Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OCEANFIRST FINANCIAL CORPOCFC · Entity 4580 | Director | August 26, 2021 | August 30, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OCEANFIRST FINANCIAL CORP
Report date August 26, 2021 · Filed August 30, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 88,890 |
Reported balance
After 2021-08-26 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-08-26 · Gift · Disposed 8,331 · Balance 88,890 |
| Common StockSEC Table I · non-derivative | Direct | 4,746 |
Reported balance
Holding disclosure · report date 2021-08-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,746 F1: Total includes shares of restricted Common stock that have not yet vested. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 3,919 |
Reported balance
Holding disclosure · report date 2021-08-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,919 F2: Mr. Moss previously reported indirect OCFC holdings of 458 and 318 shares held by his son and daughter, respectively. Mr. Moss's son and daughter and no longer considered part of his household and, accordingly, such shares are no longer being reported by Mr. Devlin. |
Filing footnotes · ownership attribution and instrument terms
F1: Total includes shares of restricted Common stock that have not yet vested.
F2: Mr. Moss previously reported indirect OCFC holdings of 458 and 318 shares held by his son and daughter, respectively. Mr. Moss's son and daughter and no longer considered part of his household and, accordingly, such shares are no longer being reported by Mr. Devlin.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TWO RIVER BANCORP
Report date January 01, 2020 · Filed January 03, 2020
Section 16 reporting ended · disclosed 2020-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 0 |
Reported balance
After 2020-01-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-01-01 · Disposition to issuer · Disposed 9,940 · Balance 0 F1: Disposed of pursuant to merger agreement between Issuer and OceanFirst Financial Corp. ("OceanFirst"), pursuant to which each outstanding share of Issuer's common stock was converted into the right to receive $5.375 in cash and 0.6663 shares of OceanFirst's common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2020-01-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-01-01 · Disposition to issuer · Disposed 145,913 · Balance 0 F2: This amount reflects the reporting person's contribution of 17,122 shares previously directly owned to the trust. F1: Disposed of pursuant to merger agreement between Issuer and OceanFirst Financial Corp. ("OceanFirst"), pursuant to which each outstanding share of Issuer's common stock was converted into the right to receive $5.375 in cash and 0.6663 shares of OceanFirst's common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2020-01-01 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2020-01-01 · Disposition to issuer · Disposed 5,882 · Balance 0 F1: Disposed of pursuant to merger agreement between Issuer and OceanFirst Financial Corp. ("OceanFirst"), pursuant to which each outstanding share of Issuer's common stock was converted into the right to receive $5.375 in cash and 0.6663 shares of OceanFirst's common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Daughter | 0 |
Reported balance
After 2020-01-01 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2020-01-01 · Disposition to issuer · Disposed 478 · Balance 0 F1: Disposed of pursuant to merger agreement between Issuer and OceanFirst Financial Corp. ("OceanFirst"), pursuant to which each outstanding share of Issuer's common stock was converted into the right to receive $5.375 in cash and 0.6663 shares of OceanFirst's common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Son | 0 |
Reported balance
After 2020-01-01 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2020-01-01 · Disposition to issuer · Disposed 688 · Balance 0 F1: Disposed of pursuant to merger agreement between Issuer and OceanFirst Financial Corp. ("OceanFirst"), pursuant to which each outstanding share of Issuer's common stock was converted into the right to receive $5.375 in cash and 0.6663 shares of OceanFirst's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to merger agreement between Issuer and OceanFirst Financial Corp. ("OceanFirst"), pursuant to which each outstanding share of Issuer's common stock was converted into the right to receive $5.375 in cash and 0.6663 shares of OceanFirst's common stock.
