Tapewire

Nasdaq · USD

NTRS

NORTHERN TRUST CORP

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Tapewire entity
1970
SEC CIK
0000073124
Parsed reports
1,224

Last 12 months

Inside the activity.

5 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202515
Dec 202501
Jan 202601
Feb 202623
Mar 202602
Apr 202603
May 202610
Jun 202602
Jul 202610
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2020 Filed Feb 21, 2020 22:53 UTC
Cherecwich PeterPresident/C&IS
SaleCommon Stock 32,403 $103.19 $3,343,665.57
Disclosure

SEC source: 0000073124-20-000074 · wf-form4_158232558728583.xml · nonDerivative · entry 3

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,664

F2 · price: Price reflects the weighted average sales price from $103.00 to $103.26. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F1 · balance_after: Includes 28,664 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 22:53 UTC
Cherecwich PeterPresident/C&IS
Exercise / conversionCommon Stock 13,412 $58.25 $781,249.00
Disclosure

SEC source: 0000073124-20-000074 · wf-form4_158232558728583.xml · nonDerivative · entry 2

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 28,664 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 22:53 UTC
Cherecwich PeterPresident/C&IS
Exercise / conversionCommon Stock 18,991 $70.21 $1,333,358.11
Disclosure

SEC source: 0000073124-20-000074 · wf-form4_158232558728583.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 28,664 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 22:53 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 3,708 $0.00 Strike: $58.25 $0.00
Disclosure

SEC source: 0000073124-20-000073 · wf-form4_158232556702871.xml · derivative · entry 3

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,355

Underlying: Common Stock · 3,708 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/16/2017.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 22:53 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
SaleCommon Stock 3,708 $104.07 $385,891.56
Disclosure

SEC source: 0000073124-20-000073 · wf-form4_158232556702871.xml · nonDerivative · entry 2

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,767

F2 · price: Price reflects the weighted average sales price from $104.05 to $104.07. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F1 · balance_after: Includes 27,037 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 22:53 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
Exercise / conversionCommon Stock 3,708 $58.25 $215,991.00
Disclosure

SEC source: 0000073124-20-000073 · wf-form4_158232556702871.xml · nonDerivative · entry 1

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 27,037 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 00:19 UTC
South Thomas AExecutive Vice President
GrantCommon Stock 5,832 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000065 · wf-form4_158215795626403.xml · nonDerivative · entry 2

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,006

F3 · balance_after: Includes 15,955 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 00:20 UTC
Tyler Jason J.EVP & Chief Financial Officer
GrantCommon Stock 2,083 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000068 · wf-form4_158215801796831.xml · nonDerivative · entry 2

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,268

F3 · balance_after: Includes 6,060 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 00:20 UTC
Thomas Shundrawn APresident / Asset Management
GrantCommon Stock 8,019 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000067 · wf-form4_158215799950726.xml · nonDerivative · entry 2

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,218

F3 · balance_after: Includes 20,596 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 00:19 UTC
St Clair JoyceExecutive Vice President
GrantCommon Stock 6,440 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000066 · wf-form4_158215797784722.xml · nonDerivative · entry 2

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,020

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 00:18 UTC
Levy Susan CohenEVP, Gen Counsel & Corp Sec
GrantCommon Stock 6,318 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000062 · wf-form4_158215789358679.xml · nonDerivative · entry 2

Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,169

F3 · balance_after: Includes 21,644 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 00:18 UTC
O'Grady MichaelDirector · Chairman, President and CEO
GrantCommon Stock 23,691 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000063 · wf-form4_158215791282491.xml · nonDerivative · entry 2

O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,219

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 00:18 UTC
Gossett Mark CExecutive Vice President
GrantCommon Stock 1,649 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000061 · wf-form4_158215787335380.xml · nonDerivative · entry 2

Gossett Mark C · CIK 0001801431 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,135

F3 · balance_after: Includes 12,746 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 00:17 UTC
FRADKIN STEVEN LPresident/Wealth Management
GrantCommon Stock 8,991 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000060 · wf-form4_158215785254440.xml · nonDerivative · entry 2

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,888

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 00:17 UTC
Cherecwich PeterPresident/C&IS
GrantCommon Stock 8,505 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000059 · wf-form4_158215783065860.xml · nonDerivative · entry 2

