Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RIVERNORTH OPPORTUNITIES FUND, INC.RIV · Entity 5947 | Director | July 31, 2021 | September 14, 2021 |
| RiverNorth Flexible Municipal Income Fund II, Inc.RFMZ · Entity 5900 | Director | February 24, 2021 | February 26, 2021 |
| RiverNorth Flexible Municipal Income Fund, Inc.RFM · Entity 6849 | Director | March 31, 2020 | April 06, 2020 |
| RiverNorth Managed Duration Municipal Income Fund II, Inc.RMMZ · Entity 6634 | Director | February 10, 2022 | February 14, 2022 |
| RiverNorth Managed Duration Municipal Income Fund, Inc.RMM · Entity 6021 | Director | June 18, 2019 | June 24, 2019 |
| RiverNorth Opportunistic Municipal Income Fund, Inc.RMI · Entity 6784 | Director | September 13, 2018 | September 27, 2018 |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.OPP · Entity 6374 | Director | September 13, 2021 | October 08, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RIVERNORTH OPPORTUNITIES FUND, INC.
Report date July 31, 2021 · Filed September 14, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Share of Beneficial InterestSEC Table I · non-derivative | Direct | 1,475 |
Reported balance
Holding disclosure · report date 2021-07-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,475 |
RiverNorth Flexible Municipal Income Fund II, Inc.
Report date February 24, 2021 · Filed February 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 500 |
Reported balance
After 2021-02-24 transaction · row 1
1 source rowRow 1 · 2021-02-24 · Purchase · Acquired 500 · Balance 500 |
RiverNorth Flexible Municipal Income Fund, Inc.
Report date March 31, 2020 · Filed April 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100 |
Reported balance
After 2020-03-31 transaction · row 1
1 source rowRow 1 · 2020-03-31 · Purchase · Acquired 100 · Balance 100 |
RiverNorth Managed Duration Municipal Income Fund II, Inc.
Report date February 10, 2022 · Filed February 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2022-02-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
RiverNorth Managed Duration Municipal Income Fund, Inc.
Report date June 18, 2019 · Filed June 24, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-06-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
RiverNorth Opportunistic Municipal Income Fund, Inc.
Report date September 13, 2018 · Filed September 27, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-09-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
Report date September 13, 2021 · Filed October 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Transferable Subscription Rights (OPP RT)SEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-10-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-09-13 · Grant · Acquired 1,768 · Balance 1,768 Row 2 · 2021-10-05 · Disposition to issuer · Disposed 1,768 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 05, 2021 Filed Oct 8, 2021 16:44 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | Disposition to issuerTransferable Subscription Rights (OPP RT) | 1,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001398344-21-019775 · fp0069602_4.xml · nonDerivative · entry 2 Oakes John S. · CIK 0001647173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 13, 2021 Filed Oct 8, 2021 16:44 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | GrantTransferable Subscription Rights (OPP RT) | 1,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001398344-21-019775 · fp0069602_4.xml · nonDerivative · entry 1 Oakes John S. · CIK 0001647173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,768 Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 18:49 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Stock | 500 | $20.00 | $10,000.00 |
DisclosureSEC source: 0001398344-21-004852 · fp0062845_4.xml · nonDerivative · entry 1 Oakes John S. · CIK 0001647173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 12:01 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | PurchaseCommon Stock | 500 | $13.00 | $6,500.00 |
DisclosureSEC source: 0001398344-20-007988 · fp0052972_4.xml · nonDerivative · entry 1 Oakes John S. · CIK 0001647173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,186 Read SEC document |
| March 31, 2020 Filed Apr 6, 2020 12:47 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 100 | $20.00 | $2,000.00 |
DisclosureSEC source: 0001398344-20-007542 · fp0052657_4.xml · nonDerivative · entry 1 Oakes John S. · CIK 0001647173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 13:25 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | PurchaseCommon Stock | 342 | $16.21 | $5,543.82 |
DisclosureSEC source: 0001398344-19-023183 · fp0048998_4.xml · nonDerivative · entry 2 Oakes John S. · CIK 0001647173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,686 Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 13:25 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | PurchaseCommon Stock | 344 | $16.05 | $5,521.20 |
DisclosureSEC source: 0001398344-19-023183 · fp0048998_4.xml · nonDerivative · entry 1 Oakes John S. · CIK 0001647173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,344 Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 10:58 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Shares of Beneficial Interest | 429 | $16.20 | $6,949.80 |
DisclosureSEC source: 0001647173-19-000001 · primary_doc.xml · nonDerivative · entry 1 Oakes John S. · CIK 0001647173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,967 Read SEC document |
| June 20, 2019 Filed Jun 25, 2019 09:43 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | PurchaseCommon Stock | 1,000 | $17.27 | $17,270.00 |
DisclosureSEC source: 0001398344-19-011033 · fp0043510_4.xml · nonDerivative · entry 1 Oakes John S. · CIK 0001647173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| November 07, 2018 Filed Dec 17, 2018 11:02 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Shares of Beneficial Interest | 369 | $16.93 | $6,247.17 |
DisclosureSEC source: 0001647173-18-000002 · primary_doc.xml · nonDerivative · entry 1 Oakes John S. · CIK 0001647173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,475 Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 11:23 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | GrantCommon Shares of Beneficial Interest | 667 | $19.54 | $13,033.18 |
DisclosureSEC source: 0001647173-17-000001 · primary_doc.xml · nonDerivative · entry 1 Oakes John S. · CIK 0001647173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,167 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.