Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Diversified Real Asset Income FundDRA · Entity 175970 | Chief Administrative Officer | November 01, 2016 | November 02, 2016 |
| NUVEEN DIVERSIFIED DIVIDEND & INCOME FUNDJDD · Entity 13059 | Secretary | September 09, 2020 | September 10, 2020 |
| NUVEEN SELECT TAX FREE INCOME PORTFOLIONXP · Entity 1367 | Secretary | February 14, 2019 | February 19, 2019 |
| Nuveen AMT-Free Municipal Credit Income FundNVG · Entity 1400 | Secretary | August 29, 2019 | September 03, 2019 |
| Nuveen AMT-Free Quality Municipal Income FundNEA · Entity 1411 | CCO and Vice President | September 15, 2021 | September 15, 2021 |
| Nuveen California Municipal Value Fund 2NCB · Entity 145134 | Chief Administrative | April 27, 2009 | December 29, 2017 |
| Nuveen Core Plus Impact FundNPCT · Entity 6028 | CCO and Vice President | April 01, 2021 | April 29, 2021 |
| Nuveen Corporate Income 2023 Target Term FundJHAA · Entity 126455 | Vice President & Secretary | December 19, 2018 | December 19, 2018 |
| Nuveen Credit Opportunities 2022 Target Term FundJCO · Entity 127908 | Vice President & Secretary | March 28, 2017 | March 28, 2017 |
| Nuveen Credit Strategies Income FundJQC · Entity 986 | Secretary | June 18, 2019 | June 19, 2019 |
| Nuveen Dow 30sm Dynamic Overwrite FundDIAX · Entity 17848 | CCO and Vice President | November 30, 2021 | November 30, 2021 |
| Nuveen Dynamic Municipal Opportunities FundNDMO · Entity 1425 | Vice President & Secretary | August 27, 2020 | August 27, 2020 |
| Nuveen Emerging Markets Debt 2022 Target Term FundJEMD · Entity 126454 | Vice President and Secretary | September 26, 2017 | September 26, 2017 |
| Nuveen Enhanced High Yield Municipal Bond FundNONE · Entity 1003 | Chief Compliance Officer & VP | June 29, 2021 | June 29, 2021 |
| Nuveen Floating Rate Income Opportunity FundJRO · Entity 16253 | Chief Administrative Officer | October 04, 2016 | October 04, 2016 |
| Nuveen High Income December 2018 Target Term FundJHA · Entity 158273 | Secretary | February 06, 2018 | February 08, 2018 |
| Nuveen Intermediate Duration Municipal Term FundNID · Entity 11545 | CCO and Vice President | August 18, 2021 | August 19, 2021 |
| Nuveen Intermediate Duration Quality Municipal Term FundNIQ · Entity 11580 | CCO and Vice President | April 28, 2021 | April 28, 2021 |
| Nuveen Mortgage & Income Fund/MA/JLS · Entity 995 | CCO and Vice President | February 11, 2022 | February 11, 2022 |
| Nuveen Mortgage Opportunity Term Fund 2JMT · Entity 154408 | Secretary | January 26, 2018 | January 30, 2018 |
| Nuveen Multi-Asset Income FundNMAI · Entity 5490 | Chief Compliance Officer & VP | November 22, 2021 | November 22, 2021 |
| Nuveen Municipal 2021 Target Term FundNHA · Entity 12166 | Secretary | May 15, 2019 | May 17, 2019 |
| Nuveen Municipal Credit Income FundNZF · Entity 1428 | CCO and Vice President | June 11, 2021 | June 11, 2021 |
| Nuveen Municipal Credit Opportunities FundNMCO · Entity 1431 | Vice President & Secretary | September 16, 2019 | September 16, 2019 |
| Nuveen NASDAQ 100 Dynamic Overwrite FundQQQX · Entity 4687 | Secretary | November 10, 2020 | November 12, 2020 |
| Nuveen New Jersey Municipal Value FundNJV · Entity 145066 | Chief Administrative | April 27, 2009 | December 29, 2017 |
| Nuveen New York Municipal Value Fund 2NYV · Entity 145067 | Chief Administrative | April 27, 2009 | December 29, 2017 |
| Nuveen Pennsylvania Municipal Value FundNPN · Entity 145068 | Chief Administrative Officer | April 27, 2009 | December 29, 2017 |
