person · Reporting owner
Sauter Dennis Charles Jr
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNXDT · Entity 6001 | See Remarks | June 10, 2026 | June 13, 2026 |
| NexPoint Real Estate Finance, Inc.NREF · Entity 5647 | General Counsel and Secretary | April 02, 2026 | April 07, 2026 |
| NexPoint Residential Trust, Inc.NXRT · Entity 4824 | See Remarks | May 22, 2026 | May 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Report date June 10, 2026 · Filed June 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,536 |
Reported balance
After 2026-06-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-10 · Exercise / conversion · Acquired 6,036 · Balance 18,536 F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). F2: 2. Includes shares received pursuant to an elective stock dividend paid on the Company's common shares. |
| Common StockSEC Table I · non-derivative | Direct | 15,522 |
Reported balance
After 2026-06-10 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-06-10 · Tax withholding · Disposed 3,014 · Balance 15,522 |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 18,114 |
Reported balance
After 2026-06-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-10 · Exercise / conversion · Disposed 6,036 · Balance 18,114 F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). F3: On June 10, 2025, the reporting person was granted 24,150 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").
F2: 2. Includes shares received pursuant to an elective stock dividend paid on the Company's common shares.
F3: On June 10, 2025, the reporting person was granted 24,150 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NexPoint Real Estate Finance, Inc.
Report date April 02, 2026 · Filed April 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,017 |
Ending reported balance
After 2026-04-04 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-04-03 · Exercise / conversion · Acquired 4,311 · Balance 32,478 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Row 2 · 2026-04-03 · Tax withholding · Disposed 1,470 · Balance 31,008 Row 3 · 2026-04-04 · Exercise / conversion · Acquired 3,238 · Balance 34,246 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Row 4 · 2026-04-04 · Tax withholding · Disposed 1,229 · Balance 33,017 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 32,308 |
Reported balance
After 2026-04-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-04-02 · Grant · Acquired 32,308 · Balance 32,308 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2: On April 2, 2026, the reporting person was granted 32,308 restricted stock units. The restricted stock units vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,931 |
Reported balance
After 2026-04-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-04-03 · Exercise / conversion · Disposed 4,311 · Balance 12,931 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3: On April 3, 2025, the reporting person was granted 17,242 restricted stock units. The restricted stock units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,239 |
Reported balance
After 2026-04-04 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-04-04 · Exercise / conversion · Disposed 3,238 · Balance 3,239 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F4: On April 4, 2023, the reporting person was granted 12,953 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
F2: On April 2, 2026, the reporting person was granted 32,308 restricted stock units. The restricted stock units vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F3: On April 3, 2025, the reporting person was granted 17,242 restricted stock units. The restricted stock units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F4: On April 4, 2023, the reporting person was granted 12,953 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NexPoint Residential Trust, Inc.
Report date May 22, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,404 |
Ending reported balance
After 2026-05-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-22 · Exercise / conversion · Acquired 2,143 · Balance 23,962 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Row 2 · 2026-05-22 · Tax withholding · Disposed 558 · Balance 23,404 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,572 |
Reported balance
After 2026-05-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-22 · Exercise / conversion · Disposed 2,143 · Balance 8,572 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2: On April 22, 2025, the reporting person was granted 10,715 restricted stock units which vested one-fifth on April 22, 2026 and which will vest one-fifth on February 15, 2027, one-fifth on February 15, 2028 and two-fifths on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.
