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ESTEP MICHELE B

Disclosed activity across 2 companies

Tapewire entity
62378
SEC CIK
0001577826

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
OCEANFIRST FINANCIAL CORPOCFC · Entity 4580SEVP & CAO, OceanFirst BankMarch 04, 2026March 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

OCEANFIRST FINANCIAL CORP

Report date March 04, 2026 · Filed March 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect177,682 Reported balance After 2026-03-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-04 · Tax withholding · Disposed 4,629 · Balance 177,682

F1: The reported shares were withheld to satisfy the tax liability in connection with the vesting of restricted stock. No shares were sold. Total includes unvested restricted stock.

Common StockSEC Table I · non-derivativeIndirectBy ESOP3,980 Reported balance Holding disclosure · report date 2026-03-04 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,980

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.20 · Expires 2029-03-01Direct50,335 Reported balance Holding disclosure · report date 2026-03-04 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 50,335

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.44 · Expires 2030-02-28Direct76,790 Reported balance Holding disclosure · report date 2026-03-04 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 76,790

Filing footnotes · ownership attribution and instrument terms

F1: The reported shares were withheld to satisfy the tax liability in connection with the vesting of restricted stock. No shares were sold. Total includes unvested restricted stock.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SUN BANCORP INC /NJ/

Report date January 31, 2018 · Filed February 01, 2018

Section 16 reporting ended · disclosed 2018-02-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-01-31 transaction · row 1
1 source row

Row 1 · 2018-01-31 · Disposition to issuer · Disposed 23,552 · Balance 0

F1: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

Common StockSEC Table I · non-derivativeIndirect401 (k)0 Reported balance After 2018-01-31 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-01-31 · Disposition to issuer · Disposed 3,291.583 · Balance 0

F1: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.60 · Expires 2021-03-01Direct0 Reported balance After 2018-01-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-01-31 · Disposition to issuer · Disposed 4,000 · Balance 0

F2: Pursuant to the Merger Agreement, each option granted by Sun to purchase shares of Sun common stock, whether vested or unvested, that was outstanding and unexercised immediately prior to the effective time of the Merger was assumed and converted into an option to purchase from Ocean, on the same terms and conditions as were applicable under the Sun stock option immediately prior to the effective time of the Merger, a number of shares of Ocean common stock determined by multiplying (x) the number of shares of Sun common stock subject to the Sun option by (y) .9289, at a per share exercise price equal to the quotient obtained by dividing (i) the per share exercise price for each share of Sun common stock subject to the Sun option by (ii) .9289.

Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.70 · Expires 2019-12-17Direct0 Reported balance After 2018-01-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-01-31 · Disposition to issuer · Disposed 4,411 · Balance 0

F2: Pursuant to the Merger Agreement, each option granted by Sun to purchase shares of Sun common stock, whether vested or unvested, that was outstanding and unexercised immediately prior to the effective time of the Merger was assumed and converted into an option to purchase from Ocean, on the same terms and conditions as were applicable under the Sun stock option immediately prior to the effective time of the Merger, a number of shares of Ocean common stock determined by multiplying (x) the number of shares of Sun common stock subject to the Sun option by (y) .9289, at a per share exercise price equal to the quotient obtained by dividing (i) the per share exercise price for each share of Sun common stock subject to the Sun option by (ii) .9289.

Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.70 · Expires 2019-12-17Direct0 Reported balance After 2018-01-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-01-31 · Disposition to issuer · Disposed 1,590 · Balance 0

F2: Pursuant to the Merger Agreement, each option granted by Sun to purchase shares of Sun common stock, whether vested or unvested, that was outstanding and unexercised immediately prior to the effective time of the Merger was assumed and converted into an option to purchase from Ocean, on the same terms and conditions as were applicable under the Sun stock option immediately prior to the effective time of the Merger, a number of shares of Ocean common stock determined by multiplying (x) the number of shares of Sun common stock subject to the Sun option by (y) .9289, at a per share exercise price equal to the quotient obtained by dividing (i) the per share exercise price for each share of Sun common stock subject to the Sun option by (ii) .9289.

Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.25 · Expires 2022-03-01Direct0 Reported balance After 2018-01-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-01-31 · Disposition to issuer · Disposed 1,907 · Balance 0

F2: Pursuant to the Merger Agreement, each option granted by Sun to purchase shares of Sun common stock, whether vested or unvested, that was outstanding and unexercised immediately prior to the effective time of the Merger was assumed and converted into an option to purchase from Ocean, on the same terms and conditions as were applicable under the Sun stock option immediately prior to the effective time of the Merger, a number of shares of Ocean common stock determined by multiplying (x) the number of shares of Sun common stock subject to the Sun option by (y) .9289, at a per share exercise price equal to the quotient obtained by dividing (i) the per share exercise price for each share of Sun common stock subject to the Sun option by (ii) .9289.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $59.70 · Expires 2018-03-31Direct0 Reported balance After 2018-01-31 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-01-31 · Disposition to issuer · Disposed 1,103 · Balance 0

F2: Pursuant to the Merger Agreement, each option granted by Sun to purchase shares of Sun common stock, whether vested or unvested, that was outstanding and unexercised immediately prior to the effective time of the Merger was assumed and converted into an option to purchase from Ocean, on the same terms and conditions as were applicable under the Sun stock option immediately prior to the effective time of the Merger, a number of shares of Ocean common stock determined by multiplying (x) the number of shares of Sun common stock subject to the Sun option by (y) .9289, at a per share exercise price equal to the quotient obtained by dividing (i) the per share exercise price for each share of Sun common stock subject to the Sun option by (ii) .9289.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.08 · Expires 2026-03-01Direct0 Reported balance After 2018-01-31 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-01-31 · Disposition to issuer · Disposed 8,478 · Balance 0

F2: Pursuant to the Merger Agreement, each option granted by Sun to purchase shares of Sun common stock, whether vested or unvested, that was outstanding and unexercised immediately prior to the effective time of the Merger was assumed and converted into an option to purchase from Ocean, on the same terms and conditions as were applicable under the Sun stock option immediately prior to the effective time of the Merger, a number of shares of Ocean common stock determined by multiplying (x) the number of shares of Sun common stock subject to the Sun option by (y) .9289, at a per share exercise price equal to the quotient obtained by dividing (i) the per share exercise price for each share of Sun common stock subject to the Sun option by (ii) .9289.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.31 · Expires 2025-03-26Direct0 Reported balance After 2018-01-31 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2018-01-31 · Disposition to issuer · Disposed 8,077 · Balance 0

F2: Pursuant to the Merger Agreement, each option granted by Sun to purchase shares of Sun common stock, whether vested or unvested, that was outstanding and unexercised immediately prior to the effective time of the Merger was assumed and converted into an option to purchase from Ocean, on the same terms and conditions as were applicable under the Sun stock option immediately prior to the effective time of the Merger, a number of shares of Ocean common stock determined by multiplying (x) the number of shares of Sun common stock subject to the Sun option by (y) .9289, at a per share exercise price equal to the quotient obtained by dividing (i) the per share exercise price for each share of Sun common stock subject to the Sun option by (ii) .9289.

