Last 12 months
Inside the activity.
1 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 13 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2020 Filed Dec 15, 2020 20:29 UTC |
Loughmiller Eric M.EVP & CFO
|
Tax withholdingCommon Stock | 314 | $18.75 | $5,887.50 |
DisclosureSEC source: 0001395942-20-000108 · wf-form4_160808216277903.xml · nonDerivative · entry 2 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,497.389 F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 20:29 UTC |
Loughmiller Eric M.EVP & CFO
|
Exercise / conversionCommon Stock | 314 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000108 · wf-form4_160808216277903.xml · nonDerivative · entry 1 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,811.389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F2 · balance_after: Includes 2,075.806 shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 20:37 UTC |
HALLETT JAMES PDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000110 · wf-form4_160808260192974.xml · derivative · entry 8 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,366 Underlying: Common Stock · 1,455 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F10 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. F10 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 20:37 UTC |
HALLETT JAMES PDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 1,455 | $18.75 | $27,281.25 |
DisclosureSEC source: 0001395942-20-000110 · wf-form4_160808260192974.xml · nonDerivative · entry 2 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,943.6823 F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 20:37 UTC |
HALLETT JAMES PDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 1,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000110 · wf-form4_160808260192974.xml · nonDerivative · entry 1 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,398.6823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F2 · balance_after: Includes 3,967.5593 shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 01:32 UTC |
Money James E. IIAFC President
|
Exercise / conversionRestricted Stock Units · Derivative | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000109 · wf-form4_160808231627427.xml · derivative · entry 7 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,259 Underlying: Common Stock · 79 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 1,403 of these restricted stock units vest on February 21, 2021, 1,410 of these restricted stock units vest on February 21, 2022 and the remaining 1,446 of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 1,403 of these restricted stock units vest on February 21, 2021, 1,410 of these restricted stock units vest on February 21, 2022 and the remaining 1,446 of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 01:32 UTC |
Money James E. IIAFC President
|
Tax withholdingCommon Stock | 79 | $18.75 | $1,481.25 |
DisclosureSEC source: 0001395942-20-000109 · wf-form4_160808231627427.xml · nonDerivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,302.3891 F2 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 01:32 UTC |
Money James E. IIAFC President
|
Exercise / conversionCommon Stock | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000109 · wf-form4_160808231627427.xml · nonDerivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,381.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 15:43 UTC |
Smith Mary EllenDirector
|
PurchaseCommon Stock | 5,000 | $17.78 | $88,900.00 |
DisclosureSEC source: 0001395942-20-000103 · wf-form4_160519580477049.xml · nonDerivative · entry 1 Smith Mary Ellen · CIK 0001791994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,067 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.775 to $17.78 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: 8,228 of these shares were issued on June 4, 2020 to the reporting person as director fees pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. The 8,228 shares vest on June 4, 2021 and are subject to forfeiture until vested. All other shares are vested. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:11 UTC |
Kelly Peter JPresident
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 170,000 | $4.93 Strike: $4.93 | $838,100.00 |
DisclosureSEC source: 0001395942-20-000102 · wf-form4_160504629872417.xml · derivative · entry 2 Peter Kelly · CIK 0001532010 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 170,000 shares Expires 2021-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:11 UTC |
Kelly Peter JPresident
|
Exercise / conversionCommon Stock | 170,000 | $4.93 | $838,100.00 |
DisclosureSEC source: 0001395942-20-000102 · wf-form4_160504629872417.xml · nonDerivative · entry 1 Peter Kelly · CIK 0001532010 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,715.2426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 636.157 shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 22:16 UTC |
Smith Mary EllenDirector
|
GrantCommon Stock | 8,228 | $15.80 | $130,002.40 |
DisclosureSEC source: 0001395942-20-000087 · wf-form4_159165454628114.xml · nonDerivative · entry 1 Smith Mary Ellen · CIK 0001791994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,067 F1 · balance_after: 8,228 of these shares were issued on June 4, 2020 to the reporting person as director fees pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. The 8,228 shares vest on June 4, 2021 and are subject to forfeiture until vested. All other shares are vested. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 21:45 UTC |
