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Nasdaq · USD

OCFC

OCEANFIRST FINANCIAL CORP

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4580
SEC CIK
0001004702
Parsed reports
466

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202604
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2020 Filed Feb 3, 2020 15:33 UTC
FITZPATRICK MICHAEL JExecutive Vice President & CFO
Exercise / conversionCommon Stock 29,770 $10.00 $297,700.00
Disclosure

SEC source: 0001004702-20-000011 · wf-form4_158074400783797.xml · nonDerivative · entry 1

FITZPATRICK MICHAEL J · CIK 0001236522 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Total includes shares of restricted Common Stock that have not yet vested.

Read SEC document
January 13, 2020 Filed Jan 14, 2020 17:03 UTC
WALSH JOHN EDirector
Exercise / conversionStock Option (right to buy) · Derivative 3,310 $10.00 Strike: $10.00 $33,100.00
Disclosure

SEC source: 0001004702-20-000006 · wf-form4_157902136303438.xml · derivative · entry 3

WALSH JOHN E · CIK 0001236526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,310 shares

Expires 2020-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2020 Filed Jan 14, 2020 17:03 UTC
WALSH JOHN EDirector
Tax withholdingCommon Stock 1,307 $25.33 $33,106.31
Disclosure

SEC source: 0001004702-20-000006 · wf-form4_157902136303438.xml · nonDerivative · entry 2

WALSH JOHN E · CIK 0001236526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,399

F2 · balance_after: Total includes shares of restricted Common stock that have not yet vested.

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January 13, 2020 Filed Jan 14, 2020 17:03 UTC
WALSH JOHN EDirector
Exercise / conversionCommon Stock 3,310 $10.00 $33,100.00
Disclosure

SEC source: 0001004702-20-000006 · wf-form4_157902136303438.xml · nonDerivative · entry 1

WALSH JOHN E · CIK 0001236526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11.

F2 · balance_after: Total includes shares of restricted Common stock that have not yet vested.

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January 01, 2020 Filed Jan 2, 2020 13:42 UTC GrantCommon Stock 458 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-000030 · doc4.xml · nonDerivative · entry 6

MOSS WILLIAM D · CIK 0001355121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 458

F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Two River Bancorp ("Two River") and Hammerhead Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into Two River (the "First-Step Merger"), with Two River continuing as the surviving entity and, immediately thereafter, Two River merged with and into OceanFirst, with OceanFirst continuing as the surviving entity.

F2 · price: (continued from footnote 1) At the effective time of the First-Step Merger (the "Effective Time"), each share of Two River common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares as defined in the Merger Agreement) was converted into the right to receive 0.6663 shares of OceanFirst common stock (the "Stock Consideration") and $5.375 in cash. Shares listed in column 4 represent the Stock Consideration that the reporting person became entitled to receive at the Effective Time.

Read SEC document
January 01, 2020 Filed Jan 2, 2020 13:42 UTC GrantCommon Stock 318 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-000030 · doc4.xml · nonDerivative · entry 5

MOSS WILLIAM D · CIK 0001355121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 318

F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Two River Bancorp ("Two River") and Hammerhead Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into Two River (the "First-Step Merger"), with Two River continuing as the surviving entity and, immediately thereafter, Two River merged with and into OceanFirst, with OceanFirst continuing as the surviving entity.

F2 · price: (continued from footnote 1) At the effective time of the First-Step Merger (the "Effective Time"), each share of Two River common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares as defined in the Merger Agreement) was converted into the right to receive 0.6663 shares of OceanFirst common stock (the "Stock Consideration") and $5.375 in cash. Shares listed in column 4 represent the Stock Consideration that the reporting person became entitled to receive at the Effective Time.

