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BRADY STEVEN E

Disclosed activity across 2 companies

Tapewire entity
151112
SEC CIK
0001298431

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
OCEANFIRST FINANCIAL CORPOCFC · Entity 4580DirectorFebruary 28, 2020March 03, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

OCEANFIRST FINANCIAL CORP

Report date February 28, 2020 · Filed March 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect95,539 Reported balance After 2020-02-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-02-28 · Grant · Acquired 2,445 · Balance 95,539

F1: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2021. Total includes other restricted shares that vest in the future.

Common StockSEC Table I · non-derivativeIndirectIRA6,374 Reported balance Holding disclosure · report date 2020-02-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 6,374

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.71 · Expires 2023-11-19Direct6,042 Reported balance Holding disclosure · report date 2020-02-28 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 6,042

Filing footnotes · ownership attribution and instrument terms

F1: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2021. Total includes other restricted shares that vest in the future.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Ocean Shore Holding Co.

Report date November 30, 2016 · Filed December 01, 2016

Section 16 reporting ended · disclosed 2016-12-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-11-30 transaction · row 1
1 source row

Row 1 · 2016-11-30 · Disposition to issuer · Disposed 79,246 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 12, 2016, by and among OceanFirst Financial Corp. ("OceanFirst"), Ocean Shore Holding Co. ("Ocean Shore") and Masters Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into Ocean Shore, with Ocean Shore continuing as the surviving entity and immediately thereafter, Ocean Shore merged with and into OceanFirst, with OceanFirst continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of Ocean Shore common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.9667 shares of OceanFirst common stock (the "Stock Consideration") and $4.35 in cash, without interest.

Common StockSEC Table I · non-derivativeIndirectBy 401(k)0 Reported balance After 2016-11-30 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2016-11-30 · Disposition to issuer · Disposed 34,284 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 12, 2016, by and among OceanFirst Financial Corp. ("OceanFirst"), Ocean Shore Holding Co. ("Ocean Shore") and Masters Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into Ocean Shore, with Ocean Shore continuing as the surviving entity and immediately thereafter, Ocean Shore merged with and into OceanFirst, with OceanFirst continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of Ocean Shore common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.9667 shares of OceanFirst common stock (the "Stock Consideration") and $4.35 in cash, without interest.

Common StockSEC Table I · non-derivativeIndirectBy deferred compensation plan0 Reported balance After 2016-11-30 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2016-11-30 · Disposition to issuer · Disposed 3,393 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 12, 2016, by and among OceanFirst Financial Corp. ("OceanFirst"), Ocean Shore Holding Co. ("Ocean Shore") and Masters Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into Ocean Shore, with Ocean Shore continuing as the surviving entity and immediately thereafter, Ocean Shore merged with and into OceanFirst, with OceanFirst continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of Ocean Shore common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.9667 shares of OceanFirst common stock (the "Stock Consideration") and $4.35 in cash, without interest.

Common StockSEC Table I · non-derivativeIndirectBy ESOP0 Reported balance After 2016-11-30 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2016-11-30 · Disposition to issuer · Disposed 15,117 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 12, 2016, by and among OceanFirst Financial Corp. ("OceanFirst"), Ocean Shore Holding Co. ("Ocean Shore") and Masters Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into Ocean Shore, with Ocean Shore continuing as the surviving entity and immediately thereafter, Ocean Shore merged with and into OceanFirst, with OceanFirst continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of Ocean Shore common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.9667 shares of OceanFirst common stock (the "Stock Consideration") and $4.35 in cash, without interest.

Common StockSEC Table I · non-derivativeIndirectBy SERP0 Reported balance After 2016-11-30 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2016-11-30 · Disposition to issuer · Disposed 8,615 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 12, 2016, by and among OceanFirst Financial Corp. ("OceanFirst"), Ocean Shore Holding Co. ("Ocean Shore") and Masters Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into Ocean Shore, with Ocean Shore continuing as the surviving entity and immediately thereafter, Ocean Shore merged with and into OceanFirst, with OceanFirst continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of Ocean Shore common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.9667 shares of OceanFirst common stock (the "Stock Consideration") and $4.35 in cash, without interest.

