Tapewire

Nasdaq · USD

NTRS

NORTHERN TRUST CORP

Export transactions ↓
Tapewire entity
1970
SEC CIK
0000073124
Parsed reports
1,224

Last 12 months

Inside the activity.

5 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202515
Dec 202501
Jan 202601
Feb 202623
Mar 202602
Apr 202603
May 202610
Jun 202602
Jul 202610
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 20, 2021 Filed Apr 22, 2021 22:27 UTC GrantCommon Stock 1,164 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000174 · wf-form4_161913044998178.xml · nonDerivative · entry 2

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,318.94

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 22:27 UTC GrantCommon Stock 43.79 $107.37 $4,701.73
Disclosure

SEC source: 0000073124-21-000174 · wf-form4_161913044998178.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,154.94

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 22:27 UTC GrantCommon Stock 1,164 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000173 · wf-form4_161913042841318.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,457.37

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 22:27 UTC GrantCommon Stock 43.79 $107.37 $4,701.73
Disclosure

SEC source: 0000073124-21-000173 · wf-form4_161913042841318.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,293.37

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 22:27 UTC GrantCommon Stock 1,164 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000172 · wf-form4_161913040100375.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,164

F1 · balance_after: On April 20, 2021, 1,679 already reported and vested stock units, granted on April 21, 2020, were distributed to the reporting person. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 22:26 UTC GrantCommon Stock 1,164 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000171 · wf-form4_161913038284667.xml · nonDerivative · entry 2

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,061.91

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 22:26 UTC GrantCommon Stock 43.79 $107.37 $4,701.73
Disclosure

SEC source: 0000073124-21-000171 · wf-form4_161913038284667.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,897.91

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 22:26 UTC GrantCommon Stock 1,164 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000170 · wf-form4_161913031047347.xml · nonDerivative · entry 2

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,817.36

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 22:26 UTC GrantCommon Stock 43.79 $107.37 $4,701.73
Disclosure

SEC source: 0000073124-21-000170 · wf-form4_161913031047347.xml · nonDerivative · entry 1

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,653.36

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 22:24 UTC GrantCommon Stock 1,164 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000169 · wf-form4_161913026790774.xml · nonDerivative · entry 2

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,306.39

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 22:24 UTC GrantCommon Stock 43.79 $107.37 $4,701.73
Disclosure

SEC source: 0000073124-21-000169 · wf-form4_161913026790774.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,142.39

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 22:24 UTC
POWELL CHARLES DAdvisory Director
GrantStock Units · Derivative 1,164 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000168 · wf-form4_161913023509233.xml · derivative · entry 4

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,164

Underlying: Common Stock · 1,164 shares

Expires not disclosed

F3 · derivative.exercise_price: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2022 Annual Meeting of Stockholders.

F3 · derivative.exercise_date: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2022 Annual Meeting of Stockholders.

F3 · derivative.expiration_date: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2022 Annual Meeting of Stockholders.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 22:24 UTC
POWELL CHARLES DAdvisory Director
Exercise / conversionStock Units · Derivative 1,679 Not disclosed Not disclosed
Disclosure

SEC source: 0000073124-21-000168 · wf-form4_161913023509233.xml · derivative · entry 3

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting.

F1 · price: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting.

F2 · derivative.exercise_date: 1,679 stock units vested on April 20, 2021 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

F2 · derivative.expiration_date: 1,679 stock units vested on April 20, 2021 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 22:24 UTC
POWELL CHARLES DAdvisory Director
Disposition to issuerCommon Stock 1,679 $107.37 $180,274.23
Disclosure

SEC source: 0000073124-21-000168 · wf-form4_161913023509233.xml · nonDerivative · entry 2

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · balance_after: 1,679 stock units vested on April 20, 2021 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 22:24 UTC
POWELL CHARLES DAdvisory Director
Exercise / conversionCommon Stock 1,679 Not disclosed Not disclosed
Disclosure

SEC source: 0000073124-21-000168 · wf-form4_161913023509233.xml · nonDerivative · entry 1

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting.