Read SEC document
January 01, 2020 Filed Jan 2, 2020 13:42 UTC GrantCommon Stock 3,919 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-000030 · doc4.xml · nonDerivative · entry 4

MOSS WILLIAM D · CIK 0001355121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,919

F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Two River Bancorp ("Two River") and Hammerhead Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into Two River (the "First-Step Merger"), with Two River continuing as the surviving entity and, immediately thereafter, Two River merged with and into OceanFirst, with OceanFirst continuing as the surviving entity.

F2 · price: (continued from footnote 1) At the effective time of the First-Step Merger (the "Effective Time"), each share of Two River common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares as defined in the Merger Agreement) was converted into the right to receive 0.6663 shares of OceanFirst common stock (the "Stock Consideration") and $5.375 in cash. Shares listed in column 4 represent the Stock Consideration that the reporting person became entitled to receive at the Effective Time.

Read SEC document
January 01, 2020 Filed Jan 2, 2020 13:42 UTC GrantCommon Stock 85,813 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-000030 · doc4.xml · nonDerivative · entry 3

MOSS WILLIAM D · CIK 0001355121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 85,813

F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Two River Bancorp ("Two River") and Hammerhead Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into Two River (the "First-Step Merger"), with Two River continuing as the surviving entity and, immediately thereafter, Two River merged with and into OceanFirst, with OceanFirst continuing as the surviving entity.

F2 · price: (continued from footnote 1) At the effective time of the First-Step Merger (the "Effective Time"), each share of Two River common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares as defined in the Merger Agreement) was converted into the right to receive 0.6663 shares of OceanFirst common stock (the "Stock Consideration") and $5.375 in cash. Shares listed in column 4 represent the Stock Consideration that the reporting person became entitled to receive at the Effective Time.

Read SEC document
January 01, 2020 Filed Jan 2, 2020 13:42 UTC GrantCommon Stock 6,623 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-000030 · doc4.xml · nonDerivative · entry 2

MOSS WILLIAM D · CIK 0001355121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 6,623

F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Two River Bancorp ("Two River") and Hammerhead Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into Two River (the "First-Step Merger"), with Two River continuing as the surviving entity and, immediately thereafter, Two River merged with and into OceanFirst, with OceanFirst continuing as the surviving entity.

F2 · price: (continued from footnote 1) At the effective time of the First-Step Merger (the "Effective Time"), each share of Two River common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares as defined in the Merger Agreement) was converted into the right to receive 0.6663 shares of OceanFirst common stock (the "Stock Consideration") and $5.375 in cash. Shares listed in column 4 represent the Stock Consideration that the reporting person became entitled to receive at the Effective Time.

Read SEC document
January 01, 2020 Filed Jan 2, 2020 13:42 UTC GrantCommon Stock 11,408 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-000030 · doc4.xml · nonDerivative · entry 1

MOSS WILLIAM D · CIK 0001355121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,408

F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Two River Bancorp ("Two River") and Hammerhead Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into Two River (the "First-Step Merger"), with Two River continuing as the surviving entity and, immediately thereafter, Two River merged with and into OceanFirst, with OceanFirst continuing as the surviving entity.

F2 · price: (continued from footnote 1) At the effective time of the First-Step Merger (the "Effective Time"), each share of Two River common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares as defined in the Merger Agreement) was converted into the right to receive 0.6663 shares of OceanFirst common stock (the "Stock Consideration") and $5.375 in cash. Shares listed in column 4 represent the Stock Consideration that the reporting person became entitled to receive at the Effective Time.

Read SEC document
January 01, 2020 Filed Jan 2, 2020 13:44 UTC GrantCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-000031 · doc4.xml · nonDerivative · entry 5

Murphy Joseph M. Jr. · CIK 0001796954 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 20,000

F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Country Bank Holding Company, Inc. ("CYHC") and Midtown Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into CYHC (the "First-Step Merger"), with CYHC continuing as the surviving entity and, immediately thereafter, CYHC merged with and into OceanFirst, with OceanFirst continuing as the surviving entity.

