Last 12 months
Inside the activity.
5 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 5 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 3 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 3 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 18, 2017 Filed Oct 20, 2017 20:37 UTC |
St Clair JoyceExecutive Vice President
|
SaleCommon Stock | 7,665 | $95.00 | $728,175.00 |
DisclosureSEC source: 0000073124-17-000297 · wf-form4_150853184534090.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,855 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F1 · balance_after: Includes 29,855 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 20:37 UTC |
St Clair JoyceExecutive Vice President
|
Exercise / conversionCommon Stock | 7,665 | $58.25 | $446,486.25 |
DisclosureSEC source: 0000073124-17-000297 · wf-form4_150853184534090.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 29,855 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:26 UTC |
Blake Aileen BEVP and Controller
|
SaleCommon Stock | 1,000 | $94.00 | $94,000.00 |
DisclosureSEC source: 0000073124-17-000290 · wf-form4_150767798448591.xml · nonDerivative · entry 1 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 13,172 F1 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. Read SEC document |
| September 30, 2017 Filed Oct 2, 2017 22:08 UTC |
Tribbett Charles ADirector
|
GrantStock Units · Derivative | 339 | $92.13 | $31,232.07 |
DisclosureSEC source: 0000073124-17-000288 · wf-form4_150698208183716.xml · derivative · entry 3 Tribbett Charles A · CIK 0001323371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,172 Underlying: Common Stock · 339 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| September 30, 2017 Filed Oct 2, 2017 22:07 UTC |
Richards Thomas EDirector
|
GrantStock Units · Derivative | 325 | $92.13 | $29,942.25 |
DisclosureSEC source: 0000073124-17-000287 · wf-form4_150698206657790.xml · derivative · entry 2 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,350 Underlying: Common Stock · 325 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| September 30, 2017 Filed Oct 2, 2017 22:07 UTC |
Prado Becerra Jose LuisDirector
|
GrantStock Units · Derivative | 325 | $92.13 | $29,942.25 |
DisclosureSEC source: 0000073124-17-000286 · wf-form4_150698204965862.xml · derivative · entry 3 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,155 Underlying: Common Stock · 325 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| September 30, 2017 Filed Oct 2, 2017 22:07 UTC |
Harrison Dean MDirector
|
GrantStock Units · Derivative | 352 | $92.13 | $32,429.76 |
DisclosureSEC source: 0000073124-17-000285 · wf-form4_150698202975391.xml · derivative · entry 3 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,465 Underlying: Common Stock · 352 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| September 30, 2017 Filed Oct 2, 2017 22:07 UTC |
BYNOE LINDADirector
|
GrantStock Units · Derivative | 339 | $92.13 | $31,232.07 |
DisclosureSEC source: 0000073124-17-000284 · wf-form4_150698201305416.xml · derivative · entry 2 BYNOE LINDA · CIK 0001206129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,436 Underlying: Common Stock · 339 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| September 30, 2017 Filed Oct 2, 2017 19:31 UTC |
CROWN SUSANDirector
|
GrantCommon Stock Units · Derivative | 325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001124194-17-000008 · primary_doc.xml · derivative · entry 1 CROWN SUSAN · CIK 0001124194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,198 Underlying: Common Stock Units · 325 shares Expires not disclosed F1 · derivative.exercise_price: The Common Stock Units will be paid in cash on a 1 for 1 basis to the Reporting Person upon termination of the Reporting Person's service on the Board. F1 · price: The Common Stock Units will be paid in cash on a 1 for 1 basis to the Reporting Person upon termination of the Reporting Person's service on the Board. F1 · derivative.exercise_date: The Common Stock Units will be paid in cash on a 1 for 1 basis to the Reporting Person upon termination of the Reporting Person's service on the Board. F1 · derivative.expiration_date: The Common Stock Units will be paid in cash on a 1 for 1 basis to the Reporting Person upon termination of the Reporting Person's service on the Board. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 21:04 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 100,000 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-17-000276 · wf-form4_150663264703073.xml · derivative · entry 11 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,964 Underlying: Common Stock · 100,000 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 21:04 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
SaleCommon Stock | 100,000 | $92.00 | $9,200,000.00 |
DisclosureSEC source: 0000073124-17-000276 · wf-form4_150663264703073.xml · nonDerivative · entry 2 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,519 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $92.00 to $92.08. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 201,399 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 21:04 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 100,000 | $52.64 | $5,264,000.00 |
