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OPLN

OPENLANE, Inc.

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4015
SEC CIK
0001395942
Parsed reports
641

Last 12 months

Inside the activity.

1 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 2026013
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2018 Filed Feb 26, 2018 21:22 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Exercise / conversionCommon Stock 472 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000051 · wf-form4_151969815356331.xml · nonDerivative · entry 3

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,748.2236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2018.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 01:55 UTC
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
Exercise / conversionRestricted Stock Units · Derivative 1,520 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000044 · wf-form4_151969650456141.xml · derivative · entry 8

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,039

Underlying: Common Stock · 1,520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 01:55 UTC
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
Tax withholdingCommon Stock 678 $51.42 $34,862.76
Disclosure

SEC source: 0001395942-18-000044 · wf-form4_151969650456141.xml · nonDerivative · entry 4

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,390.2336

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 01:55 UTC
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
Exercise / conversionCommon Stock 1,520 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000044 · wf-form4_151969650456141.xml · nonDerivative · entry 3

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,068.2336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2018.

Read SEC document
February 24, 2018 Filed Feb 26, 2018 21:19 UTC
Kett John WIAA CEO & President
Exercise / conversionRestricted Stock Units · Derivative 1,091 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000050 · wf-form4_151969797935022.xml · derivative · entry 6

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,182

Underlying: Common Stock · 1,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Converts into common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

Read SEC document
February 24, 2018 Filed Feb 26, 2018 21:19 UTC
Kett John WIAA CEO & President
Tax withholdingCommon Stock 484 $51.42 $24,887.28
Disclosure

SEC source: 0001395942-18-000050 · wf-form4_151969797935022.xml · nonDerivative · entry 4

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,881.6532

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 24, 2018 Filed Feb 26, 2018 21:19 UTC
Kett John WIAA CEO & President
Exercise / conversionCommon Stock 1,091 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000050 · wf-form4_151969797935022.xml · nonDerivative · entry 3

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,365.6532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2018.

Read SEC document
February 24, 2018 Filed Feb 26, 2018 21:08 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 6,581 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000047 · wf-form4_151969728947948.xml · derivative · entry 8

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,161

Underlying: Common Stock · 6,581 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

Read SEC document
February 24, 2018 Filed Feb 26, 2018 21:08 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,868 $51.42 $147,472.56
Disclosure

SEC source: 0001395942-18-000047 · wf-form4_151969728947948.xml · nonDerivative · entry 4

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,586.9705

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 24, 2018 Filed Feb 26, 2018 21:08 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,581 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000047 · wf-form4_151969728947948.xml · nonDerivative · entry 3

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,454.9705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2018.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 02:11 UTC
Price Lisa A.EVP of Human Resources
Exercise / conversionRestricted Stock Units · Derivative 432 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000048 · wf-form4_151969750172632.xml · derivative · entry 7

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864

Underlying: Common Stock · 432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 02:11 UTC
Price Lisa A.EVP of Human Resources
Tax withholdingCommon Stock 189 $51.42 $9,718.38
Disclosure

SEC source: 0001395942-18-000048 · wf-form4_151969750172632.xml · nonDerivative · entry 4

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,542.0527

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 02:11 UTC
Price Lisa A.EVP of Human Resources
Exercise / conversionCommon Stock 432 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000048 · wf-form4_151969750172632.xml · nonDerivative · entry 3

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,731.0527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2018.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 02:03 UTC
Kelly Peter JCTO & Pres of Digital Srvs Grp
Exercise / conversionRestricted Stock Units · Derivative 1,036 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000046 · wf-form4_151969696690398.xml · derivative · entry 7

Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,070

Underlying: Common Stock · 1,036 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 02:03 UTC
Kelly Peter JCTO & Pres of Digital Srvs Grp
Tax withholdingCommon Stock 514 $51.42 $26,429.88
Disclosure

SEC source: 0001395942-18-000046 · wf-form4_151969696690398.xml · nonDerivative · entry 4

Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,379.7826

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 02:03 UTC
Kelly Peter JCTO & Pres of Digital Srvs Grp
Exercise / conversionCommon Stock 1,036 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000046 · wf-form4_151969696690398.xml · nonDerivative · entry 3

Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,893.7826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2018.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 01:58 UTC Exercise / conversionRestricted Stock Units · Derivative 1,081 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000045 · wf-form4_151969672208146.xml · derivative · entry 8