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,664

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 00:17 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
GrantCommon Stock 7,533 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000058 · wf-form4_158215780978756.xml · nonDerivative · entry 2

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,767

F4 · balance_after: Includes 27,037 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 00:16 UTC
Allnutt Lauren ESVP & Controller
GrantCommon Stock 655 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000057 · wf-form4_158215778849534.xml · nonDerivative · entry 2

Allnutt Lauren E · CIK 0001775330 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,510

F3 · balance_after: Includes 1,655 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 23:26 UTC
Parker TeresaExecutive Vice President
GrantCommon Stock 13,017 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000070 · wf-form4_158224117714301.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,316

F1 · balance_after: Includes 32,590 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 16, 2020 Filed Feb 20, 2020 00:19 UTC
South Thomas AExecutive Vice President
Tax withholdingCommon Stock 789 $100.60 $79,373.40
Disclosure

SEC source: 0000073124-20-000065 · wf-form4_158215795626403.xml · nonDerivative · entry 1

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,174

F1 · balance_after: Reflects 789 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,575 previously reported stock units. The remaining 1,786 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 10,123 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 16, 2020 Filed Feb 20, 2020 00:20 UTC
Tyler Jason J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 189 $100.60 $19,013.40
Disclosure

SEC source: 0000073124-20-000068 · wf-form4_158215801796831.xml · nonDerivative · entry 1

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,185

F1 · balance_after: Reflects 189 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 644 previously reported stock units. The remaining 455 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 3,977 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 16, 2020 Filed Feb 20, 2020 00:20 UTC
Thomas Shundrawn APresident / Asset Management
Tax withholdingCommon Stock 318 $100.60 $31,990.80
Disclosure

SEC source: 0000073124-20-000067 · wf-form4_158215799950726.xml · nonDerivative · entry 1

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,199

F1 · balance_after: Reflects 318 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,084 previously reported stock units. The remaining 766 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 12,577 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 16, 2020 Filed Feb 20, 2020 00:19 UTC
St Clair JoyceExecutive Vice President
Tax withholdingCommon Stock 2,853 $100.60 $287,011.80
Disclosure

SEC source: 0000073124-20-000066 · wf-form4_158215797784722.xml · nonDerivative · entry 1

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,580

F1 · balance_after: Reflects 2,853 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,438 previously reported stock units. The remaining 3,585 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 16, 2020 Filed Feb 20, 2020 00:19 UTC
Parker TeresaExecutive Vice President
Tax withholdingCommon Stock 509 $100.60 $51,205.40
Disclosure

SEC source: 0000073124-20-000064 · wf-form4_158215793438012.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,299

F1 · balance_after: Reflects 509 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,073 previously reported stock units. The remaining 564 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 22,450 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 16, 2020 Filed Feb 20, 2020 00:18 UTC
Levy Susan CohenEVP, Gen Counsel & Corp Sec
Tax withholdingCommon Stock 1,712 $100.60 $172,227.20
Disclosure

SEC source: 0000073124-20-000062 · wf-form4_158215789358679.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,851

F1 · balance_after: Reflects 1,712 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,863 previously reported stock units. The remaining 2,151 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 15,326 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 16, 2020 Filed Feb 20, 2020 00:18 UTC
O'Grady MichaelDirector · Chairman, President and CEO
Tax withholdingCommon Stock 2,139 $100.60 $215,183.40
Disclosure

SEC source: 0000073124-20-000063 · wf-form4_158215791282491.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,528

F1 · balance_after: Reflects 2,139 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,828 previously reported stock units. The remaining 2,689 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 16, 2020 Filed Feb 20, 2020 00:18 UTC
Gossett Mark CExecutive Vice President
Tax withholdingCommon Stock 1,044 $100.60 $105,026.40
Disclosure

SEC source: 0000073124-20-000061 · wf-form4_158215787335380.xml · nonDerivative · entry 1

Gossett Mark C · CIK 0001801431 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,486

F1 · balance_after: Reflects 1,044 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,433 previously reported stock units. The remaining 2,389 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 11,097 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 16, 2020 Filed Feb 20, 2020 00:17 UTC
FRADKIN STEVEN LPresident/Wealth Management
Tax withholdingCommon Stock 2,139 $100.60 $215,183.40
Disclosure