F2 · price: (Continued from footnote 1) At the effective time of the First-Step Merger (the "Effective Time"), each share of CYHC common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares and Dissenting Shares (each as defined in the Merger Agreement)) was converted into the right to receive 2,000 shares of OceanFirst common stock (the "Merger Consideration"). Shares listed in column 4 represent the Merger Consideration that the reporting person became entitled to receive at the Effective Time.

Read SEC document
January 01, 2020 Filed Jan 2, 2020 13:44 UTC GrantCommon Stock 24,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-000031 · doc4.xml · nonDerivative · entry 4

Murphy Joseph M. Jr. · CIK 0001796954 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 24,000

F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Country Bank Holding Company, Inc. ("CYHC") and Midtown Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into CYHC (the "First-Step Merger"), with CYHC continuing as the surviving entity and, immediately thereafter, CYHC merged with and into OceanFirst, with OceanFirst continuing as the surviving entity.

F2 · price: (Continued from footnote 1) At the effective time of the First-Step Merger (the "Effective Time"), each share of CYHC common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares and Dissenting Shares (each as defined in the Merger Agreement)) was converted into the right to receive 2,000 shares of OceanFirst common stock (the "Merger Consideration"). Shares listed in column 4 represent the Merger Consideration that the reporting person became entitled to receive at the Effective Time.

Read SEC document
January 01, 2020 Filed Jan 2, 2020 13:44 UTC GrantCommon Stock 24,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-000031 · doc4.xml · nonDerivative · entry 3

Murphy Joseph M. Jr. · CIK 0001796954 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 24,000

F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Country Bank Holding Company, Inc. ("CYHC") and Midtown Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into CYHC (the "First-Step Merger"), with CYHC continuing as the surviving entity and, immediately thereafter, CYHC merged with and into OceanFirst, with OceanFirst continuing as the surviving entity.

F2 · price: (Continued from footnote 1) At the effective time of the First-Step Merger (the "Effective Time"), each share of CYHC common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares and Dissenting Shares (each as defined in the Merger Agreement)) was converted into the right to receive 2,000 shares of OceanFirst common stock (the "Merger Consideration"). Shares listed in column 4 represent the Merger Consideration that the reporting person became entitled to receive at the Effective Time.

Read SEC document
January 01, 2020 Filed Jan 2, 2020 13:44 UTC GrantCommon Stock 72,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-000031 · doc4.xml · nonDerivative · entry 2

Murphy Joseph M. Jr. · CIK 0001796954 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 72,800

F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Country Bank Holding Company, Inc. ("CYHC") and Midtown Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into CYHC (the "First-Step Merger"), with CYHC continuing as the surviving entity and, immediately thereafter, CYHC merged with and into OceanFirst, with OceanFirst continuing as the surviving entity.

F2 · price: (Continued from footnote 1) At the effective time of the First-Step Merger (the "Effective Time"), each share of CYHC common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares and Dissenting Shares (each as defined in the Merger Agreement)) was converted into the right to receive 2,000 shares of OceanFirst common stock (the "Merger Consideration"). Shares listed in column 4 represent the Merger Consideration that the reporting person became entitled to receive at the Effective Time.

F3 · ownership.nature: Represents the reporting person's proportionate interest in the shares of OceanFirst common stock held by Value Investors, Inc., a Delaware corporation.

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January 01, 2020 Filed Jan 2, 2020 13:44 UTC GrantCommon Stock 160,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-000031 · doc4.xml · nonDerivative · entry 1

Murphy Joseph M. Jr. · CIK 0001796954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Country Bank Holding Company, Inc. ("CYHC") and Midtown Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into CYHC (the "First-Step Merger"), with CYHC continuing as the surviving entity and, immediately thereafter, CYHC merged with and into OceanFirst, with OceanFirst continuing as the surviving entity.

