organization · Reporting owner
NEXPOINT ASSET MANAGEMENT, L.P.
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NexPoint Residential Trust, Inc.NXRT · Entity 4824 | 10% owner | November 16, 2018 | November 19, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NexPoint Residential Trust, Inc.
Report date November 16, 2018 · Filed November 19, 2018
Jointly reported with DONDERO JAMES D, Highland Capital Management LP, NexPoint Advisors, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Highland Capital Management, L.P. | 2,511,392.58 |
Reported balance
After 2018-11-16 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-11-16 · Purchase · Acquired 18,182 · Balance 2,511,392.58 F1: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy NexPoint Advisors, L.P. | 141,085 |
Reported balance
After 2018-11-16 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-11-16 · Purchase · Acquired 119,698 · Balance 141,085 F2: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Highland Capital Management Fund Advisors, L.P. | 117,572 |
Reported balance
After 2018-11-16 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2018-11-16 · Purchase · Acquired 60,606 · Balance 117,572 F3: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy limited liability company | 16,986 |
Reported balance
After 2018-11-16 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2018-11-16 · Purchase · Acquired 9,486 · Balance 16,986 F4: These shares are held by a limited liability company in which the trust referenced in footnote 5 to this Form 4 owns a majority interest. Mr. Dondero disclaims beneficial ownership of such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy employee benefit plan | 23,057.57 |
Reported balance
Holding disclosure · report date 2018-11-16 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 23,057.57 |
| Common StockSEC Table I · non-derivative | IndirectBy trust | 1,744,420.02 |
Reported balance
Holding disclosure · report date 2018-11-16 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,744,420.02 F5: These shares are held by a trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. |
| Common StockSEC Table I · non-derivative | Direct | 62,428.07 |
Reported balance
Holding disclosure · report date 2018-11-16 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 62,428.07 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F2: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F4: These shares are held by a limited liability company in which the trust referenced in footnote 5 to this Form 4 owns a majority interest. Mr. Dondero disclaims beneficial ownership of such shares.
F5: These shares are held by a trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2018 Filed Nov 19, 2018 19:17 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | PurchaseCommon Stock | 9,486 | $33.00 | $313,038.00 |
DisclosureSEC source: 0000899243-18-029368 · doc4.xml · nonDerivative · entry 4 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited liability company Disclosed balance after: 16,986 F4 · balance_after: These shares are held by a limited liability company in which the trust referenced in footnote 5 to this Form 4 owns a majority interest. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 19:17 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | PurchaseCommon Stock | 60,606 | $33.00 | $1,999,998.00 |
DisclosureSEC source: 0000899243-18-029368 · doc4.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management Fund Advisors, L.P. Disclosed balance after: 117,572 F3 · balance_after: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 19:17 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | PurchaseCommon Stock | 119,698 | $33.00 | $3,950,034.00 |
DisclosureSEC source: 0000899243-18-029368 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By NexPoint Advisors, L.P. Disclosed balance after: 141,085 F2 · balance_after: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 19:17 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | PurchaseCommon Stock | 18,182 | $33.00 | $600,006.00 |
DisclosureSEC source: 0000899243-18-029368 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 2,511,392.58 F1 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 20, 2018 Filed Jul 24, 2018 13:54 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | OtherCommon Stock | 24,002.66 | $28.37 | $680,917.06 |
DisclosureSEC source: 0000899243-18-020501 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 2,493,210.58 F1 · kind: Shares acquired in connection with issuer's dividend reinvestment plan. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days of the month. F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3 · balance_after: Includes shares acquired through reinvestment of dividends. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 15:32 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | OtherCommon Stock | 20,702.89 | $27.77 | $575,000.00 |
DisclosureSEC source: 0000899243-18-016739 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 2,464,694.02 F1 · kind: Shares acquired in connection with issuer's dividend reinvestment plan. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days of the month. F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3 · balance_after: Includes shares acquired through reinvestment of dividends. Read SEC document |
| May 21, 2018 Filed May 23, 2018 17:24 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | OtherCommon Stock | 20,816.51 | $27.62 | $574,999.88 |
DisclosureSEC source: 0000899243-18-013828 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 2,443,991.13 F1 · kind: Shares acquired in connection with issuer's dividend reinvestment plan. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days of the month. F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3 · balance_after: Includes shares acquired through reinvestment of dividends. Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 17:39 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | OtherCommon Stock | 25,552.7647 | $25.95 | $663,155.57 |
DisclosureSEC source: 0000899243-18-010442 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 2,396,574.61 F1 · kind: Shares acquired in connection with issuer's dividend reinvestment plan. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days of the month. F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3 · balance_after: Includes shares acquired through reinvestment of dividends. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 15:39 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | OtherCommon Stock | 19,897.8841 | $25.13 | $500,000.00 |
DisclosureSEC source: 0000899243-18-008237 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 2,392,678.03 F1 · kind: Shares acquired in connection with issuer's dividend reinvestment plan. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days of the month. F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3 · balance_after: Includes shares acquired through reinvestment of dividends. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 17:28 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | OtherCommon Stock | 20,938.1988 | $23.88 | $500,000.00 |