| Nuveen Preferred & Income FundJPT · Entity 124564 | Vice President & Asst. Secr. | January 26, 2017 | January 26, 2017 |
| Nuveen Quality Municipal Income FundNAD · Entity 1435 | CCO and Vice President | July 28, 2021 | July 29, 2021 |
| Nuveen Real Asset Income & Growth FundJRI · Entity 5831 | Secretary | December 04, 2019 | December 06, 2019 |
| Nuveen Taxable Municipal Income FundNBB · Entity 1372 | Secretary | May 10, 2019 | May 13, 2019 |
| Nuveen Variable Rate Preferred & Income FundNPFD · Entity 5547 | Chief Compliance Officer & VP | December 14, 2021 | December 15, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Diversified Real Asset Income Fund
Report date November 01, 2016 · Filed November 02, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,800 |
Reported balance
After 2016-11-01 transaction · row 1
1 source rowRow 1 · 2016-11-01 · Purchase · Acquired 800 · Balance 1,800 |
NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND
Report date September 09, 2020 · Filed September 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2020-09-09 transaction · row 1
1 source rowRow 1 · 2020-09-09 · Purchase · Acquired 1,000 · Balance 1,000 |
NUVEEN SELECT TAX FREE INCOME PORTFOLIO
Report date February 14, 2019 · Filed February 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-02-14 transaction · row 1
1 source rowRow 1 · 2019-02-14 · Sale · Disposed 1,500 · Balance 0 |
Nuveen AMT-Free Municipal Credit Income Fund
Report date August 29, 2019 · Filed September 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-08-29 transaction · row 1
1 source rowRow 1 · 2019-08-29 · Sale · Disposed 1,957 · Balance 0 |
Nuveen AMT-Free Quality Municipal Income Fund
Report date September 15, 2021 · Filed September 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-09-15 transaction · row 1
1 source rowRow 1 · 2021-09-15 · Sale · Disposed 1,000 · Balance 0 |
Nuveen California Municipal Value Fund 2
Report date April 27, 2009 · Filed December 29, 2017
This filing explicitly reported no securities owned.
Nuveen Core Plus Impact Fund
Report date April 01, 2021 · Filed April 29, 2021
This filing explicitly reported no securities owned.
Nuveen Corporate Income 2023 Target Term Fund
Report date December 19, 2018 · Filed December 19, 2018
This filing explicitly reported no securities owned.
Nuveen Credit Opportunities 2022 Target Term Fund
Report date March 28, 2017 · Filed March 28, 2017
This filing explicitly reported no securities owned.
Nuveen Credit Strategies Income Fund
Report date June 18, 2019 · Filed June 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-06-18 transaction · row 1
1 source rowRow 1 · 2019-06-18 · Disposition to issuer · Disposed 5,500 · Balance 0 |
Nuveen Dow 30sm Dynamic Overwrite Fund
Report date November 30, 2021 · Filed November 30, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-11-30 transaction · row 1
1 source rowRow 1 · 2021-11-30 · Sale · Disposed 1,000 · Balance 0 |
Nuveen Dynamic Municipal Opportunities Fund
Report date August 27, 2020 · Filed August 27, 2020
This filing explicitly reported no securities owned.
Nuveen Emerging Markets Debt 2022 Target Term Fund
Report date September 26, 2017 · Filed September 26, 2017
This filing explicitly reported no securities owned.
Nuveen Enhanced High Yield Municipal Bond Fund
Report date June 29, 2021 · Filed June 29, 2021
This filing explicitly reported no securities owned.