Filing footnotes · ownership attribution and instrument terms

F1: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

F2: Pursuant to the Merger Agreement, each option granted by Sun to purchase shares of Sun common stock, whether vested or unvested, that was outstanding and unexercised immediately prior to the effective time of the Merger was assumed and converted into an option to purchase from Ocean, on the same terms and conditions as were applicable under the Sun stock option immediately prior to the effective time of the Merger, a number of shares of Ocean common stock determined by multiplying (x) the number of shares of Sun common stock subject to the Sun option by (y) .9289, at a per share exercise price equal to the quotient obtained by dividing (i) the per share exercise price for each share of Sun common stock subject to the Sun option by (ii) .9289.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2026 Filed Mar 6, 2026 19:59 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Tax withholdingCommon Stock 4,629 $18.58 $86,006.82
Disclosure

SEC source: 0001577826-26-000005 · wk-form4_1772827168.xml · nonDerivative · entry 1

ESTEP MICHELE B · CIK 0001577826 · SEVP & CAO, OceanFirst Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,682

F1 · ownership.direct: The reported shares were withheld to satisfy the tax liability in connection with the vesting of restricted stock. No shares were sold. Total includes unvested restricted stock.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 22:06 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Disposition to issuerCommon Stock 17,075 $0.00 $0.00
Disclosure

SEC source: 0001577826-26-000003 · wk-form4_1772575610.xml · nonDerivative · entry 3

ESTEP MICHELE B · CIK 0001577826 · SEVP & CAO, OceanFirst Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,311

F3 · ownership.direct: Represents forfeiture of unvested performance based restricted shares, originally awarded on February 28, 2023, for failure to satisfy performance conditions. Total includes other unvested shares that vest in the future.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:06 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantCommon Stock 20,765 $0.00 $0.00
Disclosure

SEC source: 0001577826-26-000003 · wk-form4_1772575610.xml · nonDerivative · entry 2

ESTEP MICHELE B · CIK 0001577826 · SEVP & CAO, OceanFirst Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,386

F2 · ownership.direct: Restricted shares awarded. Such shares vest on March 1, 2029 at approximately 33% to 100% depending on the attainment of defined performance criteria for the three year period from January 1, 2026 through December 31, 2028, or are forfeited if threshold performance is not met. Total includes other unvested restricted shares that vest in the future.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:06 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantCommon Stock 13,844 $0.00 $0.00
Disclosure

SEC source: 0001577826-26-000003 · wk-form4_1772575610.xml · nonDerivative · entry 1

ESTEP MICHELE B · CIK 0001577826 · SEVP & CAO, OceanFirst Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,621

F1 · ownership.direct: Restricted shares awarded. Such shares vest in four equal annual installments beginning on March 1, 2027. Total includes other restricted shares that vest in the future.

Read SEC document
March 05, 2025 Filed Mar 6, 2025 17:39 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Tax withholdingCommon Stock 6,973 $18.01 $125,583.73
Disclosure

SEC source: 0001004702-25-000061 · wk-form4_1741282746.xml · nonDerivative · entry 1

ESTEP MICHELE B · CIK 0001577826 · SEVP & CAO, OceanFirst Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,777

F1 · ownership.direct: The reported shares were withheld to satisfy the tax liability in connection with the vesting of restricted stock. No shares were sold. Total includes unvested restricted stock.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:34 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Disposition to issuerCommon Stock 12,653 $0.00 $0.00
Disclosure

SEC source: 0001004702-25-000047 · wk-form4_1741124029.xml · nonDerivative · entry 5

ESTEP MICHELE B · CIK 0001577826 · SEVP & CAO, OceanFirst Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,750

F5 · ownership.direct: Represents forfeiture of unvested performance based restricted shares, originally awarded on February 28, 2022, for failure to satisfy performance conditions. Total includes other unvested shares that vest in the future.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:34 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Disposition to issuerCommon Stock 3,313 $0.00 $0.00
Disclosure

SEC source: 0001004702-25-000047 · wk-form4_1741124029.xml · nonDerivative · entry 4

ESTEP MICHELE B · CIK 0001577826 · SEVP & CAO, OceanFirst Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,403

F4 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 26, 2021, for failure to satisfy performance conditions. Total includes other unvested shares that vest in the future.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:34 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Disposition to issuerCommon Stock 2,446 $0.00 $0.00
Disclosure

SEC source: 0001004702-25-000047 · wk-form4_1741124029.xml · nonDerivative · entry 3

