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NYSE · USD

NXRT

NexPoint Residential Trust, Inc.

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Tapewire entity
4824
SEC CIK
0001620393
Parsed reports
348

Last 12 months

Inside the activity.

11 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202690
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202620

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2024 Filed Feb 21, 2024 21:35 UTC
McGraner MattEVP, Chief Investment Officer
Tax withholdingCommon Stock 2,650 $31.08 $82,362.00
Disclosure

SEC source: 0001437749-24-005065 · rdgdoc.xml · nonDerivative · entry 2

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,928

Read SEC document
February 17, 2024 Filed Feb 21, 2024 21:35 UTC
McGraner MattEVP, Chief Investment Officer
Exercise / conversionCommon Stock 8,810 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-005065 · rdgdoc.xml · nonDerivative · entry 1

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 17, 2024 Filed Feb 21, 2024 21:33 UTC Exercise / conversionRestricted Stock Unit · Derivative 995 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-005060 · rdgdoc.xml · derivative · entry 5

Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,984

Underlying: Common Stock · 995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 4,974 restricted stock units, which vested one-fifth on February 17, 2023 and one-fifth on February 17, 2024, and which will vest one-fifth on February 17, 2025, one-fifth on February 17, 2026 and one-fifth on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 4,974 restricted stock units, which vested one-fifth on February 17, 2023 and one-fifth on February 17, 2024, and which will vest one-fifth on February 17, 2025, one-fifth on February 17, 2026 and one-fifth on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 17, 2024 Filed Feb 21, 2024 21:33 UTC Tax withholdingCommon Stock 326 $31.08 $10,132.08
Disclosure

SEC source: 0001437749-24-005060 · rdgdoc.xml · nonDerivative · entry 2

Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,831

Read SEC document
February 17, 2024 Filed Feb 21, 2024 21:33 UTC Exercise / conversionCommon Stock 995 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-005060 · rdgdoc.xml · nonDerivative · entry 1

Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
January 08, 2024 Filed Jan 10, 2024 21:30 UTC
Mitts BrianDirector · CFO, EVP Finance, Secy & Treas
SaleCommon Stock 5,000 $33.74 $168,700.00
Disclosure

SEC source: 0001437749-24-001112 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,883

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.73 to 33.74, inclusive.

F2 · balance_after: Includes shares acquired under a dividend reinvestment plan.

Read SEC document
May 11, 2023 Filed May 15, 2023 16:18 UTC
DONDERO JAMES DDirector · President · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 6,779 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-014583 · rdgdoc.xml · derivative · entry 8

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,558

Underlying: Common Stock · 6,779 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F8 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 33,895 restricted stock units which vested one-fifth on May 11, 2021 and one-fifth on May 11, 2022, one-fifth on May 11, 2023, and will vest one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F8 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 33,895 restricted stock units which vested one-fifth on May 11, 2021 and one-fifth on May 11, 2022, one-fifth on May 11, 2023, and will vest one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 11, 2023 Filed May 15, 2023 16:18 UTC
DONDERO JAMES DDirector · President · 10% owner
Exercise / conversionCommon Stock 6,779 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-014583 · rdgdoc.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · balance_after: Includes shares acquired under a dividend reinvestment plan.

Read SEC document
May 11, 2023 Filed May 15, 2023 20:16 UTC
Mitts BrianDirector · CFO, EVP Finance, Secy & Treas
Exercise / conversionRestricted Stock Units · Derivative 1,010 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-014579 · rdgdoc.xml · derivative · entry 4

Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,020

Underlying: Common Stock · 1,010 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F3 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 5,050 restricted stock units which vested one-fifth on May 11, 2021, one-fifth on May 11, 2022 and one-fifth on May 11, 2023, and will vest one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 5,050 restricted stock units which vested one-fifth on May 11, 2021, one-fifth on May 11, 2022 and one-fifth on May 11, 2023, and will vest one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 11, 2023 Filed May 15, 2023 20:16 UTC
Mitts BrianDirector · CFO, EVP Finance, Secy & Treas
Tax withholdingCommon Stock 271 $42.12 $11,414.52
Disclosure

SEC source: 0001437749-23-014579 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,883

F2 · balance_after: Includes shares acquired under a dividend reinvestment plan.