Nuveen Floating Rate Income Opportunity Fund
Report date October 04, 2016 · Filed October 04, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-10-04 transaction · row 1
1 source rowRow 1 · 2016-10-04 · Sale · Disposed 1,000 · Balance 0 |
Nuveen High Income December 2018 Target Term Fund
Report date February 06, 2018 · Filed February 08, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,400 |
Reported balance
After 2018-02-06 transaction · row 1
1 source rowRow 1 · 2018-02-06 · Purchase · Acquired 1,400 · Balance 1,400 |
Nuveen Intermediate Duration Municipal Term Fund
Report date August 18, 2021 · Filed August 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-08-18 transaction · row 1
1 source rowRow 1 · 2021-08-18 · Sale · Disposed 1,500 · Balance 0 |
Nuveen Intermediate Duration Quality Municipal Term Fund
Report date April 28, 2021 · Filed April 28, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-04-28 transaction · row 1
1 source rowRow 1 · 2021-04-28 · Sale · Disposed 2,486 · Balance 0 |
Nuveen Mortgage & Income Fund/MA/
Report date February 11, 2022 · Filed February 11, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2022-02-11 transaction · row 1
1 source rowRow 1 · 2022-02-11 · Purchase · Acquired 1,000 · Balance 1,000 |
Nuveen Mortgage Opportunity Term Fund 2
Report date January 26, 2018 · Filed January 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-01-26 transaction · row 1
1 source rowRow 1 · 2018-01-26 · Sale · Disposed 1,500 · Balance 0 |
Nuveen Multi-Asset Income Fund
Report date November 22, 2021 · Filed November 22, 2021 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2021-11-22 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 1,000 F1: Shares acquired as part of the reorganization of JDD into Nuveen Multi-Asset Income Fund effective as of November 22, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired as part of the reorganization of JDD into Nuveen Multi-Asset Income Fund effective as of November 22, 2021.
Nuveen Municipal 2021 Target Term Fund
Report date May 15, 2019 · Filed May 17, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,500 |
Reported balance
After 2019-05-15 transaction · row 1
1 source rowRow 1 · 2019-05-15 · Purchase · Acquired 1,500 · Balance 1,500 |
Nuveen Municipal Credit Income Fund
Report date June 11, 2021 · Filed June 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0.4314 |
Reported balance
After 2021-06-11 transaction · row 1
1 source rowRow 1 · 2021-06-11 · Sale · Disposed 694 · Balance 0.4314 |
Nuveen Municipal Credit Opportunities Fund
Report date September 16, 2019 · Filed September 16, 2019
This filing explicitly reported no securities owned.
Nuveen NASDAQ 100 Dynamic Overwrite Fund
Report date November 10, 2020 · Filed November 12, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2020-11-10 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-11-10 · Purchase · Acquired 1,000 · Balance 1,000 F1: Filed inadvertently for wrong fund. Amount should be 0. F2: Filed inadvertently for wrong fund. F3: Filed inadvertently for wrong fund. Amount should be 0. |
Filing footnotes · ownership attribution and instrument terms
F1: Filed inadvertently for wrong fund. Amount should be 0.
F2: Filed inadvertently for wrong fund.
F3: Filed inadvertently for wrong fund. Amount should be 0.
Nuveen New Jersey Municipal Value Fund
Report date April 27, 2009 · Filed December 29, 2017
This filing explicitly reported no securities owned.
Nuveen New York Municipal Value Fund 2
Report date April 27, 2009 · Filed December 29, 2017
This filing explicitly reported no securities owned.
Nuveen Pennsylvania Municipal Value Fund
Report date April 27, 2009 · Filed December 29, 2017
This filing explicitly reported no securities owned.
Nuveen Preferred & Income Fund
Report date January 26, 2017 · Filed January 26, 2017
This filing explicitly reported no securities owned.
