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person · Reporting owner

KAVANAUGH SCOTT F

Disclosed activity across 5 companies

Tapewire entity
37633
SEC CIK
0001218975

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
First Foundation Inc.FFWM · Entity 54649Director · Chief Executive OfficerOctober 23, 2024November 08, 2024
NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNXDT · Entity 6001DirectorJune 10, 2026June 16, 2026
NexPoint Real Estate Finance, Inc.NREF · Entity 5647DirectorApril 02, 2026April 07, 2026
NexPoint Residential Trust, Inc.NXRT · Entity 4824DirectorMay 22, 2026May 28, 2026
VINEBROOK HOMES TRUST, INC.NA · Entity 52505DirectorApril 02, 2026April 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

First Foundation Inc.

Report date October 23, 2024 · Filed November 08, 2024 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect174,330 Reported balance Holding disclosure · report date 2024-10-23 · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · Balance 174,330

Common StockSEC Table I · non-derivativeIndirectFamily Trust1,291,529 Reported balance Holding disclosure · report date 2024-10-23 · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · Balance 1,291,529

F1: On October 24, 2024, the reporting person filed a Form 4 that inadvertently omitted securities previously reported as indirectly beneficially owned. This amendment solely corrects that omission and includes all common stock both directly and indirectly beneficially owned.

Filing footnotes · ownership attribution and instrument terms

F1: On October 24, 2024, the reporting person filed a Form 4 that inadvertently omitted securities previously reported as indirectly beneficially owned. This amendment solely corrects that omission and includes all common stock both directly and indirectly beneficially owned.

NEXPOINT DIVERSIFIED REAL ESTATE TRUST

Report date June 10, 2026 · Filed June 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect26,163 Reported balance After 2026-06-10 transaction · row 1
1 source row

Row 1 · 2026-06-10 · Exercise / conversion · Acquired 4,830 · Balance 26,163

F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

Restricted Shares UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-10 · Exercise / conversion · Disposed 4,830 · Balance 0

F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F4: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Common StockSEC Table I · non-derivativeIndirectBy Benefit Plan50,026 Reported balance Holding disclosure · report date 2026-06-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 50,026

F2: Includes shares acquired pursuant to elective stock dividends paid on the Company's common shares.

F3: These shares are held in a defined plan for the benefit of the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2: Includes shares acquired pursuant to elective stock dividends paid on the Company's common shares.

F3: These shares are held in a defined plan for the benefit of the reporting person.

F4: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

NexPoint Real Estate Finance, Inc.

Report date April 02, 2026 · Filed April 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect25,309 Reported balance After 2026-04-03 transaction · row 1
1 source row

Row 1 · 2026-04-03 · Exercise / conversion · Acquired 5,518 · Balance 25,309

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,154 Reported balance After 2026-04-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-02 · Grant · Acquired 6,154 · Balance 6,154

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F2: On April 2, 2026, the reporting person was granted 6,154 restricted stock units, which vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-04-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-04-03 · Exercise / conversion · Disposed Not disclosed · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F3: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F2: On April 2, 2026, the reporting person was granted 6,154 restricted stock units, which vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

NexPoint Residential Trust, Inc.

Report date May 22, 2026 · Filed May 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect33,792 Reported balance After 2026-05-22 transaction · row 1
1 source row

Row 1 · 2026-05-22 · Exercise / conversion · Acquired 3,429 · Balance 33,792

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-22 · Exercise / conversion · Disposed 3,429 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

VINEBROOK HOMES TRUST, INC.

Report date April 02, 2026 · Filed April 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,147 Reported balance After 2026-04-03 transaction · row 1
1 source row

Row 1 · 2026-04-03 · Exercise / conversion · Acquired 2,202 · Balance 13,147

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,187 Reported balance After 2026-04-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-04-02 · Grant · Acquired 2,187 · Balance 2,187

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F3: On April 2, 2026, the reporting person was granted 2,187 restricted stock units, which will vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-04-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-04-03 · Exercise / conversion · Disposed 2,202 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F4: On April 3, 2025, the reporting person was granted 2,202 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Common StockSEC Table I · non-derivativeIndirectBy Benefit Plan20,724.679 Reported balance Holding disclosure · report date 2026-04-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 20,724.679

F2: These shares are held in a defined benefit plan for the benefit of the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F2: These shares are held in a defined benefit plan for the benefit of the reporting person.