DisclosureSEC source: 0000073124-17-000276 · wf-form4_150663264703073.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 201,399 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 21:04 UTC |
Parker TeresaExecutive Vice President
|
SaleCommon Stock | 8,000 | $92.00 | $736,000.00 |
DisclosureSEC source: 0000073124-17-000275 · wf-form4_150663262941081.xml · nonDerivative · entry 1 Parker Teresa · CIK 0001705976 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,053 F1 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F2 · balance_after: Includes 7,793 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 21:03 UTC |
Blake Aileen BEVP and Controller
|
SaleCommon Stock | 1,000 | $92.00 | $92,000.00 |
DisclosureSEC source: 0000073124-17-000274 · wf-form4_150663260932635.xml · nonDerivative · entry 1 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 14,172 F1 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. Read SEC document |
| September 12, 2017 Filed Sep 12, 2017 23:00 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
GiftCommon Stock | 222 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000270 · wf-form4_150525720405723.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 110,266 Read SEC document |
| September 11, 2017 Filed Sep 12, 2017 23:00 UTC | SaleCommon Stock | 5,581 | $90.00 | $502,290.00 |
DisclosureSEC source: 0000073124-17-000269 · wf-form4_150525718767222.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 16,847 Read SEC document |
|
| September 11, 2017 Filed Sep 12, 2017 22:59 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
SaleCommon Stock | 11,000 | $90.21 | $992,310.00 |
DisclosureSEC source: 0000073124-17-000268 · wf-form4_150525716775656.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,132 F1 · price: Price reflects the weighted average sales price from $90.08 to $90.32. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 25,726 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 23:00 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
GiftCommon Stock | 113 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000270 · wf-form4_150525720405723.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 110,488 Read SEC document |
| August 28, 2017 Filed Aug 29, 2017 20:28 UTC |
Blake Aileen BEVP and Controller
|
SaleCommon Stock | 1,000 | $90.00 | $90,000.00 |
DisclosureSEC source: 0000073124-17-000261 · wf-form4_150403851038285.xml · nonDerivative · entry 1 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 15,172 F1 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. Read SEC document |
| August 23, 2017 Filed Aug 23, 2017 21:58 UTC |
St Clair JoyceExecutive Vice President
|
SaleCommon Stock | 13,814 | $89.32 | $1,233,866.48 |
DisclosureSEC source: 0000073124-17-000259 · wf-form4_150352546694116.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 2016 GRAT Disclosed balance after: 0 F1 · price: Price reflects the weighted average sales price from $89.31 to $89.32. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 22:51 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
GiftCommon Stock | 517 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000257 · wf-form4_150309666995729.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 15,506 Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 22:26 UTC |
Blake Aileen BEVP and Controller
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 6,762 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-17-000255 · wf-form4_150292238316892.xml · derivative · entry 4 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,762 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 22:26 UTC |
Blake Aileen BEVP and Controller
|
SaleCommon Stock | 1,000 | $88.44 | $88,440.00 |
DisclosureSEC source: 0000073124-17-000255 · wf-form4_150292238316892.xml · nonDerivative · entry 3 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 16,172 F3 · price: Price reflects the weighted average sales price from $88.43 to $88.46. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 22:26 UTC |
Blake Aileen BEVP and Controller
|
SaleCommon Stock | 6,762 | $88.45 | $598,098.90 |
DisclosureSEC source: 0000073124-17-000255 · wf-form4_150292238316892.xml · nonDerivative · entry 2 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,958 F2 · price: Price reflects the weighted average sales price from $88.37 to $88.60. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 9,958 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 22:26 UTC |
Blake Aileen BEVP and Controller
|
Exercise / conversionCommon Stock | 6,762 | $52.69 | $356,289.78 |
DisclosureSEC source: 0000073124-17-000255 · wf-form4_150292238316892.xml · nonDerivative · entry 1 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 9,958 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| August 07, 2017 Filed Aug 7, 2017 23:04 UTC | SaleCommon Stock | 5,538 | $88.33 | $489,171.54 |
DisclosureSEC source: 0000073124-17-000253 · wf-form4_150214703609889.xml · nonDerivative · entry 3 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Child Disclosed balance after: 0 F2 · price: Price reflects the weighted average sales price from $88.17 to $88.58. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
|