Read SEC document
May 11, 2023 Filed May 15, 2023 20:16 UTC
Mitts BrianDirector · CFO, EVP Finance, Secy & Treas
Exercise / conversionCommon Stock 1,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-014579 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,000.167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
May 11, 2023 Filed May 15, 2023 20:17 UTC
McGraner MattEVP, Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 8,647 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-014580 · rdgdoc.xml · derivative · entry 6

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,294

Underlying: Common Stock · 8,647 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F5 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 43,237 restricted stock units which vested one-fifth on May 11, 2021, one-fifth on May 11, 2022 and one-fifth on May 11, 2023, and will vest one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F5 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 43,237 restricted stock units which vested one-fifth on May 11, 2021, one-fifth on May 11, 2022 and one-fifth on May 11, 2023, and will vest one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 11, 2023 Filed May 15, 2023 20:17 UTC
McGraner MattEVP, Chief Investment Officer
Tax withholdingCommon Stock 3,754 $42.12 $158,118.48
Disclosure

SEC source: 0001437749-23-014580 · rdgdoc.xml · nonDerivative · entry 2

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,768

F2 · balance_after: Includes shares acquired under a dividend reinvestment plan.

Read SEC document
May 11, 2023 Filed May 15, 2023 20:17 UTC
McGraner MattEVP, Chief Investment Officer
Exercise / conversionCommon Stock 8,647 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-014580 · rdgdoc.xml · nonDerivative · entry 1

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
May 11, 2023 Filed May 15, 2023 20:17 UTC
Goetz MatthewSVP Investments & Asset Mngmt
Exercise / conversionRestricted Stock Units · Derivative 584 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-014581 · rdgdoc.xml · derivative · entry 4

Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,169

Underlying: Common Stock · 584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 2,921 restricted stock units which vested one-fifth on May 11, 2021, one-fifth on May 11, 2022 and one-fifth on May 11, 2023, and will vest one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 2,921 restricted stock units which vested one-fifth on May 11, 2021, one-fifth on May 11, 2022 and one-fifth on May 11, 2023, and will vest one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 11, 2023 Filed May 15, 2023 20:17 UTC
Goetz MatthewSVP Investments & Asset Mngmt
Tax withholdingCommon Stock 157 $42.12 $6,612.84
Disclosure

SEC source: 0001437749-23-014581 · rdgdoc.xml · nonDerivative · entry 2

Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,176.16

Read SEC document
May 11, 2023 Filed May 15, 2023 20:17 UTC
Goetz MatthewSVP Investments & Asset Mngmt
Exercise / conversionCommon Stock 584 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-014581 · rdgdoc.xml · nonDerivative · entry 1

Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,333.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
May 11, 2023 Filed May 15, 2023 20:16 UTC Exercise / conversionRestricted Stock Unit · Derivative 350 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-014578 · rdgdoc.xml · derivative · entry 2

Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Common Stock · 350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 1,752 restricted stock units which vested one-fifth on May 11, 2021, one-fifth on May 11, 2022 and one-fifth on May 11, 2023, and will vest one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 1,752 restricted stock units which vested one-fifth on May 11, 2021, one-fifth on May 11, 2022 and one-fifth on May 11, 2023, and will vest one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 11, 2023 Filed May 15, 2023 20:16 UTC Exercise / conversionCommon Stock 350 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-014578 · rdgdoc.xml · nonDerivative · entry 1

Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
March 28, 2023 Filed Mar 29, 2023 18:07 UTC GrantRestricted Stock Units · Derivative 2,794 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-008458 · rdgdoc.xml · derivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,794

Underlying: Common Stock · 2,794 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On March 28, 2023, the reporting person was granted 2,794 restricted stock units which will vest on March 28, 2024. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On March 28, 2023, the reporting person was granted 2,794 restricted stock units which will vest on March 28, 2024. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 28, 2023 Filed Mar 29, 2023 22:06 UTC GrantRestricted Stock Units · Derivative 2,794 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-008457 · rdgdoc.xml · derivative · entry 1