F2 · price: (Continued from footnote 1) At the effective time of the First-Step Merger (the "Effective Time"), each share of CYHC common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares and Dissenting Shares (each as defined in the Merger Agreement)) was converted into the right to receive 2,000 shares of OceanFirst common stock (the "Merger Consideration"). Shares listed in column 4 represent the Merger Consideration that the reporting person became entitled to receive at the Effective Time.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 14:05 UTC Amendment GrantCommon Stock 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001004702-20-000002 · wf-form4a_157806029705224.xml · nonDerivative · entry 6

MOSS WILLIAM D · CIK 0001355121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 458

F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Two River Bancorp ("Two River") and Hammerhead Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into Two River (the "First-Step Merger"), with Two River continuing as the surviving entity and, immediately thereafter, Two River merged with and into OceanFirst, with OceanFirst as the surviving entity.

F2 · price: (continued from footnote 1). At the effective time of the First-Step Merger (the "Effective Time"), each share of Two River common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares as defined in the Merger Agreement) was converted into the right to receive 0.6663 shares of OceanFirst common stock (the "Stock Consideration") and $5.375 in cash. Shares listed in column 4 represent the Stock Consideration that the reporting person became entitled to receive at the Effective Time.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 14:05 UTC Amendment GrantCommon Stock 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001004702-20-000002 · wf-form4a_157806029705224.xml · nonDerivative · entry 5

MOSS WILLIAM D · CIK 0001355121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 318

F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Two River Bancorp ("Two River") and Hammerhead Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into Two River (the "First-Step Merger"), with Two River continuing as the surviving entity and, immediately thereafter, Two River merged with and into OceanFirst, with OceanFirst as the surviving entity.

F2 · price: (continued from footnote 1). At the effective time of the First-Step Merger (the "Effective Time"), each share of Two River common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares as defined in the Merger Agreement) was converted into the right to receive 0.6663 shares of OceanFirst common stock (the "Stock Consideration") and $5.375 in cash. Shares listed in column 4 represent the Stock Consideration that the reporting person became entitled to receive at the Effective Time.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 14:05 UTC Amendment GrantCommon Stock 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001004702-20-000002 · wf-form4a_157806029705224.xml · nonDerivative · entry 4

MOSS WILLIAM D · CIK 0001355121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,919

F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Two River Bancorp ("Two River") and Hammerhead Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into Two River (the "First-Step Merger"), with Two River continuing as the surviving entity and, immediately thereafter, Two River merged with and into OceanFirst, with OceanFirst as the surviving entity.

F2 · price: (continued from footnote 1). At the effective time of the First-Step Merger (the "Effective Time"), each share of Two River common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares as defined in the Merger Agreement) was converted into the right to receive 0.6663 shares of OceanFirst common stock (the "Stock Consideration") and $5.375 in cash. Shares listed in column 4 represent the Stock Consideration that the reporting person became entitled to receive at the Effective Time.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 14:05 UTC Amendment GrantCommon Stock 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001004702-20-000002 · wf-form4a_157806029705224.xml · nonDerivative · entry 3

MOSS WILLIAM D · CIK 0001355121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 6,623

F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Two River Bancorp ("Two River") and Hammerhead Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into Two River (the "First-Step Merger"), with Two River continuing as the surviving entity and, immediately thereafter, Two River merged with and into OceanFirst, with OceanFirst as the surviving entity.

F2 · price: (continued from footnote 1). At the effective time of the First-Step Merger (the "Effective Time"), each share of Two River common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares as defined in the Merger Agreement) was converted into the right to receive 0.6663 shares of OceanFirst common stock (the "Stock Consideration") and $5.375 in cash. Shares listed in column 4 represent the Stock Consideration that the reporting person became entitled to receive at the Effective Time.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 14:05 UTC Amendment GrantCommon Stock 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001004702-20-000002 · wf-form4a_157806029705224.xml · nonDerivative · entry 2

MOSS WILLIAM D · CIK 0001355121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 97,221

F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Two River Bancorp ("Two River") and Hammerhead Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into Two River (the "First-Step Merger"), with Two River continuing as the surviving entity and, immediately thereafter, Two River merged with and into OceanFirst, with OceanFirst as the surviving entity.

