Last 12 months
Inside the activity.
11 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 9 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 2 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2020 Filed Feb 26, 2020 01:30 UTC |
Constantino Edward N.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 3,017 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005843 · doc4.xml · derivative · entry 2 Constantino Edward N. · CIK 0001498322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 3,017 restricted stock units which vested on February 21, 2020. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 3,017 restricted stock units which vested on February 21, 2020. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:30 UTC |
Constantino Edward N.Director
|
Exercise / conversionCommon Stock | 3,017 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-005843 · doc4.xml · nonDerivative · entry 1 Constantino Edward N. · CIK 0001498322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 20:41 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 8,904 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005853 · doc4.xml · derivative · entry 8 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,616 Underlying: Common Stock · 8,904 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F8 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 44,520 restricted stock units which vested one-fifth on February 21, 2020, and will vest one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F8 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 44,520 restricted stock units which vested one-fifth on February 21, 2020, and will vest one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 20:41 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
Exercise / conversionCommon Stock | 8,904 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-005853 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,631.98 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:28 UTC |
KAVANAUGH SCOTT FDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,017 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005841 · doc4.xml · derivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 3,017 restricted stock units which vested on February 21, 2020. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 3,017 restricted stock units which vested on February 21, 2020. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:28 UTC |
KAVANAUGH SCOTT FDirector
|
Exercise / conversionCommon Stock | 3,017 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-005841 · doc4.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:39 UTC |
Mitts BrianDirector · See Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 3,472 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005851 · doc4.xml · derivative · entry 5 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,888 Underlying: Common Stock · 3,472 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 17,360 resticted stock units which vested one-fifth on February 21, 2020, and will vest one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 17,360 resticted stock units which vested one-fifth on February 21, 2020, and will vest one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:39 UTC |
Mitts BrianDirector · See Remarks
|
Tax withholdingCommon Stock | 865 | $50.23 | $43,448.95 |
DisclosureSEC source: 0000899243-20-005851 · doc4.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,267 Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:39 UTC |
Mitts BrianDirector · See Remarks
|
Exercise / conversionCommon Stock | 3,472 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-005851 · doc4.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:37 UTC |
Goetz MatthewSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 3,136 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005849 · doc4.xml · derivative · entry 4 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,544 Underlying: Common Stock · 3,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 15,680 restricted stock units which vested one-fifth on February 21, 2020, and will vest one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 15,680 restricted stock units which vested one-fifth on February 21, 2020, and will vest one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:37 UTC |
Goetz MatthewSee Remarks
|
Tax withholdingCommon Stock | 781 | $50.23 | $39,229.63 |
DisclosureSEC source: 0000899243-20-005849 · doc4.xml · nonDerivative · entry 2 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,791.16 Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:37 UTC |
Goetz MatthewSee Remarks
|
Exercise / conversionCommon Stock | 3,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-005849 · doc4.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,572.16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:33 UTC |
McGraner MattSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 13,066 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005845 · doc4.xml · derivative · entry 7 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,267 Underlying: Common Stock · 13,066 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F4 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 65,333 restricted stock units which vested one-fifth on February 21, 2020, and will vest one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 65,333 restricted stock units which vested one-fifth on February 21, 2020, and will vest one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:33 UTC |
McGraner MattSee Remarks
|
Tax withholdingCommon Stock | 5,258 | $50.23 | $264,109.34 |
DisclosureSEC source: 0000899243-20-005845 · doc4.xml · nonDerivative · entry 2 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,447 Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:33 UTC |
