Last 12 months
Inside the activity.
5 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 5 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 3 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 3 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2021 Filed Jul 2, 2021 22:28 UTC |
Harrison Dean MDirector
|
GrantCommon Stock | 56.27 | $116.32 | $6,545.33 |
DisclosureSEC source: 0000073124-21-000224 · wf-form4_162526488595027.xml · nonDerivative · entry 2 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,688.82 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 21:23 UTC |
CROWN SUSANDirector
|
GrantCommon Stock Units | 40.59 | $116.32 | $4,721.43 |
DisclosureSEC source: 0001124194-21-000005 · primary_doc.xml · nonDerivative · entry 1 CROWN SUSAN · CIK 0001124194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,999.61 F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:29 UTC |
Tribbett Charles ADirector
|
GrantCommon Stock | 281.09 | $115.62 | $32,499.63 |
DisclosureSEC source: 0000073124-21-000230 · wf-form4_162526498743588.xml · nonDerivative · entry 1 Tribbett Charles A · CIK 0001323371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,600.03 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:29 UTC |
Thompson DonaldDirector
|
GrantCommon Stock | 273.01 | $115.62 | $31,565.42 |
DisclosureSEC source: 0000073124-21-000229 · wf-form4_162526497139222.xml · nonDerivative · entry 1 Thompson Donald · CIK 0001374074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,730.38 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:29 UTC |
Richards Thomas EDirector
|
GrantCommon Stock | 251.39 | $115.62 | $29,065.71 |
DisclosureSEC source: 0000073124-21-000227 · wf-form4_162526493799938.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,068.75 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:28 UTC |
Prado Becerra Jose LuisDirector
|
GrantCommon Stock | 237.85 | $115.62 | $27,500.22 |
DisclosureSEC source: 0000073124-21-000226 · wf-form4_162526492374808.xml · nonDerivative · entry 1 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,544.24 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:28 UTC |
Harrison Dean MDirector
|
GrantCommon Stock | 345.96 | $115.62 | $39,999.90 |
DisclosureSEC source: 0000073124-21-000224 · wf-form4_162526488595027.xml · nonDerivative · entry 1 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,632.55 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 21, 2021 Filed May 24, 2021 21:12 UTC |
St Clair JoyceExecutive Vice President
|
SaleCommon Stock | 6,568 | $120.00 | $788,160.00 |
DisclosureSEC source: 0000073124-21-000211 · wf-form4_162189075402087.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 2019 GRAT Disclosed balance after: 0 Read SEC document |
| May 21, 2021 Filed Dec 7, 2023 23:39 UTC |
Cherecwich PeterPresident/Asset Servicing
|
PurchaseCommon Stock | 2 | $119.88 | $239.76 |
DisclosureSEC source: 0000073124-23-000209 · wk-form4_1701992375.xml · nonDerivative · entry 3 Cherecwich Peter · CIK 0001614598 · President/Asset Servicing 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse's Trust Disclosed balance after: 8 Read SEC document |
| May 17, 2021 Filed May 18, 2021 22:41 UTC |
Cherecwich PeterPresident/C&IS
|
SaleCommon Stock | 15,000 | $120.51 | $1,807,650.00 |
DisclosureSEC source: 0000073124-21-000207 · wf-form4_162137757543099.xml · nonDerivative · entry 1 Cherecwich Peter · CIK 0001614598 · President/C&IS 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 20,930 F1 · price: Price reflects the weighted average sales price from $120.42 to $120.56. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
| May 14, 2021 Filed May 18, 2021 22:42 UTC |
Tyler Jason J.EVP & Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 4,835 | $0.00 Strike: $38.78 | $0.00 |
DisclosureSEC source: 0000073124-21-000209 · wf-form4_162137769738027.xml · derivative · entry 3 Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,835 shares Expires 2021-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on October 18, 2012. Read SEC document |
| May 14, 2021 Filed May 18, 2021 22:42 UTC |
Tyler Jason J.EVP & Chief Financial Officer
|
SaleCommon Stock | 3,014 | $120.03 | $361,770.42 |
DisclosureSEC source: 0000073124-21-000209 · wf-form4_162137769738027.xml · nonDerivative · entry 2 Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,439 F1 · balance_after: Includes 9,275 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 14, 2021 Filed May 18, 2021 22:42 UTC |
Tyler Jason J.EVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 4,835 | $38.78 | $187,501.30 |
DisclosureSEC source: 0000073124-21-000209 · wf-form4_162137769738027.xml · nonDerivative · entry 1 Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 9,275 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 14, 2021 Filed May 18, 2021 22:41 UTC |
Gossett Mark CExecutive Vice President
|
SaleCommon Stock | 3,276 | $119.91 | $392,825.16 |
DisclosureSEC source: 0000073124-21-000208 · wf-form4_162137766628175.xml · nonDerivative · entry 1 Gossett Mark C · CIK 0001801431 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,504 F1 · price: Price reflects the weighted average sales price from $119.91 to $119.94. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 9,504 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: Reflects a correction to the number of shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,321 stock units on March 1, 2021, previously reported on a Form 4 filed March 3, 2021. The actual number of shares withheld in such transaction was 653, rather than the 673 originally reported. Read SEC document |
