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NXRT

NexPoint Residential Trust, Inc.

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Tapewire entity
4824
SEC CIK
0001620393
Parsed reports
348

Last 12 months

Inside the activity.

11 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202690
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202620

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2022 Filed May 13, 2022 23:56 UTC
Goetz MatthewSVP Investments & Asset Mngmt
Exercise / conversionRestricted Stock Units · Derivative 584 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-012430 · rdgdoc.xml · derivative · entry 3

Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753

Underlying: Common Stock · 584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · price: On May 11, 2020, the reporting person was granted 2,921 restricted stock units which vested one-fifth on May 11, 2021 and one-fifth on May 11, 2022, and will vest one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 2,921 restricted stock units which vested one-fifth on May 11, 2021 and one-fifth on May 11, 2022, and will vest one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 2,921 restricted stock units which vested one-fifth on May 11, 2021 and one-fifth on May 11, 2022, and will vest one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 11, 2022 Filed May 13, 2022 23:56 UTC
Goetz MatthewSVP Investments & Asset Mngmt
Exercise / conversionCommon Stock 584 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-012430 · rdgdoc.xml · nonDerivative · entry 1

Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,674.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
May 11, 2022 Filed May 13, 2022 23:56 UTC Exercise / conversionRestricted Stock Units · Derivative 351 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-012429 · rdgdoc.xml · derivative · entry 2

Sauter Dennis Charles Jr · CIK 0001803863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050

Underlying: Common Stock · 351 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · price: On May 11, 2020, the reporting person was granted 1,752 restricted stock units which vested one-fifth on May 11, 2021 and one-fifth on May 11, 2022, and will vest one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 1,752 restricted stock units which vested one-fifth on May 11, 2021 and one-fifth on May 11, 2022, and will vest one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 1,752 restricted stock units which vested one-fifth on May 11, 2021 and one-fifth on May 11, 2022, and will vest one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 11, 2022 Filed May 13, 2022 23:56 UTC Exercise / conversionCommon Stock 351 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-012429 · rdgdoc.xml · nonDerivative · entry 1

Sauter Dennis Charles Jr · CIK 0001803863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
May 11, 2022 Filed May 13, 2022 23:57 UTC
McGraner MattEVP, Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 8,648 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-012431 · rdgdoc.xml · derivative · entry 6

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,941

Underlying: Common Stock · 8,648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F5 · price: On May 11, 2020, the reporting person was granted 43,237 restricted stock units which vested one-fifth on May 11, 2021 and one-fifth on May 11, 2022, and will vest one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F5 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 43,237 restricted stock units which vested one-fifth on May 11, 2021 and one-fifth on May 11, 2022, and will vest one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F5 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 43,237 restricted stock units which vested one-fifth on May 11, 2021 and one-fifth on May 11, 2022, and will vest one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 11, 2022 Filed May 13, 2022 23:57 UTC
McGraner MattEVP, Chief Investment Officer
Tax withholdingCommon Stock 3,526 $75.77 $267,165.02
Disclosure

SEC source: 0001437749-22-012431 · rdgdoc.xml · nonDerivative · entry 2

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,402

F2 · balance_after: Includes shares acquired through the Issuer's Dividend Reinvestment Plan.

Read SEC document
May 11, 2022 Filed May 13, 2022 23:57 UTC
McGraner MattEVP, Chief Investment Officer
Exercise / conversionCommon Stock 8,648 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-012431 · rdgdoc.xml · nonDerivative · entry 1

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:30 UTC
Mitts BrianDirector · CFO, EVP Finance, Secy & Treas
SaleCommon Stock 1,100 $90.80 $99,880.00
Disclosure

SEC source: 0001437749-22-007870 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,301.167

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.8 to $90.8002, inclusive.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:15 UTC
Mitts BrianDirector · CFO, EVP Finance, Secy & Treas
SaleCommon Stock 1,000 $87.58 $87,580.00
Disclosure

SEC source: 0001437749-22-006728 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,401.167

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.50 to $87.67, inclusive.

F2 · balance_after: Includes shares acquired under a dividend reinvestment plan.