Galvin CarmelDirector
|
GrantPhantom Stock · Derivative | 8,228 | $15.80 | $130,002.40 |
DisclosureSEC source: 0001395942-20-000081 · wf-form4_159165274116556.xml · derivative · entry 1 Galvin Carmel · CIK 0001733091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,219 Underlying: Common Stock · 8,228 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 8,228 shares of phantom stock vest on June 4, 2021, and are subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 17:49 UTC |
Hill Mark EDirector
|
GrantPhantom Stock · Derivative | 8,228 | $15.80 | $130,002.40 |
DisclosureSEC source: 0001395942-20-000082 · wf-form4_159165292765666.xml · derivative · entry 3 Hill Mark E · CIK 0001291222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,644.7299 Underlying: Common Stock · 8,228 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 8,228 shares of phantom stock vest on June 4, 2021, and are subject to forfeiture until vested. All other shares of phantom stock are vested. F4 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 22:10 UTC |
HOWELL J MARKDirector
|
GrantPhantom Stock · Derivative | 8,228 | $15.80 | $130,002.40 |
DisclosureSEC source: 0001395942-20-000085 · wf-form4_159165419749946.xml · derivative · entry 1 HOWELL J MARK · CIK 0001239889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,037 Underlying: Common Stock · 8,228 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 8,228 shares of phantom stock vest on June 4, 2021, and are subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 21:42 UTC |
Kestner Michael T.Director
|
GrantPhantom Stock · Derivative | 8,228 | $15.80 | $130,002.40 |
DisclosureSEC source: 0001395942-20-000080 · wf-form4_159165253192619.xml · derivative · entry 2 Kestner Michael T. · CIK 0001594577 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,868.903 Underlying: Common Stock · 8,228 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 8,228 shares of phantom stock vest on June 4, 2021, and are subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 22:12 UTC |
DiDomenico DavidDirector
|
GrantPhantom Stock · Derivative | 8,228 | $15.80 | $130,002.40 |
DisclosureSEC source: 0001395942-20-000086 · wf-form4_159165430380527.xml · derivative · entry 2 DiDomenico David · CIK 0001791883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,067 Underlying: Common Stock · 8,228 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 8,228 shares of phantom stock vest on June 4, 2021, and are subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 22:01 UTC |
Jacoby StefanDirector
|
GrantPhantom Stock · Derivative | 8,228 | $15.80 | $130,002.40 |
DisclosureSEC source: 0001395942-20-000084 · wf-form4_159165365404455.xml · derivative · entry 1 Jacoby Stefan · CIK 0001583553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,458 Underlying: Common Stock · 8,228 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 8,228 shares of phantom stock vest on June 4, 2021, and are subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 21:51 UTC |
Smith Stephen E.Director
|
GrantPhantom Stock · Derivative | 8,228 | $15.80 | $130,002.40 |
DisclosureSEC source: 0001395942-20-000083 · wf-form4_159165305076953.xml · derivative · entry 2 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,922 Underlying: Common Stock · 8,228 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 8,228 shares of phantom stock vest on June 4, 2021, and are subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| May 12, 2020 Filed May 14, 2020 20:14 UTC |
Fisher Thomas JEVP, Chief Digital Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000073 · wf-form4_158948725764763.xml · derivative · entry 8 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on May 12, 2020. F7 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on May 12, 2020. Read SEC document |
| May 12, 2020 Filed May 14, 2020 20:14 UTC |
Fisher Thomas JEVP, Chief Digital Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000073 · wf-form4_158948725764763.xml · derivative · entry 5 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 593 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and were scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 12, 2018, one-third of these restricted stock units vested on May 12, 2019 and the remaining one-third of these restricted stock units vested on May 12, 2020. F4 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and were scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 12, 2018, one-third of these restricted stock units vested on May 12, 2019 and the remaining one-third of these restricted stock units vested on May 12, 2020. Read SEC document |
| May 12, 2020 Filed May 14, 2020 20:14 UTC |
Fisher Thomas JEVP, Chief Digital Officer
|
Tax withholdingCommon Stock | 1,620 | $11.73 | $19,002.60 |
DisclosureSEC source: 0001395942-20-000073 · wf-form4_158948725764763.xml · nonDerivative · entry 4 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,794 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| May 12, 2020 Filed May 14, 2020 20:14 UTC |
Fisher Thomas JEVP, Chief Digital Officer
|
Exercise / conversionCommon Stock | 5,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000073 · wf-form4_158948725764763.xml · nonDerivative · entry 3 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 12, 2020. Read SEC document |
| May 12, 2020 Filed May 14, 2020 20:14 UTC |
Fisher Thomas JEVP, Chief Digital Officer
|
Tax withholdingCommon Stock | 170 | $11.73 | $1,994.10 |
