Last 12 months
Inside the activity.
11 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 9 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 2 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2019 Filed Mar 19, 2019 16:05 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 17,820 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-008334 · doc4.xml · derivative · entry 8 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,821 Underlying: Common Stock · 17,820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F7 · derivative.exercise_date: On March 16, 2017, the reporting person was granted 53,461 restricted stock units which vested one-third on March 16, 2018 and one-third on March 16, 2019, and will vest one-third on March 16, 2020. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F7 · derivative.expiration_date: On March 16, 2017, the reporting person was granted 53,461 restricted stock units which vested one-third on March 16, 2018 and one-third on March 16, 2019, and will vest one-third on March 16, 2020. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 16, 2019 Filed Mar 19, 2019 16:05 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
Exercise / conversionCommon Stock | 17,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-008334 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,107.82 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| March 16, 2019 Filed Mar 19, 2019 20:06 UTC |
Mitts BrianDirector · See Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 8,034 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-008336 · doc4.xml · derivative · entry 4 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,034 Underlying: Common Stock · 8,034 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On March 16, 2017, the reporting person was granted 24,101 restricted stock units which vested one-third on March 16, 2018 and one-third on March 16, 2019, and will vest one-third on March 16, 2020. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 16, 2017, the reporting person was granted 24,101 restricted stock units which vested one-third on March 16, 2018 and one-third on March 16, 2019, and will vest one-third on March 16, 2020. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 16, 2019 Filed Mar 19, 2019 20:06 UTC |
Mitts BrianDirector · See Remarks
|
Exercise / conversionCommon Stock | 8,034 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-008336 · doc4.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,210.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| March 16, 2019 Filed Mar 19, 2019 20:28 UTC |
Goetz MatthewSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 8,910 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-008340 · doc4.xml · derivative · entry 3 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,910 Underlying: Common Stock · 8,910 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On March 16, 2017, the reporting person was granted 26,730 restricted stock units which vested one-third on March 16, 2018 and one-third on March 16, 2019, and will vest one-third on March 16, 2020. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 16, 2017, the reporting person was granted 26,730 restricted stock units which vested one-third on March 16, 2018 and one-third on March 16, 2019, and will vest one-third on March 16, 2020. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 16, 2019 Filed Mar 19, 2019 20:28 UTC |
Goetz MatthewSee Remarks
|
Exercise / conversionCommon Stock | 8,910 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-008340 · doc4.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,051.16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| March 16, 2019 Filed Mar 19, 2019 20:06 UTC |
McGraner MattSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 26,731 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-008335 · doc4.xml · derivative · entry 6 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,731 Underlying: Common Stock · 26,731 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F5 · derivative.exercise_date: On March 16, 2017, the reporting person was granted 80,192 (includes 1,000 restricted stock units transferred as a gift on 3/15/2018) restricted stock units which vested one-third on March 16, 2018 and one-third on March 16, 2019, and will vest one-third on March 16, 2020. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F5 · derivative.expiration_date: On March 16, 2017, the reporting person was granted 80,192 (includes 1,000 restricted stock units transferred as a gift on 3/15/2018) restricted stock units which vested one-third on March 16, 2018 and one-third on March 16, 2019, and will vest one-third on March 16, 2020. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 16, 2019 Filed Mar 19, 2019 20:06 UTC |
McGraner MattSee Remarks
|
Exercise / conversionCommon Stock | 26,731 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-008335 · doc4.xml · nonDerivative · entry 1 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 10:38 UTC |
LAFFER ARTHUR BDirector
|
GrantRestricted Stock Units · Derivative | 3,017 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004644 · doc4.xml · derivative · entry 1 LAFFER ARTHUR B · CIK 0001090307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,017 Underlying: Common Stock · 3,017 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest on February 21, 2020. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest on February 21, 2020. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 15:37 UTC |