St-Hilaire Stephane · CIK 0001592827 · CEO of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,160

Underlying: Common Stock · 1,081 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 01:58 UTC Tax withholdingCommon Stock 426 $51.42 $21,904.92
Disclosure

SEC source: 0001395942-18-000045 · wf-form4_151969672208146.xml · nonDerivative · entry 4

St-Hilaire Stephane · CIK 0001592827 · CEO of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,258.9903

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 01:58 UTC Exercise / conversionCommon Stock 1,081 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000045 · wf-form4_151969672208146.xml · nonDerivative · entry 3

St-Hilaire Stephane · CIK 0001592827 · CEO of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,684.9903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2018.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 01:50 UTC
Money James E. IIAFC President
Exercise / conversionRestricted Stock Units · Derivative 613 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000043 · wf-form4_151969623802164.xml · derivative · entry 8

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,225

Underlying: Common Stock · 613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 01:50 UTC
Money James E. IIAFC President
Tax withholdingCommon Stock 170 $51.42 $8,741.40
Disclosure

SEC source: 0001395942-18-000043 · wf-form4_151969623802164.xml · nonDerivative · entry 4

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,483.3891

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 01:50 UTC
Money James E. IIAFC President
Exercise / conversionCommon Stock 613 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000043 · wf-form4_151969623802164.xml · nonDerivative · entry 3

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,653.3891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2018.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:16 UTC Exercise / conversionRestricted Stock Units · Derivative 3,144 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000049 · wf-form4_151969780042556.xml · derivative · entry 6

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,144

Underlying: Common Stock · 3,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:16 UTC Tax withholdingCommon Stock 1,393 $50.87 $70,861.91
Disclosure

SEC source: 0001395942-18-000049 · wf-form4_151969780042556.xml · nonDerivative · entry 2

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,475.4518

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:16 UTC Exercise / conversionCommon Stock 3,144 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000049 · wf-form4_151969780042556.xml · nonDerivative · entry 1

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,868.4518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2018.

F2 · balance_after: Includes 639.8688 shares acquired (including 30.7070 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 20:44 UTC
Gottwald Donald S.COO & Chief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 1,781 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000042 · wf-form4_151969584937159.xml · derivative · entry 6

Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,781

Underlying: Common Stock · 1,781 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 20:44 UTC
Gottwald Donald S.COO & Chief Strategy Officer
Tax withholdingCommon Stock 777 $50.87 $39,525.99
Disclosure

SEC source: 0001395942-18-000042 · wf-form4_151969584937159.xml · nonDerivative · entry 2

Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,446.5083

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 20:44 UTC
Gottwald Donald S.COO & Chief Strategy Officer
Exercise / conversionCommon Stock 1,781 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000042 · wf-form4_151969584937159.xml · nonDerivative · entry 1

Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,223.5083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2018.

F2 · balance_after: Includes 1,212.6153 shares acquired (including 45.6668 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:22 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Exercise / conversionRestricted Stock Units · Derivative 580 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000051 · wf-form4_151969815356331.xml · derivative · entry 6

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581

Underlying: Common Stock · 580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date

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February 22, 2018 Filed Feb 26, 2018 21:22 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Tax withholdingCommon Stock 341 $50.87 $17,346.67
Disclosure

SEC source: 0001395942-18-000051 · wf-form4_151969815356331.xml · nonDerivative · entry 2

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,276.2236

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:22 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Exercise / conversionCommon Stock 580 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000051 · wf-form4_151969815356331.xml · nonDerivative · entry 1

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,617.2236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2018.

F2 · balance_after: Includes 1,217.4210 shares acquired (including 35.7838 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

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February 22, 2018 Filed Feb 27, 2018 01:55 UTC
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
Exercise / conversionRestricted Stock Units · Derivative 1,107 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000044 · wf-form4_151969650456141.xml · derivative · entry 7

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,107

Underlying: Common Stock · 1,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 01:55 UTC
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
Tax withholdingCommon Stock 494 $50.87 $25,129.78
Disclosure

SEC source: 0001395942-18-000044 · wf-form4_151969650456141.xml · nonDerivative · entry 2

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,548.2336

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 01:55 UTC
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
Exercise / conversionCommon Stock 1,107 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000044 · wf-form4_151969650456141.xml · nonDerivative · entry 1