F3: On April 2, 2026, the reporting person was granted 2,187 restricted stock units, which will vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4: On April 3, 2025, the reporting person was granted 2,202 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2026 Filed Jun 16, 2026 21:35 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionRestricted Shares Units · Derivative 4,830 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-020831 · rdgdoc.xml · derivative · entry 3

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F4 · derivative.exercise_date: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
June 10, 2026 Filed Jun 16, 2026 21:35 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionCommon Stock 4,830 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-020831 · rdgdoc.xml · nonDerivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

Read SEC document
June 02, 2026 Filed Jun 4, 2026 21:39 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 GrantRestricted Share Units · Derivative 7,077 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-019591 · rdgdoc.xml · derivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,077

Underlying: Common Shares · 7,077 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · derivative.exercise_date: On June 2, 2026, the reporting person was granted 7,077 restricted share units which will vest on June 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On June 2, 2026, the reporting person was granted 7,077 restricted share units which will vest on June 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 22, 2026 Filed May 28, 2026 01:52 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionRestricted Stock Units · Derivative 3,429 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018662 · rdgdoc.xml · derivative · entry 2

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 22, 2026 Filed May 28, 2026 01:52 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionCommon Stock 3,429 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-018662 · rdgdoc.xml · nonDerivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
April 03, 2026 Filed Apr 6, 2026 23:43 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionRestricted Stock Units · Derivative 2,202 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011479 · rdgdoc.xml · derivative · entry 4

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,202 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F4 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 2,202 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 2,202 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 03, 2026 Filed Apr 6, 2026 23:43 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionCommon Stock 2,202 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-011479 · rdgdoc.xml · nonDerivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

Read SEC document
April 03, 2026 Filed Apr 7, 2026 01:43 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionRestricted Stock Units · Derivative Not disclosed $0.00 $5,518.00
Disclosure

SEC source: 0001437749-26-011512 · rdgdoc.xml · derivative · entry 3

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,518 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F3 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 01:43 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionCommon Stock 5,518 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-011512 · rdgdoc.xml · nonDerivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

Read SEC document
April 03, 2026 Filed Apr 8, 2026 01:47 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionRestricted Shares Units · Derivative 7,813 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011661 · rdgdoc.xml · derivative · entry 3

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F4 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 7,813 restricted share units which vested on April 3, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 7,813 restricted share units which vested on April 3, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 03, 2026 Filed Apr 8, 2026 01:47 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionCommon Stock 7,813 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-011661 · rdgdoc.xml · nonDerivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2 · balance_after: Includes shares acquired pursuant to elective stock dividends paid on the Company's common shares.

Read SEC document
April 02, 2026 Filed Apr 6, 2026 23:43 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 GrantRestricted Stock Units · Derivative 2,187 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011479 · rdgdoc.xml · derivative · entry 3

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,187

Underlying: Common Stock · 2,187 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F3 · derivative.exercise_date: On April 2, 2026, the reporting person was granted 2,187 restricted stock units, which will vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On April 2, 2026, the reporting person was granted 2,187 restricted stock units, which will vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 02, 2026 Filed Apr 7, 2026 01:43 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 GrantRestricted Stock Units · Derivative 6,154 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011512 · rdgdoc.xml · derivative · entry 2

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,154

Underlying: Common Stock · 6,154 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F2 · derivative.exercise_date: On April 2, 2026, the reporting person was granted 6,154 restricted stock units, which vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On April 2, 2026, the reporting person was granted 6,154 restricted stock units, which vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 02, 2026 Filed Apr 6, 2026 23:55 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 GrantRestricted Stock Units · Derivative 4,800 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011492 · rdgdoc.xml · derivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 4,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On April 2, 2026, the reporting person was granted 4,800 restricted stock units which will vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On April 2, 2026, the reporting person was granted 4,800 restricted stock units which will vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 02, 2026 Filed Apr 6, 2026 23:41 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 GrantRestricted Share Units · Derivative 3,247 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011472 · rdgdoc.xml · derivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,247

Underlying: Common Shares · 3,247 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · derivative.exercise_date: On April 2, 2026, the reporting person was granted 3,247 restricted share units which will vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On April 2, 2026, the reporting person was granted 3,247 restricted share units which will vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 22:26 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 GrantRestricted Share Units · Derivative 4,830 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-020235 · rdgdoc.xml · derivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,830

Underlying: Common Shares · 4,830 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · derivative.exercise_date: On June 10, 2025, the reporting person was granted 4,830 restricted share units. The restricted share units will vest on June 10, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On June 10, 2025, the reporting person was granted 4,830 restricted share units. The restricted share units will vest on June 10, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 22, 2025 Filed May 27, 2025 23:42 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 GrantRestricted Stock Units · Derivative 3,429 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-018561 · rdgdoc.xml · derivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,429