F2: On April 22, 2025, the reporting person was granted 10,715 restricted stock units which vested one-fifth on April 22, 2026 and which will vest one-fifth on February 15, 2027, one-fifth on February 15, 2028 and two-fifths on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2026 Filed Jun 13, 2026 00:56 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Exercise / conversionRestricted Share Units · Derivative | 6,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-020553 · rdgdoc.xml · derivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,114 Underlying: Common Shares · 6,036 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). F3 · derivative.exercise_date: On June 10, 2025, the reporting person was granted 24,150 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On June 10, 2025, the reporting person was granted 24,150 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| June 10, 2026 Filed Jun 13, 2026 00:56 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Tax withholdingCommon Stock | 3,014 | $5.07 | $15,280.98 |
DisclosureSEC source: 0001437749-26-020553 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,522 Read SEC document |
| June 10, 2026 Filed Jun 13, 2026 00:56 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Exercise / conversionCommon Stock | 6,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-020553 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). F2 · balance_after: 2. Includes shares received pursuant to an elective stock dividend paid on the Company's common shares. Read SEC document |
| June 02, 2026 Filed Jun 4, 2026 21:38 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | GrantRestricted Share Units · Derivative | 19,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-019586 · rdgdoc.xml · derivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,817 Underlying: Common Shares · 19,817 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. F2 · derivative.exercise_date: On June 2, 2026, the reporting person was granted 19,817 restricted share units. The restricted share units will vest one-fourth on June 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On June 2, 2026, the reporting person was granted 19,817 restricted share units. The restricted share units will vest one-fourth on June 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 22, 2026 Filed May 28, 2026 01:50 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 2,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-018656 · rdgdoc.xml · derivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,572 Underlying: Common Stock · 2,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On April 22, 2025, the reporting person was granted 10,715 restricted stock units which vested one-fifth on April 22, 2026 and which will vest one-fifth on February 15, 2027, one-fifth on February 15, 2028 and two-fifths on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 22, 2025, the reporting person was granted 10,715 restricted stock units which vested one-fifth on April 22, 2026 and which will vest one-fifth on February 15, 2027, one-fifth on February 15, 2028 and two-fifths on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 22, 2026 Filed May 28, 2026 01:50 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 558 | $29.74 | $16,594.92 |
DisclosureSEC source: 0001437749-26-018656 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,404 Read SEC document |
| May 22, 2026 Filed May 28, 2026 01:50 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 2,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-018656 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| April 04, 2026 Filed Apr 7, 2026 01:45 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 3,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-011517 · rdgdoc.xml · derivative · entry 7 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,239 Underlying: Common Stock · 3,238 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F4 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 12,953 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 12,953 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 04, 2026 Filed Apr 7, 2026 01:45 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Tax withholdingCommon Stock | 1,229 | $13.36 | $16,419.44 |
DisclosureSEC source: 0001437749-26-011517 · rdgdoc.xml · nonDerivative · entry 4 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,017 Read SEC document |
| April 04, 2026 Filed Apr 7, 2026 01:45 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 3,238 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-011517 · rdgdoc.xml · nonDerivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| April 04, 2026 Filed Apr 8, 2026 01:49 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Exercise / conversionRestricted Share Units · Derivative | 2,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-011666 · rdgdoc.xml · derivative · entry 6 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,488 Underlying: Common Shares · 2,488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. F3 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 9,950 restricted share units. The restricted share units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026, and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 9,950 restricted share units. The restricted share units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026, and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 04, 2026 Filed Apr 8, 2026 01:49 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Tax withholdingCommon Stock | 1,562 | $4.43 | $6,919.66 |
DisclosureSEC source: 0001437749-26-011666 · rdgdoc.xml · nonDerivative · entry 4 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,372 Read SEC document |
| April 04, 2026 Filed Apr 8, 2026 01:49 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Exercise / conversionCommon Stock | 2,488 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-011666 · rdgdoc.xml · nonDerivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 01:45 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 4,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-011517 · rdgdoc.xml · derivative · entry 6 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,931 Underlying: Common Stock · 4,311 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 17,242 restricted stock units. The restricted stock units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 17,242 restricted stock units. The restricted stock units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 01:45 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Tax withholdingCommon Stock | 1,470 | $13.36 | $19,639.20 |
