Last 12 months
Inside the activity.
5 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 5 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 3 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 3 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2017 Filed Jan 3, 2018 23:59 UTC |
Prado Becerra Jose LuisDirector
|
GrantStock Units · Derivative | 298 | $100.66 | $29,996.68 |
DisclosureSEC source: 0000073124-18-000008 · wf-form4_151502395411830.xml · derivative · entry 3 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,453 Underlying: Common Stock · 298 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:59 UTC |
Harrison Dean MDirector
|
GrantStock Units · Derivative | 322 | $100.66 | $32,412.52 |
DisclosureSEC source: 0000073124-18-000007 · wf-form4_151502393190688.xml · derivative · entry 3 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,787 Underlying: Common Stock · 322 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:58 UTC |
BYNOE LINDADirector
|
GrantStock Units · Derivative | 310 | $100.66 | $31,204.60 |
DisclosureSEC source: 0000073124-18-000006 · wf-form4_151502391633721.xml · derivative · entry 2 BYNOE LINDA · CIK 0001206129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,746 Underlying: Common Stock · 310 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 16:47 UTC |
CROWN SUSANDirector
|
GrantCommon Stock Units · Derivative | 298 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001124194-18-000001 · primary_doc.xml · derivative · entry 1 CROWN SUSAN · CIK 0001124194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,496 Underlying: Common Stock Units · 298 shares Expires not disclosed F1 · derivative.exercise_price: The Common Stock Units will be paid in cash on a 1 for 1 basis to the Reporting Person upon termination of the Reporting Person's service on the Board. F1 · price: The Common Stock Units will be paid in cash on a 1 for 1 basis to the Reporting Person upon termination of the Reporting Person's service on the Board. F1 · derivative.exercise_date: The Common Stock Units will be paid in cash on a 1 for 1 basis to the Reporting Person upon termination of the Reporting Person's service on the Board. F1 · derivative.expiration_date: The Common Stock Units will be paid in cash on a 1 for 1 basis to the Reporting Person upon termination of the Reporting Person's service on the Board. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:54 UTC |
MORRISON WILLIAM LVice Chairman
|
Tax withholdingCommon Stock | 3 | $97.29 | $291.87 |
DisclosureSEC source: 0000073124-17-000332 · wf-form4_151372047728257.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,834 F1 · balance_after: On December 15, 2017, 6 already reported stock units vested. Of this amount, 3 were withheld in payment of Federal, State and Medicare taxes and the remaining 3 were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 57,820 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 15, 2017 Filed Jan 25, 2018 23:06 UTC |
WADDELL FREDERICK HDirector · Chairman
|
Tax withholdingCommon Stock | 780 | $97.29 | $75,886.20 |
DisclosureSEC source: 0000073124-18-000048 · wf-form4_151692159603676.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,739 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 200,619 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 15, 2017 Filed Jan 25, 2018 23:06 UTC |
St Clair JoyceExecutive Vice President
|
Tax withholdingCommon Stock | 244 | $97.29 | $23,738.76 |
DisclosureSEC source: 0000073124-18-000046 · wf-form4_151692155895567.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,611 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 29,611 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 15, 2017 Filed Jan 25, 2018 23:05 UTC | Tax withholdingCommon Stock | 352 | $97.29 | $34,246.08 |
DisclosureSEC source: 0000073124-18-000045 · wf-form4_151692154180315.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,248 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 43,248 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
|
| December 15, 2017 Filed Jan 25, 2018 23:05 UTC |
Potter Stephen NVice Chairman
|
Tax withholdingCommon Stock | 244 | $97.29 | $23,738.76 |
DisclosureSEC source: 0000073124-18-000044 · wf-form4_151692152284323.xml · nonDerivative · entry 2 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,669 F2 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F3 · balance_after: Includes 42,669 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 15, 2017 Filed Jan 25, 2018 23:04 UTC |
Parker TeresaExecutive Vice President
|
Tax withholdingCommon Stock | 121 | $97.29 | $11,772.09 |
DisclosureSEC source: 0000073124-18-000042 · wf-form4_151692148390630.xml · nonDerivative · entry 1 Parker Teresa · CIK 0001705976 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,932 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 7,672 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 15, 2017 Filed Jan 25, 2018 23:04 UTC |
MORRISON WILLIAM LVice Chairman
|
Tax withholdingCommon Stock | 133 | $97.29 | $12,939.57 |
DisclosureSEC source: 0000073124-18-000040 · wf-form4_151692144398623.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,701 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 57,687 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 15, 2017 Filed Jan 25, 2018 23:03 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