Underlying: Common Stock · 3,429 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On May 22, 2025, the reporting person was granted 3,429 restricted stock units, which will vest on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On May 22, 2025, the reporting person was granted 3,429 restricted stock units, which will vest on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 03, 2025 Filed Apr 8, 2025 00:30 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 GrantRestricted Stock Units · Derivative 5,518 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-011265 · rdgdoc.xml · derivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,518

Underlying: Common Stock · 5,518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F2 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 03, 2025 Filed Apr 8, 2025 01:38 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionRestricted Stock Units · Derivative 1,781 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-011281 · rdgdoc.xml · derivative · entry 6

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,781 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F6 · derivative.exercise_date: On April 3, 2024, the reporting person was granted 1,781 restricted stock units, which vested on April 3, 2025. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F6 · derivative.expiration_date: On April 3, 2024, the reporting person was granted 1,781 restricted stock units, which vested on April 3, 2025. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 03, 2025 Filed Apr 8, 2025 01:38 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 GrantRestricted Stock Units · Derivative 2,202 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-011281 · rdgdoc.xml · derivative · entry 5

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,202

Underlying: Common Stock · 2,202 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F5 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 2,202 restricted stock units, which will vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F5 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 2,202 restricted stock units, which will vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 03, 2025 Filed Apr 8, 2025 01:38 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionCommon Stock 1,781 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-011281 · rdgdoc.xml · nonDerivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

Read SEC document
April 03, 2025 Filed Apr 7, 2025 23:10 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 GrantRestricted Shares Units · Derivative 7,813 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-011250 · rdgdoc.xml · derivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,813

Underlying: Common Shares · 7,813 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 7,813 restricted shares units which will vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 7,813 restricted shares units which will vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 24, 2025 Filed Apr 8, 2025 01:38 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 ConversionClass C OP Units · Derivative 2,233 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-011281 · rdgdoc.xml · derivative · entry 4

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,233

Underlying: Common Stock · 2,233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The OP Units are redeemable, beginning one year from issuance, for cash equal to the then-current market value of one share of the Issuer's common stock or, at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. Following the conversion of the Profits Units on March 24, 2025, the OP Units are fully vested. The OP Units have no expiration date.

F4 · derivative.exercise_price: The OP Units are redeemable, beginning one year from issuance, for cash equal to the then-current market value of one share of the Issuer's common stock or, at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. Following the conversion of the Profits Units on March 24, 2025, the OP Units are fully vested. The OP Units have no expiration date.

F4 · derivative.exercise_date: The OP Units are redeemable, beginning one year from issuance, for cash equal to the then-current market value of one share of the Issuer's common stock or, at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. Following the conversion of the Profits Units on March 24, 2025, the OP Units are fully vested. The OP Units have no expiration date.

F4 · derivative.expiration_date: The OP Units are redeemable, beginning one year from issuance, for cash equal to the then-current market value of one share of the Issuer's common stock or, at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. Following the conversion of the Profits Units on March 24, 2025, the OP Units are fully vested. The OP Units have no expiration date.

Read SEC document
March 24, 2025 Filed Apr 8, 2025 01:38 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 ConversionProfits Interest Units · Derivative 2,233 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-011281 · rdgdoc.xml · derivative · entry 3

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C OP Units · 2,233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents Profits Interest Units ("Profits Units") in VineBrook Homes Operating Partnership, L.P., the Issuer's operating partnership (the "OP"). Each Profits Unit can be converted into one Class C common unit of the OP (an "OP Unit") in the OP following vesting; provided the book-up target (as defined in the OP limited partnership agreement) for the Profit Units equals zero. The Profits Units were granted on November 21, 2019 and fully vested on November 21, 2020. The Profits Units converted into OP Units on March 24, 2025.

F3 · derivative.exercise_price: Represents Profits Interest Units ("Profits Units") in VineBrook Homes Operating Partnership, L.P., the Issuer's operating partnership (the "OP"). Each Profits Unit can be converted into one Class C common unit of the OP (an "OP Unit") in the OP following vesting; provided the book-up target (as defined in the OP limited partnership agreement) for the Profit Units equals zero. The Profits Units were granted on November 21, 2019 and fully vested on November 21, 2020. The Profits Units converted into OP Units on March 24, 2025.

F3 · derivative.exercise_date: Represents Profits Interest Units ("Profits Units") in VineBrook Homes Operating Partnership, L.P., the Issuer's operating partnership (the "OP"). Each Profits Unit can be converted into one Class C common unit of the OP (an "OP Unit") in the OP following vesting; provided the book-up target (as defined in the OP limited partnership agreement) for the Profit Units equals zero. The Profits Units were granted on November 21, 2019 and fully vested on November 21, 2020. The Profits Units converted into OP Units on March 24, 2025.