McGraner MattSee Remarks
|
Exercise / conversionCommon Stock | 13,066 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-005845 · doc4.xml · nonDerivative · entry 1 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 21, 2020 Filed May 13, 2021 19:27 UTC |
LAFFER ARTHUR BDirector
|
PurchaseCommon Stock | 4,892 | $51.12 | $250,079.04 |
DisclosureSEC source: 0001437749-21-012156 · rdgdoc.xml · nonDerivative · entry 1 LAFFER ARTHUR B · CIK 0001090307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,892 Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:31 UTC |
LAFFER ARTHUR BDirector
|
GrantRestricted Stock Units · Derivative | 2,765 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005609 · doc4.xml · derivative · entry 1 LAFFER ARTHUR B · CIK 0001090307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,765 Underlying: Common Stock · 2,765 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest on February 20, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest on February 20, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:30 UTC |
Constantino Edward N.Director
|
GrantRestricted Stock Units · Derivative | 2,765 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005605 · doc4.xml · derivative · entry 1 Constantino Edward N. · CIK 0001498322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,765 Underlying: Common Stock · 2,765 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest on February 20, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest on February 20, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:30 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
GrantRestricted Stock Units · Derivative | 48,782 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005607 · doc4.xml · derivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,782 Underlying: Common Stock · 48,782 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:30 UTC |
KAVANAUGH SCOTT FDirector
|
GrantRestricted Stock Units · Derivative | 2,765 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005604 · doc4.xml · derivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,765 Underlying: Common Stock · 2,765 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest on February 20, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest on February 20, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:33 UTC |
Mitts BrianDirector · See Remarks
|
GrantRestricted Stock Units · Derivative | 7,988 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005612 · doc4.xml · derivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,988 Underlying: Common Stock · 7,988 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:35 UTC |
Goetz MatthewSee Remarks
|
GrantRestricted Stock Units · Derivative | 4,204 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005615 · doc4.xml · derivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,204 Underlying: Common Stock · 4,204 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:32 UTC |
McGraner MattSee Remarks
|
GrantRestricted Stock Units · Derivative | 62,227 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005611 · doc4.xml · derivative · entry 1 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,227 Underlying: Common Stock · 62,227 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:33 UTC |
Sauter Dennis Charles JrGeneral Counsel
|
GrantRestricted Stock Units · Derivative | 2,522 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005613 · doc4.xml · derivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,522 Underlying: Common Stock · 2,522 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 18:17 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 16,443 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005113 · doc4.xml · derivative · entry 8 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,886 Underlying: Common Stock · 16,443 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F8 · derivative.exercise_date: On February 15, 2018, the reporting person was granted 65,772 restricted stock units which vested 25% on February 15, 2019 and 25% on February 15, 2020, and will vest 25% on February 15, 2021 and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F8 · derivative.expiration_date: On February 15, 2018, the reporting person was granted 65,772 restricted stock units which vested 25% on February 15, 2019 and 25% on February 15, 2020, and will vest 25% on February 15, 2021 and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 18:17 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
Exercise / conversionCommon Stock | 16,443 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-005113 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,727.98 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 23:11 UTC |
Mitts BrianDirector · See Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 5,791 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005107 · doc4.xml · derivative · entry 5 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,583 Underlying: Common Stock · 5,791 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3 · derivative.exercise_date: On February 15, 2018, the reporting person was granted 23,165 restricted stock units which vested 25% on February 15, 2019 and 25% on February 15, 2020, and will vest 25% on February 15, 2021 and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 15, 2018, the reporting person was granted 23,165 restricted stock units which vested 25% on February 15, 2019 and 25% on February 15, 2020, and will vest 25% on February 15, 2021 and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 23:11 UTC |
Mitts BrianDirector · See Remarks
|
Tax withholdingCommon Stock | 1,598 | $52.00 | $83,096.00 |
