Last 12 months
Inside the activity.
5 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 5 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 3 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 3 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2017 Filed Apr 3, 2017 21:55 UTC |
Richards Thomas EDirector
|
GrantStock Units · Derivative | 345 | $86.78 | $29,939.10 |
DisclosureSEC source: 0000073124-17-000135 · wf-form4_149125654157938.xml · derivative · entry 2 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,718 Underlying: Common Stock · 345 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 21:55 UTC |
Prado Becerra Jose LuisDirector
|
GrantStock Units · Derivative | 388 | $86.78 | $33,670.64 |
DisclosureSEC source: 0000073124-17-000134 · wf-form4_149125652437367.xml · derivative · entry 3 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,513 Underlying: Common Stock · 388 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 21:55 UTC |
Tribbett Charles ADirector
|
GrantStock Units · Derivative | 360 | $86.78 | $31,240.80 |
DisclosureSEC source: 0000073124-17-000132 · wf-form4_149125648811565.xml · derivative · entry 3 Tribbett Charles A · CIK 0001323371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,513 Underlying: Common Stock · 360 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 21:54 UTC |
Harrison Dean MDirector
|
GrantStock Units · Derivative | 374 | $86.78 | $32,455.72 |
DisclosureSEC source: 0000073124-17-000131 · wf-form4_149125646627637.xml · derivative · entry 3 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,780 Underlying: Common Stock · 374 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 21:54 UTC |
JAIN DIPAK CDirector
|
GrantStock Units · Derivative | 345 | $86.78 | $29,939.10 |
DisclosureSEC source: 0000073124-17-000130 · wf-form4_149125644784939.xml · derivative · entry 2 JAIN DIPAK C · CIK 0001231918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,693 Underlying: Common Stock · 345 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 17:09 UTC |
CROWN SUSANDirector
|
GrantCommon Stock Units · Derivative | 360 | $0.00 | $0.00 |
DisclosureSEC source: 0001124194-17-000003 · primary_doc.xml · derivative · entry 1 CROWN SUSAN · CIK 0001124194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,563 Underlying: Common Stock Units · 360 shares Expires not disclosed F1 · derivative.exercise_price: The Common Stock Units will be paid in cash on a 1 for 1 basis to the Reporting Person upon termination of the Reporting Person's service on the Board. F1 · derivative.exercise_date: The Common Stock Units will be paid in cash on a 1 for 1 basis to the Reporting Person upon termination of the Reporting Person's service on the Board. F1 · derivative.expiration_date: The Common Stock Units will be paid in cash on a 1 for 1 basis to the Reporting Person upon termination of the Reporting Person's service on the Board. Read SEC document |
| March 16, 2017 Filed Mar 16, 2017 22:46 UTC | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 11,600 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-17-000127 · wf-form4_148970439795588.xml · derivative · entry 12 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,600 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
|
| March 16, 2017 Filed Mar 16, 2017 22:46 UTC | SaleCommon Stock | 11,600 | $90.00 | $1,044,000.00 |
DisclosureSEC source: 0000073124-17-000127 · wf-form4_148970439795588.xml · nonDerivative · entry 4 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,600 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F1 · balance_after: Includes 43,600 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
|
| March 16, 2017 Filed Mar 16, 2017 22:46 UTC | Exercise / conversionCommon Stock | 11,600 | $52.64 | $610,624.00 |
DisclosureSEC source: 0000073124-17-000127 · wf-form4_148970439795588.xml · nonDerivative · entry 3 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 43,600 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
|
| March 15, 2017 Filed Mar 16, 2017 22:46 UTC | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 52,312 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-17-000127 · wf-form4_148970439795588.xml · derivative · entry 11 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,600 Underlying: Common Stock · 52,312 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
|
| March 15, 2017 Filed Mar 16, 2017 22:46 UTC | SaleCommon Stock | 52,312 | $90.05 | $4,710,695.60 |
DisclosureSEC source: 0000073124-17-000127 · wf-form4_148970439795588.xml · nonDerivative · entry 2 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,600 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $90.00 to $90.16. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 43,600 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
|
| March 15, 2017 Filed Mar 16, 2017 22:46 UTC | Exercise / conversionCommon Stock | 52,312 | $52.64 | $2,753,703.68 |
