Tapewire

Nasdaq · USD

NTRS

NORTHERN TRUST CORP

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Tapewire entity
1970
SEC CIK
0000073124
Parsed reports
1,224

Last 12 months

Inside the activity.

5 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202515
Dec 202501
Jan 202601
Feb 202623
Mar 202602
Apr 202603
May 202610
Jun 202602
Jul 202610
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 26, 2022 Filed Apr 28, 2022 23:35 UTC GrantCommon Stock 30.2 $107.93 $3,259.49
Disclosure

SEC source: 0000073124-22-000139 · wf-form4_165118883531994.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,791.69

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 23:32 UTC GrantCommon Stock 1,343 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000138 · wf-form4_165118865276830.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,307.92

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 23:32 UTC GrantCommon Stock 30.2 $107.93 $3,259.49
Disclosure

SEC source: 0000073124-22-000138 · wf-form4_165118865276830.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,964.92

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 23:24 UTC GrantCommon Stock 1,343 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000137 · wf-form4_165118813598961.xml · nonDerivative · entry 2

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,060.08

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 23:24 UTC GrantCommon Stock 30.2 $107.93 $3,259.49
Disclosure

SEC source: 0000073124-22-000137 · wf-form4_165118813598961.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,717.08

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 23:21 UTC GrantCommon Stock 1,343 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000136 · wf-form4_165118802539831.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,343

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: On April 26, 2022, 1,164 already reported and vested stock units, granted on April 20, 2021, were distributed to the reporting person. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing trust account.

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April 26, 2022 Filed Apr 28, 2022 23:19 UTC GrantCommon Stock 1,343 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000135 · wf-form4_165118788186736.xml · nonDerivative · entry 1

Henderson Jay L · CIK 0001673525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,739

F1 · balance_after: Includes 1,343 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 23:17 UTC
POWELL CHARLES DAdvisory Director
GrantStock Units · Derivative 1,343 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000134 · wf-form4_165118779308700.xml · derivative · entry 4

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,343

Underlying: Common Stock · 1,343 shares

Expires not disclosed

F3 · derivative.exercise_price: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2023 Annual Meeting of Stockholders.

F3 · derivative.exercise_date: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2023 Annual Meeting of Stockholders.

F3 · derivative.expiration_date: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2023 Annual Meeting of Stockholders.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 23:17 UTC
POWELL CHARLES DAdvisory Director
Exercise / conversionStock Units · Derivative 1,164 Not disclosed Not disclosed
Disclosure

SEC source: 0000073124-22-000134 · wf-form4_165118779308700.xml · derivative · entry 3

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting.

F2 · price: 1,164 stock units vested on April 26, 2022 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

F2 · derivative.exercise_date: 1,164 stock units vested on April 26, 2022 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

F2 · derivative.expiration_date: 1,164 stock units vested on April 26, 2022 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 23:17 UTC
POWELL CHARLES DAdvisory Director
Disposition to issuerCommon Stock 1,164 $107.93 $125,630.52
Disclosure

SEC source: 0000073124-22-000134 · wf-form4_165118779308700.xml · nonDerivative · entry 2

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · balance_after: 1,164 stock units vested on April 26, 2022 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 23:17 UTC
POWELL CHARLES DAdvisory Director
Exercise / conversionCommon Stock 1,164 Not disclosed Not disclosed
Disclosure

SEC source: 0000073124-22-000134 · wf-form4_165118779308700.xml · nonDerivative · entry 1

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting.

F2 · balance_after: 1,164 stock units vested on April 26, 2022 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 23:15 UTC GrantCommon Stock 1,343 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000133 · wf-form4_165118765641506.xml · nonDerivative · entry 2

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,535.16

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 23:15 UTC GrantCommon Stock 30.2 $107.93 $3,259.49
Disclosure

SEC source: 0000073124-22-000133 · wf-form4_165118765641506.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,192.16

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 23:09 UTC GrantCommon Stock 1,343 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000132 · wf-form4_165118722926302.xml · nonDerivative · entry 2

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,535.16

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 23:09 UTC GrantCommon Stock 30.2 $107.93 $3,259.49
Disclosure

SEC source: 0000073124-22-000132 · wf-form4_165118722926302.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,192.16

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 23:06 UTC GrantCommon Stock 1,343 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000131 · wf-form4_165118709510086.xml · nonDerivative · entry 1

Mehta Siddharth N · CIK 0001321443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,572

F1 · balance_after: Includes 1,343 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 26, 2022 Filed Oct 6, 2023 23:12 UTC PurchaseCommon Stock 1 $108.74 $108.74
Disclosure

SEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 25

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 3

Disclosed balance after: 5

Read SEC document
April 01, 2022 Filed Apr 4, 2022 22:22 UTC GrantCommon Stock 25.13 $115.55 $2,903.77
Disclosure

SEC source: 0000073124-22-000107 · wf-form4_164911092280939.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,161.96

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 22:23 UTC GrantCommon Stock 58.83 $115.55 $6,797.81
Disclosure

SEC source: 0000073124-22-000109 · wf-form4_164911096240491.xml · nonDerivative · entry 2

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,686.88

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 22:22 UTC GrantCommon Stock 63.8 $115.55 $7,372.09
Disclosure