Common StockSEC Table I · non-derivativeIndirectBy Stock Award II0 Reported balance After 2016-11-30 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2016-11-30 · Disposition to issuer · Disposed 4,000 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 12, 2016, by and among OceanFirst Financial Corp. ("OceanFirst"), Ocean Shore Holding Co. ("Ocean Shore") and Masters Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into Ocean Shore, with Ocean Shore continuing as the surviving entity and immediately thereafter, Ocean Shore merged with and into OceanFirst, with OceanFirst continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of Ocean Shore common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.9667 shares of OceanFirst common stock (the "Stock Consideration") and $4.35 in cash, without interest.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.21 · Expires 2020-08-18Direct0 Reported balance After 2016-11-30 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2016-11-30 · Disposition to issuer · Disposed 54,500 · Balance 0

F2: At the Effective Time, each option to purchase Ocean Shore common stock was converted into an option to purchase OceanFirst common stock on the same terms and conditions as were applicable immediately prior to the First-Step Merger, except that the number of shares of OceanFirst common stock issuable upon exercise of a converted Ocean Shore stock option was adjusted by multiplying the number of shares of Ocean Shore common stock that were subject to the Ocean Shore stock option by 1.2084 (and rounding down to the nearest whole share), and the exercise price per share of a converted option was adjusted by dividing the exercise price per share of the Ocean Shore stock option by 1.2084 (and rounding up to the nearest whole cent).

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.14 · Expires 2023-11-19Direct0 Reported balance After 2016-11-30 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2016-11-30 · Disposition to issuer · Disposed 5,000 · Balance 0

F2: At the Effective Time, each option to purchase Ocean Shore common stock was converted into an option to purchase OceanFirst common stock on the same terms and conditions as were applicable immediately prior to the First-Step Merger, except that the number of shares of OceanFirst common stock issuable upon exercise of a converted Ocean Shore stock option was adjusted by multiplying the number of shares of Ocean Shore common stock that were subject to the Ocean Shore stock option by 1.2084 (and rounding down to the nearest whole share), and the exercise price per share of a converted option was adjusted by dividing the exercise price per share of the Ocean Shore stock option by 1.2084 (and rounding up to the nearest whole cent).

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.32 · Expires 2017-11-20Direct0 Reported balance After 2016-11-30 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2016-11-30 · Disposition to issuer · Disposed 3,956 · Balance 0

F2: At the Effective Time, each option to purchase Ocean Shore common stock was converted into an option to purchase OceanFirst common stock on the same terms and conditions as were applicable immediately prior to the First-Step Merger, except that the number of shares of OceanFirst common stock issuable upon exercise of a converted Ocean Shore stock option was adjusted by multiplying the number of shares of Ocean Shore common stock that were subject to the Ocean Shore stock option by 1.2084 (and rounding down to the nearest whole share), and the exercise price per share of a converted option was adjusted by dividing the exercise price per share of the Ocean Shore stock option by 1.2084 (and rounding up to the nearest whole cent).

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 12, 2016, by and among OceanFirst Financial Corp. ("OceanFirst"), Ocean Shore Holding Co. ("Ocean Shore") and Masters Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into Ocean Shore, with Ocean Shore continuing as the surviving entity and immediately thereafter, Ocean Shore merged with and into OceanFirst, with OceanFirst continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of Ocean Shore common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.9667 shares of OceanFirst common stock (the "Stock Consideration") and $4.35 in cash, without interest.

F2: At the Effective Time, each option to purchase Ocean Shore common stock was converted into an option to purchase OceanFirst common stock on the same terms and conditions as were applicable immediately prior to the First-Step Merger, except that the number of shares of OceanFirst common stock issuable upon exercise of a converted Ocean Shore stock option was adjusted by multiplying the number of shares of Ocean Shore common stock that were subject to the Ocean Shore stock option by 1.2084 (and rounding down to the nearest whole share), and the exercise price per share of a converted option was adjusted by dividing the exercise price per share of the Ocean Shore stock option by 1.2084 (and rounding up to the nearest whole cent).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2020 Filed Mar 3, 2020 16:38 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantCommon Stock 2,445 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000029 · wf-form4_158325351070131.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,539

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2021. Total includes other restricted shares that vest in the future.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 14:42 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Exercise / conversionStock Option (right to buy) · Derivative 22,187 $8.45 Strike: $8.45 $187,480.15
Disclosure

SEC source: 0001004702-20-000019 · wf-form4_158229614765187.xml · derivative · entry 8

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,187 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 14:42 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 SaleCommon Stock 22,187 $23.46 $520,507.02
Disclosure

SEC source: 0001004702-20-000019 · wf-form4_158229614765187.xml · nonDerivative · entry 5

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,094

F2 · price: This transaction was executed in multiple trades at prices ranging from $23.45 to $23.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.