ESTEP MICHELE B · CIK 0001577826 · SEVP & CAO, OceanFirst Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,716

F3 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 28, 2020, for failure to satisfy performance conditions. Total includes other unvested shares that vest in the future.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:34 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantCommon Stock 20,822 $0.00 $0.00
Disclosure

SEC source: 0001004702-25-000047 · wk-form4_1741124029.xml · nonDerivative · entry 2

ESTEP MICHELE B · CIK 0001577826 · SEVP & CAO, OceanFirst Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,162

F2 · ownership.direct: Restricted shares awarded. Such shares vest on March 1, 2028 at approximately 33% to 100% depending on the attainment of defined performance criteria for the three year period from January 1, 2025 through December 31, 2027, or are forfeited if threshold performance is not met. Total includes other unvested restricted shares that vest in the future.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:34 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantCommon Stock 13,884 $0.00 $0.00
Disclosure

SEC source: 0001004702-25-000047 · wk-form4_1741124029.xml · nonDerivative · entry 1

ESTEP MICHELE B · CIK 0001577826 · SEVP & CAO, OceanFirst Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,340

F1 · ownership.direct: Restricted shares awarded. Such shares vest in four equal annual installments beginning on March 1, 2026. Total includes other restricted shares that vest in the future.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:34 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 SaleCommon Stock 6,867 $14.94 $102,592.98
Disclosure

SEC source: 0001004702-24-000069 · wk-form4_1709847245.xml · nonDerivative · entry 1

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,456

F1 · ownership.direct: Sale of a portion of vesting restricted stock to pay associated taxes. Total includes unvested restricted stock.

Read SEC document
March 01, 2024 Filed Mar 1, 2024 18:30 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Disposition to issuerCommon Stock 1,104 $0.00 $0.00
Disclosure

SEC source: 0001004702-24-000052 · wk-form4_1709317819.xml · nonDerivative · entry 5

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,323

F5 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 26, 2021, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on March 1, 2025, subject to the satisfaction of performance criteria. Total includes other unvested shares that vest in the future.

Read SEC document
March 01, 2024 Filed Mar 1, 2024 18:30 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Disposition to issuerCommon Stock 2,446 $0.00 $0.00
Disclosure

SEC source: 0001004702-24-000052 · wk-form4_1709317819.xml · nonDerivative · entry 4

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,427

F4 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 28, 2020, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on March 1, 2025, subject to the satisfaction of performance criteria. Total includes other unvested shares that vest in the future.

Read SEC document
March 01, 2024 Filed Mar 1, 2024 18:30 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Disposition to issuerCommon Stock 1,468 $0.00 $0.00
Disclosure

SEC source: 0001004702-24-000052 · wk-form4_1709317819.xml · nonDerivative · entry 3

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,873

F3 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 28, 2019, for failure to satisfy performance conditions. Total includes other unvested shares that vest in the future.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 18:30 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantCommon Stock 25,151 $0.00 $0.00
Disclosure

SEC source: 0001004702-24-000052 · wk-form4_1709317819.xml · nonDerivative · entry 2

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,341

F2 · ownership.direct: Restricted shares awarded. Such shares vest on March 1, 2027 at approximately 33% to 100% depending on the attainment of defined performance criteria for the three year period from January 1, 2024 through December 31, 2026, or are forfeited if threshold performance is not met. Total includes other unvested restricted shares that vest in the future.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 18:30 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantCommon Stock 16,768 $0.00 $0.00
Disclosure

SEC source: 0001004702-24-000052 · wk-form4_1709317819.xml · nonDerivative · entry 1

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,190

F1 · ownership.direct: Restricted shares awarded. Such shares vest in four equal annual installments beginning on March 1, 2025. Total includes other restricted shares that vest in the future.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 16:42 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Tax withholdingCommon Stock 5,016 $23.15 $116,120.40
Disclosure

