OPLN

SEC source: 0001395942-24-000080 · wk-form4_1734479915.xml · nonDerivative · entry 2

Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,265.263

F2 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility.

SEC source: 0001395942-24-000080 · wk-form4_1734479915.xml · nonDerivative · entry 1

Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,239.263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

SEC source: 0001395942-24-000077 · wk-form4_1731686818.xml · nonDerivative · entry 1

Lakhia Brad S. · CIK 0001615728 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,303

SEC source: 0001395942-24-000076 · wk-form4_1731414695.xml · derivative · entry 1

Coyle James P · CIK 0001891323 · EVP, President NA Marketplaces

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,861

Underlying: Common Stock · 12,861 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on November 8, 2025, one-third of these restricted stock units vest on November 8, 2026 and the remaining one-third of these restricted stock units vest on November 8, 2027, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on November 8, 2025, one-third of these restricted stock units vest on November 8, 2026 and the remaining one-third of these restricted stock units vest on November 8, 2027, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-24-000065 · wk-form4_1727784511.xml · nonDerivative · entry 1

Smith Mary Ellen · CIK 0001791994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,412

F1 · shares: These shares of common stock were issued to the reporting person in lieu of the reporting person's quarterly cash retainer payment for director and committee service.

SEC source: 0001395942-24-000063 · wk-form4_1723659069.xml · derivative · entry 1

Price Dwayne P · CIK 0002028374 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,324

Underlying: Common Stock · 1,324 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on August 9, 2025, one-third of these restricted stock units vest on August 9, 2026 and the remaining one-third of these restricted stock units vest on August 9, 2027, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on August 9, 2025, one-third of these restricted stock units vest on August 9, 2026 and the remaining one-third of these restricted stock units vest on August 9, 2027, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-24-000064 · wk-form4_1723659179.xml · derivative · entry 1

Altschuler Randolph · CIK 0001869814 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,727

Underlying: Common Stock · 9,727 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. The shares of phantom stock vest on June 7, 2025, and are subject to forfeiture until vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

SEC source: 0001395942-24-000053 · wk-form4_1719848423.xml · nonDerivative · entry 1

Smith Mary Ellen · CIK 0001791994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,042

F1 · shares: These shares of common stock were issued to the reporting person in lieu of the reporting person's quarterly cash retainer payment for director and committee service.

SEC source: 0001395942-24-000043 · wk-form4_1718113186.xml · derivative · entry 1

Smith Mary Ellen · CIK 0001791994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,128

Underlying: Common Stock · 10,132 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 10,132 shares of phantom stock vest on June 7, 2025, and are subject to forfeiture until vested. All other shares of phantom stock are vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

SEC source: 0001395942-24-000045 · wk-form4_1718113210.xml · nonDerivative · entry 1

Galvin Carmel · CIK 0001733091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,123

F1 · shares: 10,132 of these shares were issued on June 7, 2024 to the reporting person as director fees pursuant to the OPENLANE, Inc. Second Amended and Restated 2009 Omnibus Stock and Incentive Plan. The 10,132 shares vest on June 7, 2025 and are subject to forfeiture until vested. All other shares are vested.

F1 · balance_after: 10,132 of these shares were issued on June 7, 2024 to the reporting person as director fees pursuant to the OPENLANE, Inc. Second Amended and Restated 2009 Omnibus Stock and Incentive Plan. The 10,132 shares vest on June 7, 2025 and are subject to forfeiture until vested. All other shares are vested.

