Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNXDT · Entity 6001 | See Remarks | April 04, 2023 | April 06, 2023 |
| NexPoint Real Estate Finance, Inc.NREF · Entity 5647 | See Remarks | May 08, 2023 | May 10, 2023 |
| NexPoint Residential Trust, Inc.NXRT · Entity 4824 | SVP Investments & Asset Mngmt | May 11, 2023 | May 15, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Report date April 04, 2023 · Filed April 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Shares UnitsSEC Table II · derivative / convertible security | Direct | 24,876 |
Reported balance
After 2023-04-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-04-04 · Grant · Acquired 24,876 · Balance 24,876 F1: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. F2: On April 4, 2023, the reporting person was granted 24,876 restricted shares units. The restricted shares units will vest one-fourth on April 4, 2024, one-fourth on April 4, 2025, one-fourth on April 4, 2026, and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.
F2: On April 4, 2023, the reporting person was granted 24,876 restricted shares units. The restricted shares units will vest one-fourth on April 4, 2024, one-fourth on April 4, 2025, one-fourth on April 4, 2026, and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NexPoint Real Estate Finance, Inc.
Report date May 08, 2023 · Filed May 10, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 89,164 |
Ending reported balance
After 2023-05-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-05-08 · Exercise / conversion · Acquired 11,922 · Balance 93,313 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Row 2 · 2023-05-08 · Tax withholding · Disposed 4,149 · Balance 89,164 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,921 |
Reported balance
After 2023-05-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-05-08 · Exercise / conversion · Disposed 11,922 · Balance 11,921 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2: On June 24, 2020, the reporting person was granted 47,687 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, one-fourth on May 8, 2022, and one-fourth on May 8, 2023, and will vest one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
F2: On June 24, 2020, the reporting person was granted 47,687 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, one-fourth on May 8, 2022, and one-fourth on May 8, 2023, and will vest one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NexPoint Residential Trust, Inc.
Report date May 11, 2023 · Filed May 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 94,176.16 |
Ending reported balance
After 2023-05-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-05-11 · Exercise / conversion · Acquired 584 · Balance 94,333.16 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Row 2 · 2023-05-11 · Tax withholding · Disposed 157 · Balance 94,176.16 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,169 |
Reported balance
After 2023-05-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-05-11 · Exercise / conversion · Disposed 584 · Balance 1,169 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2: On May 11, 2020, the reporting person was granted 2,921 restricted stock units which vested one-fifth on May 11, 2021, one-fifth on May 11, 2022 and one-fifth on May 11, 2023, and will vest one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) plan | 9,119.17 |
Reported balance
Holding disclosure · report date 2023-05-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 9,119.17 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.
F2: On May 11, 2020, the reporting person was granted 2,921 restricted stock units which vested one-fifth on May 11, 2021, one-fifth on May 11, 2022 and one-fifth on May 11, 2023, and will vest one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2023 Filed May 15, 2023 20:17 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 584 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-014581 · rdgdoc.xml · derivative · entry 4 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,169 Underlying: Common Stock · 584 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 2,921 restricted stock units which vested one-fifth on May 11, 2021, one-fifth on May 11, 2022 and one-fifth on May 11, 2023, and will vest one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 2,921 restricted stock units which vested one-fifth on May 11, 2021, one-fifth on May 11, 2022 and one-fifth on May 11, 2023, and will vest one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 11, 2023 Filed May 15, 2023 20:17 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 157 | $42.12 | $6,612.84 |
DisclosureSEC source: 0001437749-23-014581 · rdgdoc.xml · nonDerivative · entry 2 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,176.16 Read SEC document |
| May 11, 2023 Filed May 15, 2023 20:17 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-014581 · rdgdoc.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,333.16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| May 08, 2023 Filed May 10, 2023 16:31 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 11,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-013637 · rdgdoc.xml · derivative · entry 3 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,921 Underlying: Common Stock · 11,922 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On June 24, 2020, the reporting person was granted 47,687 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, one-fourth on May 8, 2022, and one-fourth on May 8, 2023, and will vest one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On June 24, 2020, the reporting person was granted 47,687 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, one-fourth on May 8, 2022, and one-fourth on May 8, 2023, and will vest one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 08, 2023 Filed May 10, 2023 16:31 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Tax withholdingCommon Stock | 4,149 | $13.48 | $55,928.52 |
DisclosureSEC source: 0001437749-23-013637 · rdgdoc.xml · nonDerivative · entry 2 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,164 Read SEC document |