SEC source: 0001004702-23-000063 · wf-form4_167846654227841.xml · nonDerivative · entry 1

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,422

F1 · ownership.direct: Sale of a portion of vesting restricted stock to pay associated taxes. Total includes unvested restricted stock.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 16:24 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Disposition to issuerCommon Stock 2,446 $0.00 $0.00
Disclosure

SEC source: 0001004702-23-000043 · wf-form4_167777427390527.xml · nonDerivative · entry 4

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,438

F4 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 28, 2020, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on each of March 1 of 2024 and 2025, subject to the satisfaction of performance criteria. Total includes other unvested shares that vest in the future.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 16:24 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Disposition to issuerCommon Stock 1,468 $0.00 $0.00
Disclosure

SEC source: 0001004702-23-000043 · wf-form4_167777427390527.xml · nonDerivative · entry 3

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,884

F3 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 28, 2019, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on March 1, 2024, subject to the satisfaction of performance criteria. Total includes other unvested shares that vest in the future.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 16:24 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantCommon Stock 17,075 $0.00 $0.00
Disclosure

SEC source: 0001004702-23-000043 · wf-form4_167777427390527.xml · nonDerivative · entry 2

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,352

F2 · ownership.direct: Restricted shares awarded. Such shares vest on March 1, 2026 at approximately 33% to 100% depending on the attainment of defined performance criteria for the three year period from January 1, 2023 through December 31, 2025, or are forfeited if threshold performance is not met. Total includes other unvested restricted shares that vest in the future.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 16:24 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantCommon Stock 11,384 $0.00 $0.00
Disclosure

SEC source: 0001004702-23-000043 · wf-form4_167777427390527.xml · nonDerivative · entry 1

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,277

F1 · ownership.direct: Restricted shares awarded. Such shares vest in four equal annual installments beginning on March 1, 2024. Total includes other restricted shares that vest in the future.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 22:25 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 SaleCommon Stock 3,790 $22.17 $84,024.30
Disclosure

SEC source: 0001004702-22-000074 · wf-form4_164686467778612.xml · nonDerivative · entry 1

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,893

F1 · ownership.direct: Sale of a portion of vesting restricted stock to pay associated taxes. Total includes unvested restricted stock.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 20:45 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Disposition to issuerCommon Stock 2,446 $0.00 $0.00
Disclosure

SEC source: 0001004702-22-000052 · wf-form4_164625384189952.xml · nonDerivative · entry 4

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,683

F4 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 28, 2020, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on each of March 1 of 2023, 2024, and 2025, subject to the satisfaction of performance criteria. Total includes other unvested shares that vest in the future.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 20:45 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Disposition to issuerCommon Stock 1,468 $0.00 $0.00
Disclosure

SEC source: 0001004702-22-000052 · wf-form4_164625384189952.xml · nonDerivative · entry 3

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,129

F3 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 28, 2019, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on each of March 1 of 2023 and 2024, subject to the satisfaction of performance criteria. Total includes other unvested shares that vest in the future.

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February 28, 2022 Filed Mar 2, 2022 20:45 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantCommon Stock 18,096 $0.00 $0.00
Disclosure

SEC source: 0001004702-22-000052 · wf-form4_164625384189952.xml · nonDerivative · entry 2

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,597

F2 · ownership.direct: Restricted shares awarded. Such shares vest on March 1, 2025 at approximately 33% to 100% depending on the attainment of defined performance criteria for the three year period from January 1, 2022 through December 31, 2024, or are forfeited if threshold performance is not met. Total includes other unvested restricted shares that vest in the future.

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February 28, 2022 Filed Mar 2, 2022 20:45 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantCommon Stock 12,064 $0.00 $0.00
Disclosure

SEC source: 0001004702-22-000052 · wf-form4_164625384189952.xml · nonDerivative · entry 1

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,501

F1 · ownership.direct: Restricted shares awarded. Such shares vest in four equal annual installments beginning on March 1, 2023. Total includes other restricted shares that vest in the future.