| May 12, 2021 Filed Dec 7, 2023 23:39 UTC |
Cherecwich PeterPresident/Asset Servicing
|
PurchaseCommon Stock | 1 | $116.35 | $116.35 |
DisclosureSEC source: 0000073124-23-000209 · wk-form4_1701992375.xml · nonDerivative · entry 2 Cherecwich Peter · CIK 0001614598 · President/Asset Servicing 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse's Trust Disclosed balance after: 6 Read SEC document |
| May 11, 2021 Filed May 13, 2021 22:03 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 23,739 | $0.00 Strike: $70.21 | $0.00 |
DisclosureSEC source: 0000073124-21-000203 · wf-form4_162094339120968.xml · derivative · entry 12 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,739 shares Expires 2025-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on February 17, 2016. Read SEC document |
| May 11, 2021 Filed May 13, 2021 22:03 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 12,325 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-21-000203 · wf-form4_162094339120968.xml · derivative · entry 11 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,325 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on February 10, 2015. Read SEC document |
| May 11, 2021 Filed May 13, 2021 22:03 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
SaleCommon Stock | 2,411 | $119.24 | $287,487.64 |
DisclosureSEC source: 0000073124-21-000203 · wf-form4_162094339120968.xml · nonDerivative · entry 4 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,341 F3 · price: Price reflects the weighted average sales price from $119.12 to $119.55. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 41,341 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 11, 2021 Filed May 13, 2021 22:03 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
SaleCommon Stock | 33,653 | $118.63 | $3,992,255.39 |
DisclosureSEC source: 0000073124-21-000203 · wf-form4_162094339120968.xml · nonDerivative · entry 3 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,752 F2 · price: Price reflects the weighted average sales price from $118.12 to $119.11. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 41,341 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 11, 2021 Filed May 13, 2021 22:03 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
Exercise / conversionCommon Stock | 23,739 | $70.21 | $1,666,715.19 |
DisclosureSEC source: 0000073124-21-000203 · wf-form4_162094339120968.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 41,341 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 11, 2021 Filed May 13, 2021 22:03 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
Exercise / conversionCommon Stock | 12,325 | $60.85 | $749,976.25 |
DisclosureSEC source: 0000073124-21-000203 · wf-form4_162094339120968.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 41,341 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 07, 2021 Filed May 10, 2021 21:28 UTC |
Thomas Shundrawn APresident / Asset Management
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 2,741 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0000073124-21-000201 · wf-form4_162068206989693.xml · derivative · entry 3 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 2,741 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on February 16, 2017. Read SEC document |
| May 07, 2021 Filed May 10, 2021 21:28 UTC |
Thomas Shundrawn APresident / Asset Management
|
SaleCommon Stock | 2,741 | $118.26 | $324,150.66 |
DisclosureSEC source: 0000073124-21-000201 · wf-form4_162068206989693.xml · nonDerivative · entry 2 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,662 F2 · price: Price reflects the weighted average sales price from $118.23 to $118.31. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 19,622 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 07, 2021 Filed May 10, 2021 21:28 UTC |
Thomas Shundrawn APresident / Asset Management
|
Exercise / conversionCommon Stock | 2,741 | $58.25 | $159,663.25 |
DisclosureSEC source: 0000073124-21-000201 · wf-form4_162068206989693.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 19,622 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 06, 2021 Filed May 8, 2021 00:56 UTC |
O'Grady MichaelDirector · Chairman, President and CEO
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 54,062 | $0.00 Strike: $38.78 | $0.00 |
DisclosureSEC source: 0000073124-21-000198 · wf-form4_162043536074735.xml · derivative · entry 9 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,062 shares Expires 2021-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on October 18, 2012. Read SEC document |
| May 06, 2021 Filed May 8, 2021 00:56 UTC |
O'Grady MichaelDirector · Chairman, President and CEO
|
SaleCommon Stock | 16,363 | $118.59 | $1,940,488.17 |
DisclosureSEC source: 0000073124-21-000198 · wf-form4_162043536074735.xml · nonDerivative · entry 5 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,045 F4 · price: Price reflects the weighted average sales price from $118.25 to $118.81. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 58,045 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 06, 2021 Filed May 8, 2021 00:56 UTC |
O'Grady MichaelDirector · Chairman, President and CEO
|
SaleCommon Stock | 37,699 | $117.61 | $4,433,779.39 |