Read SEC document
February 21, 2022 Filed Feb 22, 2022 20:45 UTC
DONDERO JAMES DDirector · President · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 8,904 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004127 · rdgdoc.xml · derivative · entry 11

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,808

Underlying: Common Stock · 8,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F9 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 44,520 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, and will vest one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F9 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 44,520 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, and will vest one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 21, 2022 Filed Feb 22, 2022 20:45 UTC
DONDERO JAMES DDirector · President · 10% owner
Exercise / conversionCommon Stock 8,904 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-004127 · rdgdoc.xml · nonDerivative · entry 3

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 01:44 UTC
Mitts BrianDirector · CFO, EVP Finance, Secy & Treas
Exercise / conversionRestricted Stock Units · Derivative 3,472 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004125 · rdgdoc.xml · derivative · entry 8

Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,944

Underlying: Common Stock · 3,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F4 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 17,360 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, and will vest one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 17,360 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, and will vest one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 01:44 UTC
Mitts BrianDirector · CFO, EVP Finance, Secy & Treas
Exercise / conversionCommon Stock 3,472 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-004125 · rdgdoc.xml · nonDerivative · entry 3

Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,251.167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 01:46 UTC
McGraner MattEVP, Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 13,067 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004128 · rdgdoc.xml · derivative · entry 13

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,134

Underlying: Common Stock · 13,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F6 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 65,333 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, and will vest one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F6 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 65,333 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, and will vest one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 01:46 UTC
McGraner MattEVP, Chief Investment Officer
Tax withholdingCommon Stock 5,374 $84.66 $454,962.84
Disclosure

SEC source: 0001437749-22-004128 · rdgdoc.xml · nonDerivative · entry 6

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,826

Read SEC document
February 21, 2022 Filed Feb 23, 2022 01:46 UTC
McGraner MattEVP, Chief Investment Officer
Exercise / conversionCommon Stock 13,067 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-004128 · rdgdoc.xml · nonDerivative · entry 5

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 01:45 UTC
Goetz MatthewSVP Investments & Asset Mngmt
Exercise / conversionRestricted Stock Units · Derivative 3,136 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004126 · rdgdoc.xml · derivative · entry 7

Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,272

Underlying: Common Stock · 3,136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F4 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 15,680 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, and one-fifth on February 21, 2022, and will vest one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash

F4 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 15,680 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, and one-fifth on February 21, 2022, and will vest one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash

Read SEC document
February 21, 2022 Filed Feb 23, 2022 01:45 UTC
Goetz MatthewSVP Investments & Asset Mngmt
Exercise / conversionCommon Stock 3,136 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-004126 · rdgdoc.xml · nonDerivative · entry 3

Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,090.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 20, 2022 Filed Feb 22, 2022 20:45 UTC
DONDERO JAMES DDirector · President · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 9,757 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004127 · rdgdoc.xml · derivative · entry 10

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,269

Underlying: Common Stock · 9,757 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F8 · derivative.exercise_date: On February 20, 2020, the reporting person was granted 48,782 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, and will vest one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F8 · derivative.expiration_date: On February 20, 2020, the reporting person was granted 48,782 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, and will vest one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 20, 2022 Filed Feb 22, 2022 20:45 UTC
DONDERO JAMES DDirector · President · 10% owner
Exercise / conversionCommon Stock 9,757 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-004127 · rdgdoc.xml · nonDerivative · entry 2

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 01:44 UTC
Mitts BrianDirector · CFO, EVP Finance, Secy & Treas
Exercise / conversionRestricted Stock Units · Derivative 1,598 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004125 · rdgdoc.xml · derivative · entry 7

Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,793

Underlying: Common Stock · 1,598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F3 · derivative.exercise_date: On February 20, 2020, the reporting person was granted 7,988 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, and will vest one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On February 20, 2020, the reporting person was granted 7,988 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, and will vest one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 01:44 UTC
Mitts BrianDirector · CFO, EVP Finance, Secy & Treas
Exercise / conversionCommon Stock 1,598 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-004125 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,779.167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 01:46 UTC
McGraner MattEVP, Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 12,446 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004128 · rdgdoc.xml · derivative · entry 12

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,336

Underlying: Common Stock · 12,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F5 · derivative.exercise_date: On February 20, 2020, the reporting person was granted 62,227 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, and will vest one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash

F5 · derivative.expiration_date: On February 20, 2020, the reporting person was granted 62,227 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, and will vest one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash

Read SEC document
February 20, 2022 Filed Feb 23, 2022 01:46 UTC
McGraner MattEVP, Chief Investment Officer
Tax withholdingCommon Stock 5,053 $84.66 $427,786.98
Disclosure

SEC source: 0001437749-22-004128 · rdgdoc.xml · nonDerivative · entry 4

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,133

Read SEC document
February 20, 2022 Filed Feb 23, 2022 01:46 UTC
McGraner MattEVP, Chief Investment Officer
Exercise / conversionCommon Stock 12,446 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-004128 · rdgdoc.xml · nonDerivative · entry 3