SEC source: 0001395942-24-000046 · wk-form4_1718113222.xml · derivative · entry 1

HOWELL J MARK · CIK 0001239889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,712.2957

Underlying: Common Stock · 10,132 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 10,132 shares of phantom stock vest on June 7, 2025, and are subject to forfeiture until vested. All other shares of phantom stock are vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

SEC source: 0001395942-24-000047 · wk-form4_1718113234.xml · derivative · entry 1

Kestner Michael T. · CIK 0001594577 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,367.3128

Underlying: Common Stock · 10,132 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 10,132 shares of phantom stock vest on June 7, 2025, and are subject to forfeiture until vested. All other shares of phantom stock are vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

SEC source: 0001395942-24-000044 · wk-form4_1718113199.xml · nonDerivative · entry 1

Jacoby Stefan · CIK 0001583553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,431

F1 · shares: 10,132 of these shares were issued on June 7, 2024 to the reporting person as director fees pursuant to the OPENLANE, Inc. Second Amended and Restated 2009 Omnibus Stock and Incentive Plan. The 10,132 shares vest on June 7, 2025 and are subject to forfeiture until vested. All other shares are vested.

F1 · balance_after: 10,132 of these shares were issued on June 7, 2024 to the reporting person as director fees pursuant to the OPENLANE, Inc. Second Amended and Restated 2009 Omnibus Stock and Incentive Plan. The 10,132 shares vest on June 7, 2025 and are subject to forfeiture until vested. All other shares are vested.

SEC source: 0001395942-24-000040 · wk-form4_1715894398.xml · nonDerivative · entry 1

Coyle James P · CIK 0001891323 · EVP, President NA Marketplaces

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,884.698

SEC source: 0001395942-24-000035 · wk-form4_1715630882.xml · derivative · entry 3

Richer Tobin P · CIK 0002012179 · EVP Marketing & Communications

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-24-000035 · wk-form4_1715630882.xml · nonDerivative · entry 2

Richer Tobin P · CIK 0002012179 · EVP Marketing & Communications

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,273

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-24-000035 · wk-form4_1715630882.xml · nonDerivative · entry 1

Richer Tobin P · CIK 0002012179 · EVP Marketing & Communications

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 9, 2024.

SEC source: 0001395942-24-000031 · wk-form4_1715630787.xml · derivative · entry 3

Subrahmanyam Sriram · CIK 0001929661 · EVP Ops, Pres Svcs & Intl Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-24-000031 · wk-form4_1715630787.xml · nonDerivative · entry 2

Subrahmanyam Sriram · CIK 0001929661 · EVP Ops, Pres Svcs & Intl Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,155

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-24-000031 · wk-form4_1715630787.xml · nonDerivative · entry 1

Subrahmanyam Sriram · CIK 0001929661 · EVP Ops, Pres Svcs & Intl Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 9, 2024.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

SEC source: 0001395942-24-000037 · wk-form4_1715630923.xml · derivative · entry 3

Coyle James P · CIK 0001891323 · EVP, President NA Marketplaces

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-24-000037 · wk-form4_1715630923.xml · nonDerivative · entry 2

Coyle James P · CIK 0001891323 · EVP, President NA Marketplaces

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,884.698

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-24-000037 · wk-form4_1715630923.xml · nonDerivative · entry 1

Coyle James P · CIK 0001891323 · EVP, President NA Marketplaces

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,967.698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 9, 2024.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

SEC source: 0001395942-24-000038 · wk-form4_1715630941.xml · derivative · entry 3

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock · 3,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-24-000038 · wk-form4_1715630941.xml · nonDerivative · entry 2

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,989.9914

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-24-000038 · wk-form4_1715630941.xml · nonDerivative · entry 1

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,879.9914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 9, 2024.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

SEC source: 0001395942-24-000032 · wk-form4_1715630810.xml · derivative · entry 3

HALLETT JAMES P · CIK 0001194732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,364

Underlying: Common Stock · 48,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025.

SEC source: 0001395942-24-000032 · wk-form4_1715630810.xml · nonDerivative · entry 2

HALLETT JAMES P · CIK 0001194732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 743,641.8733

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-24-000032 · wk-form4_1715630810.xml · nonDerivative · entry 1

HALLETT JAMES P · CIK 0001194732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 762,313.8733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 9, 2024.