F2 · price: (continued from footnote 1). At the effective time of the First-Step Merger (the "Effective Time"), each share of Two River common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares as defined in the Merger Agreement) was converted into the right to receive 0.6663 shares of OceanFirst common stock (the "Stock Consideration") and $5.375 in cash. Shares listed in column 4 represent the Stock Consideration that the reporting person became entitled to receive at the Effective Time.

F3 · balance_after: Due to a clerical error, the number of Mr. Moss's directly-owned shares and shares held via Trust were incorrectly reported at the time of the original filing. This form is being filed to correct the number of shares Mr. Moss was entitled to receive on January 1, 2020.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 14:05 UTC Amendment GrantCommon Stock 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001004702-20-000002 · wf-form4a_157806029705224.xml · nonDerivative · entry 1

MOSS WILLIAM D · CIK 0001355121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Two River Bancorp ("Two River") and Hammerhead Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into Two River (the "First-Step Merger"), with Two River continuing as the surviving entity and, immediately thereafter, Two River merged with and into OceanFirst, with OceanFirst as the surviving entity.

F2 · price: (continued from footnote 1). At the effective time of the First-Step Merger (the "Effective Time"), each share of Two River common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares as defined in the Merger Agreement) was converted into the right to receive 0.6663 shares of OceanFirst common stock (the "Stock Consideration") and $5.375 in cash. Shares listed in column 4 represent the Stock Consideration that the reporting person became entitled to receive at the Effective Time.

F3 · balance_after: Due to a clerical error, the number of Mr. Moss's directly-owned shares and shares held via Trust were incorrectly reported at the time of the original filing. This form is being filed to correct the number of shares Mr. Moss was entitled to receive on January 1, 2020.

Read SEC document
December 26, 2019 Filed Dec 30, 2019 19:50 UTC Exercise / conversionStock Option (right to buy) · Derivative 14,680 $0.00 Strike: $8.45 $0.00
Disclosure

SEC source: 0001004702-19-000131 · wf-form4_157773541400023.xml · derivative · entry 4

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,404

Underlying: Common Stock · 14,680 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 26, 2019 Filed Dec 30, 2019 19:50 UTC SaleCommon Stock 14,680 $25.25 $370,670.00
Disclosure

SEC source: 0001004702-19-000131 · wf-form4_157773541400023.xml · nonDerivative · entry 2

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,094

F2 · price: This transaction was executed in multiple trades at prices ranging from $25.15 to $25.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

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December 26, 2019 Filed Dec 30, 2019 19:50 UTC Exercise / conversionCommon Stock 14,680 $8.45 $124,046.00
Disclosure

SEC source: 0001004702-19-000131 · wf-form4_157773541400023.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 18:18 UTC
ESTEP MICHELE BEVP & CAO, OceanFirst Bank
Exercise / conversionStock Option (right to buy) · Derivative 5,574 $0.00 Strike: $19.05 $0.00
Disclosure

SEC source: 0001004702-19-000128 · wf-form4_157565632018235.xml · derivative · entry 4

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,574 shares

Expires 2019-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 18:18 UTC
ESTEP MICHELE BEVP & CAO, OceanFirst Bank
Tax withholdingCommon Stock 4,678 $24.10 $112,739.80
Disclosure

SEC source: 0001004702-19-000128 · wf-form4_157565632018235.xml · nonDerivative · entry 2

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,444

F1 · balance_after: Total includes shares of restricted Common stock that have not yet vested.

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December 05, 2019 Filed Dec 6, 2019 18:18 UTC
ESTEP MICHELE BEVP & CAO, OceanFirst Bank
Exercise / conversionCommon Stock 5,574 $19.05 $106,184.70
Disclosure

SEC source: 0001004702-19-000128 · wf-form4_157565632018235.xml · nonDerivative · entry 1

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes shares of restricted Common stock that have not yet vested.