F2 · balance_after: 1,679 stock units vested on April 20, 2021 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 22:23 UTC GrantCommon Stock 1,164 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000167 · wf-form4_161913019929200.xml · nonDerivative · entry 1

Mehta Siddharth N · CIK 0001321443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,229

F1 · balance_after: Includes 1,164 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 22:23 UTC GrantCommon Stock 1,164 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000166 · wf-form4_161913016691653.xml · nonDerivative · entry 2

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,370.29

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 22:23 UTC GrantCommon Stock 43.79 $107.37 $4,701.73
Disclosure

SEC source: 0000073124-21-000166 · wf-form4_161913016691653.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,206.29

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 22:22 UTC GrantCommon Stock 1,164 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000165 · wf-form4_161913014676910.xml · nonDerivative · entry 1

Henderson Jay L · CIK 0001673525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,396

F1 · balance_after: Includes 1,164 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 22:22 UTC GrantCommon Stock 1,164 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000164 · wf-form4_161913012206186.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,286.59

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 22:22 UTC GrantCommon Stock 43.79 $107.37 $4,701.73
Disclosure

SEC source: 0000073124-21-000164 · wf-form4_161913012206186.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,122.59

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 22:21 UTC
BYNOE LINDADirector
GrantCommon Stock 1,164 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000163 · wf-form4_161913010323093.xml · nonDerivative · entry 2

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,757.02

F2 · balance_after: Includes 24,757.02 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 22:21 UTC
BYNOE LINDADirector
GrantCommon Stock 43.79 $107.37 $4,701.73
Disclosure

SEC source: 0000073124-21-000163 · wf-form4_161913010323093.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,593.02

F1 · balance_after: Includes 23,593.02 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 16:17 UTC
CROWN SUSANDirector
GrantCommon Stock Units 1,164 $107.37 $124,978.68
Disclosure

SEC source: 0001124194-21-000003 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,975.74

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 23:27 UTC GrantCommon Stock 43.81 $105.63 $4,627.65
Disclosure

SEC source: 0000073124-21-000140 · wf-form4_161740594287125.xml · nonDerivative · entry 2

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,111.15

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 23:25 UTC GrantCommon Stock 49.15 $105.63 $5,191.71
Disclosure

SEC source: 0000073124-21-000139 · wf-form4_161740586786522.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,249.58

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 23:23 UTC GrantCommon Stock 15.47 $105.63 $1,634.10
Disclosure

SEC source: 0000073124-21-000138 · wf-form4_161740575185677.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,854.12

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 23:21 UTC GrantCommon Stock 44.13 $105.63 $4,661.45
Disclosure

SEC source: 0000073124-21-000137 · wf-form4_161740564411993.xml · nonDerivative · entry 2

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,609.57

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 23:20 UTC GrantCommon Stock 41.7 $105.63 $4,404.77
Disclosure

SEC source: 0000073124-21-000136 · wf-form4_161740556927497.xml · nonDerivative · entry 2

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,098.6

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 23:18 UTC GrantCommon Stock 9.76 $105.63 $1,030.95
Disclosure

SEC source: 0000073124-21-000135 · wf-form4_161740543537365.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,162.5

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 23:16 UTC GrantCommon Stock 47.69 $105.63 $5,037.49
Disclosure

SEC source: 0000073124-21-000134 · wf-form4_161740533789515.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,078.8

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 23:15 UTC
BYNOE LINDADirector
GrantCommon Stock 24.62 $105.63 $2,600.61
Disclosure

SEC source: 0000073124-21-000133 · wf-form4_161740524220011.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,549.23

F1 · balance_after: Includes 23,549.23 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 13:50 UTC
CROWN SUSANDirector
GrantCommon Stock Units 33.06 $105.63 $3,492.13
Disclosure

SEC source: 0001124194-21-000002 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,767.95

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 23:27 UTC GrantCommon Stock 309.2 $105.11 $32,500.01
Disclosure

SEC source: 0000073124-21-000140 · wf-form4_161740594287125.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,067.34

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 23:25 UTC GrantCommon Stock 356.77 $105.11 $37,500.09
Disclosure

SEC source: 0000073124-21-000139 · wf-form4_161740586786522.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,200.43

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 23:21 UTC GrantCommon Stock 332.98 $105.11 $34,999.53
Disclosure

SEC source: 0000073124-21-000137 · wf-form4_161740564411993.xml · nonDerivative · entry 1

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,565.44

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 23:20 UTC GrantCommon Stock 261.63 $105.11 $27,499.93
Disclosure

SEC source: 0000073124-21-000136 · wf-form4_161740556927497.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,056.9

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 23:16 UTC GrantCommon Stock 380.55 $105.11 $39,999.61
Disclosure