F1 · balance_after: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 14:42 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Exercise / conversionCommon Stock 22,187 $8.45 $187,480.15
Disclosure

SEC source: 0001004702-20-000019 · wf-form4_158229614765187.xml · nonDerivative · entry 4

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 14:42 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Exercise / conversionStock Option (right to buy) · Derivative 6,297 $8.45 Strike: $8.45 $53,209.65
Disclosure

SEC source: 0001004702-20-000019 · wf-form4_158229614765187.xml · derivative · entry 7

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,187

Underlying: Common Stock · 6,297 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 14:42 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 SaleCommon Stock 113 $23.46 $2,650.42
Disclosure

SEC source: 0001004702-20-000019 · wf-form4_158229614765187.xml · nonDerivative · entry 3

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,094

F1 · balance_after: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 14:42 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 SaleCommon Stock 6,184 $23.45 $145,014.80
Disclosure

SEC source: 0001004702-20-000019 · wf-form4_158229614765187.xml · nonDerivative · entry 2

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,207

F1 · balance_after: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 14:42 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Exercise / conversionCommon Stock 6,297 $8.45 $53,209.65
Disclosure

SEC source: 0001004702-20-000019 · wf-form4_158229614765187.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:15 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Exercise / conversionStock Option (right to buy) · Derivative 11,920 $8.45 Strike: $8.45 $100,724.00
Disclosure

SEC source: 0001004702-20-000017 · wf-form4_158205693548507.xml · derivative · entry 4

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,484

Underlying: Common Stock · 11,920 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:15 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 SaleCommon Stock 11,920 $23.54 $280,596.80
Disclosure

SEC source: 0001004702-20-000017 · wf-form4_158205693548507.xml · nonDerivative · entry 2

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,094

F2 · price: This transaction was executed in multiple trades at prices ranging from $23.50 to $23.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.

F1 · balance_after: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:15 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Exercise / conversionCommon Stock 11,920 $8.45 $100,724.00
Disclosure

SEC source: 0001004702-20-000017 · wf-form4_158205693548507.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
December 26, 2019 Filed Dec 30, 2019 19:50 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Exercise / conversionStock Option (right to buy) · Derivative 14,680 $0.00 Strike: $8.45 $0.00
Disclosure

SEC source: 0001004702-19-000131 · wf-form4_157773541400023.xml · derivative · entry 4

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,404

Underlying: Common Stock · 14,680 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 26, 2019 Filed Dec 30, 2019 19:50 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 SaleCommon Stock 14,680 $25.25 $370,670.00
Disclosure

SEC source: 0001004702-19-000131 · wf-form4_157773541400023.xml · nonDerivative · entry 2

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,094

F2 · price: This transaction was executed in multiple trades at prices ranging from $25.15 to $25.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
December 26, 2019 Filed Dec 30, 2019 19:50 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Exercise / conversionCommon Stock 14,680 $8.45 $124,046.00
Disclosure

SEC source: 0001004702-19-000131 · wf-form4_157773541400023.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:15 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Exercise / conversionStock Option (right to buy) · Derivative 10,774 $0.00 Strike: $8.45 $0.00
Disclosure

SEC source: 0001004702-19-000117 · wf-form4_156840573823776.xml · derivative · entry 3

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,084

Underlying: Common Stock · 10,774 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:15 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Exercise / conversionCommon Stock 10,774 $8.45 $91,040.30
Disclosure

SEC source: 0001004702-19-000117 · wf-form4_156840573823776.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:10 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantCommon Stock 1,190 $0.00 $0.00
Disclosure

SEC source: 0001004702-19-000027 · wf-form4_155171582581975.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,320

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2020. Total includes other restricted shares that vest in the future.

