht PatrickChief Credit Officer
|
GrantPerformance Stock Units · Derivative | 80,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-24-000071 · wk-form4_1718745505.xml · derivative · entry 4 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,726 Underlying: Common Stock · 80,726 shares Expires 2027-03-10 F4 · derivative.exercise_price: Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. F5 · shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2024 through 2026. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2027. F4 · derivative.exercise_date: Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. F5 · derivative.underlying_shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2024 through 2026. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2027. Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 21:18 UTC |
Kirscht PatrickChief Credit Officer
|
GrantCommon Stock | 80,726 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-24-000071 · wk-form4_1718745505.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 349,550 F1 · shares: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2024, subject to the continued service of the Reporting Person on each vesting date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 21:16 UTC |
Mueller CaseyGlobal Controller and PAO
|
GrantCommon Stock | 16,540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-24-000069 · wk-form4_1718745372.xml · nonDerivative · entry 1 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,275 F1 · shares: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2024, subject to the continued service of the Reporting Person on each vesting date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 21:01 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
GrantPerformance Stock Units · Derivative | 152,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-24-000067 · wk-form4_1718744478.xml · derivative · entry 3 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,672 Underlying: Common Stock · 152,672 shares Expires 2027-03-10 F4 · derivative.exercise_price: Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. F5 · shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2024 through 2026. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2027. F5 · derivative.exercise_date: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2024 through 2026. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2027. F5 · derivative.underlying_shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2024 through 2026. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2027. Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 21:01 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
GrantCommon Stock | 152,672 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-24-000067 · wk-form4_1718744478.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,259,715 F1 · shares: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2024, subject to the continued service of the Reporting Person on each vesting date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 20:54 UTC |
Layton Kathleen I.Chief Legal Officer
|
GrantPerformance Stock Units · Derivative | 30,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-24-000065 · wk-form4_1718744056.xml · derivative · entry 2 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,535 Underlying: Common Stock · 30,535 shares Expires 2027-03-10 F3 · derivative.exercise_price: Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. F4 · shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2024 through 2026. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2027. F4 · derivative.exercise_date: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2024 through 2026. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2027. F4 · derivative.underlying_shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2024 through 2026. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2027. Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 20:54 UTC |
Layton Kathleen I.Chief Legal Officer
|
GrantCommon Stock | 30,535 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-24-000065 · wk-form4_1718744056.xml · nonDerivative · entry 1 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,873 F1 · shares: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2023, subject to the continued service of the Reporting Person on each vesting date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 18:08 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-24-000040 · wk-form4_1710886078.xml · derivative · entry 7 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,895 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4 · derivative.exercise_date: The restricted stock units vested over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F4 · derivative.expiration_date: The restricted stock units vested over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 18:08 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
Tax withholdingCommon Stock | 2,335 | $3.52 | $8,219.20 |
DisclosureSEC source: 0001538716-24-000040 · wk-form4_1710886078.xml · nonDerivative · entry 5 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,521 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 18:08 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
Tax withholdingCommon Stock | 6,210 | $3.52 | $21,859.20 |
DisclosureSEC source: 0001538716-24-000040 · wk-form4_1710886078.xml · nonDerivative · entry 4 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,856 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 18:08 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
Tax withholdingCommon Stock | 1,446 | $3.52 | $5,089.92 |
DisclosureSEC source: 0001538716-24-000040 · wk-form4_1710886078.xml · nonDerivative · entry 3 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 220,066 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 18:08 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
Tax withholdingCommon Stock | 3,236 | $3.52 | $11,390.72 |