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February 17, 2022 Filed Feb 18, 2022 18:14 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Exercise / conversionStock Option (right to buy) · Derivative 1,771 $15.34 Strike: $15.34 $27,167.14
Disclosure

SEC source: 0001004702-22-000019 · wf-form4_164520802590999.xml · derivative · entry 4

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,771 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 18:14 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Tax withholdingCommon Stock 1,395 $22.66 $31,610.70
Disclosure

SEC source: 0001004702-22-000019 · wf-form4_164520802590999.xml · nonDerivative · entry 2

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,437

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 18:14 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Exercise / conversionCommon Stock 1,771 $15.34 $27,167.14
Disclosure

SEC source: 0001004702-22-000019 · wf-form4_164520802590999.xml · nonDerivative · entry 1

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 15:22 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 SaleCommon Stock 1,291 $23.11 $29,835.01
Disclosure

SEC source: 0001004702-21-000081 · wf-form4_161495772628430.xml · nonDerivative · entry 1

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,061

F1 · ownership.direct: Sale of a portion of vesting restricted stock to pay associated taxes. Total includes unvested restricted stock.

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February 26, 2021 Filed Mar 2, 2021 16:38 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Disposition to issuerCommon Stock 2,446 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000065 · wf-form4_161470307362431.xml · nonDerivative · entry 4

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,352

F4 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 28, 2020, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on each of March 1 of 2022, 2023, 2024, and 2025, subject to the satisfaction of performance criteria. Total includes other unvested shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:38 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Disposition to issuerCommon Stock 1,468 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000065 · wf-form4_161470307362431.xml · nonDerivative · entry 3

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,798

F3 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 28, 2019, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on each of March 1 of 2022, 2023, and 2024, subject to the satisfaction of performance criteria. Total includes other unvested shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:38 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantCommon Stock 13,252 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000065 · wf-form4_161470307362431.xml · nonDerivative · entry 2

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,266

F2 · ownership.direct: Restricted shares awarded vest in four equal installments beginning on March 1, 2022 at approximately 67% or approximately 83% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2021, 2022, 2023, and 2024, or are forfeited if threshold performance is not met. Total includes other unvested restricted shares that vest in the future.

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February 26, 2021 Filed Mar 2, 2021 16:38 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantCommon Stock 16,568 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000065 · wf-form4_161470307362431.xml · nonDerivative · entry 1

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,014

F1 · ownership.direct: Restricted shares awarded. Such shares vest in four equal annual installments beginning on March 1, 2022. Total includes other restricted shares that vest in the future.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 20:22 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 SaleCommon Stock 1,343 $20.96 $28,142.57
Disclosure

SEC source: 0001004702-20-000085 · wf-form4_158335334504858.xml · nonDerivative · entry 1

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,446

F1 · balance_after: Sale of a portion of vesting restricted stock to pay associated taxes. Total includes unvested restricted stock.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 18:08 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Disposition to issuerCommon Stock 555 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000065 · wf-form4_158325887437515.xml · nonDerivative · entry 3

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,789

F3 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 28, 2019, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on each of March 1 of 2021, 2022, 2023, and 2024, subject to the satisfaction of performance criteria. Total includes other unvested shares that vest in the future.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 18:08 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantStock Option (right to buy) · Derivative 76,790 $0.00 Strike: $20.44 $0.00
Disclosure

SEC source: 0001004702-20-000065 · wf-form4_158325887437515.xml · derivative · entry 5

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,790

Underlying: Common Stock · 76,790 shares

Expires 2030-02-28

F5 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 18:08 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantCommon Stock 12,230 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000065 · wf-form4_158325887437515.xml · nonDerivative · entry 2