F2: This amount reflects the reporting person's contribution of 17,122 shares previously directly owned to the trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 26, 2021 Filed Aug 30, 2021 20:18 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GiftCommon Stock | 8,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001004702-21-000124 · wf-form4_163035468278771.xml · nonDerivative · entry 1 MOSS WILLIAM D · CIK 0001355121 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 88,890 Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 15:23 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GrantCommon Stock | 2,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001004702-21-000043 · wf-form4_161469858129458.xml · nonDerivative · entry 1 MOSS WILLIAM D · CIK 0001355121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,746 F1 · balance_after: Restricted shares awarded. Such shares vest in three equal annual installments beginning on March 1, 2022. Total includes other restricted shares that vest in the future. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 17:03 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GrantCommon Stock | 2,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001004702-20-000045 · wf-form4_158325496306871.xml · nonDerivative · entry 1 MOSS WILLIAM D · CIK 0001355121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,445 F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2021. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 17:38 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | SaleCommon Stock | 6,623 | $23.48 | $155,508.04 |
DisclosureSEC source: 0001004702-20-000015 · wf-form4_158152910852247.xml · nonDerivative · entry 1 MOSS WILLIAM D · CIK 0001355121 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $23.45 to $23.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected. Read SEC document |
| January 01, 2020 Filed Jan 2, 2020 13:42 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GrantCommon Stock | 458 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-000030 · doc4.xml · nonDerivative · entry 6 MOSS WILLIAM D · CIK 0001355121 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Son Disclosed balance after: 458 F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Two River Bancorp ("Two River") and Hammerhead Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into Two River (the "First-Step Merger"), with Two River continuing as the surviving entity and, immediately thereafter, Two River merged with and into OceanFirst, with OceanFirst continuing as the surviving entity. F2 · price: (continued from footnote 1) At the effective time of the First-Step Merger (the "Effective Time"), each share of Two River common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares as defined in the Merger Agreement) was converted into the right to receive 0.6663 shares of OceanFirst common stock (the "Stock Consideration") and $5.375 in cash. Shares listed in column 4 represent the Stock Consideration that the reporting person became entitled to receive at the Effective Time. Read SEC document |
| January 01, 2020 Filed Jan 2, 2020 13:42 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GrantCommon Stock | 318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-000030 · doc4.xml · nonDerivative · entry 5 MOSS WILLIAM D · CIK 0001355121 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Daughter Disclosed balance after: 318 F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Two River Bancorp ("Two River") and Hammerhead Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into Two River (the "First-Step Merger"), with Two River continuing as the surviving entity and, immediately thereafter, Two River merged with and into OceanFirst, with OceanFirst continuing as the surviving entity. F2 · price: (continued from footnote 1) At the effective time of the First-Step Merger (the "Effective Time"), each share of Two River common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares as defined in the Merger Agreement) was converted into the right to receive 0.6663 shares of OceanFirst common stock (the "Stock Consideration") and $5.375 in cash. Shares listed in column 4 represent the Stock Consideration that the reporting person became entitled to receive at the Effective Time. Read SEC document |
| January 01, 2020 Filed Jan 2, 2020 13:42 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GrantCommon Stock | 3,919 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-000030 · doc4.xml · nonDerivative · entry 4 MOSS WILLIAM D · CIK 0001355121 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,919 F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Two River Bancorp ("Two River") and Hammerhead Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into Two River (the "First-Step Merger"), with Two River continuing as the surviving entity and, immediately thereafter, Two River merged with and into OceanFirst, with OceanFirst continuing as the surviving entity. F2 · price: (continued from footnote 1) At the effective time of the First-Step Merger (the "Effective Time"), each share of Two River common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares as defined in the Merger Agreement) was converted into the right to receive 0.6663 shares of OceanFirst common stock (the "Stock Consideration") and $5.375 in cash. Shares listed in column 4 represent the Stock Consideration that the reporting person became entitled to receive at the Effective Time. Read SEC document |