F3 · derivative.expiration_date: Represents Profits Interest Units ("Profits Units") in VineBrook Homes Operating Partnership, L.P., the Issuer's operating partnership (the "OP"). Each Profits Unit can be converted into one Class C common unit of the OP (an "OP Unit") in the OP following vesting; provided the book-up target (as defined in the OP limited partnership agreement) for the Profit Units equals zero. The Profits Units were granted on November 21, 2019 and fully vested on November 21, 2020. The Profits Units converted into OP Units on March 24, 2025.

F4 · derivative.underlying: The OP Units are redeemable, beginning one year from issuance, for cash equal to the then-current market value of one share of the Issuer's common stock or, at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. Following the conversion of the Profits Units on March 24, 2025, the OP Units are fully vested. The OP Units have no expiration date.

Read SEC document
March 18, 2025 Filed Mar 21, 2025 01:07 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionRestricted Shares Units · Derivative 11,698 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008635 · rdgdoc.xml · derivative · entry 3

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 11,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F4 · derivative.exercise_date: On March 18, 2024, the reporting person was granted 11,698 restricted shares units which vested on March 18, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On March 18, 2024, the reporting person was granted 11,698 restricted shares units which vested on March 18, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 18, 2025 Filed Mar 21, 2025 01:07 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionCommon Stock 11,698 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-008635 · rdgdoc.xml · nonDerivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

Read SEC document
March 13, 2025 Filed Mar 18, 2025 01:22 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionRestricted Stock Units · Derivative 4,530 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008113 · rdgdoc.xml · derivative · entry 2

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,530 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F2 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 4,530 restricted stock units. The restricted stock units vested on March 13, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 4,530 restricted stock units. The restricted stock units vested on March 13, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 13, 2025 Filed Mar 18, 2025 01:22 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionCommon Stock 4,530 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-008113 · rdgdoc.xml · nonDerivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 22:35 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionRestricted Stock Units · Derivative 4,117 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008079 · rdgdoc.xml · derivative · entry 2

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 4,117 restricted stock units which vested on March 13, 2025. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 4,117 restricted stock units which vested on March 13, 2025. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 22:35 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionCommon Stock 4,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-008079 · rdgdoc.xml · nonDerivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
October 23, 2024 Filed Oct 24, 2024 20:50 UTC First Foundation Inc. FFWM · Entity 54649 GrantCommon Stock 57,047 $0.00 $0.00
Disclosure

SEC source: 0001593968-24-001294 · primary_01.xml · nonDerivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,330

F1 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 57,047 restricted stock units under First Foundation Inc.'s 2024 Equity Incentive Plan. The total reported in Column 5 includes the 57,047 newly awarded restricted stock units and 117,283 shares of common stock.

Read SEC document
April 11, 2024 Filed Apr 16, 2024 01:22 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionRestricted Stock Units · Derivative 1,586 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-012116 · rdgdoc.xml · derivative · entry 3

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc.

F3 · derivative.exercise_date: On April 11, 2023, the reporting person was granted 1,586 restricted stock units, which vested on April 11, 2024. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On April 11, 2023, the reporting person was granted 1,586 restricted stock units, which vested on April 11, 2024. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 11, 2024 Filed Apr 16, 2024 01:22 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionCommon Stock 1,586 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-012116 · rdgdoc.xml · nonDerivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc.

Read SEC document
April 04, 2024 Filed Apr 9, 2024 00:48 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionRestricted Shares Units · Derivative 7,463 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-011458 · rdgdoc.xml · derivative · entry 3

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F3 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 7,463 restricted shares units which vested on April 4, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 7,463 restricted shares units which vested on April 4, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 04, 2024 Filed Apr 9, 2024 00:48 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionCommon Stock 7,463 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-011458 · rdgdoc.xml · nonDerivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 20:21 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionRestricted Stock Units · Derivative 4,274 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-011398 · rdgdoc.xml · derivative · entry 2

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F2 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 4,274 restricted stock units. The restricted stock units vested on April 4, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 4,274 restricted stock units. The restricted stock units vested on April 4, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 20:21 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionCommon Stock 4,274 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-011398 · rdgdoc.xml · nonDerivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 00:38 UTC VINEBROOK HOMES TRUST, INC. N/A · Entity 52505 GrantRestricted Stock Units · Derivative 1,781 $0.00 $0.00
Disclosure

SEC source: 0001755755-24-000028 · wk-form4_1712277478.xml · derivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,781

Underlying: Common Stock · 1,781 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc.

