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OPLN

OPENLANE, Inc.

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Tapewire entity
4015
SEC CIK
0001395942
Parsed reports
641

Last 12 months

Inside the activity.

1 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 2026013
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2020 Filed Dec 15, 2020 20:29 UTC Tax withholdingCommon Stock 314 $18.75 $5,887.50
Disclosure

SEC source: 0001395942-20-000108 · wf-form4_160808216277903.xml · nonDerivative · entry 2

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,497.389

F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 20:29 UTC Exercise / conversionCommon Stock 314 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000108 · wf-form4_160808216277903.xml · nonDerivative · entry 1

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,811.389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F2 · balance_after: Includes 2,075.806 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 20:37 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 1,455 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000110 · wf-form4_160808260192974.xml · derivative · entry 8

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,366

Underlying: Common Stock · 1,455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F10 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

F10 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 20:37 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,455 $18.75 $27,281.25
Disclosure

SEC source: 0001395942-20-000110 · wf-form4_160808260192974.xml · nonDerivative · entry 2

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,943.6823

F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 20:37 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,455 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000110 · wf-form4_160808260192974.xml · nonDerivative · entry 1

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,398.6823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F2 · balance_after: Includes 3,967.5593 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
December 11, 2020 Filed Dec 16, 2020 01:32 UTC
Money James E. IIAFC President
Exercise / conversionRestricted Stock Units · Derivative 79 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000109 · wf-form4_160808231627427.xml · derivative · entry 7

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,259

Underlying: Common Stock · 79 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 1,403 of these restricted stock units vest on February 21, 2021, 1,410 of these restricted stock units vest on February 21, 2022 and the remaining 1,446 of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 1,403 of these restricted stock units vest on February 21, 2021, 1,410 of these restricted stock units vest on February 21, 2022 and the remaining 1,446 of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

Read SEC document
December 11, 2020 Filed Dec 16, 2020 01:32 UTC
Money James E. IIAFC President
Tax withholdingCommon Stock 79 $18.75 $1,481.25
Disclosure

SEC source: 0001395942-20-000109 · wf-form4_160808231627427.xml · nonDerivative · entry 2

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,302.3891

F2 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility.

Read SEC document
December 11, 2020 Filed Dec 16, 2020 01:32 UTC
Money James E. IIAFC President
Exercise / conversionCommon Stock 79 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000109 · wf-form4_160808231627427.xml · nonDerivative · entry 1

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,381.3891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 15:43 UTC PurchaseCommon Stock 5,000 $17.78 $88,900.00
Disclosure

SEC source: 0001395942-20-000103 · wf-form4_160519580477049.xml · nonDerivative · entry 1

Smith Mary Ellen · CIK 0001791994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,067

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.775 to $17.78 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: 8,228 of these shares were issued on June 4, 2020 to the reporting person as director fees pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. The 8,228 shares vest on June 4, 2021 and are subject to forfeiture until vested. All other shares are vested.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 22:11 UTC
Kelly Peter JPresident
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 170,000 $4.93 Strike: $4.93 $838,100.00
Disclosure

SEC source: 0001395942-20-000102 · wf-form4_160504629872417.xml · derivative · entry 2

Peter Kelly · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 170,000 shares

Expires 2021-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 22:11 UTC
Kelly Peter JPresident
Exercise / conversionCommon Stock 170,000 $4.93 $838,100.00
Disclosure

SEC source: 0001395942-20-000102 · wf-form4_160504629872417.xml · nonDerivative · entry 1

Peter Kelly · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,715.2426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 636.157 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:16 UTC GrantCommon Stock 8,228 $15.80 $130,002.40
Disclosure

SEC source: 0001395942-20-000087 · wf-form4_159165454628114.xml · nonDerivative · entry 1

Smith Mary Ellen · CIK 0001791994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,067

F1 · balance_after: 8,228 of these shares were issued on June 4, 2020 to the reporting person as director fees pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. The 8,228 shares vest on June 4, 2021 and are subject to forfeiture until vested. All other shares are vested.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 21:45 UTC GrantPhantom Stock · Derivative 8,228 $15.80 $130,002.40
Disclosure