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 01:45 UTC
Goetz MatthewSVP Investments & Asset Mngmt
Exercise / conversionRestricted Stock Units · Derivative 841 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004126 · rdgdoc.xml · derivative · entry 6

Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,523

Underlying: Common Stock · 841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F3 · derivative.exercise_date: On February 20, 2020, the reporting person was granted 4,204 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, and will vest one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On February 20, 2020, the reporting person was granted 4,204 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, and will vest one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 01:45 UTC
Goetz MatthewSVP Investments & Asset Mngmt
Exercise / conversionCommon Stock 841 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-004126 · rdgdoc.xml · nonDerivative · entry 2

Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,954.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 01:43 UTC Exercise / conversionRestricted Stock Units · Derivative 505 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004123 · rdgdoc.xml · derivative · entry 5

Sauter Dennis Charles Jr · CIK 0001803863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,512

Underlying: Common Stock · 505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F4 · derivative.exercise_date: On February 20, 2020, the reporting person was awarded 2,522 restricted stock units, which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, and will vest one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On February 20, 2020, the reporting person was awarded 2,522 restricted stock units, which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, and will vest one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 01:43 UTC Exercise / conversionCommon Stock 505 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-004123 · rdgdoc.xml · nonDerivative · entry 2

Sauter Dennis Charles Jr · CIK 0001803863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 20:43 UTC Exercise / conversionRestricted Stock Units · Derivative 2,564 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004122 · rdgdoc.xml · derivative · entry 4

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F4 · derivative.exercise_date: On February 18, 2021, the reporting person was granted 2,564 restricted stock units, which vested February 18, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On February 18, 2021, the reporting person was granted 2,564 restricted stock units, which vested February 18, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 20:43 UTC Exercise / conversionCommon Stock 2,564 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-004122 · rdgdoc.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 01:43 UTC Exercise / conversionRestricted Stock Units · Derivative 2,564 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004121 · rdgdoc.xml · derivative · entry 3

Constantino Edward N. · CIK 0001498322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F3 · derivative.exercise_date: On February 18, 2021, the reporting person was granted 2,564 restricted stock units, which vested on February 18, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On February 18, 2021, the reporting person was granted 2,564 restricted stock units, which vested on February 18, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 01:43 UTC Exercise / conversionCommon Stock 2,564 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-004121 · rdgdoc.xml · nonDerivative · entry 1

Constantino Edward N. · CIK 0001498322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 20:45 UTC
DONDERO JAMES DDirector · President · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 11,941 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004127 · rdgdoc.xml · derivative · entry 9

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,762

Underlying: Common Stock · 11,941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F7 · derivative.exercise_date: On February 18, 2021, the reporting person was awarded 59,703 restricted stock units, which vested one-fifth on February 18, 2022, and will vest one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F7 · derivative.expiration_date: On February 18, 2021, the reporting person was awarded 59,703 restricted stock units, which vested one-fifth on February 18, 2022, and will vest one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 20:45 UTC
DONDERO JAMES DDirector · President · 10% owner
Exercise / conversionCommon Stock 11,941 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-004127 · rdgdoc.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 01:44 UTC Exercise / conversionRestricted Stock Units · Derivative 2,564 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004124 · rdgdoc.xml · derivative · entry 3

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F3 · derivative.exercise_date: On February 18, 2021, the reporting person was granted 2,564 restricted stock units, which vested on February 18, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On February 18, 2021, the reporting person was granted 2,564 restricted stock units, which vested on February 18, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 01:44 UTC Exercise / conversionCommon Stock 2,564 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-004124 · rdgdoc.xml · nonDerivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 01:44 UTC
Mitts BrianDirector · CFO, EVP Finance, Secy & Treas
Exercise / conversionRestricted Stock Units · Derivative 2,216 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004125 · rdgdoc.xml · derivative · entry 6

Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,862

Underlying: Common Stock · 2,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On February 18, 2021, the reporting person was granted 11,078 restricted stock units which vested one-fifth on February 18, 2022, and will vest one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On February 18, 2021, the reporting person was granted 11,078 restricted stock units which vested one-fifth on February 18, 2022, and will vest one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 01:44 UTC
Mitts BrianDirector · CFO, EVP Finance, Secy & Treas
Exercise / conversionCommon Stock 2,216 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-004125 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,181.167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 01:46 UTC
McGraner MattEVP, Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 15,183 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004128 · rdgdoc.xml · derivative · entry 11