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November 01, 2019 Filed Nov 4, 2019 20:23 UTC
Sridharan KarthikEVP & CIO, OceanFirst Bank
GrantCommon Stock · Derivative 21,055 $0.00 Strike: $23.75 $0.00
Disclosure

SEC source: 0001004702-19-000124 · wf-form4_157289901773101.xml · derivative · entry 1

Sridharan Karthik · CIK 0001787869 · EVP & CIO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,055

Underlying: Common Stock · 21,055 shares

Expires 2029-11-01

F1 · balance_after: Options vest in installments beginning on the date exercisable. 8,422 options vest on March 1, 2021, and 4,211 options vest on March 1 of 2022, 2023, and 2024.

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November 01, 2019 Filed Mar 4, 2020 20:09 UTC Amendment
Sridharan KarthikEVP & CIO, OceanFirst Bank
GrantCommon Stock 21,055 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000077 · wf-form4a_158335254002813.xml · nonDerivative · entry 1

Sridharan Karthik · CIK 0001787869 · EVP & CIO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,055

F1 · shares: Due to a clerical error, the grant awarded to Mr. Sridharan on November 1, 2019 was inadvertently classified as stock options instead of restricted shares at the time of the original filing. This form is being filed to correct the number of restricted shares Mr. Sridharan was awarded on November 1, 2019. No stock options were awarded to Mr. Sridharan on this date.

F2 · balance_after: Restricted shares awarded. 8,422 shares vest on March 1, 2021 and 4,211 shares vest on March 1 of 2022, 2023, and 2024.

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September 11, 2019 Filed Sep 13, 2019 20:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,774 $0.00 Strike: $8.45 $0.00
Disclosure

SEC source: 0001004702-19-000117 · wf-form4_156840573823776.xml · derivative · entry 3

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,084

Underlying: Common Stock · 10,774 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:15 UTC Exercise / conversionCommon Stock 10,774 $8.45 $91,040.30
Disclosure

SEC source: 0001004702-19-000117 · wf-form4_156840573823776.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
July 24, 2019 Filed Jul 26, 2019 19:52 UTC GrantCommon Stock 1,165 $0.00 $0.00
Disclosure

SEC source: 0001004702-19-000103 · wf-form4_156417072088371.xml · nonDerivative · entry 1

Scopellite Steven · CIK 0001596018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,165

F1 · ownership.direct: Restricted shares awarded. 466 shares vest on March 1, 2021 and 233 shares will vest on March 1 of 2022, 2023, and 2024.

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May 07, 2019 Filed May 9, 2019 19:21 UTC
YOUNG SAMUELDirector
SaleCommon Stock, par value $0.01 per share 800 $25.11 $20,088.00
Disclosure

SEC source: 0001004702-19-000086 · wf-form4_155742964767515.xml · nonDerivative · entry 1

YOUNG SAMUEL · CIK 0001298421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,653

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March 19, 2019 Filed Mar 19, 2019 19:29 UTC
IANTOSCA JOSEPH REVP, CIO, OceanFirst Bank
SaleCommon Stock 3,000 $25.25 $75,750.00
Disclosure

SEC source: 0001004702-19-000078 · wf-form4_155302372610627.xml · nonDerivative · entry 1

IANTOSCA JOSEPH R · CIK 0001281379 · EVP, CIO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,302

F1 · ownership.direct: Total includes shares of restricted stock to vest in the future.

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March 06, 2019 Filed Mar 7, 2019 16:52 UTC
Vallacchi GraceExecutive Vice President & CRO
SaleCommon Stock 1,700 $24.75 $42,075.00
Disclosure

SEC source: 0001004702-19-000071 · wf-form4_155197752771596.xml · nonDerivative · entry 1

Vallacchi Grace · CIK 0001733551 · Executive Vice President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,711

F1 · price: This transaction was executed in multiple trades at prices ranging from $24.71 to $24.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.