DisclosureSEC source: 0001538716-24-000040 · wk-form4_1710886078.xml · nonDerivative · entry 2 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,512 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 18:08 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
Exercise / conversionCommon Stock | 7,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-24-000040 · wk-form4_1710886078.xml · nonDerivative · entry 1 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 224,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:14 UTC |
Kirscht PatrickChief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 9,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-24-000044 · wk-form4_1710886456.xml · derivative · entry 8 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,869 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F5 · derivative.exercise_date: The restricted stock units vested over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F5 · derivative.expiration_date: The restricted stock units vested over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:14 UTC |
Kirscht PatrickChief Credit Officer
|
Tax withholdingCommon Stock | 10,257 | $3.03 | $31,078.71 |
DisclosureSEC source: 0001538716-24-000044 · wk-form4_1710886456.xml · nonDerivative · entry 5 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 268,824 F2 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.78 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:14 UTC |
Kirscht PatrickChief Credit Officer
|
Tax withholdingCommon Stock | 13,328 | $3.03 | $40,383.84 |
DisclosureSEC source: 0001538716-24-000044 · wk-form4_1710886456.xml · nonDerivative · entry 4 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 279,081 F2 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.78 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:14 UTC |
Kirscht PatrickChief Credit Officer
|
Tax withholdingCommon Stock | 3,023 | $3.03 | $9,159.69 |
DisclosureSEC source: 0001538716-24-000044 · wk-form4_1710886456.xml · nonDerivative · entry 3 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,409 F2 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.78 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:14 UTC |
Kirscht PatrickChief Credit Officer
|
Tax withholdingCommon Stock | 6,816 | $3.03 | $20,652.48 |
DisclosureSEC source: 0001538716-24-000044 · wk-form4_1710886456.xml · nonDerivative · entry 2 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,432 F2 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.78 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:14 UTC |
Kirscht PatrickChief Credit Officer
|
Exercise / conversionCommon Stock | 9,869 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-24-000044 · wk-form4_1710886456.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 302,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:17 UTC |
Mueller CaseyGlobal Controller and PAO
|
Tax withholdingCommon Stock | 2,759 | $3.03 | $8,359.77 |
DisclosureSEC source: 0001538716-24-000046 · wk-form4_1710886640.xml · nonDerivative · entry 4 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,735 F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:17 UTC |
Mueller CaseyGlobal Controller and PAO
|
Tax withholdingCommon Stock | 667 | $3.03 | $2,021.01 |
DisclosureSEC source: 0001538716-24-000046 · wk-form4_1710886640.xml · nonDerivative · entry 3 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,494 F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:17 UTC |
Mueller CaseyGlobal Controller and PAO
|
Tax withholdingCommon Stock | 142 | $3.03 | $430.26 |
DisclosureSEC source: 0001538716-24-000046 · wk-form4_1710886640.xml · nonDerivative · entry 2 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,161 F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:17 UTC |
Mueller CaseyGlobal Controller and PAO
|
Tax withholdingCommon Stock | 717 | $3.03 | $2,172.51 |
DisclosureSEC source: 0001538716-24-000046 · wk-form4_1710886640.xml · nonDerivative · entry 1 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,303 F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:11 UTC |
Layton Kathleen I.Chief Legal Officer
|
Tax withholdingCommon Stock | 5,652 | $3.03 | $17,125.56 |
DisclosureSEC source: 0001538716-24-000042 · wk-form4_1710886266.xml · nonDerivative · entry 4 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,338 F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:11 UTC |
Layton Kathleen I.Chief Legal Officer
|
Tax withholdingCommon Stock | 1,545 | $3.03 | $4,681.35 |
DisclosureSEC source: 0001538716-24-000042 · wk-form4_1710886266.xml · nonDerivative · entry 3 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,990 F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:11 UTC |
Layton Kathleen I.Chief Legal Officer
|
Tax withholdingCommon Stock | 505 | $3.03 | $1,530.15 |
DisclosureSEC source: 0001538716-24-000042 · wk-form4_1710886266.xml · nonDerivative · entry 2 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,535 F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:11 UTC |
Layton Kathleen I.Chief Legal Officer
|
Tax withholdingCommon Stock | 660 | $3.03 | $1,999.80 |
DisclosureSEC source: 0001538716-24-000042 · wk-form4_1710886266.xml · nonDerivative · entry 1 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,040 F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:04 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
Exercise / conversionResricted Stock Units · Derivative | 23,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-24-000038 · wk-form4_1710885849.xml · derivative · entry 7 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,027 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F4 · derivative.exercise_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. F4 · derivative.expiration_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:04 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 20,975 | $3.52 | $73,832.00 |