Tax withholdingCommon Stock | 260 | $97.29 | $25,295.40 |
DisclosureSEC source: 0000073124-18-000037 · wf-form4_151692138093045.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,647 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 45,647 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 15, 2017 Filed Jan 25, 2018 23:02 UTC |
Cohodes Jeffrey D.Executive Vice President
|
Tax withholdingCommon Stock | 195 | $97.29 | $18,971.55 |
DisclosureSEC source: 0000073124-18-000036 · wf-form4_151692135989482.xml · nonDerivative · entry 1 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,463 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 21,396 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 23:17 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
GiftCommon Stock | 1,345 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000331 · wf-form4_151320702468314.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 70,555 Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 21:31 UTC |
Potter Stephen NVice Chairman
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000327 · wf-form4_151268227556393.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 47,451 Read SEC document |
| December 04, 2017 Filed Dec 4, 2017 23:46 UTC | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 15,889 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-17-000319 · wf-form4_151243119365314.xml · derivative · entry 11 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,162 Underlying: Common Stock · 15,889 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F5 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/10/2015. Read SEC document |
|
| December 04, 2017 Filed Dec 4, 2017 23:46 UTC | SaleCommon Stock | 15,889 | $99.23 | $1,576,665.47 |
DisclosureSEC source: 0000073124-17-000319 · wf-form4_151243119365314.xml · nonDerivative · entry 4 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,600 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F4 · price: Price reflects the weighted average sales price from $99.00 to $99.55. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 43,600 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
|
| December 04, 2017 Filed Dec 4, 2017 23:46 UTC | Exercise / conversionCommon Stock | 15,889 | $60.85 | $966,845.65 |
DisclosureSEC source: 0000073124-17-000319 · wf-form4_151243119365314.xml · nonDerivative · entry 3 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| December 04, 2017 Filed Dec 5, 2017 23:52 UTC |
Cherecwich PeterPresident/C&IS
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 7,331 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-17-000323 · wf-form4_151251794981829.xml · derivative · entry 3 Cherecwich Peter · CIK 0001614598 · President/C&IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,331 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 23:52 UTC |
Cherecwich PeterPresident/C&IS
|
SaleCommon Stock | 7,331 | $99.09 | $726,428.79 |
DisclosureSEC source: 0000073124-17-000323 · wf-form4_151251794981829.xml · nonDerivative · entry 2 Cherecwich Peter · CIK 0001614598 · President/C&IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,003 F2 · price: Price reflects the weighted average sales price from $98.81 to $99.29. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 20,016 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 23:52 UTC |
Cherecwich PeterPresident/C&IS
|
Exercise / conversionCommon Stock | 7,331 | $52.69 | $386,270.39 |
DisclosureSEC source: 0000073124-17-000323 · wf-form4_151251794981829.xml · nonDerivative · entry 1 Cherecwich Peter · CIK 0001614598 · President/C&IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 20,016 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 23:53 UTC |
MORRISON WILLIAM LVice Chairman
|
SaleCommon Stock | 30,000 | $96.48 | $2,894,400.00 |
DisclosureSEC source: 0000073124-17-000325 · wf-form4_151251798461997.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,837 F1 · price: Price reflects the weighted average sales price from $96.09 to $96.98. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 57,826 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 23:53 UTC |
Blake Aileen BEVP and Controller
|
GiftCommon Stock | 585 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000324 · wf-form4_151251796617230.xml · nonDerivative · entry 1 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 12,587 Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 00:06 UTC |
Cherecwich PeterPresident/C&IS
|
SaleCommon Stock | 5,128 | $97.63 | $500,646.64 |
DisclosureSEC source: 0000073124-17-000316 · wf-form4_151208679005235.xml · nonDerivative · entry 1 Cherecwich Peter · CIK 0001614598 · President/C&IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,003 F1 · price: Price reflects the weighted average sales price from $97.56 to $97.64. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 20,016 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 23:46 UTC | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 2,600 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-17-000319 · wf-form4_151243119365314.xml · derivative · entry 10 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,051 Underlying: Common Stock · 2,600 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F5 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/10/2015. Read SEC document |