Nuveen Quality Municipal Income Fund
Report date July 28, 2021 · Filed July 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2021-07-28 transaction · row 1
1 source rowRow 1 · 2021-07-28 · Sale · Disposed 1,000 · Balance 1,000 |
Nuveen Real Asset Income & Growth Fund
Report date December 04, 2019 · Filed December 06, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0.4944 |
Reported balance
After 2019-12-04 transaction · row 1
1 source rowRow 1 · 2019-12-04 · Sale · Disposed 1,804 · Balance 0.4944 |
Nuveen Taxable Municipal Income Fund
Report date May 10, 2019 · Filed May 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-05-10 transaction · row 1
1 source rowRow 1 · 2019-05-10 · Sale · Disposed 858.5827 · Balance 0 |
Nuveen Variable Rate Preferred & Income Fund
Report date December 14, 2021 · Filed December 15, 2021
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2022 Filed Feb 11, 2022 16:38 UTC | Nuveen Mortgage & Income Fund/MA/ JLS · Entity 995 | PurchaseCommon Stock | 1,000 | $19.12 | $19,115.00 |
DisclosureSEC source: 0001225208-22-001913 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · CCO and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| November 30, 2021 Filed Nov 30, 2021 13:27 UTC | Nuveen Dow 30sm Dynamic Overwrite Fund DIAX · Entity 17848 | SaleCommon Stock | 1,000 | $17.19 | $17,194.00 |
DisclosureSEC source: 0001225208-21-014218 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · CCO and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 15, 2021 Filed Sep 15, 2021 15:03 UTC | Nuveen AMT-Free Quality Municipal Income Fund NEA · Entity 1411 | SaleCommon Stock | 1,000 | $15.97 | $15,970.00 |
DisclosureSEC source: 0001225208-21-012398 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · CCO and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 10:00 UTC | Nuveen Intermediate Duration Municipal Term Fund NID · Entity 11545 | SaleClass A Common Stock | 1,500 | $14.92 | $22,386.00 |
DisclosureSEC source: 0001225208-21-011566 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · CCO and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| July 28, 2021 Filed Jul 29, 2021 11:41 UTC | Nuveen Quality Municipal Income Fund NAD · Entity 1435 | SaleCommon Stock | 1,000 | $16.28 | $16,280.00 |
DisclosureSEC source: 0001225208-21-010909 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · CCO and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| July 14, 2021 Filed Jul 15, 2021 14:11 UTC | Nuveen Quality Municipal Income Fund NAD · Entity 1435 | SaleCommon Stock | 1,500 | $16.27 | $24,407.55 |
DisclosureSEC source: 0001225208-21-010664 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · CCO and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 10:29 UTC | Nuveen AMT-Free Quality Municipal Income Fund NEA · Entity 1411 | SaleCommon Stock | 2,056 | $15.54 | $31,950.45 |
DisclosureSEC source: 0001225208-21-009539 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · CCO and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| June 11, 2021 Filed Jun 11, 2021 19:31 UTC | Nuveen Municipal Credit Income Fund NZF · Entity 1428 | SaleCommon Stock | 694 | $17.13 | $11,886.14 |
DisclosureSEC source: 0001225208-21-009281 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · CCO and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.4314 Read SEC document |
| April 28, 2021 Filed Apr 28, 2021 15:11 UTC | Nuveen Intermediate Duration Quality Municipal Term Fund NIQ · Entity 11580 | SaleClass A Common Stock | 2,486 | $14.70 | $36,544.70 |
DisclosureSEC source: 0001225208-21-007090 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · CCO and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 18:36 UTC Amendment | Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX · Entity 4687 | PurchaseCommon Stock | 1,000 | $14.13 | $14,126.80 |
DisclosureSEC source: 0001225208-20-013489 · doc4a.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · shares: Filed inadvertently for wrong fund. Amount should be 0. F2 · price: Filed inadvertently for wrong fund. F3 · balance_after: Filed inadvertently for wrong fund. Amount should be 0. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 16:38 UTC | Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX · Entity 4687 | PurchaseCommon Stock | 1,000 | $14.13 | $14,126.80 |
DisclosureSEC source: 0001225208-20-013464 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 18:32 UTC | Nuveen Dow 30sm Dynamic Overwrite Fund DIAX · Entity 17848 | PurchaseCommon Stock | 1,000 | $14.13 | $14,126.80 |
DisclosureSEC source: 0001225208-20-013486 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| October 05, 2020 Filed Oct 14, 2020 11:15 UTC | Nuveen Intermediate Duration Quality Municipal Term Fund NIQ · Entity 11580 | SaleClass A Common Stock | 514 | $14.31 | $7,352.77 |