Constantino Edward N.Director
|
GrantRestricted Stock Units · Derivative | 3,017 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004643 · doc4.xml · derivative · entry 1 Constantino Edward N. · CIK 0001498322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,017 Underlying: Common Stock · 3,017 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest on February 21, 2020. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest on February 21, 2020. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 10:34 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
GrantRestricted Stock Units · Derivative | 44,520 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004638 · doc4.xml · derivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,520 Underlying: Common Stock · 44,520 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 15:33 UTC |
KAVANAUGH SCOTT FDirector
|
GrantRestricted Stock Units · Derivative | 3,017 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004634 · doc4.xml · derivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,017 Underlying: Common Stock · 3,017 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest on February 21, 2020. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest on February 21, 2020. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 16:17 UTC |
Mitts BrianDirector · See Remarks
|
GrantRestricted Stock Units · Derivative | 17,360 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004649 · doc4.xml · derivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,360 Underlying: Common Stock · 17,360 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 15:37 UTC |
McGraner MattSee Remarks
|
GrantRestricted Stock Units · Derivative | 65,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004642 · doc4.xml · derivative · entry 1 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,333 Underlying: Common Stock · 65,333 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 15:34 UTC |
Goetz MatthewSee Remarks
|
GrantRestricted Stock Units · Derivative | 15,680 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004637 · doc4.xml · derivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,680 Underlying: Common Stock · 15,680 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 11:02 UTC |
LAFFER ARTHUR BDirector
|
GrantRestricted Stock Units · Derivative | 4,274 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004193 · doc4.xml · derivative · entry 2 LAFFER ARTHUR B · CIK 0001090307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,274 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On February 15, 2018, the reporting person was granted 4,274 restricted stock units which vested on February 15, 2019. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 15, 2018, the reporting person was granted 4,274 restricted stock units which vested on February 15, 2019. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 11:02 UTC |
LAFFER ARTHUR BDirector
|
Exercise / conversionCommon Stock | 4,274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-004193 · doc4.xml · nonDerivative · entry 1 LAFFER ARTHUR B · CIK 0001090307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 16:57 UTC |
Constantino Edward N.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 4,274 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004196 · doc4.xml · derivative · entry 2 Constantino Edward N. · CIK 0001498322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On February 15, 2018, the reporting person was granted 4,274 restricted stock units which vested on February 15, 2019. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 15, 2018, the reporting person was granted 4,274 restricted stock units which vested on February 15, 2019. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 16:57 UTC |
Constantino Edward N.Director
|
Exercise / conversionCommon Stock | 4,274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-004196 · doc4.xml · nonDerivative · entry 1 Constantino Edward N. · CIK 0001498322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 16:58 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 16,443 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004282 · doc4.xml · derivative · entry 8 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,329 Underlying: Common Stock · 16,443 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F7 · derivative.exercise_date: On February 15, 2018, the reporting person was granted 65,772 restricted stock units which vested 25% on February 15, 2019 and will vest 25% on February 15, 2020, 25% on February 15, 2021 and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F7 · derivative.expiration_date: On February 15, 2018, the reporting person was granted 65,772 restricted stock units which vested 25% on February 15, 2019 and will vest 25% on February 15, 2020, 25% on February 15, 2021 and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 16:58 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
Exercise / conversionCommon Stock | 16,443 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-004282 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,287.82 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:10 UTC |