Read SEC document
February 05, 2018 Filed Feb 5, 2018 21:55 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 SaleCommon Stock 16,641 $26.01 $432,832.41
Disclosure

SEC source: 0001004702-18-000051 · wf-form4_151786773318206.xml · nonDerivative · entry 3

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 6,374

F2 · price: This transaction was executed in multiple trades at prices ranging from $26.00 to $26.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.

Read SEC document
February 05, 2018 Filed Feb 5, 2018 21:55 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 SaleCommon Stock 706 $26.03 $18,377.18
Disclosure

SEC source: 0001004702-18-000051 · wf-form4_151786773318206.xml · nonDerivative · entry 2

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,130

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 05, 2018 Filed Feb 5, 2018 21:55 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 SaleCommon Stock 2,653 $26.05 $69,110.65
Disclosure

SEC source: 0001004702-18-000051 · wf-form4_151786773318206.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,836

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 22:49 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantCommon Stock 1,095 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000006 · wf-form4_151692055978990.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,489

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2019. Total includes other restricted shares that vest in the future.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 19:54 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Exercise / conversionStock Option (right to buy) · Derivative 956 $9.37 Strike: $9.37 $8,957.72
Disclosure

SEC source: 0001004702-17-000191 · wf-form4_150965244068299.xml · derivative · entry 15

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 956 shares

Expires 2017-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 19:54 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Exercise / conversionCommon Stock 956 $9.37 $8,957.72
Disclosure

SEC source: 0001004702-17-000191 · wf-form4_150965244068299.xml · nonDerivative · entry 14

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 19:54 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 SaleCommon Stock 2,800 $27.65 $77,420.00
Disclosure

SEC source: 0001004702-17-000191 · wf-form4_150965244068299.xml · nonDerivative · entry 13

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,438

F2 · price: This transaction was executed in multiple trades at prices ranging from $27.565 to $27.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.

Read SEC document
September 07, 2017 Filed Nov 2, 2017 19:54 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 OtherCommon Stock 23,015 $0.00 $0.00
Disclosure

SEC source: 0001004702-17-000191 · wf-form4_150965244068299.xml · nonDerivative · entry 12

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 23,015

F1 · balance_after: This total includes activity from earlier transactions that were reported on previous Forms 4.

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September 07, 2017 Filed Nov 2, 2017 19:54 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 OtherCommon Stock 23,015 $0.00 $0.00
Disclosure

SEC source: 0001004702-17-000191 · wf-form4_150965244068299.xml · nonDerivative · entry 11

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · ESOP

Disclosed balance after: 0

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September 01, 2017 Filed Nov 2, 2017 19:54 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 OtherCommon Stock 8,328 $0.00 $0.00
Disclosure

SEC source: 0001004702-17-000191 · wf-form4_150965244068299.xml · nonDerivative · entry 10

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,238

F1 · balance_after: This total includes activity from earlier transactions that were reported on previous Forms 4.

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September 01, 2017 Filed Nov 2, 2017 19:54 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 OtherCommon Stock 8,328 $0.00 $0.00
Disclosure

SEC source: 0001004702-17-000191 · wf-form4_150965244068299.xml · nonDerivative · entry 9

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SERP

Disclosed balance after: 0

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August 28, 2017 Filed Aug 29, 2017 15:36 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Exercise / conversionStock Option (right to buy) · Derivative 3,825 $9.37 Strike: $9.37 $35,840.25
Disclosure

SEC source: 0001004702-17-000181 · wf-form4_150402100348053.xml · derivative · entry 8

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955

Underlying: Common Stock · 3,825 shares

Expires 2017-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 28, 2017 Filed Aug 29, 2017 15:36 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 SaleCommon Stock 3,825 $24.89 $95,204.25
Disclosure

SEC source: 0001004702-17-000181 · wf-form4_150402100348053.xml · nonDerivative · entry 2

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,352

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August 28, 2017 Filed Aug 29, 2017 15:36 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Exercise / conversionCommon Stock 3,825 $9.37 $35,840.25
Disclosure

SEC source: 0001004702-17-000181 · wf-form4_150402100348053.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 03, 2017 Filed May 4, 2017 18:52 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 SaleCommon Stock 8,000 $28.18 $225,440.00
Disclosure

SEC source: 0001004702-17-000132 · wf-form4_149392392412361.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,352

F1 · price: This transaction was executed in multiple trades at prices ranging from $28.00 to $28.275. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.

