Last 12 months
Inside the activity.
5 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 5 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 3 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 3 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 21, 2020 Filed Jan 22, 2020 23:17 UTC |
Thomas Shundrawn APresident / Asset Management
|
GrantCommon Stock | 4,180 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000033 · wf-form4_157973505493768.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,741 F1 · balance_after: Includes 13,661 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 23:17 UTC |
O'Grady MichaelDirector · Chairman, President and CEO
|
Tax withholdingCommon Stock | 8,392 | $109.23 | $916,658.16 |
DisclosureSEC source: 0000073124-20-000031 · wf-form4_157973501082888.xml · nonDerivative · entry 2 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,356 F1 · balance_after: Includes 49,356 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 13,554 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 23:17 UTC |
O'Grady MichaelDirector · Chairman, President and CEO
|
GrantCommon Stock | 21,946 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000031 · wf-form4_157973501082888.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,302 F1 · balance_after: Includes 49,356 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 23:16 UTC |
Levy Susan CohenEVP, Gen Counsel & Corp Sec
|
Tax withholdingCommon Stock | 3,678 | $109.23 | $401,747.94 |
DisclosureSEC source: 0000073124-20-000030 · wf-form4_157973498942305.xml · nonDerivative · entry 2 Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,563 F1 · balance_after: Includes 19,189 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 23:16 UTC |
Levy Susan CohenEVP, Gen Counsel & Corp Sec
|
GrantCommon Stock | 11,287 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000030 · wf-form4_157973498942305.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,241 F1 · balance_after: Includes 19,189 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 23:15 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
Tax withholdingCommon Stock | 5,343 | $109.23 | $583,615.89 |
DisclosureSEC source: 0000073124-20-000028 · wf-form4_157973494078129.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,725 F1 · balance_after: Includes 44,725 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 9,706 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 23:15 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
GrantCommon Stock | 15,049 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000028 · wf-form4_157973494078129.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,774 F1 · balance_after: Includes 44,725 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 23:15 UTC |
Cherecwich PeterPresident/C&IS
|
Tax withholdingCommon Stock | 4,926 | $109.23 | $538,066.98 |
DisclosureSEC source: 0000073124-20-000027 · wf-form4_157973491855879.xml · nonDerivative · entry 2 Cherecwich Peter · CIK 0001614598 · President/C&IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,914 F1 · balance_after: Includes 23,914 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 9,182 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 23:15 UTC |
Cherecwich PeterPresident/C&IS
|
GrantCommon Stock | 14,108 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000027 · wf-form4_157973491855879.xml · nonDerivative · entry 1 Cherecwich Peter · CIK 0001614598 · President/C&IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,022 F1 · balance_after: Includes 23,914 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 23:15 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Tax withholdingCommon Stock | 4,850 | $109.23 | $529,765.50 |
DisclosureSEC source: 0000073124-20-000026 · wf-form4_157973489662534.xml · nonDerivative · entry 2 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,947 F1 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 23:15 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
GrantCommon Stock | 13,934 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000026 · wf-form4_157973489662534.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,797 F1 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 21, 2020 Filed Oct 6, 2023 23:12 UTC |
Prado Becerra Jose LuisDirector
|
PurchaseCommon Stock | 6 | $108.57 | $651.42 |
DisclosureSEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 6 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust 2 Disclosed balance after: 24 Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 23:39 UTC |
Thompson DonaldDirector
|
GrantCommon Stock | 25.09 | $106.24 | $2,665.56 |
DisclosureSEC source: 0000073124-20-000010 · wf-form4_157809474563929.xml · nonDerivative · entry 2 Thompson Donald · CIK 0001374074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,065.52 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 23:39 UTC |
Tribbett Charles ADirector
|
GrantCommon Stock | 22.6 | $106.24 | $2,401.02 |
DisclosureSEC source: 0000073124-20-000011 · wf-form4_157809476847542.xml · nonDerivative · entry 2 Tribbett Charles A · CIK 0001323371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,360.17 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 23:37 UTC |
Klevorn Marcy SDirector
|
GrantCommon Stock | 1.61 | $106.24 | $171.05 |
DisclosureSEC source: 0000073124-20-000006 · wf-form4_157809465248400.xml · nonDerivative · entry 1 Klevorn Marcy S · CIK 0001692367 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,392.58 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 23:38 UTC |
Richards Thomas EDirector
|
GrantCommon Stock | 21.98 | $106.24 | $2,335.16 |