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,728

Underlying: Common Stock · 15,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F4 · derivative.exercise_date: On February 18, 2021, the reporting person was granted 75,911 restricted stock units, which vested one-fifth on February 18, 2022, and will vest one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On February 18, 2021, the reporting person was granted 75,911 restricted stock units, which vested one-fifth on February 18, 2022, and will vest one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 01:46 UTC
McGraner MattEVP, Chief Investment Officer
Tax withholdingCommon Stock 6,074 $84.66 $514,224.84
Disclosure

SEC source: 0001437749-22-004128 · rdgdoc.xml · nonDerivative · entry 2

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,740

Read SEC document
February 18, 2022 Filed Feb 23, 2022 01:46 UTC
McGraner MattEVP, Chief Investment Officer
Exercise / conversionCommon Stock 15,183 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-004128 · rdgdoc.xml · nonDerivative · entry 1

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 01:45 UTC
Goetz MatthewSVP Investments & Asset Mngmt
Exercise / conversionRestricted Stock Units · Derivative 1,026 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004126 · rdgdoc.xml · derivative · entry 5

Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,103

Underlying: Common Stock · 1,026 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On February 18, 2021, the reporting person was granted 5,129 restricted stock units, which vested one-fifth on February 18, 2022, and will vest one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On February 18, 2021, the reporting person was granted 5,129 restricted stock units, which vested one-fifth on February 18, 2022, and will vest one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 01:45 UTC
Goetz MatthewSVP Investments & Asset Mngmt
Exercise / conversionCommon Stock 1,026 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-004126 · rdgdoc.xml · nonDerivative · entry 1

Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,113.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 01:43 UTC Exercise / conversionRestricted Stock Units · Derivative 1,436 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004123 · rdgdoc.xml · derivative · entry 4

Sauter Dennis Charles Jr · CIK 0001803863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,744

Underlying: Common Stock · 1,436 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F3 · derivative.exercise_date: On February 18, 2021, the reporting person was granted 7,180 restricted stock units, which vested one-fifth on February 18, 2022, and will vest one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On February 18, 2021, the reporting person was granted 7,180 restricted stock units, which vested one-fifth on February 18, 2022, and will vest one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 01:43 UTC Exercise / conversionCommon Stock 1,436 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-004123 · rdgdoc.xml · nonDerivative · entry 1

Sauter Dennis Charles Jr · CIK 0001803863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 01:42 UTC Exercise / conversionRestricted Stock Units · Derivative 2,564 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004120 · rdgdoc.xml · derivative · entry 3

Wood Catherine D · CIK 0001820212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F3 · derivative.exercise_date: On February 18, 2021, the reporting person was granted 2,564 restricted stock units, which vested on February 18, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On February 18, 2021, the reporting person was granted 2,564 restricted stock units, which vested on February 18, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 01:42 UTC Exercise / conversionCommon Stock 2,564 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-004120 · rdgdoc.xml · nonDerivative · entry 1

Wood Catherine D · CIK 0001820212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 17, 2022 Filed Feb 17, 2022 18:24 UTC
DONDERO JAMES DDirector · President · 10% owner
GrantRestricted Stock Units · Derivative 44,051 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-003730 · rdgdoc.xml · derivative · entry 8

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,051

Underlying: Common Stock · 44,051 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F9 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 44,051 restricted stock units which vest 20% on February 17, 2023, 20% on February 17, 2024, 20% on February 17, 2025, 20% on February 17, 2026 and 20% on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F9 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 44,051 restricted stock units which vest 20% on February 17, 2023, 20% on February 17, 2024, 20% on February 17, 2025, 20% on February 17, 2026 and 20% on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 17, 2022 Filed Feb 17, 2022 23:25 UTC
Mitts BrianDirector · CFO, EVP Finance, Secy & Treas
GrantRestricted Stock Units · Derivative 9,947 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-003731 · rdgdoc.xml · derivative · entry 6

Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,947

Underlying: Common Stock · 9,974 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F4 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 9,947 restricted stock units, which will vest 20% on February 17, 2023, 20% on February 17, 2024, 20% on February 17, 2025, 20% on February 17, 2026 and 20% on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 9,947 restricted stock units, which will vest 20% on February 17, 2023, 20% on February 17, 2024, 20% on February 17, 2025, 20% on February 17, 2026 and 20% on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.