DisclosureSEC source: 0001437749-26-011517 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,008 Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 01:45 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 4,311 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-011517 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| April 03, 2026 Filed Apr 8, 2026 01:49 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Exercise / conversionRestricted Share Units · Derivative | 9,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-011666 · rdgdoc.xml · derivative · entry 5 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,301 Underlying: Common Shares · 9,768 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. F2 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 39,069 restricted share units. The restricted share units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 39,069 restricted share units. The restricted share units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 03, 2026 Filed Apr 8, 2026 01:49 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Tax withholdingCommon Stock | 4,952 | $4.43 | $21,937.36 |
DisclosureSEC source: 0001437749-26-011666 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,446 Read SEC document |
| April 03, 2026 Filed Apr 8, 2026 01:49 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Exercise / conversionCommon Stock | 9,768 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-011666 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. Read SEC document |
| April 02, 2026 Filed Apr 6, 2026 23:43 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | GrantRestricted Share Units · Derivative | 9,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-011482 · rdgdoc.xml · derivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,091 Underlying: Common Shares · 9,091 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. F2 · derivative.exercise_date: On April 2, 2026, the reporting person was granted 9,091 restricted share units. The restricted share units will vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 2, 2026, the reporting person was granted 9,091 restricted share units. The restricted share units will vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 02, 2026 Filed Apr 6, 2026 23:57 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 16,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-011497 · rdgdoc.xml · derivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,800 Underlying: Common Stock · 16,800 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On April 2, 2026, the reporting person was granted 16,800 restricted stock units. The restricted stock units will vest one-fifth on April 2, 2027, one-fifth on February 15, 2028, one-fifth on February 15, 2029 and two-fifths on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 2, 2026, the reporting person was granted 16,800 restricted stock units. The restricted stock units will vest one-fifth on April 2, 2027, one-fifth on February 15, 2028, one-fifth on February 15, 2029 and two-fifths on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 02, 2026 Filed Apr 7, 2026 01:45 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | GrantRestricted Stock Units · Derivative | 32,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-011517 · rdgdoc.xml · derivative · entry 5 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,308 Underlying: Common Stock · 32,308 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On April 2, 2026, the reporting person was granted 32,308 restricted stock units. The restricted stock units vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 2, 2026, the reporting person was granted 32,308 restricted stock units. The restricted stock units vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 28, 2026 Filed Apr 1, 2026 00:21 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 2,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-010781 · rdgdoc.xml · derivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,144 Underlying: Common Stock · 2,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On March 28, 2023, the reporting person was granted 10,363 restricted stock units which vested one-fifth on March 28, 2024, one-fifth on March 28, 2025 and one-fifth on March 28, 2026, and which will vest one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 28, 2023, the reporting person was granted 10,363 restricted stock units which vested one-fifth on March 28, 2024, one-fifth on March 28, 2025 and one-fifth on March 28, 2026, and which will vest one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 28, 2026 Filed Apr 1, 2026 00:21 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 654 | $24.60 | $16,088.40 |
DisclosureSEC source: 0001437749-26-010781 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,819 Read SEC document |
| March 28, 2026 Filed Apr 1, 2026 00:21 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 2,073 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-010781 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| March 18, 2026 Filed Mar 21, 2026 01:20 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Exercise / conversionRestricted Share Units · Derivative | 2,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-009283 · rdgdoc.xml · derivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,358 Underlying: Common Shares · 2,679 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. F3 · derivative.exercise_date: On March 18, 2024, the reporting person was granted 2,679 restricted share units. The restricted share units vested one-fourth on March 18, 2025 and one-fourth on March 18, 2026, and will vest one-fourth on March 18, 2027 and one-fourth on March 18, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On March 18, 2024, the reporting person was granted 2,679 restricted share units. The restricted share units vested one-fourth on March 18, 2025 and one-fourth on March 18, 2026, and will vest one-fourth on March 18, 2027 and one-fourth on March 18, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 18, 2026 Filed Mar 21, 2026 01:20 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Tax withholdingCommon Stock | 1,522 | $4.41 | $6,712.02 |
DisclosureSEC source: 0001437749-26-009283 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,630 Read SEC document |
| March 18, 2026 Filed Mar 21, 2026 01:20 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Exercise / conversionCommon Stock | 2,679 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-009283 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. F2 · balance_after: Includes shares received pursuant to elective stock dividends paid on the Company's common shares. Read SEC document |