| August 03, 2017 Filed Aug 7, 2017 23:04 UTC | GiftCommon Stock | 5,538 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000253 · wf-form4_150214703609889.xml · nonDerivative · entry 2 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Child Disclosed balance after: 5,538 F1 · balance_after: On August 3, 2017, the reporting person's grantor retained annuity trust ("GRAT") distributed 1,791 shares of the Corporation's common stock to the reporting person's existing revocable trust as an annuity payment. On such date 5,538 shares also were distributed to the reporting person's child. Each distribution was made in accordance with the terms of the GRAT instrument. Read SEC document |
|
| August 03, 2017 Filed Aug 7, 2017 23:04 UTC | GiftCommon Stock | 5,538 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000253 · wf-form4_150214703609889.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Indirect · 2012 GRAT Disclosed balance after: 1,791 F1 · balance_after: On August 3, 2017, the reporting person's grantor retained annuity trust ("GRAT") distributed 1,791 shares of the Corporation's common stock to the reporting person's existing revocable trust as an annuity payment. On such date 5,538 shares also were distributed to the reporting person's child. Each distribution was made in accordance with the terms of the GRAT instrument. Read SEC document |
|
| July 25, 2017 Filed Jul 26, 2017 20:43 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
GiftCommon Stock | 1,765 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000248 · wf-form4_150110178630750.xml · nonDerivative · entry 2 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 16,023 Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 20:43 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
GiftCommon Stock | 970 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000248 · wf-form4_150110178630750.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 91,570 Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 21:20 UTC |
Parker TeresaExecutive Vice President
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 11,399 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-17-000245 · wf-form4_150101761723396.xml · derivative · entry 4 Parker Teresa · CIK 0001705976 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,399 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 21:20 UTC |
Parker TeresaExecutive Vice President
|
SaleCommon Stock | 11,399 | $87.65 | $999,122.35 |
DisclosureSEC source: 0000073124-17-000245 · wf-form4_150101761723396.xml · nonDerivative · entry 2 Parker Teresa · CIK 0001705976 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,053 F2 · price: Price reflects the weighted average sales price from $87.54 to $87.75. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 7,793 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 21:20 UTC |
Parker TeresaExecutive Vice President
|
Exercise / conversionCommon Stock | 11,399 | $52.64 | $600,043.36 |
DisclosureSEC source: 0000073124-17-000245 · wf-form4_150101761723396.xml · nonDerivative · entry 1 Parker Teresa · CIK 0001705976 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 7,793 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 17, 2017 Filed Jul 18, 2017 23:46 UTC |
Levy Susan CohenExecutive VP & General Counsel
|
Tax withholdingCommon Stock | 2,286 | $98.08 | $224,210.88 |
DisclosureSEC source: 0000073124-17-000241 · wf-form4_150042159693739.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,548 F1 · balance_after: Includes 24,018 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: On July 15, 2017, 5,816 already reported stock units, granted on July 15, 2014, vested. Of this amount, 2,286 were withheld in payment of Federal, State and Medicare taxes and the remaining 3,530 were distributed to the reporting person as shares of common stock. Read SEC document |
| July 17, 2017 Filed Jul 18, 2017 23:46 UTC |
Leech WilsonEVP/Chief Risk Officer
|
Tax withholdingCommon Stock | 729 | $98.08 | $71,500.32 |
DisclosureSEC source: 0000073124-17-000240 · wf-form4_150042158245116.xml · nonDerivative · entry 1 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,525.63 F1 · balance_after: Includes 12,461 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: On July 15, 2017, 1,551 already reported stock units, granted on July 15, 2014, vested. Of this amount, 729 were withheld in payment of Federal, State and Medicare taxes. Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 22:54 UTC |
Potter Stephen NPresident / Asset Management
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 11,574 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-17-000236 · wf-form4_149938162961673.xml · derivative · entry 11 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,574 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 22:54 UTC |
Potter Stephen NPresident / Asset Management
|
SaleCommon Stock | 11,574 | $99.07 | $1,146,636.18 |
DisclosureSEC source: 0000073124-17-000236 · wf-form4_149938162961673.xml · nonDerivative · entry 4 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,913 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F4 · price: Price reflects the weighted average sales price from $99.00 to $99.21. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 42,913 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 22:54 UTC |
Potter Stephen NPresident / Asset Management
|