DisclosureSEC source: 0000899243-18-005842 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P Disclosed balance after: 2,369,795.47 F1 · kind: Shares acquired in connection with issuer's dividend reinvestment plan. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days of the month. F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3 · balance_after: Includes shares acquired through reinvestment of dividends. Read SEC document |
| January 23, 2018 Filed Jan 24, 2018 16:05 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | PurchaseCommon Stock | 12,512 | $27.76 | $347,390.68 |
DisclosureSEC source: 0000899243-18-001746 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 2,345,884.78 F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 22, 2018 Filed Jan 23, 2018 19:02 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | PurchaseCommon Stock | 17,400 | $27.38 | $476,333.70 |
DisclosureSEC source: 0000899243-18-001709 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 2,307,116.37 F1 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 16:05 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | OtherCommon Stock | 18,437.26 | $27.12 | $500,000.05 |
DisclosureSEC source: 0000899243-18-001746 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 2,333,372.78 F1 · kind: Shares acquired in connection with issuer's dividend reinvestment plan. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days of the month. F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3 · balance_after: shares acquired through reinvestment of dividends. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 19:02 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | PurchaseCommon Stock | 7,388 | $26.90 | $198,747.54 |
DisclosureSEC source: 0000899243-18-001709 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 2,289,716.37 F1 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 16:49 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | PurchaseCommon Stock | 18,700 | $26.98 | $504,505.43 |
DisclosureSEC source: 0000899243-18-001529 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 2,282,328.37 F1 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 12, 2018 Filed Jan 17, 2018 16:05 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | PurchaseCommon Stock | 1,000 | $26.87 | $26,868.00 |
DisclosureSEC source: 0000899243-18-001186 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By NexPoint Advisors, L.P. Disclosed balance after: 20,662 F1 · balance_after: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through an advised account. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 16:05 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | PurchaseCommon Stock | 22,235 | $27.34 | $607,969.38 |
DisclosureSEC source: 0000899243-18-000985 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 2,263,628.24 F1 · price: This transaction was executed in multiple trades at prices ranging from $27.2628 to $27.4410. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 16:05 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | PurchaseCommon Stock | 10,286 | $27.69 | $284,779.22 |
DisclosureSEC source: 0000899243-18-000864 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 2,241,393.24 F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 16:05 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | PurchaseCommon Stock | 3,779 | $27.68 | $104,607.25 |
DisclosureSEC source: 0000899243-18-000864 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 2,231,107.24 F1 · price: This transaction was executed in multiple trades at prices ranging from $27.6500 to $27.6822. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 20:00 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | OtherCommon Stock | 316,173.84 | $26.62 | $8,416,547.62 |
DisclosureSEC source: 0000899243-17-029349 · doc4.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 2,227,328.24 F3 · kind: An entity referenced in footnote 2 to this Form 4 loaned the entity referenced in footnote 4 to this Form 4 shares of the issuer. On December 18, 2017, a portion of this loan was repaid in cash which resulted in a deemed disposition of the shares serving as collateral for the repaid portion of the loan. Mr. Dondero has disgorged $8,811.75 to the issuer, representing the full amount of his pecuniary interest in the deemed profit resulting from any matchable transactions. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 20:00 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | OtherCommon Stock | 316,173.84 | $26.62 | $8,416,547.62 |
DisclosureSEC source: 0000899243-17-029349 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 1,611,275.27 F3 · kind: An entity referenced in footnote 2 to this Form 4 loaned the entity referenced in footnote 4 to this Form 4 shares of the issuer. On December 18, 2017, a portion of this loan was repaid in cash which resulted in a deemed disposition of the shares serving as collateral for the repaid portion of the loan. Mr. Dondero has disgorged $8,811.75 to the issuer, representing the full amount of his pecuniary interest in the deemed profit resulting from any matchable transactions. F4 · balance_after: These shares are held by a trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 20:00 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | PurchaseCommon Stock | 10,000 | $28.50 | $285,025.00 |
DisclosureSEC source: 0000899243-17-029349 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 1,911,154.39 F1 · price: This transaction was executed in multiple trades at prices ranging form $28.43 to $28.5063. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 18:51 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | PurchaseCommon Stock | 18,000 | $26.65 | $479,754.00 |
DisclosureSEC source: 0000899243-17-028888 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 1,901,154.39 F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 18:51 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | OtherCommon Stock | 20,028.04 | $27.46 | $550,000.02 |
DisclosureSEC source: 0000899243-17-028888 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 1,883,154.39 F1 · kind: Shares acquired in connection with issuer's dividend reinvestment plan. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days of the month. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:30 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | OtherCommon Stock | 19,810.7 | $27.76 | $550,000.50 |
DisclosureSEC source: 0000899243-17-027304 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner HIGHLAND CAPITAL MANAGEMENT LP · CIK 0001167365 · 10% owner NexPoint Advisors, L.P. · CIK 0001617621 · 10% owner HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. · CIK 0001469877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 1,863,126.35 F1 · kind: Shares acquired in connection with issuer's dividend reinvestment plan. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days of the month. F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.