| March 13, 2026 Filed Mar 18, 2026 01:04 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 2,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-008711 · rdgdoc.xml · derivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,433 Underlying: Common Stock · 2,478 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 12,389 restricted stock units which vested one-fifth on March 13, 2025 and one-fifth on March 13, 2026, and which will vest one-fifth on March 13, 2027, one-fifth on March 13, 2028, and one-fifth on March 13, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 12,389 restricted stock units which vested one-fifth on March 13, 2025 and one-fifth on March 13, 2026, and which will vest one-fifth on March 13, 2027, one-fifth on March 13, 2028, and one-fifth on March 13, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 13, 2026 Filed Mar 18, 2026 01:04 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 863 | $25.73 | $22,204.99 |
DisclosureSEC source: 0001437749-26-008711 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,400 Read SEC document |
| March 13, 2026 Filed Mar 18, 2026 01:04 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 2,478 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-008711 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 20:48 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 2,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-008630 · rdgdoc.xml · derivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,833 Underlying: Common Stock · 2,917 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 11,667 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and one-fourth on March 13, 2026 and will vest one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 11,667 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and one-fourth on March 13, 2026 and will vest one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 20:48 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Tax withholdingCommon Stock | 1,161 | $13.15 | $15,267.15 |
DisclosureSEC source: 0001437749-26-008630 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,167 Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 20:48 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 2,917 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-008630 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 23:01 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 2,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-005387 · rdgdoc.xml · derivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,146 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On February 21, 2022, the reporting person was granted 8,585 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023, one-fourth on February 21, 2024, one-fourth on February 21, 2025 and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 21, 2022, the reporting person was granted 8,585 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023, one-fourth on February 21, 2024, one-fourth on February 21, 2025 and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 23:01 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Tax withholdingCommon Stock | 1,011 | $14.86 | $15,023.46 |
DisclosureSEC source: 0001437749-26-005387 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,411 Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 23:01 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 2,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-005387 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 02:30 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Unita · Derivative | 1,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-004785 · rdgdoc.xml · derivative · entry 6 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,436 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3 · derivative.exercise_date: On February 18, 2021, the reporting person was granted 7,180 restricted stock units, which vested one-fifth on February 18, 2022, one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025, and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 18, 2021, the reporting person was granted 7,180 restricted stock units, which vested one-fifth on February 18, 2022, one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025, and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 02:30 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 549 | $29.93 | $16,431.57 |
DisclosureSEC source: 0001437749-26-004785 · rdgdoc.xml · nonDerivative · entry 4 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,785 Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 02:30 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 1,436 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-004785 · rdgdoc.xml · nonDerivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 17, 2026 Filed Feb 20, 2026 02:30 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Unita · Derivative | 995 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-004785 · rdgdoc.xml · derivative · entry 5 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 994 Underlying: Common Stock · 995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 4,974 restricted stock units, which vested one-fifth on February 17, 2023, one-fifth on February 17, 2024, one-fifth on February 17, 2025, one-fifth on February 17, 2026, and which will vest and one-fifth on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 4,974 restricted stock units, which vested one-fifth on February 17, 2023, one-fifth on February 17, 2024, one-fifth on February 17, 2025, one-fifth on February 17, 2026, and which will vest and one-fifth on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 17, 2026 Filed Feb 20, 2026 02:30 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 366 | $29.46 | $10,782.36 |
DisclosureSEC source: 0001437749-26-004785 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,898 Read SEC document |
| February 17, 2026 Filed Feb 20, 2026 02:30 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 995 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-004785 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 22:30 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | GrantRestricted Share Units · Derivative | 24,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-020239 · rdgdoc.xml · derivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,150 Underlying: Common Shares · 24,150 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. F2 · derivative.exercise_date: On June 10, 2025, the reporting person was granted 24,150 restricted share units. The restricted share units will vest one-fourth on June 10, 2026, one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On June 10, 2025, the reporting person was granted 24,150 restricted share units. The restricted share units will vest one-fourth on June 10, 2026, one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 22, 2025 Filed May 27, 2025 23:45 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 10,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-018566 · rdgdoc.xml · derivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,715 Underlying: Common Stock · 10,715 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On May 22, 2025, the reporting person was granted 10,715 restricted stock units. The restricted