DisclosureSEC source: 0001395942-20-000073 · wf-form4_158948725764763.xml · nonDerivative · entry 2 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,747 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| May 12, 2020 Filed May 14, 2020 20:14 UTC |
Fisher Thomas JEVP, Chief Digital Officer
|
Exercise / conversionCommon Stock | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000073 · wf-form4_158948725764763.xml · nonDerivative · entry 1 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 12, 2020. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:44 UTC |
Galvin CarmelDirector
|
GrantPhantom Stock · Derivative | 39.82 | $9.50 | $378.29 |
DisclosureSEC source: 0001395942-20-000065 · wf-form4_158629947581468.xml · derivative · entry 1 Galvin Carmel · CIK 0001733091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,030.82 Underlying: Common Stock · 39.82 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. These shares of phantom stock vest on June 4, 2020, and are subject to forfeiture until vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · derivative.underlying_shares: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:41 UTC |
HOWELL J MARKDirector
|
GrantPhantom Stock · Derivative | 301.103 | $9.50 | $2,860.48 |
DisclosureSEC source: 0001395942-20-000064 · wf-form4_158629926750863.xml · derivative · entry 2 HOWELL J MARK · CIK 0001239889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,547.2957 Underlying: Common Stock · 301.103 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 338.147 are vested. The 338.147 shares vest on June 4, 2020 and are subject to forfeiture until vested. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 18:38 UTC |
Hill Mark EDirector
|
GrantPhantom Stock · Derivative | 910.078 | $9.50 | $8,645.74 |
DisclosureSEC source: 0001395942-20-000062 · wf-form4_158629911443501.xml · derivative · entry 4 Hill Mark E · CIK 0001291222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,997.1927 Underlying: Common Stock · 910.078 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F4 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 1,007.324 shares are vested. The 1,007.324 shares vest on June 4, 2020 and are subject to forfeiture until vested. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:47 UTC |
Kestner Michael T.Director
|
GrantPhantom Stock · Derivative | 627.67 | $9.50 | $5,962.87 |
DisclosureSEC source: 0001395942-20-000067 · wf-form4_158629961714636.xml · derivative · entry 3 Kestner Michael T. · CIK 0001594577 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,370.4098 Underlying: Common Stock · 627.67 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 698.301 shares are vested. The 698.301 shares vest on June 4, 2020 and are subject to forfeiture until vested. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:46 UTC |
DiDomenico DavidDirector
|
GrantPhantom Stock · Derivative | 77.432 | $9.50 | $735.60 |
DisclosureSEC source: 0001395942-20-000066 · wf-form4_158629955406050.xml · derivative · entry 3 DiDomenico David · CIK 0001791883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109.992 Underlying: Common Stock · 77.432 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, which shares vest on June 4, 2020 and are subject to forfeiture until vested. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:40 UTC |
Smith Stephen E.Director
|
GrantPhantom Stock · Derivative | 220.012 | $9.50 | $2,090.11 |
DisclosureSEC source: 0001395942-20-000063 · wf-form4_158629919574153.xml · derivative · entry 3 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,526.6501 Underlying: Common Stock · 220.012 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares except 257.056 are vested. The 257.056 shares vest on June 4, 2020 and are subject to forfeiture until vested. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:37 UTC |
Jacoby StefanDirector
|
GrantPhantom Stock · Derivative | 45.341 | $9.50 | $430.74 |
DisclosureSEC source: 0001395942-20-000061 · wf-form4_158629902847905.xml · derivative · entry 2 Jacoby Stefan · CIK 0001583553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82.387 Underlying: Phantom Stock · 45.341 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, which shares vest on June 4, 2020 and are subject to forfeiture until vested. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 17:18 UTC |
HALLETT JAMES PDirector · Chief Executive Officer
|
PurchaseCommon Stock | 59,255 | $16.88 | $1,000,224.40 |
DisclosureSEC source: 0001395942-20-000052 · wf-form4_158387508809540.xml · nonDerivative · entry 1 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,943.6823 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.51 to $17.01 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 3,967.5593 shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 21:21 UTC |
Coleman Charles S.SVP, Gen. Counsel & Secretary
|
PurchaseCommon Stock | 2,950 | $16.90 | $49,855.00 |
DisclosureSEC source: 0001395942-20-000053 · wf-form4_158387527732279.xml · nonDerivative · entry 1 Coleman Charles S. · CIK 0001791222 · SVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,678.8733 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.89 to $16.91 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 2,999.8573 shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 17:13 UTC |
Loughmiller Eric M.EVP & CFO
|
PurchaseCommon Stock | 49,150 | $18.34 | $901,411.00 |
DisclosureSEC source: 0001395942-20-000051 · wf-form4_158387481841619.xml · nonDerivative · entry 1 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,497.389 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.34 to $18.35 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 2,075.806 shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 18:03 UTC |