| May 08, 2023 Filed May 10, 2023 16:31 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 11,922 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-013637 · rdgdoc.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| April 04, 2023 Filed Apr 5, 2023 16:33 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | GrantRestricted Stock Units · Derivative | 54,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009542 · rdgdoc.xml · derivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,015 Underlying: Common Stock · 54,015 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 54,015 restricted stock units. The restricted stock units will vest one-fourth on April 4, 2024, one-fourth on April 4, 2025, one-fourth on April 4, 2026, and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 54,015 restricted stock units. The restricted stock units will vest one-fourth on April 4, 2024, one-fourth on April 4, 2025, one-fourth on April 4, 2026, and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 20:05 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | GrantRestricted Shares Units · Derivative | 24,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009655 · rdgdoc.xml · derivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,876 Underlying: Common Shares · 24,876 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. F2 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 24,876 restricted shares units. The restricted shares units will vest one-fourth on April 4, 2024, one-fourth on April 4, 2025, one-fourth on April 4, 2026, and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 24,876 restricted shares units. The restricted shares units will vest one-fourth on April 4, 2024, one-fourth on April 4, 2025, one-fourth on April 4, 2026, and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 28, 2023 Filed Mar 29, 2023 22:05 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 6,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-008452 · rdgdoc.xml · derivative · entry 1 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,795 Underlying: Common Stock · 6,795 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On March 28, 2023, the reporting person was granted 6,795 restricted stock units, which will vest one-fifth on March 28, 2024, one-fifth on March 28, 2025, one-fifth on March 28, 2026, one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 28, 2023, the reporting person was granted 6,795 restricted stock units, which will vest one-fifth on March 28, 2024, one-fifth on March 28, 2025, one-fifth on March 28, 2026, one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 17:21 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 8,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004423 · rdgdoc.xml · derivative · entry 6 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,986 Underlying: Common Stock · 8,993 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3 · derivative.exercise_date: On February 22, 2021, the reporting person was granted 35,972 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022 and one-fourth on February 22, 2023, and will vest one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 22, 2021, the reporting person was granted 35,972 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022 and one-fourth on February 22, 2023, and will vest one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 17:21 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Tax withholdingCommon Stock | 2,657 | $18.27 | $48,543.39 |
DisclosureSEC source: 0001437749-23-004423 · rdgdoc.xml · nonDerivative · entry 4 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,391 Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 17:21 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 8,993 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-004423 · rdgdoc.xml · nonDerivative · entry 3 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 21:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 3,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004172 · rdgdoc.xml · derivative · entry 13 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,136 Underlying: Common Stock · 3,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F5 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 15,680 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and which will vest one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash F5 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 15,680 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and which will vest one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 21:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 867 | $48.61 | $42,144.87 |
DisclosureSEC source: 0001437749-23-004172 · rdgdoc.xml · nonDerivative · entry 8 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,749.16 Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 21:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 3,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-004172 · rdgdoc.xml · nonDerivative · entry 7 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,616.16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 17:21 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 10,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004423 · rdgdoc.xml · derivative · entry 5 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,817 Underlying: Common Stock · 10,939 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On February 21, 2022, the reporting person was granted 43,756 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023 and will vest one-fourth on February 21, 2024, one-fourth on February 21, 2025, and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 21, 2022, the reporting person was granted 43,756 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023 and will vest one-fourth on February 21, 2024, one-fourth on February 21, 2025, and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 17:21 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Tax withholdingCommon Stock | 3,391 | $18.50 | $62,733.50 |
DisclosureSEC source: 0001437749-23-004423 · rdgdoc.xml · nonDerivative · entry 2 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,055 Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 17:21 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 10,939 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-004423 · rdgdoc.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 20, 2023 Filed Feb 22, 2023 21:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 841 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004172 · rdgdoc.xml · derivative · entry 12 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,682 Underlying: Common Stock · 841 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F4 · derivative.exercise_date: On February 20, 2020, the reporting person was granted 4,204 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, and which will vest one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.expiration_date: On February 20, 2020, the reporting person was granted 4,204 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, and which will vest one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 20, 2023 Filed Feb 22, 2023 21:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 271 | $48.61 | $13,173.31 |
DisclosureSEC source: 0001437749-23-004172 · rdgdoc.xml · nonDerivative · entry 6 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,480.16 Read SEC document |