F2 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

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March 15, 2017 Filed Mar 16, 2017 14:58 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantCommon Stock 1,335 $0.00 $0.00
Disclosure

SEC source: 0001004702-17-000050 · wf-form4_148967626943795.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,652

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2018.

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March 15, 2017 Filed Mar 31, 2017 18:49 UTC Amendment OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantCommon Stock 1,035 $0.00 $0.00
Disclosure

SEC source: 0001004702-17-000090 · wf-form4a_149098618452170.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,352

F1 · shares: This form is being filed to correct the number of shares awarded to Mr. Brady on March 15, 2017.

F2 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2018. Total includes other restricted shares that vest in the future.

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March 06, 2017 Filed Mar 7, 2017 21:24 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 SaleCommon Stock 15,850 $28.63 $453,785.50
Disclosure

SEC source: 0001004702-17-000038 · wf-form4_148892182701089.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 7,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $28.50 to $28.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.

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March 03, 2017 Filed Mar 6, 2017 19:35 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 SaleCommon Stock 10,000 $28.97 $289,700.00
Disclosure

SEC source: 0001004702-17-000036 · wf-form4_148882890640521.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 22,850

F1 · price: This transaction was executed in multiple trades at prices ranging from $28.95555 to $29.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.

F2 · ownership.nature: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).

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March 02, 2017 Filed Nov 2, 2017 19:54 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 OtherCommon Stock 33,850 $0.00 $0.00
Disclosure

SEC source: 0001004702-17-000191 · wf-form4_150965244068299.xml · nonDerivative · entry 8

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 33,850

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March 02, 2017 Filed Nov 2, 2017 19:54 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 OtherCommon Stock 33,850 $0.00 $0.00
Disclosure

SEC source: 0001004702-17-000191 · wf-form4_150965244068299.xml · nonDerivative · entry 7

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 0

Read SEC document
January 27, 2017 Filed Nov 2, 2017 19:54 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 OtherCommon Stock 3,313 $0.00 $0.00
Disclosure

SEC source: 0001004702-17-000191 · wf-form4_150965244068299.xml · nonDerivative · entry 6

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,875

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January 27, 2017 Filed Nov 2, 2017 19:54 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 OtherCommon Stock 3,313 $0.00 $0.00
Disclosure

SEC source: 0001004702-17-000191 · wf-form4_150965244068299.xml · nonDerivative · entry 5

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 0

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December 31, 2016 Filed Nov 2, 2017 19:54 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantCommon Stock 5,752 $0.00 $0.00
Disclosure

SEC source: 0001004702-17-000191 · wf-form4_150965244068299.xml · nonDerivative · entry 4

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · ESOP

Disclosed balance after: 23,015

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December 22, 2016 Filed Dec 23, 2016 19:40 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GiftCommon Stock 6,290 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-156647 · doc4.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,317

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December 22, 2016 Filed Nov 2, 2017 19:54 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 GrantCommon Stock 2,244 $0.00 $0.00
Disclosure

SEC source: 0001004702-17-000191 · wf-form4_150965244068299.xml · nonDerivative · entry 3

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,562

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December 22, 2016 Filed Nov 2, 2017 19:54 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 Tax withholdingCommon Stock 1,622 $0.00 $0.00
Disclosure

SEC source: 0001004702-17-000191 · wf-form4_150965244068299.xml · nonDerivative · entry 2

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award II

Disclosed balance after: 0

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December 22, 2016 Filed Nov 2, 2017 19:54 UTC OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 OtherCommon Stock 2,244 $0.00 $0.00
Disclosure

SEC source: 0001004702-17-000191 · wf-form4_150965244068299.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award II

Disclosed balance after: 1,622

Read SEC document
November 30, 2016 Filed Dec 1, 2016 11:56 UTC Ocean Shore Holding Co. OSHC · Entity 180724 Disposition to issuerStock Option (right to buy) · Derivative 3,956 $0.00 Strike: $11.32 $0.00
Disclosure

SEC source: 0001225208-16-042437 · doc4.xml · derivative · entry 9

BRADY STEVEN E · CIK 0001298431 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,956 shares

Expires 2017-11-20

F2 · price: At the Effective Time, each option to purchase Ocean Shore common stock was converted into an option to purchase OceanFirst common stock on the same terms and conditions as were applicable immediately prior to the First-Step Merger, except that the number of shares of OceanFirst common stock issuable upon exercise of a converted Ocean Shore stock option was adjusted by multiplying the number of shares of Ocean Shore common stock that were subject to the Ocean Shore stock option by 1.2084 (and rounding down to the nearest whole share), and the exercise price per share of a converted option was adjusted by dividing the exercise price per share of the Ocean Shore stock option by 1.2084 (and rounding up to the nearest whole cent).