Constantino Edward N. · CIK 0001498322 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,794

Underlying: Common Stock · 2,794 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On March 28, 2023, the reporting person was granted 2,794 restricted stock units which will vest on March 28, 2024. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On March 28, 2023, the reporting person was granted 2,794 restricted stock units which will vest on March 28, 2024. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 28, 2023 Filed Mar 29, 2023 18:04 UTC
DONDERO JAMES DDirector · President · 10% owner
GrantRestricted Stock Units · Derivative 82,530 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-008450 · rdgdoc.xml · derivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,530

Underlying: Common Stock · 82,530 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On March 28, 2023, the reporting person was granted 82,530 restricted stock units, which will vest one-fifth on March 28, 2024, one-fifth on March 28, 2025, one-fifth on March 28, 2026, one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On March 28, 2023, the reporting person was granted 82,530 restricted stock units, which will vest one-fifth on March 28, 2024, one-fifth on March 28, 2025, one-fifth on March 28, 2026, one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 28, 2023 Filed Mar 29, 2023 22:06 UTC GrantRestricted Stock Units · Derivative 2,794 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-008456 · rdgdoc.xml · derivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,794

Underlying: Common Stock · 2,794 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On March 28, 2023, the reporting person was granted 2,794 restricted stock units which will vest on March 28, 2024. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On March 28, 2023, the reporting person was granted 2,794 restricted stock units which will vest on March 28, 2024. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 28, 2023 Filed Mar 29, 2023 22:04 UTC
Mitts BrianDirector · CFO, EVP Finance, Secy & Treas
GrantRestricted Stock Units · Derivative 18,652 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-008449 · rdgdoc.xml · derivative · entry 1

Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,652

Underlying: Common Stock · 18,652 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On March 28, 2023, the reporting person was granted 18,652 restricted stock units, which will vest one-fifth on March 28, 2024, one-fifth on March 28, 2025, one-fifth on March 28, 2026, one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On March 28, 2023, the reporting person was granted 18,652 restricted stock units, which will vest one-fifth on March 28, 2024, one-fifth on March 28, 2025, one-fifth on March 28, 2026, one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 28, 2023 Filed Mar 29, 2023 22:05 UTC
Swain CarolDirector
GrantRestricted Stock Units · Derivative 2,794 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-008453 · rdgdoc.xml · derivative · entry 1

Swain Carol · CIK 0001941224 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,794

Underlying: Common Stock · 2,794 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On March 28, 2023, the reporting person was granted 2,794 restricted stock units which will vest on March 28, 2024. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On March 28, 2023, the reporting person was granted 2,794 restricted stock units which will vest on March 28, 2024. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 28, 2023 Filed Mar 29, 2023 22:06 UTC GrantRestricted Stock Unit · Derivative 10,363 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-008455 · rdgdoc.xml · derivative · entry 1

Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,363

Underlying: Common Stock · 10,363 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On March 28, 2023, the reporting person was granted 10,363 restricted stock units, which will vest one-fifth on March 28, 2024, one-fifth on March 28, 2025, one-fifth on March 28, 2026, one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On March 28, 2023, the reporting person was granted 10,363 restricted stock units, which will vest one-fifth on March 28, 2024, one-fifth on March 28, 2025, one-fifth on March 28, 2026, one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 28, 2023 Filed Mar 29, 2023 22:05 UTC GrantRestricted Stock Units · Derivative 2,794 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-008454 · rdgdoc.xml · derivative · entry 1

Wood Catherine D. · CIK 0001820212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,794

Underlying: Common Stock · 2,794 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On March 28, 2023, the reporting person was granted 2,794 restricted stock units which will vest on March 28, 2024. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On March 28, 2023, the reporting person was granted 2,794 restricted stock units which will vest on March 28, 2024. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 28, 2023 Filed Mar 29, 2023 22:05 UTC
Goetz MatthewSVP Investments & Asset Mngmt
GrantRestricted Stock Units · Derivative 6,795 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-008452 · rdgdoc.xml · derivative · entry 1

Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,795

Underlying: Common Stock · 6,795 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On March 28, 2023, the reporting person was granted 6,795 restricted stock units, which will vest one-fifth on March 28, 2024, one-fifth on March 28, 2025, one-fifth on March 28, 2026, one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On March 28, 2023, the reporting person was granted 6,795 restricted stock units, which will vest one-fifth on March 28, 2024, one-fifth on March 28, 2025, one-fifth on March 28, 2026, one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 28, 2023 Filed Mar 29, 2023 22:04 UTC
McGraner MattEVP, Chief Investment Officer
GrantRestricted Stock Units · Derivative 79,350 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-008451 · rdgdoc.xml · derivative · entry 1

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,350

Underlying: Common Stock · 79,350 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On March 28, 2023, the reporting person was granted 79,350 restricted stock units, which will vest one-fifth on March 28, 2024, one-fifth on March 28, 2025, one-fifth on March 28, 2026, one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On March 28, 2023, the reporting person was granted 79,350 restricted stock units, which will vest one-fifth on March 28, 2024, one-fifth on March 28, 2025, one-fifth on March 28, 2026, one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 16:42 UTC
DONDERO JAMES DDirector · President · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 8,904 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004173 · rdgdoc.xml · derivative · entry 14

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,904

Underlying: Common Stock · 8,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F11 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 44,520 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and which will vest one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F11 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 44,520 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and which will vest one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 16:42 UTC
DONDERO JAMES DDirector · President · 10% owner
Exercise / conversionCommon Stock 8,904 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-004173 · rdgdoc.xml · nonDerivative · entry 4

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,675.778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · balance_after: Includes shares acquired under a dividend reinvestment plan.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 21:42 UTC
Mitts BrianDirector · CFO, EVP Finance, Secy & Treas
Exercise / conversionRestricted Stock Units · Derivative 3,472 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004174 · rdgdoc.xml · derivative · entry 13

Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,472

Underlying: Common Stock · 3,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F6 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 17,360 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and which will vest one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F6 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 17,360 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and which will vest one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 21:42 UTC
Mitts BrianDirector · CFO, EVP Finance, Secy & Treas
Tax withholdingCommon Stock 938 $48.61 $45,596.18
Disclosure

SEC source: 0001437749-23-004174 · rdgdoc.xml · nonDerivative · entry 8

Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,990.167

F2 · balance_after: Includes shares acquired under a dividend reinvestment plan.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 21:42 UTC
Mitts BrianDirector · CFO, EVP Finance, Secy & Treas
Exercise / conversionCommon Stock 3,472 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-004174 · rdgdoc.xml · nonDerivative · entry 7

Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,924.167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 21:42 UTC
Goetz MatthewSVP Investments & Asset Mngmt
Exercise / conversionRestricted Stock Units · Derivative 3,136 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004172 · rdgdoc.xml · derivative · entry 13

Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,136

Underlying: Common Stock · 3,136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F5 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 15,680 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and which will vest one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash

F5 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 15,680 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and which will vest one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash

Read SEC document
February 21, 2023 Filed Feb 22, 2023 21:42 UTC
Goetz MatthewSVP Investments & Asset Mngmt
Tax withholdingCommon Stock 867 $48.61 $42,144.87
Disclosure

SEC source: 0001437749-23-004172 · rdgdoc.xml · nonDerivative · entry 8

Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,749.16

Read SEC document
February 21, 2023 Filed Feb 22, 2023 21:42 UTC
Goetz MatthewSVP Investments & Asset Mngmt
Exercise / conversionCommon Stock 3,136 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-004172 · rdgdoc.xml · nonDerivative · entry 7

Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,616.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 21:42 UTC
McGraner MattEVP, Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 13,067 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004171 · rdgdoc.xml · derivative · entry 15