stock units will vest one-fifth on May 22, 2026, one-fifth on February 15, 2027, one-fifth on February 15, 2028, and two-fifths on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On May 22, 2025, the reporting person was granted 10,715 restricted stock units. The restricted stock units will vest one-fifth on May 22, 2026, one-fifth on February 15, 2027, one-fifth on February 15, 2028, and two-fifths on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 11, 2025 Filed May 14, 2025 01:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-016581 · rdgdoc.xml · derivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 1,752 restricted stock units which vested one-fifth on May 11, 2021, one-fifth on May 11, 2022, one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 1,752 restricted stock units which vested one-fifth on May 11, 2021, one-fifth on May 11, 2022, one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 11, 2025 Filed May 14, 2025 01:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 104 | $37.25 | $3,874.00 |
DisclosureSEC source: 0001437749-25-016581 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,269 Read SEC document |
| May 11, 2025 Filed May 14, 2025 01:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-016581 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| April 17, 2025 Filed Apr 21, 2025 22:40 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | OtherProfits LTIP Units · Derivative | 5,439.375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-012575 · rdgdoc.xml · derivative · entry 4 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,252.5 Underlying: Common Shares · 5,439.375 shares Expires not disclosed F3 · security: Represents Profits LTIP Units ("LTIP Units") in the OP . Each LTIP Units can ultimately be redeemed by the reporting person for cash or common shares of the Issuer at the option of the Issuer. F3 · derivative.exercise_price: Represents Profits LTIP Units ("LTIP Units") in the OP . Each LTIP Units can ultimately be redeemed by the reporting person for cash or common shares of the Issuer at the option of the Issuer. F1 · kind: Acquired pursuant to that certain Agreement and Plan of Merger, dated as of November 22, 2024, by and among NexPoint Diversified Real Estate Trust (the "Issuer"), the Issuer's operating partnership (the "OP"), and those certain other parties thereto, with the exchange rate being equal to the quotient of $0.36 divided by the volume weighted average price of the shares of Common Stock quoted on the New York Stock Exchange for the ten (10) trading days prior to the closing of the merger of NHT Hospitality, Inc. with and into one of the Issuer's wholly owned subsidiaries which equaled $3.7228. F1 · price: Acquired pursuant to that certain Agreement and Plan of Merger, dated as of November 22, 2024, by and among NexPoint Diversified Real Estate Trust (the "Issuer"), the Issuer's operating partnership (the "OP"), and those certain other parties thereto, with the exchange rate being equal to the quotient of $0.36 divided by the volume weighted average price of the shares of Common Stock quoted on the New York Stock Exchange for the ten (10) trading days prior to the closing of the merger of NHT Hospitality, Inc. with and into one of the Issuer's wholly owned subsidiaries which equaled $3.7228. F4 · derivative.exercise_date: On April 17, 2025, the reporting person was granted 7,252.5 LTIP Units of which 5,439.375 were vested immediately as of the grant date. The remaining LTIP Units will vest on December 13, 2025 and are not subject to expiration. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.expiration_date: On April 17, 2025, the reporting person was granted 7,252.5 LTIP Units of which 5,439.375 were vested immediately as of the grant date. The remaining LTIP Units will vest on December 13, 2025 and are not subject to expiration. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F5 · derivative.underlying_shares: Subject to adjustment for certain events including stock splits, reverse stock splits, stock dividends and recapitalizations of Issuer. Read SEC document |
| April 17, 2025 Filed Apr 21, 2025 22:40 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | OtherProfits LTIP Units · Derivative | 1,813.125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-012575 · rdgdoc.xml · derivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,813.125 Underlying: Common Shares · 1,813.125 shares Expires not disclosed F3 · security: Represents Profits LTIP Units ("LTIP Units") in the OP . Each LTIP Units can ultimately be redeemed by the reporting person for cash or common shares of the Issuer at the option of the Issuer. F3 · derivative.exercise_price: Represents Profits LTIP Units ("LTIP Units") in the OP . Each LTIP Units can ultimately be redeemed by the reporting person for cash or common shares of the Issuer at the option of the Issuer. F1 · kind: Acquired pursuant to that certain Agreement and Plan of Merger, dated as of November 22, 2024, by and among NexPoint Diversified Real Estate Trust (the "Issuer"), the Issuer's operating partnership (the "OP"), and those certain other parties thereto, with the exchange rate being equal to the quotient of $0.36 divided by the volume weighted average price of the shares of Common Stock quoted on the New York Stock Exchange for the ten (10) trading days prior to the closing of the merger of NHT Hospitality, Inc. with and into one of the Issuer's wholly owned subsidiaries which equaled $3.7228. F1 · price: Acquired pursuant to that certain Agreement and Plan of Merger, dated as of November 22, 2024, by and among NexPoint Diversified Real Estate Trust (the "Issuer"), the Issuer's operating partnership (the "OP"), and those certain other parties thereto, with the exchange rate being equal to the quotient of $0.36 divided by the volume weighted average price of the shares of Common Stock quoted on the New York Stock Exchange for the ten (10) trading days prior to the closing of the merger of NHT Hospitality, Inc. with and into one of the Issuer's wholly owned subsidiaries which equaled $3.7228. F4 · derivative.exercise_date: On April 17, 2025, the reporting person was granted 7,252.5 LTIP Units of which 5,439.375 were vested immediately as of the grant date. The remaining LTIP Units will vest on December 13, 2025 and are not subject to expiration. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.expiration_date: On April 17, 2025, the reporting person was granted 7,252.5 LTIP Units of which 5,439.375 were vested immediately as of the grant date. The remaining LTIP Units will vest on December 13, 2025 and are not subject to expiration. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F5 · derivative.underlying_shares: Subject to adjustment for certain events including stock splits, reverse stock splits, stock dividends and recapitalizations of Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.