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NYSE · USD

NXRT

NexPoint Residential Trust, Inc.

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Tapewire entity
4824
SEC CIK
0001620393
Parsed reports
348

Last 12 months

Inside the activity.

11 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202690
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202620

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2022 Filed Feb 17, 2022 23:27 UTC
Goetz MatthewSVP Investments & Asset Mngmt
GrantRestricted Stock Units · Derivative 3,837 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-003733 · rdgdoc.xml · derivative · entry 4

Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,837

Underlying: Common Stock · 3,837 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F4 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 3,837 restricted stock units which vest 20% on February 17, 2023, 20% on February 17, 2024, 20% on February 17, 2025, 20% on February 17, 2026 and 20% on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 3,837 restricted stock units which vest 20% on February 17, 2023, 20% on February 17, 2024, 20% on February 17, 2025, 20% on February 17, 2026 and 20% on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 17, 2022 Filed Feb 17, 2022 23:26 UTC
McGraner MattEVP, Chief Investment Officer
GrantRestricted Stock Units · Derivative 44,051 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-003732 · rdgdoc.xml · derivative · entry 8

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,051

Underlying: Common Stock · 44,051 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F6 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 44,051 restricted stock units which will vest 20% on February 17, 2023, 20% on February 17, 2024, 20% on February 17, 2025, 20% on February 17, 2026 and 20% on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F6 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 44,051 restricted stock units which will vest 20% on February 17, 2023, 20% on February 17, 2024, 20% on February 17, 2025, 20% on February 17, 2026 and 20% on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 20:43 UTC GrantRestricted Stock Units · Derivative 1,599 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004122 · rdgdoc.xml · derivative · entry 3

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,599

Underlying: Common Stock · 1,599 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F3 · derivative.exercise_date: The restricted stock units will vest February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: The restricted stock units will vest February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 17, 2022 Filed Feb 23, 2022 01:43 UTC GrantRestricted Stock Units · Derivative 1,599 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004121 · rdgdoc.xml · derivative · entry 2

Constantino Edward N. · CIK 0001498322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,599

Underlying: Common Stock · 1,599 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 1,599 restricted stock units, which will vest on February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 1,599 restricted stock units, which will vest on February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 17, 2022 Filed Feb 23, 2022 01:44 UTC GrantRestricted Stock Units · Derivative 1,599 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004124 · rdgdoc.xml · derivative · entry 2

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,599

Underlying: Common Stock · 1,599 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 1,599 restricted stock units, which will vest on February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 1,599 restricted stock units, which will vest on February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 17, 2022 Filed Feb 23, 2022 01:43 UTC GrantRestricted Stock Units · Derivative 4,974 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004123 · rdgdoc.xml · derivative · entry 3

Sauter Dennis Charles Jr · CIK 0001803863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,974

Underlying: Common Stock · 4,974 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 4,974 restricted stock units, which will vest one-fifth on February 17, 2023, one-fifth on February 17, 2024, one-fifth on February 17, 2025, one-fifth on February 17, 2026 and one-fifth on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 4,974 restricted stock units, which will vest one-fifth on February 17, 2023, one-fifth on February 17, 2024, one-fifth on February 17, 2025, one-fifth on February 17, 2026 and one-fifth on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 17, 2022 Filed Feb 23, 2022 01:42 UTC GrantRestricted Stock Units · Derivative 1,599 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004120 · rdgdoc.xml · derivative · entry 2

Wood Catherine D · CIK 0001820212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,599

Underlying: Common Stock · 1,599 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 1,599 restricted stock units which will vest on February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 1,599 restricted stock units which will vest on February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 18:24 UTC
DONDERO JAMES DDirector · President · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 16,443 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-003730 · rdgdoc.xml · derivative · entry 7

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,443 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F8 · derivative.exercise_date: On February 15, 2018, the reporting person was granted 65,772 restricted stock units which vested 25% on February 15, 2019, 25% on February 15, 2020 and 25% on February 15, 2021, and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F8 · derivative.expiration_date: On February 15, 2018, the reporting person was granted 65,772 restricted stock units which vested 25% on February 15, 2019, 25% on February 15, 2020 and 25% on February 15, 2021, and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 18:24 UTC
DONDERO JAMES DDirector · President · 10% owner
Exercise / conversionCommon Stock 16,443 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-003730 · rdgdoc.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F3 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:25 UTC
Mitts BrianDirector · CFO, EVP Finance, Secy & Treas
Exercise / conversionRestricted Stock Units · Derivative 5,792 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-003731 · rdgdoc.xml · derivative · entry 5

Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F3 · derivative.exercise_date: On February 15, 2018, the reporting person was granted 23,165 restricted stock units which vested 25% on February 15, 2019, 25% on February 15, 2020, 25% on February 15, 2021, and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On February 15, 2018, the reporting person was granted 23,165 restricted stock units which vested 25% on February 15, 2019, 25% on February 15, 2020, 25% on February 15, 2021, and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:25 UTC
Mitts BrianDirector · CFO, EVP Finance, Secy & Treas
Exercise / conversionCommon Stock 5,792 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-003731 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,965.167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:27 UTC
Goetz MatthewSVP Investments & Asset Mngmt
Exercise / conversionRestricted Stock Units · Derivative 6,412 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-003733 · rdgdoc.xml · derivative · entry 3

Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F3 · derivative.exercise_date: On February 15, 2018, the reporting person was granted 25,647 restricted stock units which vested 25% on February 15, 2019, 25% on February 15, 2020, 25% on February 15, 2021, and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On February 15, 2018, the reporting person was granted 25,647 restricted stock units which vested 25% on February 15, 2019, 25% on February 15, 2020, 25% on February 15, 2021, and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:27 UTC
Goetz MatthewSVP Investments & Asset Mngmt
Exercise / conversionCommon Stock 6,412 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-003733 · rdgdoc.xml · nonDerivative · entry 1

Goetz Matthew · CIK 0001636204 · SVP Investments & Asset Mngmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,087.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:26 UTC
McGraner MattEVP, Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 24,475 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-003732 · rdgdoc.xml · derivative · entry 7

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F5 · derivative.exercise_date: On February 15, 2018, the reporting person was granted 97,899 restricted stock units which vested 25% on February 15, 2019, 25% on February 15, 2020, 25% on February 15, 2021, and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F5 · derivative.expiration_date: On February 15, 2018, the reporting person was granted 97,899 restricted stock units which vested 25% on February 15, 2019, 25% on February 15, 2020, 25% on February 15, 2021, and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:26 UTC
McGraner MattEVP, Chief Investment Officer
Tax withholdingCommon Stock 8,454 $81.59 $689,761.86
Disclosure

SEC source: 0001437749-22-003732 · rdgdoc.xml · nonDerivative · entry 2

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,631

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:26 UTC
McGraner MattEVP, Chief Investment Officer
Exercise / conversionCommon Stock 24,475 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-003732 · rdgdoc.xml · nonDerivative · entry 1

McGraner Matt · CIK 0001636187 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 22:42 UTC
Mitts BrianDirector · See Remarks
SaleCommon Stock 5,600 $62.16 $348,096.00
Disclosure

SEC source: 0000899243-21-038429 · doc4.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,173.167

Read SEC document
June 21, 2021 Filed Jun 23, 2021 20:45 UTC
Mitts BrianDirector · See Remarks
SaleCommon Stock 2,000 $56.23 $112,460.00
Disclosure

SEC source: 0001437749-21-015484 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,773.167

Read SEC document
May 26, 2021 Filed May 28, 2021 20:45 UTC
Mitts BrianDirector · See Remarks
SaleCommon Stock 1,000 $51.65 $51,650.00
Disclosure

SEC source: 0001437749-21-013745 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,773.167

F1 · shares: The reporting person sold such shares to cover personal income tax liability.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:48 UTC
Mitts BrianDirector · See Remarks
SaleCommon Stock 1,000 $50.35 $50,350.00
Disclosure

SEC source: 0001437749-21-012690 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,773.167

F1 · shares: The reporting person sold such shares to cover personal income tax liability.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:48 UTC
Mitts BrianDirector · See Remarks
SaleCommon Stock 1,000 $50.34 $50,340.00
Disclosure

SEC source: 0001437749-21-012690 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,773.167

F1 · shares: The reporting person sold such shares to cover personal income tax liability.

Read SEC document
May 11, 2021 Filed May 13, 2021 19:27 UTC Exercise / conversionRestricted Stock Units · Derivative 1,921 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-012156 · rdgdoc.xml · derivative · entry 4

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F3 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 1,921 restricted stock units which vested on May 11, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 1,921 restricted stock units which vested on May 11, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 11, 2021 Filed May 13, 2021 19:27 UTC Exercise / conversionCommon Stock 1,921 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-012156 · rdgdoc.xml · nonDerivative · entry 2

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
May 11, 2021 Filed May 13, 2021 23:26 UTC Exercise / conversionRestricted Stock Units · Derivative 1,921 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-012152 · rdgdoc.xml · derivative · entry 2

Constantino Edward N. · CIK 0001498322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 1,921 restricted stock units which vested on May 11, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 1,921 restricted stock units which vested on May 11, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 11, 2021 Filed May 13, 2021 23:26 UTC Exercise / conversionCommon Stock 1,921 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-012152 · rdgdoc.xml · nonDerivative · entry 1