F2 · balance_after: Sale of a portion of vesting restricted stock to pay associated taxes. Total includes unvested restricted stock.

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March 06, 2019 Filed Mar 8, 2019 17:57 UTC
Lloyd John KDirector
PurchaseCommon Stock 5,000 $25.07 $125,350.00
Disclosure

SEC source: 0001004702-19-000073 · wf-form4_155206782561556.xml · nonDerivative · entry 1

Lloyd John K · CIK 0001729980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,785

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 16:47 UTC
IANTOSCA JOSEPH REVP, CIO, OceanFirst Bank
SaleCommon Stock 2,475 $25.00 $61,875.00
Disclosure

SEC source: 0001004702-19-000069 · wf-form4_155197723004086.xml · nonDerivative · entry 1

IANTOSCA JOSEPH R · CIK 0001281379 · EVP, CIO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,302

F1 · ownership.direct: Sale of a portion of vesting restricted stock to pay associated taxes. Total includes unvested restricted stock.

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March 01, 2019 Filed Mar 4, 2019 17:18 UTC
FITZPATRICK MICHAEL JExecutive Vice President & CFO
Disposition to issuerCommon Stock 1,156 $0.00 $0.00
Disclosure

SEC source: 0001004702-19-000055 · wf-form4_155171986905233.xml · nonDerivative · entry 2

FITZPATRICK MICHAEL J · CIK 0001236522 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,984

F2 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on January 24, 2018, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on March 1 of 2020 and 2021, subject to the satisfaction of performance criteria. Total includes other unvested restricted shares that vest in the future.

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March 01, 2019 Filed Mar 4, 2019 17:43 UTC
Vallacchi GraceExecutive Vice President & CRO
Disposition to issuerCommon Stock 1,277 $0.00 $0.00
Disclosure

SEC source: 0001004702-19-000063 · wf-form4_155172141711040.xml · nonDerivative · entry 3

Vallacchi Grace · CIK 0001733551 · Executive Vice President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,411

F3 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on January 24, 2018, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on March 1 of 2020 and 2021, subject to the satisfaction of performance criteria. Total includes other unvested restricted shares that vest in the future.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 17:34 UTC
Lebel Joseph IIIEVP, COO OceanFirst Bank
Disposition to issuerCommon Stock 2,312 $0.00 $0.00
Disclosure

SEC source: 0001004702-19-000059 · wf-form4_155172086849565.xml · nonDerivative · entry 3

Lebel Joseph III · CIK 0001424070 · EVP, COO OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,735

F3 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on January 24, 2018, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on March 1 of 2020 and 2021, subject to the satisfaction of performance criteria. Total includes other unvested restricted shares that vest in the future.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 17:39 UTC
Tsimbinos Steven JamesExecutive VP/Corp. Secretary
Disposition to issuerCommon Stock 1,886 $0.00 $0.00
Disclosure

SEC source: 0001004702-19-000061 · wf-form4_155172113011479.xml · nonDerivative · entry 3

Tsimbinos Steven James · CIK 0001501127 · Executive VP/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,466

F3 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on January 24, 2018, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on March 1 of 2020 and 2021, subject to the satisfaction of performance criteria. Total includes other unvested restricted shares that vest in the future.

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March 01, 2019 Filed Mar 4, 2019 17:24 UTC
IANTOSCA JOSEPH REVP, CIO, OceanFirst Bank
Disposition to issuerCommon Stock 2,312 $0.00 $0.00
Disclosure

SEC source: 0001004702-19-000057 · wf-form4_155172022791759.xml · nonDerivative · entry 3

IANTOSCA JOSEPH R · CIK 0001281379 · EVP, CIO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,777

F3 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on January 24, 2018, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on March 1 of 2020 and 2021, subject to the satisfaction of performance criteria. Total includes other unvested restricted shares that vest in the future.