DisclosureSEC source: 0001225208-20-012464 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,486 Read SEC document |
| September 09, 2020 Filed Sep 10, 2020 10:00 UTC | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND JDD · Entity 13059 | PurchaseCommon Stock | 1,000 | $8.04 | $8,039.00 |
DisclosureSEC source: 0001225208-20-011377 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 12:43 UTC | Nuveen Intermediate Duration Municipal Term Fund NID · Entity 11545 | SaleClass A Common Stock | 2,800 | $14.44 | $40,443.20 |
DisclosureSEC source: 0001225208-20-002121 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 11:14 UTC | Nuveen Intermediate Duration Quality Municipal Term Fund NIQ · Entity 11580 | SaleClass A Common Stock | 1,686 | $14.14 | $23,831.61 |
DisclosureSEC source: 0001225208-20-001000 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 20:53 UTC | Nuveen Municipal Credit Income Fund NZF · Entity 1428 | SaleCommon Stock | 1,289 | $16.29 | $21,001.55 |
DisclosureSEC source: 0001225208-19-015677 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694.4314 Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 12:55 UTC | Nuveen Real Asset Income & Growth Fund JRI · Entity 5831 | SaleCommon Stock | 1,804 | $18.10 | $32,643.92 |
DisclosureSEC source: 0001225208-19-015366 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.4944 Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 12:31 UTC | Nuveen Intermediate Duration Quality Municipal Term Fund NIQ · Entity 11580 | SaleClass A Common Stock | 1,200 | $13.49 | $16,188.12 |
DisclosureSEC source: 0001225208-19-013860 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,686 Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 19:17 UTC | Nuveen AMT-Free Municipal Credit Income Fund NVG · Entity 1400 | SaleCommon Stock | 1,957 | $16.79 | $32,850.20 |
DisclosureSEC source: 0001225208-19-012022 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 18, 2019 Filed Jun 19, 2019 20:51 UTC | Nuveen Credit Strategies Income Fund JQC · Entity 986 | Disposition to issuerCommon Stock | 5,500 | $7.83 | $43,045.75 |
DisclosureSEC source: 0001225208-19-009417 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 15, 2019 Filed May 17, 2019 18:20 UTC | Nuveen Municipal 2021 Target Term Fund NHA · Entity 12166 | PurchaseCommon Stock | 1,500 | $9.61 | $14,413.50 |
DisclosureSEC source: 0001225208-19-008187 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| May 10, 2019 Filed May 13, 2019 21:57 UTC | Nuveen Taxable Municipal Income Fund NBB · Entity 1372 | SaleCommon Stock | 858.5827 | $20.82 | $17,875.69 |
DisclosureSEC source: 0001225208-19-007856 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:11 UTC | NUVEEN SELECT TAX FREE INCOME PORTFOLIO NXP · Entity 1367 | SaleCommon Stock | 1,500 | $14.41 | $21,618.60 |
DisclosureSEC source: 0001225208-19-002939 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 23:19 UTC | Nuveen Taxable Municipal Income Fund NBB · Entity 1372 | OtherCommon Stock | 858.5827 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015742 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858.5827 F1 · price: Acquired pursuant to the Agreement and Plan of Reorganization dated as of November 19, 2018 by and between Nuveen Taxable Income Fund (formerly Nuveen Build America Bond Fund) (NBB) and Nuveen Build America Bond Opportunity Fund (NBD) in exchange for 800 common shares of NBB and cash in lieu of fractional shares of NBD. The exchange ratio was calculated as the ratio of the NBB net asset value per common share over the NBD net asset value per common share, each calculated as of the close of business on November 16, the business day immediately preceding the closing of the reorganization. As of such time, the net asset value per common share of NBB was $20.7201 and the net asset value per common share of NBD was $22.2374. On November 16, 2018, the closing trading price of NBB common shares was $18.94 and the closing trading price of NBD common shares was $20.35. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 11:32 UTC | Nuveen High Income December 2018 Target Term Fund JHA · Entity 158273 | PurchaseCommon Stock | 1,400 | $9.82 | $13,746.60 |
DisclosureSEC source: 0001225208-18-002245 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 16:06 UTC | Nuveen Mortgage Opportunity Term Fund 2 JMT · Entity 154408 | SaleCommon Stock | 1,500 | $23.43 | $35,146.50 |
DisclosureSEC source: 0001225208-18-001853 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 12:54 UTC | Nuveen Intermediate Duration Quality Municipal Term Fund NIQ · Entity 11580 | PurchaseClass A Common Stock | 1,200 | $12.86 | $15,432.00 |