DisclosureSEC source: 0000899243-20-005107 · doc4.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,660 Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 23:11 UTC |
Mitts BrianDirector · See Remarks
|
Exercise / conversionCommon Stock | 5,791 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-005107 · doc4.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 23:14 UTC |
Goetz MatthewSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 6,412 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005111 · doc4.xml · derivative · entry 4 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,824 Underlying: Common Stock · 6,412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3 · derivative.exercise_date: On February 15, 2018, the reporting person was granted 25,647 restricted stock units which vested 25% on February 15, 2019 and 25% on February 15, 2020, and will vest 25% on February 15, 2021 and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 15, 2018, the reporting person was granted 25,647 restricted stock units which vested 25% on February 15, 2019 and 25% on February 15, 2020, and will vest 25% on February 15, 2021 and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 23:14 UTC |
Goetz MatthewSee Remarks
|
Tax withholdingCommon Stock | 1,756 | $52.00 | $91,312.00 |
DisclosureSEC source: 0000899243-20-005111 · doc4.xml · nonDerivative · entry 2 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,436.16 Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 23:14 UTC |
Goetz MatthewSee Remarks
|
Exercise / conversionCommon Stock | 6,412 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-005111 · doc4.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,192.16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 23:10 UTC |
McGraner MattSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 24,475 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005105 · doc4.xml · derivative · entry 7 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,950 Underlying: Common Stock · 24,475 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F5 · derivative.exercise_date: On February 15, 2018, the reporting person was granted 97,899 restricted stock units which vested 25% on February 15, 2019 and 25% on February 15, 2020, and will vest 25% on February 15, 2021 and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F5 · derivative.expiration_date: On February 15, 2018, the reporting person was granted 97,899 restricted stock units which vested 25% on February 15, 2019 and 25% on February 15, 2020, and will vest 25% on February 15, 2021 and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 23:10 UTC |
McGraner MattSee Remarks
|
Tax withholdingCommon Stock | 7,276 | $52.00 | $378,352.00 |
DisclosureSEC source: 0000899243-20-005105 · doc4.xml · nonDerivative · entry 2 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,639 Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 23:10 UTC |
McGraner MattSee Remarks
|
Exercise / conversionCommon Stock | 24,475 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-005105 · doc4.xml · nonDerivative · entry 1 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| August 11, 2019 Filed Aug 13, 2019 17:26 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 12,762 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021649 · doc4.xml · derivative · entry 8 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F8 · derivative.exercise_date: On August 11, 2016, the reporting person was granted 51,046 restricted stock units which vested 50% on August 11, 2017, 25% on August 11, 2018 and 25% on August 11, 2019. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F8 · derivative.expiration_date: On August 11, 2016, the reporting person was granted 51,046 restricted stock units which vested 50% on August 11, 2017, 25% on August 11, 2018 and 25% on August 11, 2019. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| August 11, 2019 Filed Aug 13, 2019 17:26 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
Exercise / conversionCommon Stock | 12,762 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-021649 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,284.98 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| August 11, 2019 Filed Aug 13, 2019 21:43 UTC |
Mitts BrianDirector · See Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 5,743 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021653 · doc4.xml · derivative · entry 5 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,743 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3 · derivative.exercise_date: On August 11, 2016, the reporting person was granted 22,970 restricted stock units which vested 50% on August 11, 2017, 25% on August 11, 2018 and 25% on August 11, 2019. F3 · derivative.expiration_date: On August 11, 2016, the reporting person was granted 22,970 restricted stock units which vested 50% on August 11, 2017, 25% on August 11, 2018 and 25% on August 11, 2019. Read SEC document |
| August 11, 2019 Filed Aug 13, 2019 21:43 UTC |
Mitts BrianDirector · See Remarks
|
Tax withholdingCommon Stock | 1,486 | $46.23 | $68,697.78 |
DisclosureSEC source: 0000899243-19-021653 · doc4.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,467 Read SEC document |
| August 11, 2019 Filed Aug 13, 2019 21:43 UTC |
Mitts BrianDirector · See Remarks
|
Exercise / conversionCommon Stock | 5,743 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-021653 · doc4.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| August 11, 2019 Filed Aug 13, 2019 21:44 UTC |