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November 30, 2016 Filed Dec 1, 2016 11:56 UTC Ocean Shore Holding Co. OSHC · Entity 180724 Disposition to issuerStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $14.14 $0.00
Disclosure

SEC source: 0001225208-16-042437 · doc4.xml · derivative · entry 8

BRADY STEVEN E · CIK 0001298431 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2023-11-19

F2 · price: At the Effective Time, each option to purchase Ocean Shore common stock was converted into an option to purchase OceanFirst common stock on the same terms and conditions as were applicable immediately prior to the First-Step Merger, except that the number of shares of OceanFirst common stock issuable upon exercise of a converted Ocean Shore stock option was adjusted by multiplying the number of shares of Ocean Shore common stock that were subject to the Ocean Shore stock option by 1.2084 (and rounding down to the nearest whole share), and the exercise price per share of a converted option was adjusted by dividing the exercise price per share of the Ocean Shore stock option by 1.2084 (and rounding up to the nearest whole cent).

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November 30, 2016 Filed Dec 1, 2016 11:56 UTC Ocean Shore Holding Co. OSHC · Entity 180724 Disposition to issuerStock Option (right to buy) · Derivative 54,500 $0.00 Strike: $10.21 $0.00
Disclosure

SEC source: 0001225208-16-042437 · doc4.xml · derivative · entry 7

BRADY STEVEN E · CIK 0001298431 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,500 shares

Expires 2020-08-18

F2 · price: At the Effective Time, each option to purchase Ocean Shore common stock was converted into an option to purchase OceanFirst common stock on the same terms and conditions as were applicable immediately prior to the First-Step Merger, except that the number of shares of OceanFirst common stock issuable upon exercise of a converted Ocean Shore stock option was adjusted by multiplying the number of shares of Ocean Shore common stock that were subject to the Ocean Shore stock option by 1.2084 (and rounding down to the nearest whole share), and the exercise price per share of a converted option was adjusted by dividing the exercise price per share of the Ocean Shore stock option by 1.2084 (and rounding up to the nearest whole cent).

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November 30, 2016 Filed Dec 1, 2016 11:56 UTC Ocean Shore Holding Co. OSHC · Entity 180724 Disposition to issuerCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042437 · doc4.xml · nonDerivative · entry 6

BRADY STEVEN E · CIK 0001298431 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award II

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 12, 2016, by and among OceanFirst Financial Corp. ("OceanFirst"), Ocean Shore Holding Co. ("Ocean Shore") and Masters Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into Ocean Shore, with Ocean Shore continuing as the surviving entity and immediately thereafter, Ocean Shore merged with and into OceanFirst, with OceanFirst continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of Ocean Shore common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.9667 shares of OceanFirst common stock (the "Stock Consideration") and $4.35 in cash, without interest.

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November 30, 2016 Filed Dec 1, 2016 11:56 UTC Ocean Shore Holding Co. OSHC · Entity 180724 Disposition to issuerCommon Stock 8,615 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042437 · doc4.xml · nonDerivative · entry 5

BRADY STEVEN E · CIK 0001298431 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By SERP

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 12, 2016, by and among OceanFirst Financial Corp. ("OceanFirst"), Ocean Shore Holding Co. ("Ocean Shore") and Masters Merger Sub Corp., a wholly-owned subsidiary of OceanFirst ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into Ocean Shore, with Ocean Shore continuing as the surviving entity and immediately thereafter, Ocean Shore merged with and into OceanFirst, with OceanFirst continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of Ocean Shore common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.9667 shares of OceanFirst common stock (the "Stock Consideration") and $4.35 in cash, without interest.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.