DisclosureSEC source: 0000073124-17-000127 · wf-form4_148970439795588.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 43,600 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
|
| March 14, 2017 Filed Mar 15, 2017 23:22 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
GiftCommon Stock | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000125 · wf-form4_148962011464827.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 80,167 Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 00:13 UTC | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 1,925 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-17-000123 · wf-form4_148953680812260.xml · derivative · entry 12 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,912 Underlying: Common Stock · 1,925 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
|
| March 13, 2017 Filed Mar 15, 2017 00:13 UTC | SaleCommon Stock | 1,925 | $90.01 | $173,269.25 |
DisclosureSEC source: 0000073124-17-000123 · wf-form4_148953680812260.xml · nonDerivative · entry 4 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,600 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F4 · price: Price reflects the weighted average sales price from $90.00 to $90.02. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 43,600 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
|
| March 13, 2017 Filed Mar 15, 2017 00:13 UTC | Exercise / conversionCommon Stock | 1,925 | $52.64 | $101,332.00 |
DisclosureSEC source: 0000073124-17-000123 · wf-form4_148953680812260.xml · nonDerivative · entry 3 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 43,600 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
|
| March 10, 2017 Filed Mar 15, 2017 00:13 UTC | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 5,402 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-17-000123 · wf-form4_148953680812260.xml · derivative · entry 11 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,837 Underlying: Common Stock · 5,402 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
|
| March 10, 2017 Filed Mar 15, 2017 00:13 UTC | SaleCommon Stock | 5,402 | $90.03 | $486,342.06 |
DisclosureSEC source: 0000073124-17-000123 · wf-form4_148953680812260.xml · nonDerivative · entry 2 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,600 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $90.00 to $90.09. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 43,600 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
|
| March 10, 2017 Filed Mar 15, 2017 00:13 UTC | Exercise / conversionCommon Stock | 5,402 | $52.64 | $284,361.28 |
DisclosureSEC source: 0000073124-17-000123 · wf-form4_148953680812260.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 43,600 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
|
| March 01, 2017 Filed Mar 2, 2017 22:17 UTC |
St Clair JoyceExecutive Vice President
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 28,469 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-17-000119 · wf-form4_148849304414944.xml · derivative · entry 7 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,469 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 22:17 UTC |
St Clair JoyceExecutive Vice President
|
SaleCommon Stock | 28,469 | $89.44 | $2,546,267.36 |
DisclosureSEC source: 0000073124-17-000119 · wf-form4_148849304414944.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,855 F2 · price: Price reflects the weighted average sales price from $89.35 to $89.57. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 29,855 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 22:17 UTC |
St Clair JoyceExecutive Vice President
|
Exercise / conversionCommon Stock | 28,469 | $52.69 | $1,500,031.61 |
DisclosureSEC source: 0000073124-17-000119 · wf-form4_148849304414944.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 29,855 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 00:54 UTC | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 48,110 | $0.00 Strike: $43.65 | $0.00 |
DisclosureSEC source: 0000073124-17-000114 · wf-form4_148824326326331.xml · derivative · entry 9 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,110 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/13/2013. Read SEC document |
|
| February 24, 2017 Filed Feb 28, 2017 00:54 UTC | SaleCommon Stock | 48,110 | $87.03 | $4,187,013.30 |
DisclosureSEC source: 0000073124-17-000114 · wf-form4_148824326326331.xml · nonDerivative · entry 2 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,600 F2 · price: Price reflects the weighted average sales price from $87.00 to $87.13. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 43,600 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
|
| February 24, 2017 Filed Feb 28, 2017 00:54 UTC | Exercise / conversionCommon Stock | 48,110 | $43.65 | $2,100,001.50 |
DisclosureSEC source: 0000073124-17-000114 · wf-form4_148824326326331.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 43,600 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