KAVANAUGH SCOTT FDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,274 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004200 · doc4.xml · derivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On February 15, 2018, the reporting person was granted 4,274 restricted stock units which vested on February 15, 2019. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 15, 2018, the reporting person was granted 4,274 restricted stock units which vested on February 15, 2019. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:10 UTC |
KAVANAUGH SCOTT FDirector
|
Exercise / conversionCommon Stock | 4,274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-004200 · doc4.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:22 UTC |
Mitts BrianDirector · See Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 5,791 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004203 · doc4.xml · derivative · entry 4 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,374 Underlying: Common Stock · 5,791 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F4 · derivative.exercise_date: On February 15, 2018, the reporting person was granted 23,165 restricted stock units which vested 25% on February 15, 2019 and will vest 25% on February 15, 2020, 25% on February 15, 2021 and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.expiration_date: On February 15, 2018, the reporting person was granted 23,165 restricted stock units which vested 25% on February 15, 2019 and will vest 25% on February 15, 2020, 25% on February 15, 2021 and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:22 UTC |
Mitts BrianDirector · See Remarks
|
Exercise / conversionCommon Stock | 5,791 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-004203 · doc4.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,176.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:04 UTC |
McGraner MattSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 24,474 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004287 · doc4.xml · derivative · entry 6 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,425 Underlying: Common Stock · 24,474 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F6 · derivative.exercise_date: On February 15, 2018, the reporting person was granted 97,899 restricted stock units which vested 25% on February 15, 2019 and will vest 25% on February 15, 2020, 25% on February 15, 2021 and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F6 · derivative.expiration_date: On February 15, 2018, the reporting person was granted 97,899 restricted stock units which vested 25% on February 15, 2019 and will vest 25% on February 15, 2020, 25% on February 15, 2021 and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:04 UTC |
McGraner MattSee Remarks
|
Exercise / conversionCommon Stock | 24,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-004287 · doc4.xml · nonDerivative · entry 1 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:10 UTC |
Goetz MatthewSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 6,411 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004199 · doc4.xml · derivative · entry 3 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,236 Underlying: Common Stock · 6,411 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F4 · derivative.exercise_date: On February 15, 2018, the reporting person was granted 25,647 restricted stock units which vested 25% on February 15, 2019 and will vest 25% on February 15, 2020, 25% on February 15, 2021 and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.expiration_date: On February 15, 2018, the reporting person was granted 25,647 restricted stock units which vested 25% on February 15, 2019 and will vest 25% on February 15, 2020, 25% on February 15, 2021 and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:10 UTC |
Goetz MatthewSee Remarks
|
Exercise / conversionCommon Stock | 6,411 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-004199 · doc4.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,141.16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 19:17 UTC |
DONDERO JAMES DDirector · President · 10% owner
Highland Capital Management LP10% owner
NEXPOINT ASSET MANAGEMENT, L.P.10% owner
NexPoint Advisors, L.P.10% owner
|
PurchaseCommon Stock | 9,486 | $33.00 | $313,038.00 |
DisclosureSEC source: 0000899243-18-029368 · doc4.xml · nonDerivative · entry 4 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited liability company Disclosed balance after: 16,986 F4 · balance_after: These shares are held by a limited liability company in which the trust referenced in footnote 5 to this Form 4 owns a majority interest. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 19:17 UTC |
DONDERO JAMES DDirector · President · 10% owner
Highland Capital Management LP10% owner
NEXPOINT ASSET MANAGEMENT, L.P.10% owner
NexPoint Advisors, L.P.10% owner
|
PurchaseCommon Stock | 60,606 | $33.00 | $1,999,998.00 |
DisclosureSEC source: 0000899243-18-029368 · doc4.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management Fund Advisors, L.P. Disclosed balance after: 117,572 F3 · balance_after: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 19:17 UTC |
DONDERO JAMES DDirector · President · 10% owner
Highland Capital Management LP10% owner
NEXPOINT ASSET MANAGEMENT, L.P.10% owner
NexPoint Advisors, L.P.10% owner
|
PurchaseCommon Stock | 119,698 | $33.00 | $3,950,034.00 |
DisclosureSEC source: 0000899243-18-029368 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By NexPoint Advisors, L.P. Disclosed balance after: 141,085 F2 · balance_after: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 19:17 UTC |