DisclosureSEC source: 0000073124-20-000008 · wf-form4_157809470064910.xml · nonDerivative · entry 2 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,680.63 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 23:37 UTC |
BYNOE LINDADirector
|
GrantCommon Stock | 15.78 | $106.24 | $1,676.47 |
DisclosureSEC source: 0000073124-20-000004 · wf-form4_157809460419519.xml · nonDerivative · entry 1 BYNOE LINDA · CIK 0001206129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,687.04 F1 · balance_after: Includes 21,687.04 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 23:39 UTC |
SLARK MARTIN PDirector
|
GrantCommon Stock | 7.06 | $106.24 | $750.05 |
DisclosureSEC source: 0000073124-20-000009 · wf-form4_157809472354255.xml · nonDerivative · entry 1 SLARK MARTIN P · CIK 0001012930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,048.75 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 23:38 UTC |
Prado Becerra Jose LuisDirector
|
GrantCommon Stock | 21.67 | $106.24 | $2,302.22 |
DisclosureSEC source: 0000073124-20-000007 · wf-form4_157809467954835.xml · nonDerivative · entry 2 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,539.44 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 23:37 UTC |
Harrison Dean MDirector
|
GrantCommon Stock | 23.7 | $106.24 | $2,517.89 |
DisclosureSEC source: 0000073124-20-000005 · wf-form4_157809463065671.xml · nonDerivative · entry 2 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,879.95 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 21:59 UTC |
CROWN SUSANDirector
|
GrantCommon Stock Units | 282.38 | $106.24 | $30,000.05 |
DisclosureSEC source: 0001124194-20-000001 · primary_doc.xml · nonDerivative · entry 1 CROWN SUSAN · CIK 0001124194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,853.37 F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 23:39 UTC |
Thompson DonaldDirector
|
GrantCommon Stock | 341.21 | $106.24 | $36,250.15 |
DisclosureSEC source: 0000073124-20-000010 · wf-form4_157809474563929.xml · nonDerivative · entry 1 Thompson Donald · CIK 0001374074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,040.43 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 23:39 UTC |
Tribbett Charles ADirector
|
GrantCommon Stock | 294.15 | $106.24 | $31,250.50 |
DisclosureSEC source: 0000073124-20-000011 · wf-form4_157809476847542.xml · nonDerivative · entry 1 Tribbett Charles A · CIK 0001323371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,337.57 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 23:38 UTC |
Richards Thomas EDirector
|
GrantCommon Stock | 282.38 | $106.24 | $30,000.05 |
DisclosureSEC source: 0000073124-20-000008 · wf-form4_157809470064910.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,658.65 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 23:38 UTC |
Prado Becerra Jose LuisDirector
|
GrantCommon Stock | 258.85 | $106.24 | $27,500.22 |
DisclosureSEC source: 0000073124-20-000007 · wf-form4_157809467954835.xml · nonDerivative · entry 1 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,517.77 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 23:37 UTC |
Harrison Dean MDirector
|
GrantCommon Stock | 341.21 | $106.24 | $36,250.15 |
DisclosureSEC source: 0000073124-20-000005 · wf-form4_157809463065671.xml · nonDerivative · entry 1 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,856.25 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 23:16 UTC |
Levy Susan CohenEVP, Gen Counsel & Corp Sec
|
Tax withholdingCommon Stock | 288 | $108.68 | $31,299.84 |
DisclosureSEC source: 0000073124-19-000260 · wf-form4_157653819591932.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,954 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 19,189 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 23:15 UTC |
Bowman BiffEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 352 | $108.68 | $38,255.36 |
DisclosureSEC source: 0000073124-19-000257 · wf-form4_157653813112663.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,628 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 23,736 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 23:17 UTC |
Parker TeresaExecutive Vice President
|
Tax withholdingCommon Stock | 436 | $108.68 | $47,384.48 |
DisclosureSEC source: 0000073124-19-000261 · wf-form4_157653821709017.xml · nonDerivative · entry 1 Parker Teresa · CIK 0001705976 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,808 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 23,523 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 23:16 UTC |
Cherecwich PeterPresident/C&IS
|
Tax withholdingCommon Stock | 852 | $108.68 | $92,595.36 |
DisclosureSEC source: 0000073124-19-000258 · wf-form4_157653815321009.xml · nonDerivative · entry 1 Cherecwich Peter · CIK 0001614598 · President/C&IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,914 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 23:16 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
Tax withholdingCommon Stock | 406 | $108.68 | $44,124.08 |
DisclosureSEC source: 0000073124-19-000259 · wf-form4_157653817459290.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,725 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 12, 2019 Filed Jan 22, 2020 23:17 UTC |
St Clair JoyceExecutive Vice President
|
Tax withholdingCommon Stock | 304 | $108.68 | $33,038.72 |
DisclosureSEC source: 0000073124-20-000032 · wf-form4_157973503363897.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,018 F1 · balance_after: Includes 24,018 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 00:22 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 11,869 | $0.00 Strike: $70.21 | $0.00 |