|
| February 23, 2017 Filed Feb 24, 2017 00:15 UTC |
Pembleton Susan GillianEVP/Human Resources
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 6,898 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0000073124-17-000106 · wf-form4_148789533674101.xml · derivative · entry 6 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,693 Underlying: Common Stock · 6,898 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/16/2017. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 00:15 UTC |
Pembleton Susan GillianEVP/Human Resources
|
SaleCommon Stock | 6,898 | $87.44 | $603,161.12 |
DisclosureSEC source: 0000073124-17-000106 · wf-form4_148789533674101.xml · nonDerivative · entry 3 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,711 F2 · price: Price reflects the weighted average sales price from $87.3596 to $87.50. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 00:15 UTC |
Pembleton Susan GillianEVP/Human Resources
|
Exercise / conversionCommon Stock | 6,898 | $58.25 | $401,808.50 |
DisclosureSEC source: 0000073124-17-000106 · wf-form4_148789533674101.xml · nonDerivative · entry 2 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 00:14 UTC |
Leech WilsonEVP/Chief Risk Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 4,296 | $0.00 Strike: $43.65 | $0.00 |
DisclosureSEC source: 0000073124-17-000102 · wf-form4_148789527109600.xml · derivative · entry 8 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,296 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/13/2013. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 00:14 UTC |
Leech WilsonEVP/Chief Risk Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 6,318 | $0.00 Strike: $71.23 | $0.00 |
DisclosureSEC source: 0000073124-17-000102 · wf-form4_148789527109600.xml · derivative · entry 7 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,318 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/19/2009. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 00:14 UTC |
Leech WilsonEVP/Chief Risk Officer
|
SaleCommon Stock | 10,614 | $87.34 | $927,026.76 |
DisclosureSEC source: 0000073124-17-000102 · wf-form4_148789527109600.xml · nonDerivative · entry 5 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,254.63 F3 · price: Price reflects the weighted average sales price from $87.11 to $87.5273. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 14,012 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 00:14 UTC |
Leech WilsonEVP/Chief Risk Officer
|
Exercise / conversionCommon Stock | 4,296 | $43.65 | $187,520.40 |
DisclosureSEC source: 0000073124-17-000102 · wf-form4_148789527109600.xml · nonDerivative · entry 4 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,868.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 14,012 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 00:14 UTC |
Leech WilsonEVP/Chief Risk Officer
|
Exercise / conversionCommon Stock | 6,318 | $71.23 | $450,031.14 |
DisclosureSEC source: 0000073124-17-000102 · wf-form4_148789527109600.xml · nonDerivative · entry 3 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,572.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 14,012 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 00:15 UTC |
MORRISON WILLIAM LVice Chairman
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 9,644 | $0.00 Strike: $70.21 | $0.00 |
DisclosureSEC source: 0000073124-17-000104 · wf-form4_148789530365696.xml · derivative · entry 10 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,931 Underlying: Common Stock · 9,644 shares Expires 2025-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning on 2/17/2016. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 00:15 UTC |
MORRISON WILLIAM LVice Chairman
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 42,118 | $0.00 Strike: $71.23 | $0.00 |
DisclosureSEC source: 0000073124-17-000104 · wf-form4_148789530365696.xml · derivative · entry 9 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,118 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/19/2009. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 00:15 UTC |
MORRISON WILLIAM LVice Chairman
|
SaleCommon Stock | 51,762 | $87.53 | $4,530,727.86 |
DisclosureSEC source: 0000073124-17-000104 · wf-form4_148789530365696.xml · nonDerivative · entry 4 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,146 F2 · price: Price reflects the weighted average sales price from $87.45 to $87.63. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 76,135 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 00:15 UTC |
MORRISON WILLIAM LVice Chairman
|
Exercise / conversionCommon Stock | 9,644 | $70.21 | $677,105.24 |
DisclosureSEC source: 0000073124-17-000104 · wf-form4_148789530365696.xml · nonDerivative · entry 3 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 76,135 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 00:15 UTC |
MORRISON WILLIAM LVice Chairman
|
Exercise / conversionCommon Stock | 42,118 | $71.23 | $3,000,065.14 |