DONDERO JAMES DDirector · President · 10% owner
Highland Capital Management LP10% owner
NEXPOINT ASSET MANAGEMENT, L.P.10% owner
NexPoint Advisors, L.P.10% owner
|
PurchaseCommon Stock | 18,182 | $33.00 | $600,006.00 |
DisclosureSEC source: 0000899243-18-029368 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 2,511,392.58 F1 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 19:59 UTC |
McGraner MattSee Remarks
|
PurchaseCommon Stock | 9,486 | $33.00 | $313,038.00 |
DisclosureSEC source: 0000899243-18-029441 · doc4.xml · nonDerivative · entry 1 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By limited liability company Disclosed balance after: 16,986 F1 · balance_after: These shares are held by a limited liability company in which Mr. McGraner owns an indirect minority interest. Mr. McGraner disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 11, 2018 Filed Aug 14, 2018 20:16 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 12,761 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022392 · doc4.xml · derivative · entry 8 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,761 Underlying: Common Stock · 12,761 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On August 11, 2016, the reporting person was granted 51,046 restricted stock units which vested 50% on August 11, 2017 and 25% on August 11, 2018 and will vest 25% on August 11, 2019. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On August 11, 2016, the reporting person was granted 51,046 restricted stock units which vested 50% on August 11, 2017 and 25% on August 11, 2018 and will vest 25% on August 11, 2019. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| August 11, 2018 Filed Aug 14, 2018 20:16 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
Exercise / conversionCommon Stock | 12,761 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022392 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,428.07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| August 11, 2018 Filed Aug 14, 2018 23:23 UTC |
Mitts BrianDirector · See Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 5,742.5 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022376 · doc4.xml · derivative · entry 4 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,742.5 Underlying: Common Stock · 5,742.5 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F4 · derivative.exercise_date: On August 11, 2016, the reporting person was granted 22,970 restricted stock units which vested 50% on August 11, 2017 and 25% on August 11, 2018 and will vest 25% on August 11, 2019. F4 · derivative.expiration_date: On August 11, 2016, the reporting person was granted 22,970 restricted stock units which vested 50% on August 11, 2017 and 25% on August 11, 2018 and will vest 25% on August 11, 2019. Read SEC document |
| August 11, 2018 Filed Aug 14, 2018 23:23 UTC |
Mitts BrianDirector · See Remarks
|
Exercise / conversionCommon Stock | 5,742.5 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022376 · doc4.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,385.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| August 11, 2018 Filed Aug 14, 2018 23:19 UTC |
McGraner MattSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 19,142.25 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022371 · doc4.xml · derivative · entry 6 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,142.25 Underlying: Common Stock · 19,142.25 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F6 · derivative.exercise_date: On August 11, 2016, the reporting person was granted 76,569 restricted stock units which vested 50% on August 11, 2017 and 25% on August 11, 2018 and will vest 25% on August 11, 2019. F6 · derivative.expiration_date: On August 11, 2016, the reporting person was granted 76,569 restricted stock units which vested 50% on August 11, 2017 and 25% on August 11, 2018 and will vest 25% on August 11, 2019. Read SEC document |
| August 11, 2018 Filed Aug 14, 2018 23:19 UTC |
McGraner MattSee Remarks
|
Exercise / conversionCommon Stock | 19,142.25 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022371 · doc4.xml · nonDerivative · entry 1 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 84,156.25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · balance_after: These shares are held in a trust. Mr. McGraner is the trustee of the Trust. Mr. McGraner disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 11, 2018 Filed Aug 14, 2018 23:21 UTC |
Goetz MatthewSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 6,381 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022374 · doc4.xml · derivative · entry 3 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,381 Underlying: Common Stock · 6,381 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On August 11, 2016, the reporting person was granted 25,523 restricted stock units which vested 50% on August 11, 2017 and 25% on August 11, 2018 and will vest 25% on August 11, 2019. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On August 11, 2016, the reporting person was granted 25,523 restricted stock units which vested 50% on August 11, 2017 and 25% on August 11, 2018 and will vest 25% on August 11, 2019. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| August 11, 2018 Filed Aug 14, 2018 23:21 UTC |
Goetz MatthewSee Remarks
|
Exercise / conversionCommon Stock | 6,381 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022374 · doc4.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,486.75 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| August 11, 2018 Filed Aug 14, 2018 23:19 UTC |