Constantino Edward N. · CIK 0001498322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
May 11, 2021 Filed May 13, 2021 19:25 UTC
DONDERO JAMES DDirector · President · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 6,779 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-012149 · rdgdoc.xml · derivative · entry 7

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,116

Underlying: Common Stock · 6,779 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F7 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 33,895 restricted stock units which vested one-fifth on May 11, 2021, and will vest one-fifth on May 11, 2022, one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F7 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 33,895 restricted stock units which vested one-fifth on May 11, 2021, and will vest one-fifth on May 11, 2022, one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 11, 2021 Filed May 13, 2021 19:25 UTC
DONDERO JAMES DDirector · President · 10% owner
Exercise / conversionCommon Stock 6,779 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-012149 · rdgdoc.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,334.98

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
May 11, 2021 Filed May 13, 2021 23:25 UTC Exercise / conversionRestricted Stock Units · Derivative 1,921 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-012151 · rdgdoc.xml · derivative · entry 2

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 1,921 restricted stock units which vested on May 11, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 1,921 restricted stock units which vested on May 11, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 11, 2021 Filed May 13, 2021 23:25 UTC Exercise / conversionCommon Stock 1,921 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-012151 · rdgdoc.xml · nonDerivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
May 11, 2021 Filed May 13, 2021 23:25 UTC
Mitts BrianDirector · See Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,010 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-012150 · rdgdoc.xml · derivative · entry 5

Mitts Brian · CIK 0001514845 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,040

Underlying: Common Stock · 1,010 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F4 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 5,050 restricted stock units which vested one-fifth on May 11, 2021, and will vest one-fifth on May 11, 2022, one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 5,050 restricted stock units which vested one-fifth on May 11, 2021, and will vest one-fifth on May 11, 2022, one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 11, 2021 Filed May 13, 2021 23:25 UTC
Mitts BrianDirector · See Remarks
Tax withholdingCommon Stock 252 $49.30 $12,423.60
Disclosure

SEC source: 0001437749-21-012150 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,773.167

Read SEC document
May 11, 2021 Filed May 13, 2021 23:25 UTC
Mitts BrianDirector · See Remarks
Exercise / conversionCommon Stock 1,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-012150 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,025.167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
May 11, 2021 Filed May 13, 2021 23:27 UTC
Goetz MatthewSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 584 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-012155 · rdgdoc.xml · derivative · entry 4

Goetz Matthew · CIK 0001636204 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,337

Underlying: Common Stock · 584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F3 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 2,921 restricted stock units which vested one-fifth on May 11, 2021, and will vest one-fifth on May 11, 2022, one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 2,921 restricted stock units which vested one-fifth on May 11, 2021, and will vest one-fifth on May 11, 2022, one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 11, 2021 Filed May 13, 2021 23:27 UTC
Goetz MatthewSee Remarks
Tax withholdingCommon Stock 146 $49.30 $7,197.80
Disclosure

SEC source: 0001437749-21-012155 · rdgdoc.xml · nonDerivative · entry 2

Goetz Matthew · CIK 0001636204 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,675.16

Read SEC document
May 11, 2021 Filed May 13, 2021 23:27 UTC
Goetz MatthewSee Remarks
Exercise / conversionCommon Stock 584 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-012155 · rdgdoc.xml · nonDerivative · entry 1

Goetz Matthew · CIK 0001636204 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,821.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
May 11, 2021 Filed May 13, 2021 23:27 UTC Exercise / conversionRestricted Stock Units · Derivative Not disclosed $0.00 $351.00
Disclosure

SEC source: 0001437749-21-012154 · rdgdoc.xml · derivative · entry 2

Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,401

Underlying: Common Stock · 350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 1,752 restricted stock units which vested one-fifth on May 11, 2021, and will vest one-fifth on May 11, 2022, one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 1,752 restricted stock units which vested one-fifth on May 11, 2021, and will vest one-fifth on May 11, 2022, one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 11, 2021 Filed May 13, 2021 23:27 UTC Exercise / conversionCommon Stock 351 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-012154 · rdgdoc.xml · nonDerivative · entry 1

Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
May 11, 2021 Filed May 13, 2021 23:26 UTC
McGraner MattSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 8,648 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-012153 · rdgdoc.xml · derivative · entry 7

McGraner Matt · CIK 0001636187 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,589

Underlying: Common Stock · 8,648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F5 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 43,237 restricted stock units which vested one-fifth on May 11, 2021, and will vest one-fifth on May 11, 2022, one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F5 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 43,237 restricted stock units which vested one-fifth on May 11, 2021, and will vest one-fifth on May 11, 2022, one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 11, 2021 Filed May 13, 2021 23:26 UTC
McGraner MattSee Remarks
Tax withholdingCommon Stock 3,457 $49.30 $170,430.10
Disclosure