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,344

F2 · ownership.direct: Restricted shares awarded. Such shares vest in five equal installments beginning on March 1, 2021 at approximately 60% or approximately 80% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2020, 2021, 2022, 2023, and 2024, or are forfeited if threshold performance is not met. Total includes other unvested restricted shares that vest in the future.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 18:08 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantCommon Stock 3,670 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000065 · wf-form4_158325887437515.xml · nonDerivative · entry 1

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,114

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2021. Total includes other restricted shares that vest in the future.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 18:18 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Exercise / conversionStock Option (right to buy) · Derivative 5,574 $0.00 Strike: $19.05 $0.00
Disclosure

SEC source: 0001004702-19-000128 · wf-form4_157565632018235.xml · derivative · entry 4

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,574 shares

Expires 2019-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 18:18 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Tax withholdingCommon Stock 4,678 $24.10 $112,739.80
Disclosure

SEC source: 0001004702-19-000128 · wf-form4_157565632018235.xml · nonDerivative · entry 2

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,444

F1 · balance_after: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 18:18 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Exercise / conversionCommon Stock 5,574 $19.05 $106,184.70
Disclosure

SEC source: 0001004702-19-000128 · wf-form4_157565632018235.xml · nonDerivative · entry 1

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 19:16 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantStock Option (right to buy) · Derivative 50,335 $0.00 Strike: $25.20 $0.00
Disclosure

SEC source: 0001004702-19-000065 · wf-form4_155172696179725.xml · derivative · entry 4

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,335

Underlying: Common Stock · 50,335 shares

Expires 2029-03-01

F4 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 19:16 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantCommon Stock 7,340 $0.00 $0.00
Disclosure

SEC source: 0001004702-19-000065 · wf-form4_155172696179725.xml · nonDerivative · entry 2

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,548

F2 · ownership.direct: Shares vest in five equal installments beginning on March 1, 2020 at approximately 60% or approximately 80% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2019, 2020, 2021, 2022, and 2023, or are forfeited if threshold performance is not met. Total includes other unvested restricted shares that vest in the future.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 19:16 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantCommon Stock 2,975 $0.00 $0.00
Disclosure

SEC source: 0001004702-19-000065 · wf-form4_155172696179725.xml · nonDerivative · entry 1

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,208

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2020. Total includes other restricted shares that vest in the future.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 15:06 UTC SUN BANCORP INC /NJ/ SNBC · Entity 169861 Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative 8,077 Not disclosed Strike: $19.31 Not disclosed
Disclosure

SEC source: 0001562180-18-000561 · primarydocument.xml · derivative · entry 9

ESTEP MICHELE B · CIK 0001577826 · EVP/Chief Administrative Offic · of Sun National Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,077 shares

Expires 2025-03-26

F2 · price: Pursuant to the Merger Agreement, each option granted by Sun to purchase shares of Sun common stock, whether vested or unvested, that was outstanding and unexercised immediately prior to the effective time of the Merger was assumed and converted into an option to purchase from Ocean, on the same terms and conditions as were applicable under the Sun stock option immediately prior to the effective time of the Merger, a number of shares of Ocean common stock determined by multiplying (x) the number of shares of Sun common stock subject to the Sun option by (y) .9289, at a per share exercise price equal to the quotient obtained by dividing (i) the per share exercise price for each share of Sun common stock subject to the Sun option by (ii) .9289.

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January 31, 2018 Filed Feb 1, 2018 15:06 UTC SUN BANCORP INC /NJ/ SNBC · Entity 169861 Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative 8,478 Not disclosed Strike: $21.08 Not disclosed
Disclosure

SEC source: 0001562180-18-000561 · primarydocument.xml · derivative · entry 8

ESTEP MICHELE B · CIK 0001577826 · EVP/Chief Administrative Offic · of Sun National Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,478 shares

Expires 2026-03-01

F2 · price: Pursuant to the Merger Agreement, each option granted by Sun to purchase shares of Sun common stock, whether vested or unvested, that was outstanding and unexercised immediately prior to the effective time of the Merger was assumed and converted into an option to purchase from Ocean, on the same terms and conditions as were applicable under the Sun stock option immediately prior to the effective time of the Merger, a number of shares of Ocean common stock determined by multiplying (x) the number of shares of Sun common stock subject to the Sun option by (y) .9289, at a per share exercise price equal to the quotient obtained by dividing (i) the per share exercise price for each share of Sun common stock subject to the Sun option by (ii) .9289.