SEC source: 0001395942-20-000081 · wf-form4_159165274116556.xml · derivative · entry 1

Galvin Carmel · CIK 0001733091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,219

Underlying: Common Stock · 8,228 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 8,228 shares of phantom stock vest on June 4, 2021, and are subject to forfeiture until vested. All other shares of phantom stock are vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 17:49 UTC
Hill Mark EDirector
GrantPhantom Stock · Derivative 8,228 $15.80 $130,002.40
Disclosure

SEC source: 0001395942-20-000082 · wf-form4_159165292765666.xml · derivative · entry 3

Hill Mark E · CIK 0001291222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,644.7299

Underlying: Common Stock · 8,228 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 8,228 shares of phantom stock vest on June 4, 2021, and are subject to forfeiture until vested. All other shares of phantom stock are vested.

F4 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:10 UTC GrantPhantom Stock · Derivative 8,228 $15.80 $130,002.40
Disclosure

SEC source: 0001395942-20-000085 · wf-form4_159165419749946.xml · derivative · entry 1

HOWELL J MARK · CIK 0001239889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,037

Underlying: Common Stock · 8,228 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 8,228 shares of phantom stock vest on June 4, 2021, and are subject to forfeiture until vested. All other shares of phantom stock are vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 21:42 UTC GrantPhantom Stock · Derivative 8,228 $15.80 $130,002.40
Disclosure

SEC source: 0001395942-20-000080 · wf-form4_159165253192619.xml · derivative · entry 2

Kestner Michael T. · CIK 0001594577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,868.903

Underlying: Common Stock · 8,228 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 8,228 shares of phantom stock vest on June 4, 2021, and are subject to forfeiture until vested. All other shares of phantom stock are vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:12 UTC GrantPhantom Stock · Derivative 8,228 $15.80 $130,002.40
Disclosure

SEC source: 0001395942-20-000086 · wf-form4_159165430380527.xml · derivative · entry 2

DiDomenico David · CIK 0001791883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,067

Underlying: Common Stock · 8,228 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 8,228 shares of phantom stock vest on June 4, 2021, and are subject to forfeiture until vested. All other shares of phantom stock are vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:01 UTC GrantPhantom Stock · Derivative 8,228 $15.80 $130,002.40
Disclosure

SEC source: 0001395942-20-000084 · wf-form4_159165365404455.xml · derivative · entry 1

Jacoby Stefan · CIK 0001583553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,458

Underlying: Common Stock · 8,228 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 8,228 shares of phantom stock vest on June 4, 2021, and are subject to forfeiture until vested. All other shares of phantom stock are vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 21:51 UTC GrantPhantom Stock · Derivative 8,228 $15.80 $130,002.40
Disclosure

SEC source: 0001395942-20-000083 · wf-form4_159165305076953.xml · derivative · entry 2

Smith Stephen E. · CIK 0001594777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,922

Underlying: Common Stock · 8,228 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 8,228 shares of phantom stock vest on June 4, 2021, and are subject to forfeiture until vested. All other shares of phantom stock are vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:14 UTC
Fisher Thomas JEVP, Chief Digital Officer
Exercise / conversionRestricted Stock Units · Derivative 5,667 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000073 · wf-form4_158948725764763.xml · derivative · entry 8

Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on May 12, 2020.

F7 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on May 12, 2020.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:14 UTC
Fisher Thomas JEVP, Chief Digital Officer
Exercise / conversionRestricted Stock Units · Derivative 593 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000073 · wf-form4_158948725764763.xml · derivative · entry 5

Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and were scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 12, 2018, one-third of these restricted stock units vested on May 12, 2019 and the remaining one-third of these restricted stock units vested on May 12, 2020.