|
| November 30, 2017 Filed Dec 4, 2017 23:46 UTC | SaleCommon Stock | 2,600 | $99.02 | $257,452.00 |
DisclosureSEC source: 0000073124-17-000319 · wf-form4_151243119365314.xml · nonDerivative · entry 2 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,600 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $99.00 to $99.04. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 43,600 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
|
| November 30, 2017 Filed Dec 4, 2017 23:46 UTC | Exercise / conversionCommon Stock | 2,600 | $60.85 | $158,210.00 |
DisclosureSEC source: 0000073124-17-000319 · wf-form4_151243119365314.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 43,600 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
|
| November 29, 2017 Filed Dec 1, 2017 00:07 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 44,658 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-17-000318 · wf-form4_151208682483623.xml · derivative · entry 12 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,658 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 00:07 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
SaleCommon Stock | 11,578 | $98.58 | $1,141,359.24 |
DisclosureSEC source: 0000073124-17-000318 · wf-form4_151208682483623.xml · nonDerivative · entry 3 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,519 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F4 · price: Price reflects the weighted average sales price from $98.17 to $98.96. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 201,399 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 00:07 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
SaleCommon Stock | 33,080 | $97.73 | $3,232,908.40 |
DisclosureSEC source: 0000073124-17-000318 · wf-form4_151208682483623.xml · nonDerivative · entry 2 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,097 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $97.17 to $98.16. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 201,399 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 00:07 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 44,658 | $52.69 | $2,353,030.02 |
DisclosureSEC source: 0000073124-17-000318 · wf-form4_151208682483623.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 201,399 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 00:07 UTC |
St Clair JoyceExecutive Vice President
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 18,489 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-17-000317 · wf-form4_151208680963938.xml · derivative · entry 6 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,162 Underlying: Common Stock · 18,489 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/10/2015. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 00:07 UTC |
St Clair JoyceExecutive Vice President
|
SaleCommon Stock | 18,489 | $97.51 | $1,802,862.39 |
DisclosureSEC source: 0000073124-17-000317 · wf-form4_151208680963938.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,855 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $97.22 to $97.89. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 29,855 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 00:07 UTC |
St Clair JoyceExecutive Vice President
|
Exercise / conversionCommon Stock | 18,489 | $60.85 | $1,125,055.65 |
DisclosureSEC source: 0000073124-17-000317 · wf-form4_151208680963938.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 29,855 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 02, 2017 Filed Jan 25, 2018 23:05 UTC |
Potter Stephen NVice Chairman
|
GiftCommon Stock | 4,563 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000044 · wf-form4_151692152284323.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT Disclosed balance after: 0 F1 · balance_after: On November 2, 2017, the reporting person's grantor retained annuity trust ("GRAT") distributed 11,282 shares of the Corporation's common stock to the reporting person's existing revocable trust as an annuity payment. On such date an aggregate 4,563 shares also were distributed to the two remaindermen of the GRAT. Each distribution was made in accordance with the terms of the GRAT instrument. Read SEC document |
| October 26, 2017 Filed Oct 27, 2017 22:15 UTC |
Potter Stephen NVice Chairman
|
GiftCommon Stock | 160 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000312 · wf-form4_150914252614603.xml · nonDerivative · entry 2 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 48,451 Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 00:16 UTC |
MORRISON WILLIAM LVice Chairman
|
SaleCommon Stock | 11,058 | $94.34 | $1,043,211.72 |
DisclosureSEC source: 0000073124-17-000307 · wf-form4_150897697175185.xml · nonDerivative · entry 2 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,837 F3 · price: Price reflects the weighted average sales price from $94.32 to $94.39. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 57,826 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 22:15 UTC |
Potter Stephen NVice Chairman
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GiftCommon Stock | 2,060 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000312 · wf-form4_150914252614603.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 48,611 Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 00:15 UTC |