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January 31, 2018 Filed Feb 1, 2018 15:06 UTC SUN BANCORP INC /NJ/ SNBC · Entity 169861 Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative 1,103 Not disclosed Strike: $59.70 Not disclosed
Disclosure

SEC source: 0001562180-18-000561 · primarydocument.xml · derivative · entry 7

ESTEP MICHELE B · CIK 0001577826 · EVP/Chief Administrative Offic · of Sun National Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,103 shares

Expires 2018-03-31

F2 · price: Pursuant to the Merger Agreement, each option granted by Sun to purchase shares of Sun common stock, whether vested or unvested, that was outstanding and unexercised immediately prior to the effective time of the Merger was assumed and converted into an option to purchase from Ocean, on the same terms and conditions as were applicable under the Sun stock option immediately prior to the effective time of the Merger, a number of shares of Ocean common stock determined by multiplying (x) the number of shares of Sun common stock subject to the Sun option by (y) .9289, at a per share exercise price equal to the quotient obtained by dividing (i) the per share exercise price for each share of Sun common stock subject to the Sun option by (ii) .9289.

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January 31, 2018 Filed Feb 1, 2018 15:06 UTC SUN BANCORP INC /NJ/ SNBC · Entity 169861 Disposition to issuerIncentive Stock Option (right to buy) · Derivative 1,907 Not disclosed Strike: $14.25 Not disclosed
Disclosure

SEC source: 0001562180-18-000561 · primarydocument.xml · derivative · entry 6

ESTEP MICHELE B · CIK 0001577826 · EVP/Chief Administrative Offic · of Sun National Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,907 shares

Expires 2022-03-01

F2 · price: Pursuant to the Merger Agreement, each option granted by Sun to purchase shares of Sun common stock, whether vested or unvested, that was outstanding and unexercised immediately prior to the effective time of the Merger was assumed and converted into an option to purchase from Ocean, on the same terms and conditions as were applicable under the Sun stock option immediately prior to the effective time of the Merger, a number of shares of Ocean common stock determined by multiplying (x) the number of shares of Sun common stock subject to the Sun option by (y) .9289, at a per share exercise price equal to the quotient obtained by dividing (i) the per share exercise price for each share of Sun common stock subject to the Sun option by (ii) .9289.

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January 31, 2018 Filed Feb 1, 2018 15:06 UTC SUN BANCORP INC /NJ/ SNBC · Entity 169861 Disposition to issuerIncentive Stock Option (right to buy) · Derivative 1,590 Not disclosed Strike: $17.70 Not disclosed
Disclosure

SEC source: 0001562180-18-000561 · primarydocument.xml · derivative · entry 5

ESTEP MICHELE B · CIK 0001577826 · EVP/Chief Administrative Offic · of Sun National Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,590 shares

Expires 2019-12-17

F2 · price: Pursuant to the Merger Agreement, each option granted by Sun to purchase shares of Sun common stock, whether vested or unvested, that was outstanding and unexercised immediately prior to the effective time of the Merger was assumed and converted into an option to purchase from Ocean, on the same terms and conditions as were applicable under the Sun stock option immediately prior to the effective time of the Merger, a number of shares of Ocean common stock determined by multiplying (x) the number of shares of Sun common stock subject to the Sun option by (y) .9289, at a per share exercise price equal to the quotient obtained by dividing (i) the per share exercise price for each share of Sun common stock subject to the Sun option by (ii) .9289.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.