DisclosureSEC source: 0000073124-21-000198 · wf-form4_162043536074735.xml · nonDerivative · entry 4 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,408 F3 · price: Price reflects the weighted average sales price from $117.25 to $118.24. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 58,045 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 06, 2021 Filed May 8, 2021 00:56 UTC |
O'Grady MichaelDirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 54,062 | $38.78 | $2,096,524.36 |
DisclosureSEC source: 0000073124-21-000198 · wf-form4_162043536074735.xml · nonDerivative · entry 3 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 58,045 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 05, 2021 Filed May 8, 2021 00:56 UTC |
Cherecwich PeterPresident/C&IS
|
GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-21-000199 · wf-form4_162043538701430.xml · nonDerivative · entry 1 Cherecwich Peter · CIK 0001614598 · President/C&IS 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 35,930 F1 · balance_after: Reflects the March 5, 2021 distribution of 2,309 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. F2 · balance_after: Reflects the March 10, 2021 distribution of 2,077 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. F3 · balance_after: Reflects the April 28, 2021 distribution of 3,353 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. Read SEC document |
| May 05, 2021 Filed May 8, 2021 00:56 UTC |
O'Grady MichaelDirector · Chairman, President and CEO
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 42,638 | $0.00 Strike: $38.78 | $0.00 |
DisclosureSEC source: 0000073124-21-000198 · wf-form4_162043536074735.xml · derivative · entry 8 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,062 Underlying: Common Stock · 42,638 shares Expires 2021-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on October 18, 2012. Read SEC document |
| May 05, 2021 Filed May 8, 2021 00:56 UTC |
O'Grady MichaelDirector · Chairman, President and CEO
|
SaleCommon Stock | 42,638 | $117.52 | $5,010,817.76 |
DisclosureSEC source: 0000073124-21-000198 · wf-form4_162043536074735.xml · nonDerivative · entry 2 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,045 F2 · price: Price reflects the weighted average sales price from $117.50 to $117.77. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 58,045 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 05, 2021 Filed May 8, 2021 00:56 UTC |
O'Grady MichaelDirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 42,638 | $38.78 | $1,653,501.64 |
DisclosureSEC source: 0000073124-21-000198 · wf-form4_162043536074735.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 58,045 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 05, 2021 Filed May 8, 2021 00:55 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 6,755 | $0.00 Strike: $88.06 | $0.00 |
DisclosureSEC source: 0000073124-21-000197 · wf-form4_162043533957422.xml · derivative · entry 3 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,601 Underlying: Common Stock · 6,755 shares Expires 2027-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on February 21, 2018. Read SEC document |
| May 05, 2021 Filed May 8, 2021 00:55 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
SaleCommon Stock | 6,755 | $116.83 | $789,186.65 |
DisclosureSEC source: 0000073124-21-000197 · wf-form4_162043533957422.xml · nonDerivative · entry 2 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,199 F1 · balance_after: Includes 18,753 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 05, 2021 Filed May 8, 2021 00:55 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionCommon Stock | 6,755 | $88.06 | $594,845.30 |
DisclosureSEC source: 0000073124-21-000197 · wf-form4_162043533957422.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 18,753 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 30, 2021 Filed May 3, 2021 22:00 UTC |
St Clair JoyceExecutive Vice President
|
GiftCommon Stock | 2,293 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-21-000193 · wf-form4_162007919864821.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 44,239 Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 20:56 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 10,000 | $0.00 Strike: $88.06 | $0.00 |
DisclosureSEC source: 0000073124-21-000189 · wf-form4_161981615398074.xml · derivative · entry 3 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,356 Underlying: Common Stock · 10,000 shares Expires 2027-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning February 21, 2018. Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 20:56 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
SaleCommon Stock | 13,500 | $114.37 | $1,543,995.00 |
DisclosureSEC source: 0000073124-21-000189 · wf-form4_161981615398074.xml · nonDerivative · entry 2 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,199 F2 · price: Price reflects the weighted average sales price from $114.30 to $114.47. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 18,753 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 20:56 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionCommon Stock | 10,000 | $88.06 | $880,600.00 |
DisclosureSEC source: 0000073124-21-000189 · wf-form4_161981615398074.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 18,753 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 29, 2021 Filed May 3, 2021 21:59 UTC |
SMITH DAVID BYRON JRDirector