F4 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and were scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 12, 2018, one-third of these restricted stock units vested on May 12, 2019 and the remaining one-third of these restricted stock units vested on May 12, 2020.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:14 UTC
Fisher Thomas JEVP, Chief Digital Officer
Tax withholdingCommon Stock 1,620 $11.73 $19,002.60
Disclosure

SEC source: 0001395942-20-000073 · wf-form4_158948725764763.xml · nonDerivative · entry 4

Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,794

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:14 UTC
Fisher Thomas JEVP, Chief Digital Officer
Exercise / conversionCommon Stock 5,667 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000073 · wf-form4_158948725764763.xml · nonDerivative · entry 3

Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 12, 2020.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:14 UTC
Fisher Thomas JEVP, Chief Digital Officer
Tax withholdingCommon Stock 170 $11.73 $1,994.10
Disclosure

SEC source: 0001395942-20-000073 · wf-form4_158948725764763.xml · nonDerivative · entry 2

Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,747

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:14 UTC
Fisher Thomas JEVP, Chief Digital Officer
Exercise / conversionCommon Stock 593 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000073 · wf-form4_158948725764763.xml · nonDerivative · entry 1

Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 12, 2020.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 22:44 UTC GrantPhantom Stock · Derivative 39.82 $9.50 $378.29
Disclosure

SEC source: 0001395942-20-000065 · wf-form4_158629947581468.xml · derivative · entry 1

Galvin Carmel · CIK 0001733091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,030.82

Underlying: Common Stock · 39.82 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. These shares of phantom stock vest on June 4, 2020, and are subject to forfeiture until vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · derivative.underlying_shares: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 22:41 UTC GrantPhantom Stock · Derivative 301.103 $9.50 $2,860.48
Disclosure

SEC source: 0001395942-20-000064 · wf-form4_158629926750863.xml · derivative · entry 2

HOWELL J MARK · CIK 0001239889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,547.2957

Underlying: Common Stock · 301.103 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 338.147 are vested. The 338.147 shares vest on June 4, 2020 and are subject to forfeiture until vested.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 18:38 UTC
Hill Mark EDirector
GrantPhantom Stock · Derivative 910.078 $9.50 $8,645.74
Disclosure

SEC source: 0001395942-20-000062 · wf-form4_158629911443501.xml · derivative · entry 4

Hill Mark E · CIK 0001291222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,997.1927

Underlying: Common Stock · 910.078 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 1,007.324 shares are vested. The 1,007.324 shares vest on June 4, 2020 and are subject to forfeiture until vested.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 22:47 UTC GrantPhantom Stock · Derivative 627.67 $9.50 $5,962.87
Disclosure

SEC source: 0001395942-20-000067 · wf-form4_158629961714636.xml · derivative · entry 3

Kestner Michael T. · CIK 0001594577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,370.4098

Underlying: Common Stock · 627.67 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 698.301 shares are vested. The 698.301 shares vest on June 4, 2020 and are subject to forfeiture until vested.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 22:46 UTC GrantPhantom Stock · Derivative 77.432 $9.50 $735.60
Disclosure

SEC source: 0001395942-20-000066 · wf-form4_158629955406050.xml · derivative · entry 3

DiDomenico David · CIK 0001791883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109.992

Underlying: Common Stock · 77.432 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, which shares vest on June 4, 2020 and are subject to forfeiture until vested.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 22:40 UTC GrantPhantom Stock · Derivative 220.012 $9.50 $2,090.11
Disclosure

SEC source: 0001395942-20-000063 · wf-form4_158629919574153.xml · derivative · entry 3

Smith Stephen E. · CIK 0001594777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,526.6501

Underlying: Common Stock · 220.012 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares except 257.056 are vested. The 257.056 shares vest on June 4, 2020 and are subject to forfeiture until vested.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 22:37 UTC GrantPhantom Stock · Derivative 45.341 $9.50 $430.74
Disclosure

SEC source: 0001395942-20-000061 · wf-form4_158629902847905.xml · derivative · entry 2

Jacoby Stefan · CIK 0001583553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82.387

Underlying: Phantom Stock · 45.341 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, which shares vest on June 4, 2020 and are subject to forfeiture until vested.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 17:18 UTC
HALLETT JAMES PDirector · Chief Executive Officer
PurchaseCommon Stock 59,255 $16.88 $1,000,224.40
Disclosure

SEC source: 0001395942-20-000052 · wf-form4_158387508809540.xml · nonDerivative · entry 1