SEC source: 0000073124-21-000134 · wf-form4_161740533789515.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,031.11

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 26, 2021 Filed Oct 6, 2023 23:12 UTC PurchaseCommon Stock 2 $104.75 $209.50
Disclosure

SEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 15

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 2

Disclosed balance after: 22

Read SEC document
March 12, 2021 Filed Mar 15, 2021 22:45 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
SaleCommon Stock 10,000 $102.18 $1,021,800.00
Disclosure

SEC source: 0000073124-21-000119 · wf-form4_161584831507348.xml · nonDerivative · entry 1

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,699

F1 · price: Price reflects the weighted average sales price from $102.15 to $102.22. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F2 · balance_after: Includes 18,753 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:45 UTC
Tyler Jason J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 423 $98.43 $41,635.89
Disclosure

SEC source: 0000073124-21-000117 · wf-form4_161481511269569.xml · nonDerivative · entry 1

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,618

F1 · balance_after: Reflects 423 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,369 previously reported stock units. The remaining 946 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 9,275 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:45 UTC
Thomas Shundrawn APresident / Asset Management
Tax withholdingCommon Stock 2,233 $98.43 $219,794.19
Disclosure

SEC source: 0000073124-21-000116 · wf-form4_161481509261283.xml · nonDerivative · entry 1

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,662

F1 · balance_after: Reflects 2,233 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 5,036 previously reported stock units. The remaining 2,803 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 19,622 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:44 UTC
South Thomas AExecutive Vice President
Tax withholdingCommon Stock 1,261 $98.43 $124,120.23
Disclosure

SEC source: 0000073124-21-000114 · wf-form4_161481504942890.xml · nonDerivative · entry 1

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,053

F1 · balance_after: Reflects 1,261 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,320 previously reported stock units. The remaining 2,059 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 13,636 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:44 UTC
St Clair JoyceExecutive Vice President
Tax withholdingCommon Stock 2,085 $98.43 $205,226.55
Disclosure

SEC source: 0000073124-21-000115 · wf-form4_161481507123050.xml · nonDerivative · entry 1

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,414

F1 · balance_after: Reflects 2,085 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,968 previously reported stock units. The remaining 2,883 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:43 UTC
O'Grady MichaelDirector · Chairman, President and CEO
Tax withholdingCommon Stock 7,015 $98.43 $690,486.45
Disclosure

SEC source: 0000073124-21-000112 · wf-form4_161481499393240.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,045

F1 · balance_after: Reflects 7,015 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 15,832 previously reported stock units. The remaining 8,817 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:44 UTC
Parker TeresaExecutive Vice President
Tax withholdingCommon Stock 384 $98.43 $37,797.12
Disclosure

SEC source: 0000073124-21-000113 · wf-form4_161481501567020.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,664

F1 · balance_after: Reflects 384 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 853 previously reported stock units. The remaining 469 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 40,390 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:43 UTC
Levy Susan CohenEVP, Gen Counsel & Corp Sec
Tax withholdingCommon Stock 1,924 $98.43 $189,379.32
Disclosure

SEC source: 0000073124-21-000111 · wf-form4_161481494970817.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,871

F1 · balance_after: Reflects 1,924 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,585 previously reported stock units. The remaining 2,661 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 15,605 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:42 UTC
Gossett Mark CExecutive Vice President
Tax withholdingCommon Stock 673 $98.43 $66,243.39
Disclosure

SEC source: 0000073124-21-000110 · wf-form4_161481492581086.xml · nonDerivative · entry 1

Gossett Mark C · CIK 0001801431 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,760

F1 · balance_after: Reflects 673 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,321 previously reported stock units. The remaining 1,648 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 9,504 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:42 UTC
FRADKIN STEVEN LPresident/Wealth Management
Tax withholdingCommon Stock 2,687 $98.43 $264,481.41
Disclosure

SEC source: 0000073124-21-000109 · wf-form4_161481489693300.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,341

F1 · balance_after: Reflects 2,687 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,402 previously reported stock units. The remaining 3,715 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:41 UTC
Cherecwich PeterPresident/C&IS
Tax withholdingCommon Stock 2,577 $98.43 $253,654.11
Disclosure

SEC source: 0000073124-21-000108 · wf-form4_161481487347333.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,358

F1 · balance_after: Reflects 2,577 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,141 previously reported stock units. The remaining 3,564 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.