Bowman BiffChief Financial Officer
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GiftCommon Stock | 633 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000304 · wf-form4_150897691822860.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,732 F1 · balance_after: Includes 25,917 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 23, 2017 Filed Oct 26, 2017 00:16 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
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GiftCommon Stock | 1,721 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000306 · wf-form4_150897695361677.xml · nonDerivative · entry 2 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 13,785 Read SEC document |
| October 23, 2017 Filed Oct 26, 2017 00:16 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
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GiftCommon Stock | 2,331 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000306 · wf-form4_150897695361677.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 66,239 Read SEC document |
| October 23, 2017 Filed Oct 26, 2017 00:15 UTC |
Cherecwich PeterPresident/C&IS
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GiftCommon Stock | 108 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000305 · wf-form4_150897693686911.xml · nonDerivative · entry 1 Cherecwich Peter · CIK 0001614598 · President/C&IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,131 F1 · balance_after: Includes 20,016 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 20, 2017 Filed Oct 26, 2017 00:16 UTC |
MORRISON WILLIAM LVice Chairman
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Tax withholdingCommon Stock | 7,251 | $95.62 | $693,340.62 |
DisclosureSEC source: 0000073124-17-000307 · wf-form4_150897697175185.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,895 F1 · balance_after: On October 20, 2017, 18,309 already reported stock units vested. Of this amount, 7,251 were withheld in payment of Federal, State and Medicare taxes and the remaining 11,058 were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 57,826 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 20:37 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
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Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 50,000 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-17-000298 · wf-form4_150853186055169.xml · derivative · entry 14 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,658 Underlying: Common Stock · 50,000 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 20:37 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
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Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 127,964 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-17-000298 · wf-form4_150853186055169.xml · derivative · entry 13 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 127,964 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 20:37 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
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SaleCommon Stock | 36,244 | $96.10 | $3,483,048.40 |
DisclosureSEC source: 0000073124-17-000298 · wf-form4_150853186055169.xml · nonDerivative · entry 4 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,519 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F4 · price: Price reflects the weighted average sales price from $96.03 to $96.29. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 201,399 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 20:37 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
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SaleCommon Stock | 141,720 | $95.52 | $13,537,094.40 |
DisclosureSEC source: 0000073124-17-000298 · wf-form4_150853186055169.xml · nonDerivative · entry 3 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,763 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $95.03 to $96.02. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 201,399 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 20:37 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
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Exercise / conversionCommon Stock | 50,000 | $52.69 | $2,634,500.00 |
DisclosureSEC source: 0000073124-17-000298 · wf-form4_150853186055169.xml · nonDerivative · entry 2 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 201,399 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 20:37 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
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Exercise / conversionCommon Stock | 127,964 | $52.64 | $6,736,024.96 |
DisclosureSEC source: 0000073124-17-000298 · wf-form4_150853186055169.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 201,399 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 20:37 UTC |
St Clair JoyceExecutive Vice President
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Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 7,665 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0000073124-17-000297 · wf-form4_150853184534090.xml · derivative · entry 6 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,992 Underlying: Common Stock · 7,665 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/16/2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.