| February 20, 2023 Filed Feb 22, 2023 21:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-004172 · rdgdoc.xml · nonDerivative · entry 5 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,751.16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 18, 2023 Filed Feb 22, 2023 21:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 1,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004172 · rdgdoc.xml · derivative · entry 11 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,077 Underlying: Common Stock · 1,026 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3 · derivative.exercise_date: On February 18, 2021, the reporting person was granted 5,129 restricted stock units, which vested one-fifth on February 18, 2022, one-fifth on February 18, 2023, and which will vest one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 18, 2021, the reporting person was granted 5,129 restricted stock units, which vested one-fifth on February 18, 2022, one-fifth on February 18, 2023, and which will vest one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 18, 2023 Filed Feb 22, 2023 21:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 323 | $48.61 | $15,701.03 |
DisclosureSEC source: 0001437749-23-004172 · rdgdoc.xml · nonDerivative · entry 4 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,910.16 Read SEC document |
| February 18, 2023 Filed Feb 22, 2023 21:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 1,026 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-004172 · rdgdoc.xml · nonDerivative · entry 3 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,233.16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 768 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004172 · rdgdoc.xml · derivative · entry 10 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,069 Underlying: Common Stock · 768 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 3,837 restricted stock units which vested one-fifth on February 17, 2023, and which will vest one-fifth on February 17, 2024, one-fifth on February 17, 2025, one-fifth on February 17, 2026 and one-fifth on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 3,837 restricted stock units which vested one-fifth on February 17, 2023, and which will vest one-fifth on February 17, 2024, one-fifth on February 17, 2025, one-fifth on February 17, 2026 and one-fifth on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 235 | $48.61 | $11,423.35 |
DisclosureSEC source: 0001437749-23-004172 · rdgdoc.xml · nonDerivative · entry 2 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,207.16 Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 768 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-004172 · rdgdoc.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,442.16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| October 07, 2022 Filed Oct 11, 2022 06:15 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | PurchaseCommon Stock | 4,900 | $15.56 | $76,244.00 |
DisclosureSEC source: 0001437749-22-023864 · rdgdoc.xml · nonDerivative · entry 2 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,507 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.25 to $15.91, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| October 06, 2022 Filed Oct 11, 2022 06:15 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | PurchaseCommon Stock | 100 | $14.85 | $1,485.00 |
DisclosureSEC source: 0001437749-22-023864 · rdgdoc.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,607 Read SEC document |
| May 11, 2022 Filed May 13, 2022 23:56 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 584 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-012430 · rdgdoc.xml · derivative · entry 3 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,753 Underlying: Common Stock · 584 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · price: On May 11, 2020, the reporting person was granted 2,921 restricted stock units which vested one-fifth on May 11, 2021 and one-fifth on May 11, 2022, and will vest one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 2,921 restricted stock units which vested one-fifth on May 11, 2021 and one-fifth on May 11, 2022, and will vest one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 2,921 restricted stock units which vested one-fifth on May 11, 2021 and one-fifth on May 11, 2022, and will vest one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 11, 2022 Filed May 13, 2022 23:56 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-012430 · rdgdoc.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,674.16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| May 08, 2022 Filed May 10, 2022 16:16 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 11,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-011746 · rdgdoc.xml · derivative · entry 3 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,843 Underlying: Common Stock · 11,922 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On June 24, 2020, the reporting person was granted 47,687 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021 and one-fourth on May 8, 2022, and will vest one-fourth on May 8, 2023 and one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On June 24, 2020, the reporting person was granted 47,687 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021 and one-fourth on May 8, 2022, and will vest one-fourth on May 8, 2023 and one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 08, 2022 Filed May 10, 2022 16:16 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Tax withholdingCommon Stock | 3,338 | $24.02 | $80,178.76 |
DisclosureSEC source: 0001437749-22-011746 · rdgdoc.xml · nonDerivative · entry 2 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,507 Read SEC document |
| May 08, 2022 Filed May 10, 2022 16:16 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 11,922 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-011746 · rdgdoc.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 19:01 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 8,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-004225 · rdgdoc.xml · derivative · entry 3 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,979 Underlying: Common Stock · 8,993 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3 · derivative.exercise_date: On February 22, 2021, the reporting person was granted 35,972 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, and will vest one-fourth on February 22, 2023, one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 22, 2021, the reporting person was granted 35,972 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, and will vest one-fourth on February 22, 2023, one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 19:01 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 8,993 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-004225 · rdgdoc.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 21, 2022 Filed Feb 23, 2022 01:45 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 3,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-004126 · rdgdoc.xml · derivative · entry 7 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,272 Underlying: Common Stock · 3,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F4 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 15,680 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, and one-fifth on February 21, 2022, and will vest one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash F4 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 15,680 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, and one-fifth on February 21, 2022, and will vest one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash Read SEC document |