DisclosureSEC source: 0000073124-17-000104 · wf-form4_148789530365696.xml · nonDerivative · entry 2 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 76,135 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 00:14 UTC |
FRADKIN STEVEN LPresident/Wealth Management
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Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 21,059 | $0.00 Strike: $71.23 | $0.00 |
DisclosureSEC source: 0000073124-17-000100 · wf-form4_148789523793548.xml · derivative · entry 10 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,059 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/19/2009. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 00:14 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
Exercise / conversionCommon Stock | 21,059 | $71.23 | $1,500,032.57 |
DisclosureSEC source: 0000073124-17-000100 · wf-form4_148789523793548.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 45,907 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:16 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
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GrantEmployee Stock Option (right-to-buy) · Derivative | 83,621 | $0.00 Strike: $88.06 | $0.00 |
DisclosureSEC source: 0000073124-17-000110 · wf-form4_148789540310870.xml · derivative · entry 10 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,621 Underlying: Common Stock · 83,621 shares Expires 2027-02-21 F2 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/21/2018. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:16 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
GrantCommon Stock | 18,397 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000110 · wf-form4_148789540310870.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,519 F1 · balance_after: Includes 201,399 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:16 UTC |
St Clair JoyceExecutive Vice President
|
GrantEmployee Stock Option (right-to-buy) · Derivative | 26,132 | $0.00 Strike: $88.06 | $0.00 |
DisclosureSEC source: 0000073124-17-000109 · wf-form4_148789538667047.xml · derivative · entry 6 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,132 Underlying: Common Stock · 26,132 shares Expires 2027-02-21 F2 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/21/2018. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:16 UTC |
St Clair JoyceExecutive Vice President
|
GrantCommon Stock | 5,749 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000109 · wf-form4_148789538667047.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,855 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:16 UTC | GrantEmployee Stock Option (right-to-buy) · Derivative | 37,746 | $0.00 Strike: $88.06 | $0.00 |
DisclosureSEC source: 0000073124-17-000108 · wf-form4_148789536978178.xml · derivative · entry 8 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,746 Underlying: Common Stock · 37,746 shares Expires 2027-02-21 F2 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/21/2018. Read SEC document |
|
| February 21, 2017 Filed Feb 24, 2017 00:16 UTC | GrantCommon Stock | 8,304 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000108 · wf-form4_148789536978178.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,600 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
|
| February 21, 2017 Filed Feb 24, 2017 00:16 UTC |
Potter Stephen NPresident / Asset Management
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GrantEmployee Stock Option (right-to-buy) · Derivative | 26,132 | $0.00 Strike: $88.06 | $0.00 |
DisclosureSEC source: 0000073124-17-000107 · wf-form4_148789535255521.xml · derivative · entry 7 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,132 Underlying: Common Stock · 26,132 shares Expires 2027-02-21 F2 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/21/2018. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:16 UTC |
Potter Stephen NPresident / Asset Management
|
GrantCommon Stock | 5,749 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000107 · wf-form4_148789535255521.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,913 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:15 UTC |
Pembleton Susan GillianEVP/Human Resources
|
GrantEmployee Stock Option (right-to-buy) · Derivative | 20,906 | $0.00 Strike: $88.06 | $0.00 |
DisclosureSEC source: 0000073124-17-000106 · wf-form4_148789533674101.xml · derivative · entry 5 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,906 Underlying: Common Stock · 20,906 shares Expires 2027-02-21 F3 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/21/2018. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:15 UTC |
Pembleton Susan GillianEVP/Human Resources
|
GrantCommon Stock | 4,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000106 · wf-form4_148789533674101.xml · nonDerivative · entry 1 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,711 F1 · balance_after: Includes 18,921 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.