Exercise / conversionCommon Stock | 11,574 | $52.69 | $609,834.06 |
DisclosureSEC source: 0000073124-17-000236 · wf-form4_149938162961673.xml · nonDerivative · entry 3 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 42,913 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 22:54 UTC |
Potter Stephen NPresident / Asset Management
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 16,895 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-17-000236 · wf-form4_149938162961673.xml · derivative · entry 10 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,574 Underlying: Common Stock · 16,895 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 22:54 UTC |
Potter Stephen NPresident / Asset Management
|
SaleCommon Stock | 16,895 | $99.09 | $1,674,125.55 |
DisclosureSEC source: 0000073124-17-000236 · wf-form4_149938162961673.xml · nonDerivative · entry 2 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,913 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $99.00 to $99.29. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 42,913 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 22:54 UTC |
Potter Stephen NPresident / Asset Management
|
Exercise / conversionCommon Stock | 16,895 | $52.69 | $890,197.55 |
DisclosureSEC source: 0000073124-17-000236 · wf-form4_149938162961673.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 42,913 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 19:54 UTC |
Tribbett Charles ADirector
|
GrantStock Units · Derivative | 320 | $97.55 | $31,216.00 |
DisclosureSEC source: 0000073124-17-000234 · wf-form4_149911165663045.xml · derivative · entry 3 Tribbett Charles A · CIK 0001323371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,833 Underlying: Common Stock · 320 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 19:54 UTC |
Richards Thomas EDirector
|
GrantStock Units · Derivative | 307 | $97.55 | $29,947.85 |
DisclosureSEC source: 0000073124-17-000233 · wf-form4_149911164056279.xml · derivative · entry 2 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,025 Underlying: Common Stock · 307 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 19:53 UTC |
Prado Becerra Jose LuisDirector
|
GrantStock Units · Derivative | 317 | $97.55 | $30,923.35 |
DisclosureSEC source: 0000073124-17-000232 · wf-form4_149911162454888.xml · derivative · entry 3 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,830 Underlying: Common Stock · 317 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 19:53 UTC |
Harrison Dean MDirector
|
GrantStock Units · Derivative | 333 | $97.55 | $32,484.15 |
DisclosureSEC source: 0000073124-17-000231 · wf-form4_149911160846362.xml · derivative · entry 3 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,113 Underlying: Common Stock · 333 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 19:53 UTC |
BYNOE LINDADirector
|
GrantStock Units · Derivative | 310 | $97.55 | $30,240.50 |
DisclosureSEC source: 0000073124-17-000230 · wf-form4_149911159261633.xml · derivative · entry 2 BYNOE LINDA · CIK 0001206129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,097 Underlying: Common Stock · 310 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 13:52 UTC |
CROWN SUSANDirector
|
GrantCommon Stock Units · Derivative | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0001124194-17-000006 · primary_doc.xml · derivative · entry 1 CROWN SUSAN · CIK 0001124194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,873 Underlying: Common Stock Units · 310 shares Expires not disclosed F1 · derivative.exercise_price: The Common Stock Units will be paid in cash on a 1 for 1 basis to the Reporting Person upon termination of the Reporting Person's service on the Board. F1 · derivative.exercise_date: The Common Stock Units will be paid in cash on a 1 for 1 basis to the Reporting Person upon termination of the Reporting Person's service on the Board. F1 · derivative.expiration_date: The Common Stock Units will be paid in cash on a 1 for 1 basis to the Reporting Person upon termination of the Reporting Person's service on the Board. Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 21:36 UTC |
Potter Stephen NPresident / Asset Management
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 48,110 | $0.00 Strike: $43.65 | $0.00 |
DisclosureSEC source: 0000073124-17-000222 · wf-form4_149808094914738.xml · derivative · entry 8 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,110 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/13/2013. Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 21:36 UTC |
Potter Stephen NPresident / Asset Management
|
SaleCommon Stock | 48,110 | $95.20 | $4,580,072.00 |
DisclosureSEC source: 0000073124-17-000222 · wf-form4_149808094914738.xml · nonDerivative · entry 2 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,913 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $95.00 to $95.62. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 42,913 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 21:36 UTC |
Potter Stephen NPresident / Asset Management
|
Exercise / conversionCommon Stock | 48,110 | $43.65 | $2,100,001.50 |
DisclosureSEC source: 0000073124-17-000222 · wf-form4_149808094914738.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 42,913 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.