SEC source: 0001437749-21-012153 · rdgdoc.xml · nonDerivative · entry 2

McGraner Matt · CIK 0001636187 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,610

Read SEC document
May 11, 2021 Filed May 13, 2021 23:26 UTC
McGraner MattSee Remarks
Exercise / conversionCommon Stock 8,648 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-012153 · rdgdoc.xml · nonDerivative · entry 1

McGraner Matt · CIK 0001636187 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 21, 2021 Filed Feb 23, 2021 17:56 UTC
DONDERO JAMES DDirector · President · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 8,904 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-003834 · rdgdoc.xml · derivative · entry 9

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,712

Underlying: Common Stock · 8,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F7 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 44,520 restricted stock units which vested one-fifth on February 21, 2020 and one-fifth on February 21, 2021, and will vest one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F7 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 44,520 restricted stock units which vested one-fifth on February 21, 2020 and one-fifth on February 21, 2021, and will vest one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 21, 2021 Filed Feb 23, 2021 17:56 UTC
DONDERO JAMES DDirector · President · 10% owner
Exercise / conversionCommon Stock 8,904 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-003834 · rdgdoc.xml · nonDerivative · entry 2

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,555.98

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 21, 2021 Filed Feb 23, 2021 22:59 UTC
Mitts BrianDirector · See Remarks
Exercise / conversionRestricted Stock Units · Derivative 3,472 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-003837 · rdgdoc.xml · derivative · entry 8

Mitts Brian · CIK 0001514845 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,416

Underlying: Common Stock · 3,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F3 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 17,360 restricted stock units which vested one-fifth on February 21, 2020 and one-fifth on February 21, 2021, and will vest one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 17,360 restricted stock units which vested one-fifth on February 21, 2020 and one-fifth on February 21, 2021, and will vest one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 21, 2021 Filed Feb 23, 2021 22:59 UTC
Mitts BrianDirector · See Remarks
Tax withholdingCommon Stock 895 $41.48 $37,124.60
Disclosure

SEC source: 0001437749-21-003837 · rdgdoc.xml · nonDerivative · entry 4

Mitts Brian · CIK 0001514845 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,015.167

Read SEC document
February 21, 2021 Filed Feb 23, 2021 22:59 UTC
Mitts BrianDirector · See Remarks
Exercise / conversionCommon Stock 3,472 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-003837 · rdgdoc.xml · nonDerivative · entry 3

Mitts Brian · CIK 0001514845 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,910.167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 21, 2021 Filed Feb 23, 2021 22:57 UTC
McGraner MattSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 13,066 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-003836 · rdgdoc.xml · derivative · entry 10

McGraner Matt · CIK 0001636187 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,201

Underlying: Common Stock · 13,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F5 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 65,333 restricted stock units which vested one-fifth on February 21, 2020 and one-fifth on February 21, 2021, and will vest one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F5 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 65,333 restricted stock units which vested one-fifth on February 21, 2020 and one-fifth on February 21, 2021, and will vest one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 21, 2021 Filed Feb 23, 2021 22:57 UTC
McGraner MattSee Remarks
Tax withholdingCommon Stock 5,441 $41.48 $225,692.68
Disclosure

SEC source: 0001437749-21-003836 · rdgdoc.xml · nonDerivative · entry 4

McGraner Matt · CIK 0001636187 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,419

Read SEC document
February 21, 2021 Filed Feb 23, 2021 22:57 UTC
McGraner MattSee Remarks
Exercise / conversionCommon Stock 13,066 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-003836 · rdgdoc.xml · nonDerivative · entry 3

McGraner Matt · CIK 0001636187 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 21, 2021 Filed Feb 23, 2021 22:56 UTC
Goetz MatthewSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 3,136 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-003835 · rdgdoc.xml · derivative · entry 7

Goetz Matthew · CIK 0001636204 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,408

Underlying: Common Stock · 3,136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F3 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 15,680 restricted stock units which vested one-fifth on February 21, 2020 and one-fifth on February 21, 2021, and will vest one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 15,680 restricted stock units which vested one-fifth on February 21, 2020 and one-fifth on February 21, 2021, and will vest one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 21, 2021 Filed Feb 23, 2021 22:56 UTC
Goetz MatthewSee Remarks
Tax withholdingCommon Stock 808 $41.48 $33,515.84
Disclosure

SEC source: 0001437749-21-003835 · rdgdoc.xml · nonDerivative · entry 4

Goetz Matthew · CIK 0001636204 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,237.16

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.