F2 · balance_after: 11,032 of these shares were issued on June 2, 2023 to the reporting person as director fees pursuant to the KAR Auction Services, Inc. Amended and Restated 2009 Omnibus Stock and Incentive Plan. The 11,032 shares vest on June 2, 2024 and are subject to forfeiture until vested. All other shares are vested.

SEC source: 0001395942-24-000039 · wk-form4_1715630957.xml · derivative · entry 3

Mitchell William Clyde · CIK 0002018717 · President of AFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-24-000039 · wk-form4_1715630957.xml · nonDerivative · entry 2

Mitchell William Clyde · CIK 0002018717 · President of AFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,037.375

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-24-000039 · wk-form4_1715630957.xml · nonDerivative · entry 1

Mitchell William Clyde · CIK 0002018717 · President of AFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,323.375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 9, 2024.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

SEC source: 0001395942-24-000036 · wk-form4_1715630903.xml · derivative · entry 3

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-24-000036 · wk-form4_1715630903.xml · nonDerivative · entry 2

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,232.6987

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-24-000036 · wk-form4_1715630903.xml · nonDerivative · entry 1

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,508.6987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 9, 2024.

SEC source: 0001395942-24-000034 · wk-form4_1715630862.xml · derivative · entry 3

Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 49,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-24-000034 · wk-form4_1715630862.xml · nonDerivative · entry 2

Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,265.263

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-24-000034 · wk-form4_1715630862.xml · nonDerivative · entry 1

Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,380.263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 9, 2024.

SEC source: 0001395942-24-000033 · wk-form4_1715630830.xml · derivative · entry 3

Coleman Charles S. · CIK 0001791222 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-24-000033 · wk-form4_1715630830.xml · nonDerivative · entry 2

Coleman Charles S. · CIK 0001791222 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,302.483

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-24-000033 · wk-form4_1715630830.xml · nonDerivative · entry 1

Coleman Charles S. · CIK 0001791222 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,578.483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 9, 2024.

SEC source: 0001395942-24-000029 · wk-form4_1715205546.xml · derivative · entry 3

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of the restricted stock units vested on May 7, 2022, one-third of the restricted stock units vested on May 7, 2023 and the remaining one-third of the restricted stock units vested on May 7, 2024.

F5 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of the restricted stock units vested on May 7, 2022, one-third of the restricted stock units vested on May 7, 2023 and the remaining one-third of the restricted stock units vested on May 7, 2024.

SEC source: 0001395942-24-000029 · wk-form4_1715205546.xml · nonDerivative · entry 2

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,604.9914

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-24-000029 · wk-form4_1715205546.xml · nonDerivative · entry 1

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,746.9914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 7, 2024.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

SEC source: 0001395942-24-000028 · wk-form4_1715031894.xml · derivative · entry 3

Lakhia Brad S. · CIK 0001615728 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,487

Underlying: Common Stock · 13,486 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-half of these restricted stock units vested on May 5, 2024 and the remaining one-half of these restricted stock units vest on May 5, 2025, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-half of these restricted stock units vested on May 5, 2024 and the remaining one-half of these restricted stock units vest on May 5, 2025, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-24-000028 · wk-form4_1715031894.xml · nonDerivative · entry 2

Lakhia Brad S. · CIK 0001615728 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,318

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-24-000028 · wk-form4_1715031894.xml · nonDerivative · entry 1

Lakhia Brad S. · CIK 0001615728 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 5, 2024.

SEC source: 0001395942-24-000019 · wk-form4_1712008242.xml · nonDerivative · entry 1

Smith Mary Ellen · CIK 0001791994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,648

F1 · shares: These shares of common stock were issued to the reporting person in lieu of the reporting person's quarterly cash retainer payment for director and committee service.

SEC source: 0001395942-24-000018 · wk-form4_1710352989.xml · derivative · entry 3

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,941

Underlying: Common Stock · 14,822 shares

Expires 2031-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on March 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date.

SEC source: 0001395942-24-000018 · wk-form4_1710352989.xml · nonDerivative · entry 2

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,604.3891

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.81 to $15.88 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.