| February 21, 2022 Filed Feb 23, 2022 01:45 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 3,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-004126 · rdgdoc.xml · nonDerivative · entry 3 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,090.16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 21, 2022 Filed Feb 23, 2022 19:01 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | GrantRestricted Stock Units · Derivative | 43,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-004225 · rdgdoc.xml · derivative · entry 2 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,756 Underlying: Common Stock · 43,756 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On February 21, 2022, the reporting person was granted 43,756 restricted stock units. The restricted stock units will vest one-fourth on February 21, 2023, one-fourth on February 21, 2024, one-fourth on February 21, 2025, and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 21, 2022, the reporting person was granted 43,756 restricted stock units. The restricted stock units will vest one-fourth on February 21, 2023, one-fourth on February 21, 2024, one-fourth on February 21, 2025, and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 20, 2022 Filed Feb 23, 2022 01:45 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 841 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-004126 · rdgdoc.xml · derivative · entry 6 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,523 Underlying: Common Stock · 841 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3 · derivative.exercise_date: On February 20, 2020, the reporting person was granted 4,204 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, and will vest one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 20, 2020, the reporting person was granted 4,204 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, and will vest one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 20, 2022 Filed Feb 23, 2022 01:45 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-004126 · rdgdoc.xml · nonDerivative · entry 2 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,954.16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 01:45 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 1,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-004126 · rdgdoc.xml · derivative · entry 5 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,103 Underlying: Common Stock · 1,026 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On February 18, 2021, the reporting person was granted 5,129 restricted stock units, which vested one-fifth on February 18, 2022, and will vest one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 18, 2021, the reporting person was granted 5,129 restricted stock units, which vested one-fifth on February 18, 2022, and will vest one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 01:45 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 1,026 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-004126 · rdgdoc.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,113.16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 17, 2022 Filed Feb 17, 2022 23:27 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 3,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-003733 · rdgdoc.xml · derivative · entry 4 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,837 Underlying: Common Stock · 3,837 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F4 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 3,837 restricted stock units which vest 20% on February 17, 2023, 20% on February 17, 2024, 20% on February 17, 2025, 20% on February 17, 2026 and 20% on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 3,837 restricted stock units which vest 20% on February 17, 2023, 20% on February 17, 2024, 20% on February 17, 2025, 20% on February 17, 2026 and 20% on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 23:27 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 6,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-003733 · rdgdoc.xml · derivative · entry 3 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3 · derivative.exercise_date: On February 15, 2018, the reporting person was granted 25,647 restricted stock units which vested 25% on February 15, 2019, 25% on February 15, 2020, 25% on February 15, 2021, and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 15, 2018, the reporting person was granted 25,647 restricted stock units which vested 25% on February 15, 2019, 25% on February 15, 2020, 25% on February 15, 2021, and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 23:27 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 6,412 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-003733 · rdgdoc.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,087.16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 18:01 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 11,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-015835 · rdgdoc.xml · derivative · entry 4 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,765 Underlying: Common Stock · 11,922 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3 · derivative.exercise_date: On June 24, 2020, the reporting person was granted 47,687 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, and will vest one-fourth on May 8, 2022, one-fourth on May 8, 2023 and one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On June 24, 2020, the reporting person was granted 47,687 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, and will vest one-fourth on May 8, 2022, one-fourth on May 8, 2023 and one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 18:01 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Tax withholdingCommon Stock | 3,544 | $20.73 | $73,467.12 |
DisclosureSEC source: 0001437749-21-015835 · rdgdoc.xml · nonDerivative · entry 2 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,930 Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 18:01 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 11,922 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-015835 · rdgdoc.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| May 11, 2021 Filed May 13, 2021 23:27 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 584 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-012155 · rdgdoc.xml · derivative · entry 4 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,337 Underlying: Common Stock · 584 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 2,921 restricted stock units which vested one-fifth on May 11, 2021, and will vest one-fifth on May 11, 2022, one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 2,921 restricted stock units which vested one-fifth on May 11, 2021, and will vest one-fifth on May 11, 2022, one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.