DisclosureSEC source: 0001225208-18-001542 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,886 Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 17:11 UTC | Nuveen Quality Municipal Income Fund NAD · Entity 1435 | PurchaseCommon Stock | 2,000 | $13.70 | $27,398.00 |
DisclosureSEC source: 0001225208-18-001483 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 19:24 UTC | Nuveen Credit Strategies Income Fund JQC · Entity 986 | PurchaseCommon Stock | 3,000 | $8.20 | $24,597.60 |
DisclosureSEC source: 0001225208-17-018395 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 21:52 UTC | Nuveen Credit Strategies Income Fund JQC · Entity 986 | PurchaseCommon Stock | 2,500 | $8.32 | $20,797.50 |
DisclosureSEC source: 0001225208-17-015205 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| September 11, 2017 Filed Sep 11, 2017 16:16 UTC | Nuveen Real Asset Income & Growth Fund JRI · Entity 5831 | OtherCommon Stock | 1,804.4944 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-014807 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,804.4944 F1 · price: Acquired pursuant to the Agreement and Plan of Reorganization dated as of September 11, 2017 by and between Nuveen Real Asset Income and Growth Fund (JRI) and Diversified Real Asset Income and Growth Fund (DRA) in exchange for 1800 common shares of DRA and cash in lieu of fractional shares of JRI. The exchange ratio was calculated as the ratio of the DRA net asset value per common share over the JRI net asset value per common share, each calculated as of the close of business on September 8, 2017, the business day immediately preceding the closing of the reorganization. As of such time, the net asset value per common share of DRA was $19.63 and the net asset value per common share of JRI was $19.58. On September 8, 2017, the closing trading price of DRA common shares was $18.15 and the closing trading price of JRI common shares was $18.19. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 18:50 UTC | Nuveen Intermediate Duration Municipal Term Fund NID · Entity 11545 | SaleClass A Common Stock | 1,200 | $13.63 | $16,360.44 |
DisclosureSEC source: 0001225208-17-013313 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,300 Read SEC document |
| July 26, 2017 Filed Jul 26, 2017 18:53 UTC | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND JDD · Entity 13059 | SaleCommon Stock | 1,500 | $13.01 | $19,509.00 |
DisclosureSEC source: 0001225208-17-012939 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 17:33 UTC | Nuveen Intermediate Duration Quality Municipal Term Fund NIQ · Entity 11580 | PurchaseClass A Common Stock | 1,500 | $12.37 | $18,555.00 |
DisclosureSEC source: 0001225208-17-005911 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,686 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 15:07 UTC | Nuveen Intermediate Duration Quality Municipal Term Fund NIQ · Entity 11580 | PurchaseClass A Common Stock | 1,500 | $12.51 | $18,762.60 |
DisclosureSEC source: 0001225208-17-005496 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,186 Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:59 UTC | Nuveen Quality Municipal Income Fund NAD · Entity 1435 | PurchaseCommon Stock | 1,500 | $13.75 | $20,625.00 |
DisclosureSEC source: 0001225208-17-004153 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 20:14 UTC | NUVEEN SELECT TAX FREE INCOME PORTFOLIO NXP · Entity 1367 | PurchaseCommon Stock | 1,500 | $14.06 | $21,088.50 |
DisclosureSEC source: 0001225208-17-003164 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| January 10, 2017 Filed Jan 11, 2017 16:30 UTC | Nuveen Intermediate Duration Quality Municipal Term Fund NIQ · Entity 11580 | PurchaseClass A Common Stock | 1,686 | $12.61 | $21,262.15 |
DisclosureSEC source: 0001225208-17-001007 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,686 Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 15:59 UTC | Nuveen AMT-Free Quality Municipal Income Fund NEA · Entity 1411 | PurchaseCommon Stock | 1,000 | $13.05 | $13,048.00 |
DisclosureSEC source: 0001225208-16-042090 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 17:06 UTC | Diversified Real Asset Income Fund DRA · Entity 175970 | PurchaseCommon Stock | 800 | $16.19 | $12,952.00 |
DisclosureSEC source: 0001225208-16-041017 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800 Read SEC document |
| October 04, 2016 Filed Oct 4, 2016 18:11 UTC | Nuveen Floating Rate Income Opportunity Fund JRO · Entity 16253 | SaleCommon Stock | 1,000 | $11.08 | $11,082.60 |
DisclosureSEC source: 0001225208-16-040138 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.