| January 01, 2020 Filed Jan 2, 2020 13:42 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GrantCommon Stock | 85,813 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-000030 · doc4.xml · nonDerivative · entry 3 MOSS WILLIAM D · CIK 0001355121 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 85,813 F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Two River Bancorp ("Two River") and Hammerhead Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into Two River (the "First-Step Merger"), with Two River continuing as the surviving entity and, immediately thereafter, Two River merged with and into OceanFirst, with OceanFirst continuing as the surviving entity. F2 · price: (continued from footnote 1) At the effective time of the First-Step Merger (the "Effective Time"), each share of Two River common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares as defined in the Merger Agreement) was converted into the right to receive 0.6663 shares of OceanFirst common stock (the "Stock Consideration") and $5.375 in cash. Shares listed in column 4 represent the Stock Consideration that the reporting person became entitled to receive at the Effective Time. Read SEC document |
| January 01, 2020 Filed Jan 2, 2020 13:42 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GrantCommon Stock | 6,623 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-000030 · doc4.xml · nonDerivative · entry 2 MOSS WILLIAM D · CIK 0001355121 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 6,623 F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Two River Bancorp ("Two River") and Hammerhead Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into Two River (the "First-Step Merger"), with Two River continuing as the surviving entity and, immediately thereafter, Two River merged with and into OceanFirst, with OceanFirst continuing as the surviving entity. F2 · price: (continued from footnote 1) At the effective time of the First-Step Merger (the "Effective Time"), each share of Two River common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares as defined in the Merger Agreement) was converted into the right to receive 0.6663 shares of OceanFirst common stock (the "Stock Consideration") and $5.375 in cash. Shares listed in column 4 represent the Stock Consideration that the reporting person became entitled to receive at the Effective Time. Read SEC document |
| January 01, 2020 Filed Jan 2, 2020 13:42 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GrantCommon Stock | 11,408 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-000030 · doc4.xml · nonDerivative · entry 1 MOSS WILLIAM D · CIK 0001355121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,408 F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Two River Bancorp ("Two River") and Hammerhead Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into Two River (the "First-Step Merger"), with Two River continuing as the surviving entity and, immediately thereafter, Two River merged with and into OceanFirst, with OceanFirst continuing as the surviving entity. F2 · price: (continued from footnote 1) At the effective time of the First-Step Merger (the "Effective Time"), each share of Two River common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares as defined in the Merger Agreement) was converted into the right to receive 0.6663 shares of OceanFirst common stock (the "Stock Consideration") and $5.375 in cash. Shares listed in column 4 represent the Stock Consideration that the reporting person became entitled to receive at the Effective Time. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 14:05 UTC Amendment | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GrantCommon Stock | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001004702-20-000002 · wf-form4a_157806029705224.xml · nonDerivative · entry 6 MOSS WILLIAM D · CIK 0001355121 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Son Disclosed balance after: 458 F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Two River Bancorp ("Two River") and Hammerhead Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into Two River (the "First-Step Merger"), with Two River continuing as the surviving entity and, immediately thereafter, Two River merged with and into OceanFirst, with OceanFirst as the surviving entity. F2 · price: (continued from footnote 1). At the effective time of the First-Step Merger (the "Effective Time"), each share of Two River common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares as defined in the Merger Agreement) was converted into the right to receive 0.6663 shares of OceanFirst common stock (the "Stock Consideration") and $5.375 in cash. Shares listed in column 4 represent the Stock Consideration that the reporting person became entitled to receive at the Effective Time. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 14:05 UTC Amendment | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GrantCommon Stock | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001004702-20-000002 · wf-form4a_157806029705224.xml · nonDerivative · entry 5 MOSS WILLIAM D · CIK 0001355121 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Daughter Disclosed balance after: 318 F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Two River Bancorp ("Two River") and Hammerhead Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into Two River (the "First-Step Merger"), with Two River continuing as the surviving entity and, immediately thereafter, Two River merged with and into OceanFirst, with OceanFirst as the surviving entity. F2 · price: (continued from footnote 1). At the effective time of the First-Step Merger (the "Effective Time"), each share of Two River common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares as defined in the Merger Agreement) was converted into the right to receive 0.6663 shares of OceanFirst common stock (the "Stock Consideration") and $5.375 in cash. Shares listed in column 4 represent the Stock Consideration that the reporting person became entitled to receive at the Effective Time. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 14:05 UTC Amendment | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GrantCommon Stock | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001004702-20-000002 · wf-form4a_157806029705224.xml · nonDerivative · entry 4 MOSS WILLIAM D · CIK 0001355121 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,919 F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Two River Bancorp ("Two River") and Hammerhead Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into Two River (the "First-Step Merger"), with Two River continuing as the surviving entity and, immediately thereafter, Two River merged with and into OceanFirst, with OceanFirst as the surviving entity. F2 · price: (continued from footnote 1). At the effective time of the First-Step Merger (the "Effective Time"), each share of Two River common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares as defined in the Merger Agreement) was converted into the right to receive 0.6663 shares of OceanFirst common stock (the "Stock Consideration") and $5.375 in cash. Shares listed in column 4 represent the Stock Consideration that the reporting person became entitled to receive at the Effective Time. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 14:05 UTC Amendment | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GrantCommon Stock | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001004702-20-000002 · wf-form4a_157806029705224.xml · nonDerivative · entry 3 MOSS WILLIAM D · CIK 0001355121 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 6,623 F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Two River Bancorp ("Two River") and Hammerhead Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into Two River (the "First-Step Merger"), with Two River continuing as the surviving entity and, immediately thereafter, Two River merged with and into OceanFirst, with OceanFirst as the surviving entity. F2 · price: (continued from footnote 1). At the effective time of the First-Step Merger (the "Effective Time"), each share of Two River common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares as defined in the Merger Agreement) was converted into the right to receive 0.6663 shares of OceanFirst common stock (the "Stock Consideration") and $5.375 in cash. Shares listed in column 4 represent the Stock Consideration that the reporting person became entitled to receive at the Effective Time. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 14:05 UTC Amendment | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GrantCommon Stock | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001004702-20-000002 · wf-form4a_157806029705224.xml · nonDerivative · entry 2 MOSS WILLIAM D · CIK 0001355121 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 97,221 F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Two River Bancorp ("Two River") and Hammerhead Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into Two River (the "First-Step Merger"), with Two River continuing as the surviving entity and, immediately thereafter, Two River merged with and into OceanFirst, with OceanFirst as the surviving entity. F2 · price: (continued from footnote 1). At the effective time of the First-Step Merger (the "Effective Time"), each share of Two River common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares as defined in the Merger Agreement) was converted into the right to receive 0.6663 shares of OceanFirst common stock (the "Stock Consideration") and $5.375 in cash. Shares listed in column 4 represent the Stock Consideration that the reporting person became entitled to receive at the Effective Time. F3 · balance_after: Due to a clerical error, the number of Mr. Moss's directly-owned shares and shares held via Trust were incorrectly reported at the time of the original filing. This form is being filed to correct the number of shares Mr. Moss was entitled to receive on January 1, 2020. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 14:05 UTC Amendment | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GrantCommon Stock | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001004702-20-000002 · wf-form4a_157806029705224.xml · nonDerivative · entry 1 MOSS WILLIAM D · CIK 0001355121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On January 1, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 9, 2019 (the "Merger Agreement"), by and among OceanFirst Financial Corp. ("OceanFirst"), Two River Bancorp ("Two River") and Hammerhead Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"), Merger Sub merged with and into Two River (the "First-Step Merger"), with Two River continuing as the surviving entity and, immediately thereafter, Two River merged with and into OceanFirst, with OceanFirst as the surviving entity. F2 · price: (continued from footnote 1). At the effective time of the First-Step Merger (the "Effective Time"), each share of Two River common stock issued and outstanding immediately prior to the Effective Time (other than Exception Shares as defined in the Merger Agreement) was converted into the right to receive 0.6663 shares of OceanFirst common stock (the "Stock Consideration") and $5.375 in cash. Shares listed in column 4 represent the Stock Consideration that the reporting person became entitled to receive at the Effective Time. F3 · balance_after: Due to a clerical error, the number of Mr. Moss's directly-owned shares and shares held via Trust were incorrectly reported at the time of the original filing. This form is being filed to correct the number of shares Mr. Moss was entitled to receive on January 1, 2020. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 13:06 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | Disposition to issuerCommon Stock | 688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001343034-20-000020 · wf-form4_157807475250450.xml · nonDerivative · entry 5 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Son Disclosed balance after: 0 F1 · price: Disposed of pursuant to merger agreement between Issuer and OceanFirst Financial Corp. ("OceanFirst"), pursuant to which each outstanding share of Issuer's common stock was converted into the right to receive $5.375 in cash and 0.6663 shares of OceanFirst's common stock. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 13:06 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | Disposition to issuerCommon Stock | 478 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001343034-20-000020 · wf-form4_157807475250450.xml · nonDerivative · entry 4 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Daughter Disclosed balance after: 0 F1 · price: Disposed of pursuant to merger agreement between Issuer and OceanFirst Financial Corp. ("OceanFirst"), pursuant to which each outstanding share of Issuer's common stock was converted into the right to receive $5.375 in cash and 0.6663 shares of OceanFirst's common stock. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 13:06 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | Disposition to issuerCommon Stock | 5,882 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001343034-20-000020 · wf-form4_157807475250450.xml · nonDerivative · entry 3 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · price: Disposed of pursuant to merger agreement between Issuer and OceanFirst Financial Corp. ("OceanFirst"), pursuant to which each outstanding share of Issuer's common stock was converted into the right to receive $5.375 in cash and 0.6663 shares of OceanFirst's common stock. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 13:06 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | Disposition to issuerCommon Stock | 145,913 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001343034-20-000020 · wf-form4_157807475250450.xml · nonDerivative · entry 2 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F2 · shares: This amount reflects the reporting person's contribution of 17,122 shares previously directly owned to the trust. F1 · price: Disposed of pursuant to merger agreement between Issuer and OceanFirst Financial Corp. ("OceanFirst"), pursuant to which each outstanding share of Issuer's common stock was converted into the right to receive $5.375 in cash and 0.6663 shares of OceanFirst's common stock. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 13:06 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | Disposition to issuerCommon Stock | 9,940 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001343034-20-000020 · wf-form4_157807475250450.xml · nonDerivative · entry 1 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 F1 · price: Disposed of pursuant to merger agreement between Issuer and OceanFirst Financial Corp. ("OceanFirst"), pursuant to which each outstanding share of Issuer's common stock was converted into the right to receive $5.375 in cash and 0.6663 shares of OceanFirst's common stock. Read SEC document |
| January 24, 2019 Filed Jan 25, 2019 10:48 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001343034-19-000010 · wf-form4_154843130746558.xml · nonDerivative · entry 1 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,122 F1 · balance_after: This grant of restricted stock is pursuant to the Two River Bancorp 2007 Equity Incentive Plan and a restricted stock award agreement. Subject to the term and conditions contained therein, the grant will vest ratably in two annual 0% increments, one 50% increment and two 25% increments over the five-year period ending on January 24, 2024. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 08:32 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | PurchaseCommon Stock | 2,000 | $15.95 | $31,900.00 |
DisclosureSEC source: 0001343034-18-000085 · wf-form4_154055711057172.xml · nonDerivative · entry 1 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 128,791 Read SEC document |
| August 17, 2018 Filed Aug 17, 2018 14:33 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | PurchaseCommon Stock | 500 | $17.50 | $8,750.00 |
DisclosureSEC source: 0001343034-18-000079 · wf-form4_153453081535721.xml · nonDerivative · entry 2 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 126,791 Read SEC document |
| August 17, 2018 Filed Aug 17, 2018 14:33 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | PurchaseCommon Stock | 73 | $17.30 | $1,262.90 |
DisclosureSEC source: 0001343034-18-000079 · wf-form4_153453081535721.xml · nonDerivative · entry 1 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 126,291 Read SEC document |
| May 24, 2018 Filed May 25, 2018 09:05 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | PurchaseCommon Stock | 500 | $17.40 | $8,700.00 |
DisclosureSEC source: 0001343034-18-000034 · wf-form4_152725348984807.xml · nonDerivative · entry 1 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 126,218 Read SEC document |
| May 09, 2018 Filed May 11, 2018 14:49 UTC Amendment | TWO RIVER BANCORP TRCB · Entity 152609 | PurchaseCommon Stock | 500 | $17.05 | $8,525.00 |
DisclosureSEC source: 0001343034-18-000030 · wf-form4a_152606456476906.xml · nonDerivative · entry 1 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 125,718 Read SEC document |
| May 09, 2018 Filed May 11, 2018 11:00 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | PurchaseCommon Stock | 500 | $17.05 | $8,525.00 |
DisclosureSEC source: 0001343034-18-000028 · wf-form4_152605076928349.xml · nonDerivative · entry 1 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,622 Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 15:33 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | GrantCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001343034-18-000002 · wf-form4_151751718425658.xml · nonDerivative · entry 15 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,122 F2 · security: This grant of restricted stock is pursuant to the Two River Bancorp 2007 Incentive Plan and a restricted stock award agreement. Subject to the term and conditions contained therein, the grant will vest 50% at the end of year three and 25% at the end of years four and five ending January 30, 2023. Read SEC document |
