Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OCEANFIRST FINANCIAL CORPOCFC · Entity 4580 | Chief Compliance Officer, OFB | March 05, 2024 | March 07, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OCEANFIRST FINANCIAL CORP
Report date March 05, 2024 · Filed March 07, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,006 |
Reported balance
After 2024-03-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-03-05 · Sale · Disposed 685 · Balance 22,006 F1: Sale of a portion of vesting restricted stock to pay associated taxes. Total includes unvested restricted stock. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 2,604 |
Reported balance
Holding disclosure · report date 2024-03-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,604 F2: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c). |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.01 · Expires 2027-03-15 | Direct | 5,000 |
Reported balance
Holding disclosure · report date 2024-03-05 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 5,000 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.40 · Expires 2028-01-24 | Direct | 2,390 |
Reported balance
Holding disclosure · report date 2024-03-05 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 2,390 |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of a portion of vesting restricted stock to pay associated taxes. Total includes unvested restricted stock.
F2: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RETAIL OPPORTUNITY INVESTMENTS CORP
Report date February 12, 2025 · Filed February 14, 2025
Section 16 reporting ended · disclosed 2025-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-02-12 transaction · row 1
1 source rowRow 1 · 2025-02-12 · Disposition to issuer · Disposed 26,350 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 6, 2024, by and among Montana Purchaser LLC ("Buyer 1"), Mountain Purchaser LLC ("Buyer 2"), Big Sky Purchaser LLC ("Buyer 3" and, together with Buyer 1 and Buyer 2, collectively, the "Parent Entities"), Montana Merger Sub Inc. ("Merger Sub I"), Montana Merger Sub II LLC ("Merger Sub II"), the Company and Retail Opportunity Investments Partnership, LP, a Delaware limited partnership (the "Partnership") at the Company Merger Effective Time (as defined in the Merger Agreement), each outstanding share of common stock was automatically canceled and converted into the right to receive an amount in cash equal to $17.50, without interest. As of the Company Merger Effective Time all common stock issued and outstanding immediately prior to the Company Merger Effective Time are no longer outstanding and were automatically canceled and cease to exist. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 6, 2024, by and among Montana Purchaser LLC ("Buyer 1"), Mountain Purchaser LLC ("Buyer 2"), Big Sky Purchaser LLC ("Buyer 3" and, together with Buyer 1 and Buyer 2, collectively, the "Parent Entities"), Montana Merger Sub Inc. ("Merger Sub I"), Montana Merger Sub II LLC ("Merger Sub II"), the Company and Retail Opportunity Investments Partnership, LP, a Delaware limited partnership (the "Partnership") at the Company Merger Effective Time (as defined in the Merger Agreement), each outstanding share of common stock was automatically canceled and converted into the right to receive an amount in cash equal to $17.50, without interest. As of the Company Merger Effective Time all common stock issued and outstanding immediately prior to the Company Merger Effective Time are no longer outstanding and were automatically canceled and cease to exist.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2025 Filed Feb 14, 2025 16:12 UTC | RETAIL OPPORTUNITY INVESTMENTS CORP ROIC · Entity 83172 | Disposition to issuerCommon Stock, par value $0.0001 per share | 26,350 | $17.50 | $461,125.00 |
DisclosureSEC source: 0001407623-25-000043 · wk-form4_1739567534.xml · nonDerivative · entry 1 Ho Angela K · CIK 0001698251 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 6, 2024, by and among Montana Purchaser LLC ("Buyer 1"), Mountain Purchaser LLC ("Buyer 2"), Big Sky Purchaser LLC ("Buyer 3" and, together with Buyer 1 and Buyer 2, collectively, the "Parent Entities"), Montana Merger Sub Inc. ("Merger Sub I"), Montana Merger Sub II LLC ("Merger Sub II"), the Company and Retail Opportunity Investments Partnership, LP, a Delaware limited partnership (the "Partnership") at the Company Merger Effective Time (as defined in the Merger Agreement), each outstanding share of common stock was automatically canceled and converted into the right to receive an amount in cash equal to $17.50, without interest. As of the Company Merger Effective Time all common stock issued and outstanding immediately prior to the Company Merger Effective Time are no longer outstanding and were automatically canceled and cease to exist. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:22 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | SaleCommon Stock | 685 | $14.87 | $10,185.95 |
DisclosureSEC source: 0001004702-24-000056 · wk-form4_1709846515.xml · nonDerivative · entry 1 Ho Angela K · CIK 0001698251 · Chief Compliance Officer, OFB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,006 F1 · ownership.direct: Sale of a portion of vesting restricted stock to pay associated taxes. Total includes unvested restricted stock. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 16:10 UTC | RETAIL OPPORTUNITY INVESTMENTS CORP ROIC · Entity 83172 | GrantCommon Stock, par value $0.0001 per share | 7,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001407623-24-000021 · wk-form4_1704316168.xml · nonDerivative · entry 1 Ho Angela K · CIK 0001698251 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,350 F1 · shares: The reporting person was granted 7,127 shares of restricted common stock, par value $0.0001 per share ("common stock"), of Retail Opportunity Investments Corp., a Maryland corporation (the "Company"), pursuant to the Company's Second Amended and Restated 2009 Equity Incentive Plan. All of such shares vest on January 1, 2025. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 17:00 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | Tax withholdingCommon Stock | 758 | $23.25 | $17,623.50 |