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,067

Underlying: Common Stock · 13,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F6 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 65,333 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and which will vest one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F6 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 65,333 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and which will vest one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 21:42 UTC
McGraner MattEVP, Chief Investment Officer
Tax withholdingCommon Stock 5,708 $48.61 $277,465.88
Disclosure

SEC source: 0001437749-23-004171 · rdgdoc.xml · nonDerivative · entry 8

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,875

Read SEC document
February 21, 2023 Filed Feb 22, 2023 21:42 UTC
McGraner MattEVP, Chief Investment Officer
Exercise / conversionCommon Stock 13,067 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-004171 · rdgdoc.xml · nonDerivative · entry 7

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 16:42 UTC
DONDERO JAMES DDirector · President · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 9,756 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004173 · rdgdoc.xml · derivative · entry 13

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,513

Underlying: Common Stock · 9,756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F10 · derivative.exercise_date: On February 20, 2020, the reporting person was granted 48,782 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, and which will vest one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F10 · derivative.expiration_date: On February 20, 2020, the reporting person was granted 48,782 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, and which will vest one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 16:42 UTC
DONDERO JAMES DDirector · President · 10% owner
Exercise / conversionCommon Stock 9,756 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-004173 · rdgdoc.xml · nonDerivative · entry 3

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,649.346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 21:42 UTC
Mitts BrianDirector · CFO, EVP Finance, Secy & Treas
Exercise / conversionRestricted Stock Units · Derivative 1,598 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004174 · rdgdoc.xml · derivative · entry 12

Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,195

Underlying: Common Stock · 1,598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F5 · derivative.exercise_date: On February 20, 2020, the reporting person was granted 7,988 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, and which will vest one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F5 · derivative.expiration_date: On February 20, 2020, the reporting person was granted 7,988 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, and which will vest one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 21:42 UTC
Mitts BrianDirector · CFO, EVP Finance, Secy & Treas
Tax withholdingCommon Stock 423 $48.61 $20,562.03
Disclosure

SEC source: 0001437749-23-004174 · rdgdoc.xml · nonDerivative · entry 6

Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,452.167

Read SEC document
February 20, 2023 Filed Feb 22, 2023 21:42 UTC
Mitts BrianDirector · CFO, EVP Finance, Secy & Treas
Exercise / conversionCommon Stock 1,598 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-004174 · rdgdoc.xml · nonDerivative · entry 5

Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,875.167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 21:42 UTC
Goetz MatthewSVP Investments & Asset Mngmt
Exercise / conversionRestricted Stock Units · Derivative 841 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004172 · rdgdoc.xml · derivative · entry 12

Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,682

Underlying: Common Stock · 841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F4 · derivative.exercise_date: On February 20, 2020, the reporting person was granted 4,204 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, and which will vest one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On February 20, 2020, the reporting person was granted 4,204 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, and which will vest one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 21:42 UTC
Goetz MatthewSVP Investments & Asset Mngmt
Tax withholdingCommon Stock 271 $48.61 $13,173.31
Disclosure

SEC source: 0001437749-23-004172 · rdgdoc.xml · nonDerivative · entry 6

Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,480.16

Read SEC document
February 20, 2023 Filed Feb 22, 2023 21:42 UTC
Goetz MatthewSVP Investments & Asset Mngmt
Exercise / conversionCommon Stock 841 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-004172 · rdgdoc.xml · nonDerivative · entry 5

Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,751.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 21:42 UTC
McGraner MattEVP, Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 12,445 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004171 · rdgdoc.xml · derivative · entry 14

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,891

Underlying: Common Stock · 12,445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F5 · derivative.exercise_date: On February 20, 2020, the reporting person was granted 62,227 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, and which will vest one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash

F5 · derivative.expiration_date: On February 20, 2020, the reporting person was granted 62,227 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, and which will vest one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash

Read SEC document
February 20, 2023 Filed Feb 22, 2023 21:42 UTC
McGraner MattEVP, Chief Investment Officer
Tax withholdingCommon Stock 5,325 $48.61 $258,848.25
Disclosure

SEC source: 0001437749-23-004171 · rdgdoc.xml · nonDerivative · entry 6

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,516

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.