DisclosureSEC source: 0001538716-24-000038 · wk-form4_1710885849.xml · nonDerivative · entry 5 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,107,043 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:04 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 17,659 | $3.52 | $62,159.68 |
DisclosureSEC source: 0001538716-24-000038 · wk-form4_1710885849.xml · nonDerivative · entry 4 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,128,018 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:04 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 3,672 | $3.52 | $12,925.44 |
DisclosureSEC source: 0001538716-24-000038 · wk-form4_1710885849.xml · nonDerivative · entry 3 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,145,677 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:04 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 8,621 | $3.52 | $30,345.92 |
DisclosureSEC source: 0001538716-24-000038 · wk-form4_1710885849.xml · nonDerivative · entry 2 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,149,349 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:04 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 23,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-24-000038 · wk-form4_1710885849.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,157,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| February 07, 2024 Filed Feb 9, 2024 22:08 UTC |
Minetti CarlosDirector
|
GrantCommon Stock | 7,817 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-24-000017 · wk-form4_1707516495.xml · nonDerivative · entry 1 Minetti Carlos · CIK 0001401335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,817 F1 · price: Represents an award of restricted stock units that will vest in two equal installments, with fifty percent vesting on March 6, 2024 and the remaining fifty percent vesting upon the earlier of: (i) the date of the Issuer's 2024 annual stockholder meeting, or (ii) June 6, 2024, subject to the Reporting Person's continued service through such date. Read SEC document |
| February 07, 2024 Filed Feb 9, 2024 22:11 UTC |
Daswani MohitDirector
|
GrantCommon Stock | 7,817 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-24-000019 · wk-form4_1707516657.xml · nonDerivative · entry 1 Daswani Mohit · CIK 0001759184 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,817 F1 · price: Represents an award of restricted stock units that will vest in two equal installments, with fifty percent vesting on March 6, 2024 and the remaining fifty percent vesting upon the earlier of: (i) the date of the Issuer's 2024 annual stockholder meeting, or (ii) June 6, 2024, subject to the Reporting Person's continued service through such date. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 20:40 UTC |
Williams R NeilDirector
|
GrantCommon Stock | 3,886 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-24-000002 · wk-form4_1704332416.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,979 F1 · price: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2028. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 20:42 UTC |
PASCARELLA CARLDirector
|
GrantCommon Stock | 1,589 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-24-000004 · wk-form4_1704332523.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,829 F1 · price: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments on January 30, 2024 and on January 30, 2025. Read SEC document |
| December 31, 2023 Filed Jan 4, 2024 01:44 UTC |
Lee GinnyDirector
|
GrantCommon Stock | 2,982 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-24-000006 · wk-form4_1704332644.xml · nonDerivative · entry 1 Lee Ginny · CIK 0001880890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,741 F1 · price: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on January 30 of the 5th year following the year in which 2023 director fees were earned (January 30, 2028). Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 20:18 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
GrantPerformance Stock Units · Derivative | 20,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000184 · wk-form4_1702084727.xml · derivative · entry 3 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,101 Underlying: Common Stock · 20,101 shares Expires 2026-03-10 F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. F4 · shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The performance metric will be met, and the PSUs will vest, based on percentile achievement. The Company's Compensation Committee will determine and certify in writing within forty-five (45) days following the last day of the TSR period, whether the Company has achieved any TSR goals. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026. F4 · derivative.exercise_date: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The performance metric will be met, and the PSUs will vest, based on percentile achievement. The Company's Compensation Committee will determine and certify in writing within forty-five (45) days following the last day of the TSR period, whether the Company has achieved any TSR goals. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026. F4 · derivative.underlying_shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The performance metric will be met, and the PSUs will vest, based on percentile achievement. The Company's Compensation Committee will determine and certify in writing within forty-five (45) days following the last day of the TSR period, whether the Company has achieved any TSR goals. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026. Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 20:18 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
GrantCommon Stock | 20,101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000184 · wk-form4_1702084727.xml · nonDerivative · entry 1 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,853 F1 · shares: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2023, subject to the continued service of the Reporting Person on each vesting date. F2 · price: Each Restricted Stock Unit (RSU) and each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. Read SEC document |