F2 · derivative.exercise_date: On April 3, 2024, the reporting person was granted 1,781 restricted stock units, which will vest on April 3, 2025. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On April 3, 2024, the reporting person was granted 1,781 restricted stock units, which will vest on April 3, 2025. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 23:26 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionRestricted Stock Units · Derivative 2,794 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-010485 · rdgdoc.xml · derivative · entry 2

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,794 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On March 28, 2023, the reporting person was granted 2,794 restricted stock units which vested on March 28, 2024. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On March 28, 2023, the reporting person was granted 2,794 restricted stock units which vested on March 28, 2024. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 23:26 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionCommon Stock 2,794 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-010485 · rdgdoc.xml · nonDerivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
March 18, 2024 Filed Mar 19, 2024 20:21 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 GrantRestricted Shares Units · Derivative 11,698 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-008532 · rdgdoc.xml · derivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,698

Underlying: Common Shares · 11,698 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · derivative.exercise_date: On March 18, 2024, the reporting person was granted 11,698 restricted shares units which will vest on March 18, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On March 18, 2024, the reporting person was granted 11,698 restricted shares units which will vest on March 18, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 20:26 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 GrantRestricted Stock Units · Derivative 4,530 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-008118 · rdgdoc.xml · derivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,530

Underlying: Common Stock · 4,530 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F2 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 4,530 restricted stock units, which vest on March 13, 2025. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 4,530 restricted stock units, which vest on March 13, 2025. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 20:19 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 GrantRestricted Stock Units · Derivative 4,117 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-008108 · rdgdoc.xml · derivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,117

Underlying: Common Stock · 4,117 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 4,117 restricted stock units, which will vest on March 13, 2025. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 4,117 restricted stock units, which will vest on March 13, 2025. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

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February 29, 2024 Filed Mar 4, 2024 17:51 UTC First Foundation Inc. FFWM · Entity 54649 Exercise / conversionRestricted Stock Unit · Derivative 11,462 $7.93 $90,893.66
Disclosure

SEC source: 0001593968-24-000393 · primary_01.xml · derivative · entry 4

KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,466

Underlying: Common Stock · 11,462 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: No exercise price for this type of award

F3 · derivative.exercise_date: No exercisable date for this type of award

F4 · derivative.exercise_date: Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025

F5 · derivative.expiration_date: No expiration date for this type of award

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February 29, 2024 Filed Mar 4, 2024 17:51 UTC First Foundation Inc. FFWM · Entity 54649 Tax withholdingCommon Stock 2,805 $7.93 $22,243.65
Disclosure

SEC source: 0001593968-24-000393 · primary_01.xml · nonDerivative · entry 2

KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,283

F1 · security: RSU with Executives Vesting 2023 vesting schedule

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February 29, 2024 Filed Mar 4, 2024 17:51 UTC First Foundation Inc. FFWM · Entity 54649 Exercise / conversionCommon Stock 11,462 $7.93 $90,893.66
Disclosure

SEC source: 0001593968-24-000393 · primary_01.xml · nonDerivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU with Executives Vesting 2023 vesting schedule

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February 22, 2024 Filed Feb 26, 2024 22:34 UTC First Foundation Inc. FFWM · Entity 54649 Exercise / conversionRestricted Stock Unit · Derivative 5,501 $7.88 $43,347.88
Disclosure

SEC source: 0001593968-24-000367 · primary_01.xml · derivative · entry 4

KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,501 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: No exercise price for this type of award

F3 · derivative.exercise_date: No exercisable date for this type of award

F4 · derivative.exercise_date: Vesting dates 2/22/2022, 2/22/2023, 2/22/2024

F5 · derivative.expiration_date: No expiration date for this type of award

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February 22, 2024 Filed Feb 26, 2024 22:34 UTC First Foundation Inc. FFWM · Entity 54649 Tax withholdingCommon Stock 1,631 $7.88 $12,852.28
Disclosure

SEC source: 0001593968-24-000367 · primary_01.xml · nonDerivative · entry 2

KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,626

F1 · security: RSU with Executives Vesting vesting schedule

Read SEC document
February 22, 2024 Filed Feb 26, 2024 22:34 UTC First Foundation Inc. FFWM · Entity 54649 Exercise / conversionCommon Stock 5,501 $7.88 $43,347.88
Disclosure

SEC source: 0001593968-24-000367 · primary_01.xml · nonDerivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU with Executives Vesting vesting schedule

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August 17, 2023 Filed Aug 17, 2023 20:30 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 SaleCommon Stock 1,131 $10.62 $12,005.57
Disclosure

SEC source: 0001437749-23-024070 · rdgdoc.xml · nonDerivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.