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,943.6823

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.51 to $17.01 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 3,967.5593 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 21:21 UTC
Coleman Charles S.SVP, Gen. Counsel & Secretary
PurchaseCommon Stock 2,950 $16.90 $49,855.00
Disclosure

SEC source: 0001395942-20-000053 · wf-form4_158387527732279.xml · nonDerivative · entry 1

Coleman Charles S. · CIK 0001791222 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,678.8733

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.89 to $16.91 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 2,999.8573 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 17:13 UTC PurchaseCommon Stock 49,150 $18.34 $901,411.00
Disclosure

SEC source: 0001395942-20-000051 · wf-form4_158387481841619.xml · nonDerivative · entry 1

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,497.389

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.34 to $18.35 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 2,075.806 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 18:03 UTC
Hammer John CPresident of ADESA
Exercise / conversionRestricted Stock Units · Derivative 1,732 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000050 · wf-form4_158327656446685.xml · derivative · entry 5

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,733

Underlying: Common Stock · 1,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 18:03 UTC
Hammer John CPresident of ADESA
Tax withholdingCommon Stock 423 $20.21 $8,548.83
Disclosure

SEC source: 0001395942-20-000050 · wf-form4_158327656446685.xml · nonDerivative · entry 4

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,860

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 18:03 UTC
Hammer John CPresident of ADESA
Exercise / conversionCommon Stock 1,732 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000050 · wf-form4_158327656446685.xml · nonDerivative · entry 3

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2020.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 17:52 UTC Exercise / conversionRestricted Stock Units · Derivative 1,368 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000046 · wf-form4_158327592342336.xml · derivative · entry 4

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367

Underlying: Common Stock · 1,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 17:52 UTC Tax withholdingCommon Stock 571 $20.21 $11,539.91
Disclosure

SEC source: 0001395942-20-000046 · wf-form4_158327592342336.xml · nonDerivative · entry 2

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,347.389

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 17:52 UTC Exercise / conversionCommon Stock 1,368 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000046 · wf-form4_158327592342336.xml · nonDerivative · entry 1

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,918.389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2020.

F2 · balance_after: Includes 2,075.806 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 17:43 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Exercise / conversionRestricted Stock Units · Derivative 454 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000044 · wf-form4_158327542276831.xml · derivative · entry 3

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454

Underlying: Common Stock · 454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 17:43 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Tax withholdingCommon Stock 244 $20.21 $4,931.24
Disclosure

SEC source: 0001395942-20-000044 · wf-form4_158327542276831.xml · nonDerivative · entry 2

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,840.0553

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 17:43 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Exercise / conversionCommon Stock 454 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000044 · wf-form4_158327542276831.xml · nonDerivative · entry 1

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,084.0553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2020.

F2 · balance_after: Includes 3,963.2526 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 17:54 UTC
Gottwald Donald S.CSO & Pres Dgtl Data Mob Sol
Exercise / conversionRestricted Stock Units · Derivative 1,572 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000047 · wf-form4_158327607710698.xml · derivative · entry 3

Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573

Underlying: Common Stock · 1,572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 17:54 UTC
Gottwald Donald S.CSO & Pres Dgtl Data Mob Sol
Tax withholdingCommon Stock 686 $20.21 $13,864.06
Disclosure

SEC source: 0001395942-20-000047 · wf-form4_158327607710698.xml · nonDerivative · entry 2

Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,672.1805

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 17:54 UTC
Gottwald Donald S.CSO & Pres Dgtl Data Mob Sol
Exercise / conversionCommon Stock 1,572 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000047 · wf-form4_158327607710698.xml · nonDerivative · entry 1

Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,358.1805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2020.

F2 · balance_after: Includes 3,966.2876 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 17:49 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 5,766 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000045 · wf-form4_158327574722005.xml · derivative · entry 4

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,766

Underlying: Common Stock · 5,766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 17:49 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,378 $20.21 $48,059.38
Disclosure

SEC source: 0001395942-20-000045 · wf-form4_158327574722005.xml · nonDerivative · entry 2

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,688.6823

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 17:49 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionCommon Stock 5,766 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000045 · wf-form4_158327574722005.xml · nonDerivative · entry 1

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,066.6823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2020.

F2 · balance_after: Includes 3,967.5593 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.