DisclosureSEC source: 0000073124-19-000251 · wf-form4_157619655768905.xml · derivative · entry 9 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,869 shares Expires 2025-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/17/2016. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 00:22 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 1,110 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-19-000251 · wf-form4_157619655768905.xml · derivative · entry 8 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,110 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/10/2015. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 00:22 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 711 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-19-000251 · wf-form4_157619655768905.xml · derivative · entry 7 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 711 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 00:22 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 356 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-19-000251 · wf-form4_157619655768905.xml · derivative · entry 6 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 356 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 00:22 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
SaleCommon Stock | 14,046 | $109.28 | $1,534,946.88 |
DisclosureSEC source: 0000073124-19-000251 · wf-form4_157619655768905.xml · nonDerivative · entry 5 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,863 F2 · price: Price reflects the weighted average sales price from $109.23 to $109.41. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 00:22 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionCommon Stock | 11,869 | $70.21 | $833,322.49 |
DisclosureSEC source: 0000073124-19-000251 · wf-form4_157619655768905.xml · nonDerivative · entry 4 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 00:22 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionCommon Stock | 1,110 | $60.85 | $67,543.50 |
DisclosureSEC source: 0000073124-19-000251 · wf-form4_157619655768905.xml · nonDerivative · entry 3 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 00:22 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionCommon Stock | 711 | $52.69 | $37,462.59 |
DisclosureSEC source: 0000073124-19-000251 · wf-form4_157619655768905.xml · nonDerivative · entry 2 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 00:22 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionCommon Stock | 356 | $52.64 | $18,739.84 |
DisclosureSEC source: 0000073124-19-000251 · wf-form4_157619655768905.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 09, 2019 Filed Oct 6, 2023 23:12 UTC |
Prado Becerra Jose LuisDirector
|
PurchaseCommon Stock | 6 | $109.14 | $654.84 |
DisclosureSEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 5 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust 3 Disclosed balance after: 13 Read SEC document |
| December 09, 2019 Filed Oct 6, 2023 23:12 UTC |
Prado Becerra Jose LuisDirector
|
PurchaseCommon Stock | 7 | $109.14 | $763.98 |
DisclosureSEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 4 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust 2 Disclosed balance after: 18 Read SEC document |
| November 22, 2019 Filed Nov 25, 2019 23:22 UTC |
Bowman BiffEVP & Chief Financial Officer
|
SaleCommon Stock | 13,208 | $106.53 | $1,407,048.24 |
DisclosureSEC source: 0000073124-19-000249 · wf-form4_157472415244345.xml · nonDerivative · entry 2 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,980 F2 · price: Price reflects the weighted average sales price from $106.50 to $106.76. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 24,088 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 22, 2019 Filed Nov 25, 2019 23:22 UTC |
Bowman BiffEVP & Chief Financial Officer
|
GiftCommon Stock | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-19-000249 · wf-form4_157472415244345.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,188 F1 · balance_after: Includes 24,088 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 20, 2019 Filed Oct 6, 2023 23:12 UTC |
Prado Becerra Jose LuisDirector
|
PurchaseCommon Stock | 5 | $106.30 | $531.50 |
DisclosureSEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 3 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust 2 Disclosed balance after: 11 Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:31 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 11,534 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0000073124-19-000245 · wf-form4_157324865886781.xml · derivative · entry 3 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,063 Underlying: Common Stock · 11,534 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/16/2017. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:31 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
SaleCommon Stock | 11,534 | $107.85 | $1,243,941.90 |
DisclosureSEC source: 0000073124-19-000245 · wf-form4_157324865886781.xml · nonDerivative · entry 2 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,863 F2 · price: Price reflects the weighted average sales price from $107.80 to $107.96. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:31 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionCommon Stock | 11,534 | $58.25 | $671,855.50 |
DisclosureSEC source: 0000073124-19-000245 · wf-form4_157324865886781.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 05, 2019 Filed Oct 6, 2023 23:12 UTC |
Prado Becerra Jose LuisDirector
|
PurchaseCommon Stock | 7 | $105.50 | $738.50 |
DisclosureSEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 2 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust 3 Disclosed balance after: 7 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.