| January 24, 2018 Filed Feb 1, 2018 15:33 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | GiftCommon Stock | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001343034-18-000002 · wf-form4_151751718425658.xml · nonDerivative · entry 14 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 125,218 Read SEC document |
| January 24, 2018 Filed Feb 1, 2018 15:33 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | GiftCommon Stock | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001343034-18-000002 · wf-form4_151751718425658.xml · nonDerivative · entry 13 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,122 Read SEC document |
| January 23, 2018 Filed Feb 1, 2018 15:33 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | GiftCommon Stock | 693 | $0.00 | $0.00 |
DisclosureSEC source: 0001343034-18-000002 · wf-form4_151751718425658.xml · nonDerivative · entry 12 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 124,168 Read SEC document |
| January 23, 2018 Filed Feb 1, 2018 15:33 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | GiftCommon Stock | 693 | $0.00 | $0.00 |
DisclosureSEC source: 0001343034-18-000002 · wf-form4_151751718425658.xml · nonDerivative · entry 11 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,172 Read SEC document |
| January 15, 2018 Filed Feb 1, 2018 15:33 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | GiftCommon Stock | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001343034-18-000002 · wf-form4_151751718425658.xml · nonDerivative · entry 10 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 123,475 Read SEC document |
| January 15, 2018 Filed Feb 1, 2018 15:33 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | GiftCommon Stock | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001343034-18-000002 · wf-form4_151751718425658.xml · nonDerivative · entry 9 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,865 Read SEC document |
| December 18, 2017 Filed Feb 1, 2018 15:33 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001343034-18-000002 · wf-form4_151751718425658.xml · nonDerivative · entry 8 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 122,425 Read SEC document |
| July 28, 2017 Filed Feb 1, 2018 15:33 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001343034-18-000002 · wf-form4_151751718425658.xml · nonDerivative · entry 7 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 123,425 Read SEC document |
| June 30, 2017 Filed Feb 1, 2018 15:33 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | GiftCommon Stock | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001343034-18-000002 · wf-form4_151751718425658.xml · nonDerivative · entry 6 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 124,425 F1 · balance_after: All share amounts have been adjusted to reflect the 5% stock dividend paid on February 28, 2017. Read SEC document |
| June 30, 2017 Filed Feb 1, 2018 15:33 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | GiftCommon Stock | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001343034-18-000002 · wf-form4_151751718425658.xml · nonDerivative · entry 5 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,915 F1 · balance_after: All share amounts have been adjusted to reflect the 5% stock dividend paid on February 28, 2017. Read SEC document |
| February 01, 2017 Filed Feb 1, 2018 15:33 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001343034-18-000002 · wf-form4_151751718425658.xml · nonDerivative · entry 4 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 117,500 Read SEC document |
| February 01, 2017 Filed Feb 1, 2018 15:33 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001343034-18-000002 · wf-form4_151751718425658.xml · nonDerivative · entry 3 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,300 Read SEC document |
| January 30, 2017 Filed Feb 1, 2018 15:33 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001343034-18-000002 · wf-form4_151751718425658.xml · nonDerivative · entry 2 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 116,500 Read SEC document |
| January 30, 2017 Filed Feb 1, 2018 15:33 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001343034-18-000002 · wf-form4_151751718425658.xml · nonDerivative · entry 1 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,300 Read SEC document |
| January 23, 2017 Filed Jan 24, 2017 14:21 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | GrantCommon Stock | 3,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-001026 · rdgdoc.xml · nonDerivative · entry 3 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,300 F2 · security: This grant of restricted stock is pursuant to the Two River Bancorp 2007 Equity Incentive Plan and a restricted stock award agreement. Subject to the terms and conditions contained therein, the grant will vest ratably in annual 20% increments over the five-year period ending on January 18, 2022. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 14:30 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-16-043575 · rdgdoc.xml · nonDerivative · entry 1 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,500 Read SEC document |
| November 22, 2016 Filed Jan 24, 2017 14:21 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | GiftCommon Stock | 115,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-001026 · rdgdoc.xml · nonDerivative · entry 2 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 115,500 Read SEC document |
| November 22, 2016 Filed Jan 24, 2017 14:21 UTC | TWO RIVER BANCORP TRCB · Entity 152609 | GiftCommon Stock | 115,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-001026 · rdgdoc.xml · nonDerivative · entry 1 MOSS WILLIAM D · CIK 0001355121 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 F1 · kind: The reporting person deposited these shares in a revocable living trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.