Hammer John CPresident of ADESA
|
Exercise / conversionRestricted Stock Units · Derivative | 1,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000050 · wf-form4_158327656446685.xml · derivative · entry 5 Hammer John C · CIK 0001605023 · President of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,733 Underlying: Common Stock · 1,732 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 18:03 UTC |
Hammer John CPresident of ADESA
|
Tax withholdingCommon Stock | 423 | $20.21 | $8,548.83 |
DisclosureSEC source: 0001395942-20-000050 · wf-form4_158327656446685.xml · nonDerivative · entry 4 Hammer John C · CIK 0001605023 · President of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,860 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 18:03 UTC |
Hammer John CPresident of ADESA
|
Exercise / conversionCommon Stock | 1,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000050 · wf-form4_158327656446685.xml · nonDerivative · entry 3 Hammer John C · CIK 0001605023 · President of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2020. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 17:52 UTC |
Loughmiller Eric M.EVP & CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000046 · wf-form4_158327592342336.xml · derivative · entry 4 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,367 Underlying: Common Stock · 1,368 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 17:52 UTC |
Loughmiller Eric M.EVP & CFO
|
Tax withholdingCommon Stock | 571 | $20.21 | $11,539.91 |
DisclosureSEC source: 0001395942-20-000046 · wf-form4_158327592342336.xml · nonDerivative · entry 2 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,347.389 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 17:52 UTC |
Loughmiller Eric M.EVP & CFO
|
Exercise / conversionCommon Stock | 1,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000046 · wf-form4_158327592342336.xml · nonDerivative · entry 1 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,918.389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2020. F2 · balance_after: Includes 2,075.806 shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 17:43 UTC |
Skuy BenjaminEVP of Intl Mrkts & Strat Init
|
Exercise / conversionRestricted Stock Units · Derivative | 454 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000044 · wf-form4_158327542276831.xml · derivative · entry 3 Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454 Underlying: Common Stock · 454 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 17:43 UTC |
Skuy BenjaminEVP of Intl Mrkts & Strat Init
|
Tax withholdingCommon Stock | 244 | $20.21 | $4,931.24 |
DisclosureSEC source: 0001395942-20-000044 · wf-form4_158327542276831.xml · nonDerivative · entry 2 Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,840.0553 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 17:43 UTC |
Skuy BenjaminEVP of Intl Mrkts & Strat Init
|
Exercise / conversionCommon Stock | 454 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000044 · wf-form4_158327542276831.xml · nonDerivative · entry 1 Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,084.0553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2020. F2 · balance_after: Includes 3,963.2526 shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 17:54 UTC |
Gottwald Donald S.CSO & Pres Dgtl Data Mob Sol
|
Exercise / conversionRestricted Stock Units · Derivative | 1,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000047 · wf-form4_158327607710698.xml · derivative · entry 3 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,573 Underlying: Common Stock · 1,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 17:54 UTC |
Gottwald Donald S.CSO & Pres Dgtl Data Mob Sol
|
Tax withholdingCommon Stock | 686 | $20.21 | $13,864.06 |
DisclosureSEC source: 0001395942-20-000047 · wf-form4_158327607710698.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,672.1805 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 17:54 UTC |
Gottwald Donald S.CSO & Pres Dgtl Data Mob Sol
|
Exercise / conversionCommon Stock | 1,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000047 · wf-form4_158327607710698.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,358.1805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2020. F2 · balance_after: Includes 3,966.2876 shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 17:49 UTC |
HALLETT JAMES PDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000045 · wf-form4_158327574722005.xml · derivative · entry 4 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,766 Underlying: Common Stock · 5,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 17:49 UTC |
HALLETT JAMES PDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 2,378 | $20.21 | $48,059.38 |
DisclosureSEC source: 0001395942-20-000045 · wf-form4_158327574722005.xml · nonDerivative · entry 2 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,688.6823 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 17:49 UTC |
HALLETT JAMES PDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 5,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000045 · wf-form4_158327574722005.xml · nonDerivative · entry 1 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,066.6823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2020. F2 · balance_after: Includes 3,967.5593 shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.