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GiftCommon Stock | 1,780 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-21-000192 · wf-form4_162007917564218.xml · nonDerivative · entry 1 SMITH DAVID BYRON JR · CIK 0001478669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 22,884 F1 · balance_after: On April 29, 2021, a trust in which the reporting person has a partial direct pecuniary interest distributed 14,240 shares of the Corporation's common stock to such trust's beneficiaries, of which 1,780 shares were distributed to the reporting person. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 22:12 UTC |
South Thomas AExecutive Vice President
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SaleCommon Stock | 1,000 | $109.65 | $109,650.00 |
DisclosureSEC source: 0000073124-21-000187 · wf-form4_161964794749952.xml · nonDerivative · entry 1 South Thomas A · CIK 0001751051 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,053 F1 · price: Price reflects the weighted average sales price from $109.63 to $109.66. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 13,636 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 23, 2021 Filed Apr 26, 2021 22:22 UTC |
St Clair JoyceExecutive Vice President
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SaleCommon Stock | 9,248 | $107.42 | $993,420.16 |
DisclosureSEC source: 0000073124-21-000182 · wf-form4_161947576257166.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 2020 GRAT Disclosed balance after: 0 F1 · price: Price reflects the weighted average sales price from $107.28 to $107.62. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Reflects the March 5, 2021 distribution of 5,640 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. Read SEC document |
| April 23, 2021 Filed Apr 26, 2021 22:22 UTC |
Allnutt Lauren EEVP & Controller
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SaleCommon Stock | 375 | $109.57 | $41,088.75 |
DisclosureSEC source: 0000073124-21-000180 · wf-form4_161947572359328.xml · nonDerivative · entry 1 Allnutt Lauren E · CIK 0001775330 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,774 F1 · balance_after: Includes 1,658 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 23, 2021 Filed Apr 26, 2021 22:22 UTC |
Parker TeresaExecutive Vice President
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Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 1,916 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0000073124-21-000181 · wf-form4_161947574140509.xml · derivative · entry 5 Parker Teresa · CIK 0001705976 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,916 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning February 16, 2017. Read SEC document |
| April 23, 2021 Filed Apr 26, 2021 22:22 UTC |
Parker TeresaExecutive Vice President
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SaleCommon Stock | 1,916 | $109.56 | $209,916.96 |
DisclosureSEC source: 0000073124-21-000181 · wf-form4_161947574140509.xml · nonDerivative · entry 3 Parker Teresa · CIK 0001705976 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,664 F3 · price: Price reflects the weighted average sales price from $109.50 to $109.59. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 40,390 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 23, 2021 Filed Apr 26, 2021 22:22 UTC |
Parker TeresaExecutive Vice President
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Exercise / conversionCommon Stock | 1,916 | $58.25 | $111,607.00 |
DisclosureSEC source: 0000073124-21-000181 · wf-form4_161947574140509.xml · nonDerivative · entry 2 Parker Teresa · CIK 0001705976 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 40,390 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 23, 2021 Filed Apr 26, 2021 22:22 UTC |
Parker TeresaExecutive Vice President
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SaleCommon Stock | 3,000 | $109.50 | $328,500.00 |
DisclosureSEC source: 0000073124-21-000181 · wf-form4_161947574140509.xml · nonDerivative · entry 1 Parker Teresa · CIK 0001705976 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,664 F1 · price: Price reflects the weighted average sales price from $109.50 to $109.56. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 40,390 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 22:23 UTC |
Thomas Shundrawn APresident / Asset Management
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Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 4,748 | $0.00 Strike: $70.21 | $0.00 |
DisclosureSEC source: 0000073124-21-000183 · wf-form4_161947578028131.xml · derivative · entry 3 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,748 shares Expires 2025-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning February 17, 2016. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 22:23 UTC |
Thomas Shundrawn APresident / Asset Management
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SaleCommon Stock | 4,748 | $107.48 | $510,315.04 |
DisclosureSEC source: 0000073124-21-000183 · wf-form4_161947578028131.xml · nonDerivative · entry 2 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,662 F2 · price: Price reflects the weighted average sales price from $107.47 to $107.52. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 19,622 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 22:23 UTC |
Thomas Shundrawn APresident / Asset Management
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Exercise / conversionCommon Stock | 4,748 | $70.21 | $333,357.08 |
DisclosureSEC source: 0000073124-21-000183 · wf-form4_161947578028131.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 19,622 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.