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,042.2336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2018.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:19 UTC
Kett John WIAA CEO & President
Exercise / conversionRestricted Stock Units · Derivative 1,166 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000050 · wf-form4_151969797935022.xml · derivative · entry 5

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,166

Underlying: Common Stock · 1,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Converts into common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:19 UTC
Kett John WIAA CEO & President
Tax withholdingCommon Stock 517 $50.87 $26,299.79
Disclosure

SEC source: 0001395942-18-000050 · wf-form4_151969797935022.xml · nonDerivative · entry 2

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,274.6532

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:19 UTC
Kett John WIAA CEO & President
Exercise / conversionCommon Stock 1,166 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000050 · wf-form4_151969797935022.xml · nonDerivative · entry 1

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,791.6532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2018.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:08 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 6,988 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000047 · wf-form4_151969728947948.xml · derivative · entry 7

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,065

Underlying: Common Stock · 6,988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:08 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,882 $50.87 $146,607.34
Disclosure

SEC source: 0001395942-18-000047 · wf-form4_151969728947948.xml · nonDerivative · entry 2

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,873.9705

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:08 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,988 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000047 · wf-form4_151969728947948.xml · nonDerivative · entry 1

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,755.9705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2018.

F2 · balance_after: Includes 1,213.8475 shares acquired (including 46.8990 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

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February 22, 2018 Filed Feb 27, 2018 02:11 UTC
Price Lisa A.EVP of Human Resources
Exercise / conversionRestricted Stock Units · Derivative 566 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000048 · wf-form4_151969750172632.xml · derivative · entry 6

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

Underlying: Common Stock · 566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:11 UTC
Price Lisa A.EVP of Human Resources
Tax withholdingCommon Stock 247 $50.87 $12,564.89
Disclosure

SEC source: 0001395942-18-000048 · wf-form4_151969750172632.xml · nonDerivative · entry 2

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,299.0527

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:11 UTC
Price Lisa A.EVP of Human Resources
Exercise / conversionCommon Stock 566 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000048 · wf-form4_151969750172632.xml · nonDerivative · entry 1

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,546.0527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2018.

F2 · balance_after: Includes 1,212.6153 shares acquired (including 45.6668 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:03 UTC
Kelly Peter JCTO & Pres of Digital Srvs Grp
Exercise / conversionRestricted Stock Units · Derivative 1,107 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000046 · wf-form4_151969696690398.xml · derivative · entry 6

Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,107

Underlying: Common Stock · 1,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:03 UTC
Kelly Peter JCTO & Pres of Digital Srvs Grp
Tax withholdingCommon Stock 549 $50.87 $27,927.63
Disclosure

SEC source: 0001395942-18-000046 · wf-form4_151969696690398.xml · nonDerivative · entry 2

Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,857.7826

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:03 UTC
Kelly Peter JCTO & Pres of Digital Srvs Grp
Exercise / conversionCommon Stock 1,107 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000046 · wf-form4_151969696690398.xml · nonDerivative · entry 1

Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,406.7826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2018.

F2 · balance_after: Includes 615.6970 shares acquired (including 24.4008 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 01:58 UTC Exercise / conversionRestricted Stock Units · Derivative 1,154 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000045 · wf-form4_151969672208146.xml · derivative · entry 7

St-Hilaire Stephane · CIK 0001592827 · CEO of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,155

Underlying: Common Stock · 1,154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 01:58 UTC Tax withholdingCommon Stock 455 $50.87 $23,145.85
Disclosure

SEC source: 0001395942-18-000045 · wf-form4_151969672208146.xml · nonDerivative · entry 2

St-Hilaire Stephane · CIK 0001592827 · CEO of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,603.9903

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 01:58 UTC Exercise / conversionCommon Stock 1,154 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000045 · wf-form4_151969672208146.xml · nonDerivative · entry 1

St-Hilaire Stephane · CIK 0001592827 · CEO of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,058.9903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2018.

F2 · balance_after: Includes 1,199.1733 shares acquired (including 33.7188 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 01:50 UTC
Money James E. IIAFC President
Exercise / conversionRestricted Stock Units · Derivative 514 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000043 · wf-form4_151969623802164.xml · derivative · entry 7

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511.8454

Underlying: Common Stock · 514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents vested on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents vested on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.