SEC source: 0000073124-20-000060 · wf-form4_158215785254440.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,897

F1 · balance_after: Reflects 2,139 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,828 previously reported stock units. The remaining 2,689 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 16, 2020 Filed Feb 20, 2020 00:17 UTC
Cherecwich PeterPresident/C&IS
Tax withholdingCommon Stock 1,664 $100.60 $167,398.40
Disclosure

SEC source: 0000073124-20-000059 · wf-form4_158215783065860.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,159

F1 · balance_after: Reflects 1,664 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,755 previously reported stock units. The remaining 2,091 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 16, 2020 Filed Feb 20, 2020 00:17 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
Tax withholdingCommon Stock 2,045 $100.60 $205,727.00
Disclosure

SEC source: 0000073124-20-000058 · wf-form4_158215780978756.xml · nonDerivative · entry 1

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,234

F1 · balance_after: Reflects the 2/4/2020 transfer of 3,668 shares of Common Stock to the reporting person's former spouse pursuant to a domestic relations order.

F2 · balance_after: Reflects 2,045 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,614 previously reported stock units. The remaining 2,569 shares were distributed to the reporting person as shares of common stock.

F3 · balance_after: Includes 19,504 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 16, 2020 Filed Feb 20, 2020 00:16 UTC
Allnutt Lauren ESVP & Controller
Tax withholdingCommon Stock 119 $100.60 $11,971.40
Disclosure

SEC source: 0000073124-20-000057 · wf-form4_158215778849534.xml · nonDerivative · entry 1

Allnutt Lauren E · CIK 0001775330 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,855

F1 · balance_after: Reflects 119 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 343 previously reported stock units. The remaining 224 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 1,000 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 23:33 UTC
Thomas Shundrawn APresident / Asset Management
GiftCommon Stock 1,950 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000044 · wf-form4_158163681774423.xml · nonDerivative · entry 1

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,517

F1 · balance_after: Includes 13,661 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:03 UTC
Gossett Mark CExecutive Vice President
OtherCommon Stock 2,459.33 $101.26 $249,031.76
Disclosure

SEC source: 0000073124-20-000042 · wf-form4_158146577631247.xml · nonDerivative · entry 1

Gossett Mark C · CIK 0001801431 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k)

Disclosed balance after: 2,459.33

Read SEC document
February 06, 2020 Filed Feb 10, 2020 22:06 UTC
Parker TeresaExecutive Vice President
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 1,057 $0.00 Strike: $58.25 $0.00
Disclosure

SEC source: 0000073124-20-000040 · wf-form4_158137237176845.xml · derivative · entry 4

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,916

Underlying: Common Stock · 1,057 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/16/2017.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 22:06 UTC
Parker TeresaExecutive Vice President
SaleCommon Stock 1,057 $102.84 $108,701.88
Disclosure

SEC source: 0000073124-20-000040 · wf-form4_158137237176845.xml · nonDerivative · entry 2

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,808

F1 · balance_after: Includes 23,523 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 22:06 UTC
Parker TeresaExecutive Vice President
Exercise / conversionCommon Stock 1,057 $58.25 $61,570.25
Disclosure

SEC source: 0000073124-20-000040 · wf-form4_158137237176845.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 23,523 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 22:58 UTC
Parker TeresaExecutive Vice President
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 4,692 $0.00 Strike: $58.25 $0.00
Disclosure

SEC source: 0000073124-20-000036 · wf-form4_158016589597285.xml · derivative · entry 9

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,973

Underlying: Common Stock · 4,692 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/16/2017.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 22:58 UTC
Parker TeresaExecutive Vice President
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 5,935 $0.00 Strike: $70.21 $0.00
Disclosure

SEC source: 0000073124-20-000036 · wf-form4_158016589597285.xml · derivative · entry 8

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,935 shares

Expires 2025-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/17/2016.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 22:58 UTC
Parker TeresaExecutive Vice President
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 6,163 $0.00 Strike: $60.85 $0.00
Disclosure

SEC source: 0000073124-20-000036 · wf-form4_158016589597285.xml · derivative · entry 7

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,163 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/10/2015.