Goetz MatthewSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 6,381 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021655 · doc4.xml · derivative · entry 4 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,381 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3 · derivative.exercise_date: On August 11, 2016, the reporting person was granted 25,523 restricted stock units which vested 50% on August 11, 2017, 25% on August 11, 2018 and 25% on August 11, 2019. F3 · derivative.expiration_date: On August 11, 2016, the reporting person was granted 25,523 restricted stock units which vested 50% on August 11, 2017, 25% on August 11, 2018 and 25% on August 11, 2019. Read SEC document |
| August 11, 2019 Filed Aug 13, 2019 21:44 UTC |
Goetz MatthewSee Remarks
|
Tax withholdingCommon Stock | 1,652 | $46.23 | $76,371.96 |
DisclosureSEC source: 0000899243-19-021655 · doc4.xml · nonDerivative · entry 2 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,780.16 Read SEC document |
| August 11, 2019 Filed Aug 13, 2019 21:44 UTC |
Goetz MatthewSee Remarks
|
Exercise / conversionCommon Stock | 6,381 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-021655 · doc4.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,432.16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| August 11, 2019 Filed Aug 13, 2019 21:43 UTC |
McGraner MattSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 19,143 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021654 · doc4.xml · derivative · entry 7 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F6 · derivative.exercise_date: On August 11, 2016, the reporting person was granted 76,569 restricted stock units which vested 50% on August 11, 2017, 25% on August 11, 2018 and 25% on August 11, 2019. F6 · derivative.expiration_date: On August 11, 2016, the reporting person was granted 76,569 restricted stock units which vested 50% on August 11, 2017, 25% on August 11, 2018 and 25% on August 11, 2019. Read SEC document |
| August 11, 2019 Filed Aug 13, 2019 21:43 UTC |
McGraner MattSee Remarks
|
Tax withholdingCommon Stock | 8,007 | $46.23 | $370,163.61 |
DisclosureSEC source: 0000899243-19-021654 · doc4.xml · nonDerivative · entry 2 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,440 Read SEC document |
| August 11, 2019 Filed Aug 13, 2019 21:43 UTC |
McGraner MattSee Remarks
|
Exercise / conversionCommon Stock | 19,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-021654 · doc4.xml · nonDerivative · entry 1 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| July 23, 2019 Filed Jul 24, 2019 19:38 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
PurchaseCommon Stock | 250,000 | $41.19 | $10,297,500.00 |
DisclosureSEC source: 0000899243-19-020310 · doc4.xml · nonDerivative · entry 4 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 2,031,609 F1 · kind: The deemed purchases and sales of shares of NexPoint Residential Trust, Inc. ("NXRT") were the result of an in-kind contribution of NXRT shares between Highland Capital Management, L.P. ("HCMLP") and its 99% owned advised account and a subsequent disposition of such shares to a trust, the beneficiary of which is Mr. Dondero. All shares were transferred based on the market value of the shares at the close of market on the date of the transaction and the transactions occurred simultaneously. F3 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan. F4 · balance_after: These shares are held by a trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| July 23, 2019 Filed Jul 24, 2019 19:38 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
SaleCommon Stock | 250,000 | $41.19 | $10,297,500.00 |
DisclosureSEC source: 0000899243-19-020310 · doc4.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 2,289,105.31 F1 · kind: The deemed purchases and sales of shares of NexPoint Residential Trust, Inc. ("NXRT") were the result of an in-kind contribution of NXRT shares between Highland Capital Management, L.P. ("HCMLP") and its 99% owned advised account and a subsequent disposition of such shares to a trust, the beneficiary of which is Mr. Dondero. All shares were transferred based on the market value of the shares at the close of market on the date of the transaction and the transactions occurred simultaneously. F2 · balance_after: These shares are held by HCMLP both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 23, 2019 Filed Jul 24, 2019 19:38 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
PurchaseCommon Stock | 250,000 | $41.19 | $10,297,500.00 |
DisclosureSEC source: 0000899243-19-020310 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 2,539,105.31 F1 · kind: The deemed purchases and sales of shares of NexPoint Residential Trust, Inc. ("NXRT") were the result of an in-kind contribution of NXRT shares between Highland Capital Management, L.P. ("HCMLP") and its 99% owned advised account and a subsequent disposition of such shares to a trust, the beneficiary of which is Mr. Dondero. All shares were transferred based on the market value of the shares at the close of market on the date of the transaction and the transactions occurred simultaneously. F2 · balance_after: These shares are held by HCMLP both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 23, 2019 Filed Jul 24, 2019 19:38 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
SaleCommon Stock | 250,000 | $41.19 | $10,297,500.00 |
DisclosureSEC source: 0000899243-19-020310 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management, L.P. Disclosed balance after: 2,539,105.31 F1 · kind: The deemed purchases and sales of shares of NexPoint Residential Trust, Inc. ("NXRT") were the result of an in-kind contribution of NXRT shares between Highland Capital Management, L.P. ("HCMLP") and its 99% owned advised account and a subsequent disposition of such shares to a trust, the beneficiary of which is Mr. Dondero. All shares were transferred based on the market value of the shares at the close of market on the date of the transaction and the transactions occurred simultaneously. F2 · balance_after: These shares are held by HCMLP both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.