DisclosureSEC source: 0001004702-23-000073 · wf-form4_167846759798441.xml · nonDerivative · entry 1 Ho Angela K · CIK 0001698251 · Chief Compliance Officer, OFB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,691 F1 · ownership.direct: Sale of a portion of vesting restricted stock to pay associated taxes. Total includes unvested restricted stock. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 16:46 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GrantCommon Stock | 12,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001004702-23-000055 · wf-form4_167777557916264.xml · nonDerivative · entry 1 Ho Angela K · CIK 0001698251 · Chief Compliance Officer, OFB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,449 F1 · ownership.direct: Restricted shares awarded. Such shares vest in three equal installments depending on the attainment of defined performance criteria. Shares will vest on March 1 following attainment each performance milestone, or will be forfeited if performance milestones are not met by March 1, 2028. Total includes other unvested restricted shares that vest in the future. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 16:44 UTC | RETAIL OPPORTUNITY INVESTMENTS CORP ROIC · Entity 83172 | GrantCommon Stock, par value $0.0001 per share | 6,653 | $0.00 | $0.00 |
DisclosureSEC source: 0001407623-23-000022 · wf-form4_167286863874212.xml · nonDerivative · entry 1 Ho Angela K · CIK 0001698251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,223 F1 · shares: The reporting person was granted 6,653 shares of restricted common stock, par value $0.0001 per share ("common stock"), of Retail Opportunity Investments Corp., a Maryland corporation (the "Company"), pursuant to the Company's Second Amended and Restated 2009 Equity Incentive Plan. All of such shares vest on January 1, 2024. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 22:18 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | SaleCommon Stock | 742 | $22.17 | $16,450.14 |
DisclosureSEC source: 0001004702-22-000070 · wf-form4_164686429763784.xml · nonDerivative · entry 1 Ho Angela K · CIK 0001698251 · SVP/Principal Accounting Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,801 F1 · ownership.direct: Sale of a portion of vesting restricted stock to pay associated taxes. Total includes unvested restricted stock. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 16:11 UTC | RETAIL OPPORTUNITY INVESTMENTS CORP ROIC · Entity 83172 | GrantCommon Stock, par value $0.0001 per share | 5,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001407623-22-000016 · wf-form4_164133064366127.xml · nonDerivative · entry 1 Ho Angela K · CIK 0001698251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,570 F1 · shares: The reporting person was granted 5,102 shares of restricted Common Stock that were issued pursuant to the Retail Opportunity Investments Corp. Amended and Restated 2009 Equity Incentive Plan. All of such shares vest on January 1, 2023. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 15:34 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | SaleCommon Stock | 695 | $23.11 | $16,061.45 |
DisclosureSEC source: 0001004702-21-000089 · wf-form4_161495848064033.xml · nonDerivative · entry 1 Ho Angela K · CIK 0001698251 · SVP/Principal Accounting Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,543 F1 · ownership.direct: Sale of a portion of vesting restricted stock to pay associated taxes. Total includes unvested restricted stock. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 16:45 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GrantCommon Stock | 3,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001004702-21-000071 · wf-form4_161470351305971.xml · nonDerivative · entry 1 Ho Angela K · CIK 0001698251 · SVP/Principal Accounting Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,238 F1 · ownership.direct: Restricted shares awarded. Such shares vest in three equal annual installments beginning on March 1, 2022. Total includes other restricted shares that vest in the future. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 20:31 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | SaleCommon Stock | 539 | $20.96 | $11,294.75 |
DisclosureSEC source: 0001004702-20-000091 · wf-form4_158335388103484.xml · nonDerivative · entry 1 Ho Angela K · CIK 0001698251 · SVP/Principal Accounting Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,786 F1 · ownership.direct: Sale of a portion of vesting restricted stock to pay associated taxes. Total includes unvested restricted stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 18:25 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GrantCommon Stock | 2,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001004702-20-000071 · wf-form4_158325993215539.xml · nonDerivative · entry 1 Ho Angela K · CIK 0001698251 · SVP/Principal Accounting Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,325 F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2021. Total includes other restricted shares that vest in the future. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 19:20 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GrantCommon Stock | 1,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001004702-19-000067 · wf-form4_155172724281340.xml · nonDerivative · entry 1 Ho Angela K · CIK 0001698251 · SVP/Principal Accounting Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,880 F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2020. Total includes other restricted shares that vest in the future. Read SEC document |
| January 24, 2018 Filed Jan 25, 2018 23:47 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GrantStock Option (right to buy) · Derivative | 2,390 | $0.00 Strike: $27.40 | $0.00 |
DisclosureSEC source: 0001004702-18-000038 · wf-form4_151692402974628.xml · derivative · entry 2 Ho Angela K · CIK 0001698251 · SVP/Chief Accounting Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,390 Underlying: Common Stock · 2,390 shares Expires 2028-01-24 F2 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable. Read SEC document |
| January 24, 2018 Filed Jan 25, 2018 23:47 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GrantCommon Stock | 1,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001004702-18-000038 · wf-form4_151692402974628.xml · nonDerivative · entry 1 Ho Angela K · CIK 0001698251 · SVP/Chief Accounting Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,895 F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2019. Total includes other restricted shares that vest in the future. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 19:19 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $29.01 | $0.00 |
DisclosureSEC source: 0001004702-17-000086 · wf-form4_148969194336773.xml · derivative · entry 2 Ho Angela K · CIK 0001698251 · SVP/Chief Accounting Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-03-15 F2 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 19:19 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GrantCommon Stock | 970 | $0.00 | $0.00 |
DisclosureSEC source: 0001004702-17-000086 · wf-form4_148969194336773.xml · nonDerivative · entry 1 Ho Angela K · CIK 0001698251 · SVP/Chief Accounting Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,470 F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2018. Total includes other restricted shares that vest in the future. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.