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January 24, 2020 Filed Jan 27, 2020 22:58 UTC
Parker TeresaExecutive Vice President
SaleCommon Stock 8,363 $103.18 $862,894.34
Disclosure

SEC source: 0000073124-20-000036 · wf-form4_158016589597285.xml · nonDerivative · entry 5

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,808

F3 · price: Price reflects the weighted average sales price from $103.04 to $103.36. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F1 · balance_after: Includes 23,523 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 24, 2020 Filed Jan 27, 2020 22:58 UTC
Parker TeresaExecutive Vice President
SaleCommon Stock 8,427 $102.38 $862,756.26
Disclosure

SEC source: 0000073124-20-000036 · wf-form4_158016589597285.xml · nonDerivative · entry 4

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,171

F2 · price: Price reflects the weighted average sales price from $102.00 to $102.99. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F1 · balance_after: Includes 23,523 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 24, 2020 Filed Jan 27, 2020 22:58 UTC
Parker TeresaExecutive Vice President
Exercise / conversionCommon Stock 4,692 $58.25 $273,309.00
Disclosure

SEC source: 0000073124-20-000036 · wf-form4_158016589597285.xml · nonDerivative · entry 3

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 23,523 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 24, 2020 Filed Jan 27, 2020 22:58 UTC
Parker TeresaExecutive Vice President
Exercise / conversionCommon Stock 5,935 $70.21 $416,696.35
Disclosure

SEC source: 0000073124-20-000036 · wf-form4_158016589597285.xml · nonDerivative · entry 2

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 23,523 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 22:58 UTC
Parker TeresaExecutive Vice President
Exercise / conversionCommon Stock 6,163 $60.85 $375,018.55
Disclosure

SEC source: 0000073124-20-000036 · wf-form4_158016589597285.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 23,523 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 21, 2020 Filed Jan 22, 2020 23:16 UTC
Leech WilsonEVP/Chief Risk Officer
Tax withholdingCommon Stock 6,394 $109.23 $698,416.62
Disclosure

SEC source: 0000073124-20-000029 · wf-form4_157973496844214.xml · nonDerivative · entry 2

Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,246.63

F2 · shares: Includes 1,054 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,242 previously reported stock units. The remaining 1,188 shares were distributed to the reporting person as shares of common stock.

F3 · balance_after: Includes 16,215 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 21, 2020 Filed Jan 22, 2020 23:16 UTC
Leech WilsonEVP/Chief Risk Officer
GrantCommon Stock 11,361 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000029 · wf-form4_157973496844214.xml · nonDerivative · entry 1

Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,640.63

F1 · balance_after: Includes 18,457 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 21, 2020 Filed Jan 22, 2020 23:18 UTC
Tyler Jason J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 665 $109.23 $72,637.95
Disclosure

SEC source: 0000073124-20-000034 · wf-form4_157973507730234.xml · nonDerivative · entry 2

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,374

F1 · balance_after: Includes 4,621 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 21, 2020 Filed Jan 22, 2020 23:18 UTC
Tyler Jason J.EVP & Chief Financial Officer
GrantCommon Stock 2,091 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000034 · wf-form4_157973507730234.xml · nonDerivative · entry 1

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,039

F1 · balance_after: Includes 4,621 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 21, 2020 Filed Jan 22, 2020 23:17 UTC
St Clair JoyceExecutive Vice President
Tax withholdingCommon Stock 4,926 $109.23 $538,066.98
Disclosure

SEC source: 0000073124-20-000032 · wf-form4_157973503363897.xml · nonDerivative · entry 3

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,018

F1 · balance_after: Includes 24,018 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 9,182 shares directly held by the reporting person into the reporting person's existing trust account.

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January 21, 2020 Filed Jan 22, 2020 23:17 UTC
St Clair JoyceExecutive Vice President
GrantCommon Stock 14,108 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000032 · wf-form4_157973503363897.xml · nonDerivative · entry 2

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,126

F1 · balance_after: Includes 24,018 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 21, 2020 Filed Jan 22, 2020 23:17 UTC
Thomas Shundrawn APresident / Asset Management
Tax withholdingCommon Stock 1,274 $109.23 $139,159.02
Disclosure

SEC source: 0000073124-20-000033 · wf-form4_157973505493768.xml · nonDerivative · entry 2

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,467

F1 · balance_after: Includes 13,661 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.