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March 01, 2019 Filed Mar 4, 2019 17:14 UTC
Maher ChristopherDirector · Chairman, President and CEO
Disposition to issuerCommon Stock 3,041 $0.00 $0.00
Disclosure

SEC source: 0001004702-19-000053 · wf-form4_155171964398692.xml · nonDerivative · entry 3

Maher Christopher · CIK 0001343583 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,082

F3 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on January 24, 2018, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on March 1 of 2020 and 2021, subject to the satisfaction of performance criteria. Total includes other unvested restricted shares that vest in the future.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 17:18 UTC
FITZPATRICK MICHAEL JExecutive Vice President & CFO
GrantStock Option (right to buy) · Derivative 50,337 $0.00 Strike: $25.20 $0.00
Disclosure

SEC source: 0001004702-19-000055 · wf-form4_155171986905233.xml · derivative · entry 5

FITZPATRICK MICHAEL J · CIK 0001236522 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,337

Underlying: Common Stock · 50,337 shares

Expires 2029-03-01

F4 · ownership.direct: Options vest in three equal annual installments beginning on the date first exercisable.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 17:18 UTC
FITZPATRICK MICHAEL JExecutive Vice President & CFO
GrantCommon Stock 2,976 $0.00 $0.00
Disclosure

SEC source: 0001004702-19-000055 · wf-form4_155171986905233.xml · nonDerivative · entry 1

FITZPATRICK MICHAEL J · CIK 0001236522 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,140

F1 · ownership.direct: Restricted shares awarded. Such shares vest in three equal annual installments beginning on March 1, 2020. Total includes other restricted shares that vest in the future.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 19:20 UTC
Ho Angela KSVP/Principal Accounting Off.
GrantCommon Stock 1,985 $0.00 $0.00
Disclosure

SEC source: 0001004702-19-000067 · wf-form4_155172724281340.xml · nonDerivative · entry 1

Ho Angela K · CIK 0001698251 · SVP/Principal Accounting Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,880

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2020. Total includes other restricted shares that vest in the future.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 19:16 UTC
ESTEP MICHELE BEVP & CAO, OceanFirst Bank
GrantStock Option (right to buy) · Derivative 50,335 $0.00 Strike: $25.20 $0.00
Disclosure

SEC source: 0001004702-19-000065 · wf-form4_155172696179725.xml · derivative · entry 4

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,335

Underlying: Common Stock · 50,335 shares

Expires 2029-03-01

F4 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 19:16 UTC
ESTEP MICHELE BEVP & CAO, OceanFirst Bank
GrantCommon Stock 7,340 $0.00 $0.00
Disclosure

SEC source: 0001004702-19-000065 · wf-form4_155172696179725.xml · nonDerivative · entry 2

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,548

F2 · ownership.direct: Shares vest in five equal installments beginning on March 1, 2020 at approximately 60% or approximately 80% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2019, 2020, 2021, 2022, and 2023, or are forfeited if threshold performance is not met. Total includes other unvested restricted shares that vest in the future.

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February 28, 2019 Filed Mar 4, 2019 19:16 UTC
ESTEP MICHELE BEVP & CAO, OceanFirst Bank
GrantCommon Stock 2,975 $0.00 $0.00
Disclosure

SEC source: 0001004702-19-000065 · wf-form4_155172696179725.xml · nonDerivative · entry 1

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,208

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2020. Total includes other restricted shares that vest in the future.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 17:43 UTC
Vallacchi GraceExecutive Vice President & CRO
GrantStock Option (right to buy) · Derivative 50,335 $0.00 Strike: $25.20 $0.00
Disclosure

SEC source: 0001004702-19-000063 · wf-form4_155172141711040.xml · derivative · entry 4

Vallacchi Grace · CIK 0001733551 · Executive Vice President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,335

Underlying: Common Stock · 50,335 shares

Expires 2029-03-01

F4 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.