| December 06, 2023 Filed Dec 9, 2023 01:21 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
GrantPerformance Stock Units · Derivative | 176,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000186 · wk-form4_1702084875.xml · derivative · entry 3 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,361 Underlying: Common Stock · 176,361 shares Expires 2026-03-10 F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. F4 · shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026. F4 · derivative.exercise_date: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026. F4 · derivative.underlying_shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026. Read SEC document |
| December 06, 2023 Filed Dec 9, 2023 01:21 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
GrantCommon Stock | 176,361 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000186 · wk-form4_1702084875.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,134,943 F1 · shares: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2023, subject to the continued service of the Reporting Person on each vesting date. F2 · price: Each Restricted Stock Unit (RSU) and each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. Read SEC document |
| December 06, 2023 Filed Dec 9, 2023 01:16 UTC |
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
|
GrantPerformance Stock Units · Derivative | 46,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000182 · wk-form4_1702084562.xml · derivative · entry 2 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,233 Underlying: Common Stock · 46,233 shares Expires 2026-03-10 F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. F3 · shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026. F3 · derivative.exercise_date: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026. F3 · derivative.underlying_shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026. Read SEC document |
| December 06, 2023 Filed Dec 9, 2023 01:16 UTC |
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
|
GrantCommon Stock | 46,233 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000182 · wk-form4_1702084562.xml · nonDerivative · entry 1 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,260 F1 · shares: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2023, subject to the continued service of the Reporting Person on each vesting date. F2 · price: Each Restricted Stock Unit (RSU) and each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. Read SEC document |
| December 06, 2023 Filed Dec 9, 2023 01:14 UTC |
Kirscht PatrickChief Credit Officer
|
GrantPerformance Stock Units · Derivative | 49,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000180 · wk-form4_1702084439.xml · derivative · entry 4 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,339 Underlying: Common Stock · 49,339 shares Expires 2026-03-10 F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. F3 · shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026. F3 · derivative.exercise_date: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026. F3 · derivative.underlying_shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026. Read SEC document |
| December 06, 2023 Filed Dec 9, 2023 01:14 UTC |
Kirscht PatrickChief Credit Officer
|
GrantCommon Stock | 49,339 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000180 · wk-form4_1702084439.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,379 F1 · shares: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2023, subject to the continued service of the Reporting Person on each vesting date. F2 · price: Each Restricted Stock Unit (RSU) and each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. Read SEC document |
| October 25, 2023 Filed Oct 27, 2023 00:49 UTC Amendment |
Mueller CaseyGlobal Controller and PAO
|
GrantCommon Stock | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000169 · wk-form4a_1698367781.xml · nonDerivative · entry 1 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,020 F1 · date: The original Form 4, filed on October 25, 2023, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the Date of Earliest Transaction and Transaction Date as October 20, 2023, when in fact the actual date for each item was October 25, 2023. F2 · shares: The restricted stock units will vest over two years from March 10, 2023 with fifty percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F3 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| October 25, 2023 Filed Oct 27, 2023 00:46 UTC Amendment |
Layton Kathleen I.Chief Legal Officer
|
GrantCommon Stock | 18,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000167 · wk-form4a_1698367558.xml · nonDerivative · entry 1 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,700 F1 · date: The original Form 4, filed on October 25, 2023, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the Date of Earliest Transaction and Transaction Date as October 20, 2023, when in fact the actual date for each item was October 25, 2023. F2 · shares: The restricted stock units will vest over two years from March 10, 2023 with fifty percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F3 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| October 20, 2023 Filed Oct 25, 2023 22:57 UTC |
Mueller CaseyGlobal Controller and PAO
|
GrantCommon Stock | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000162 · wk-form4_1698274630.xml · nonDerivative · entry 1 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,020 F1 · shares: The restricted stock units will vest over two years from March 10, 2023 with fifty percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| October 20, 2023 Filed Oct 25, 2023 21:48 UTC |
Layton Kathleen I.Chief Legal Officer
|
GrantCommon Stock | 18,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000160 · wk-form4_1698270482.xml · nonDerivative · entry 1 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,700 F1 · shares: The restricted stock units will vest over two years from March 10, 2023 with fifty percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.