Ellington ScottGeneral Counsel and Secretary
|
GrantRestricted Stock Units · Derivative | 5,742.5 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022370 · doc4.xml · derivative · entry 3 Ellington Scott · CIK 0001636205 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,742.5 Underlying: Common Stock · 5,742.5 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vested 50% on August 11, 2017 and 25% on August 11, 2018 and will vest 25% on August 11, 2019. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vested 50% on August 11, 2017 and 25% on August 11, 2018 and will vest 25% on August 11, 2019. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| August 11, 2018 Filed Aug 14, 2018 23:19 UTC |
Ellington ScottGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 5,742.5 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022370 · doc4.xml · nonDerivative · entry 1 Ellington Scott · CIK 0001636205 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By dividend reinvestment plan Disclosed balance after: 46,197.1 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · balance_after: The restricted stock units vested 50% on August 11, 2017 and 25% on August 11, 2018 and will vest 25% on August 11, 2019. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| July 20, 2018 Filed Jul 24, 2018 13:54 UTC |
DONDERO JAMES DDirector · President · 10% owner
Highland Capital Management LP10% owner
NEXPOINT ASSET MANAGEMENT, L.P.10% owner
NexPoint Advisors, L.P.10% owner
|
OtherCommon Stock | 24,002.66 | $28.37 | $680,917.06 |
DisclosureSEC source: 0000899243-18-020501 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 2,493,210.58 F1 · kind: Shares acquired in connection with issuer's dividend reinvestment plan. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days of the month. F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3 · balance_after: Includes shares acquired through reinvestment of dividends. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 15:32 UTC |
DONDERO JAMES DDirector · President · 10% owner
Highland Capital Management LP10% owner
NexPoint Advisors, L.P.10% owner
NEXPOINT ASSET MANAGEMENT, L.P.10% owner
|
OtherCommon Stock | 20,702.89 | $27.77 | $575,000.00 |
DisclosureSEC source: 0000899243-18-016739 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 2,464,694.02 F1 · kind: Shares acquired in connection with issuer's dividend reinvestment plan. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days of the month. F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3 · balance_after: Includes shares acquired through reinvestment of dividends. Read SEC document |
| May 21, 2018 Filed May 23, 2018 17:24 UTC |
DONDERO JAMES DDirector · President · 10% owner
Highland Capital Management LP10% owner
NexPoint Advisors, L.P.10% owner
NEXPOINT ASSET MANAGEMENT, L.P.10% owner
|
OtherCommon Stock | 20,816.51 | $27.62 | $574,999.88 |
DisclosureSEC source: 0000899243-18-013828 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 2,443,991.13 F1 · kind: Shares acquired in connection with issuer's dividend reinvestment plan. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days of the month. F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3 · balance_after: Includes shares acquired through reinvestment of dividends. Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 17:39 UTC |
DONDERO JAMES DDirector · President · 10% owner
Highland Capital Management LP10% owner
NexPoint Advisors, L.P.10% owner
NEXPOINT ASSET MANAGEMENT, L.P.10% owner
|
OtherCommon Stock | 25,552.7647 | $25.95 | $663,155.57 |
DisclosureSEC source: 0000899243-18-010442 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 2,396,574.61 F1 · kind: Shares acquired in connection with issuer's dividend reinvestment plan. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days of the month. F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3 · balance_after: Includes shares acquired through reinvestment of dividends. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 15:39 UTC |
DONDERO JAMES DDirector · President · 10% owner
Highland Capital Management LP10% owner
NexPoint Advisors, L.P.10% owner
NEXPOINT ASSET MANAGEMENT, L.P.10% owner
|
OtherCommon Stock | 19,897.8841 | $25.13 | $500,000.00 |
DisclosureSEC source: 0000899243-18-008237 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 2,392,678.03 F1 · kind: Shares acquired in connection with issuer's dividend reinvestment plan. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days of the month. F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3 · balance_after: Includes shares acquired through reinvestment of dividends. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 18:57 UTC |
LAFFER ARTHUR BDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,739 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008029 · doc4.xml · derivative · entry 2 LAFFER ARTHUR B · CIK 0001090307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,739 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On March 16, 2017, the reporting person was granted 3,739 restricted stock units which vested on March 16, 2018. F2 · derivative.expiration_date: On March 16, 2017, the reporting person was granted 3,739 restricted stock units which vested on March 16, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.