SEC source: 0000073124-22-000108 · wf-form4_164911094430163.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,761.49

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 22:21 UTC GrantCommon Stock 55.71 $115.55 $6,437.29
Disclosure

SEC source: 0000073124-22-000106 · wf-form4_164911090450427.xml · nonDerivative · entry 2

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,478.48

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 22:21 UTC GrantCommon Stock 19.79 $115.55 $2,286.73
Disclosure

SEC source: 0000073124-22-000105 · wf-form4_164911088658174.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,449.06

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 22:21 UTC GrantCommon Stock 64.1 $115.55 $7,406.76
Disclosure

SEC source: 0000073124-22-000104 · wf-form4_164911086911799.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,934.72

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 22:21 UTC
BYNOE LINDADirector
GrantCommon Stock 33.71 $115.55 $3,895.19
Disclosure

SEC source: 0000073124-22-000103 · wf-form4_164911084869925.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,891.21

F1 · balance_after: Includes 24,891.21 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:52 UTC
CROWN SUSANDirector
GrantCommon Stock Units 41.6 $115.55 $4,806.88
Disclosure

SEC source: 0001124194-22-000002 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,141.4

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:23 UTC GrantCommon Stock 289.82 $116.45 $33,749.54
Disclosure

SEC source: 0000073124-22-000109 · wf-form4_164911096240491.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,628.05

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:22 UTC GrantCommon Stock 257.62 $116.45 $29,999.85
Disclosure

SEC source: 0000073124-22-000108 · wf-form4_164911094430163.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,697.69

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:21 UTC GrantCommon Stock 236.15 $116.45 $27,499.67
Disclosure

SEC source: 0000073124-22-000106 · wf-form4_164911090450427.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,422.77

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:21 UTC GrantCommon Stock 354.23 $116.45 $41,250.08
Disclosure

SEC source: 0000073124-22-000104 · wf-form4_164911086911799.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,870.62

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 23, 2022 Filed Oct 6, 2023 23:12 UTC SaleCommon Stock 4 $115.54 $462.16
Disclosure

SEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 24

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 3

Disclosed balance after: 4

Read SEC document
March 10, 2022 Filed Mar 14, 2022 21:28 UTC
Allnutt Lauren EEVP & Controller
SaleCommon Stock 393 $105.61 $41,504.73
Disclosure

SEC source: 0000073124-22-000095 · wf-form4_164729311118416.xml · nonDerivative · entry 1

Allnutt Lauren E · CIK 0001775330 · EVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,534

F1 · balance_after: Includes 2,418 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 02, 2022 Filed Oct 6, 2023 23:12 UTC PurchaseCommon Stock 1 $110.90 $110.90
Disclosure

SEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 23

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 3

Disclosed balance after: 8

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:41 UTC
Tyler Jason J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 1,305 $109.14 $142,427.70
Disclosure

SEC source: 0000073124-22-000093 · wf-form4_164635084305305.xml · nonDerivative · entry 1

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,743

F1 · balance_after: Reflects 1,305 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,941 previously reported stock units. The remaining 1,636 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 14,096 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:40 UTC
St Clair JoyceExecutive Vice President
Tax withholdingCommon Stock 2,746 $109.14 $299,698.44
Disclosure

SEC source: 0000073124-22-000091 · wf-form4_164635080755955.xml · nonDerivative · entry 1

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,830

F1 · balance_after: Reflects 2,746 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,541 previously reported stock units. The remaining 3,795 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:40 UTC
Thomas Shundrawn APresident / Asset Management
Tax withholdingCommon Stock 3,208 $109.14 $350,121.12
Disclosure

SEC source: 0000073124-22-000092 · wf-form4_164635082247113.xml · nonDerivative · entry 1

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,800

F1 · balance_after: Reflects 3,208 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 7,236 previously reported stock units. The remaining 4,028 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 22,735 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:38 UTC
O'Grady MichaelDirector · Chairman and CEO
Tax withholdingCommon Stock 8,841 $109.14 $964,906.74
Disclosure

SEC source: 0000073124-22-000088 · wf-form4_164635071570885.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,804

F1 · balance_after: Reflects 8,841 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 21,068 previously reported stock units. The remaining 12,227 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:40 UTC
South Thomas AExecutive Vice President
Tax withholdingCommon Stock 2,199 $109.14 $239,998.86
Disclosure

SEC source: 0000073124-22-000090 · wf-form4_164635076754985.xml · nonDerivative · entry 1

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,887

F1 · balance_after: Reflects 2,199 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,958 previously reported stock units. The remaining 2,759 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 16,224 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:38 UTC
Levy Susan CohenEVP and General Counsel
Tax withholdingCommon Stock 2,557 $109.14 $279,070.98
Disclosure

SEC source: 0000073124-22-000087 · wf-form4_164635065544590.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,292

F1 · balance_after: Reflects 2,557 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,092 previously reported stock units. The remaining 3,535 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 15,726 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:39 UTC
Parker TeresaExecutive Vice President
Tax withholdingCommon Stock 1,273 $109.14 $138,935.22
Disclosure

SEC source: 0000073124-22-000089 · wf-form4_164635074504576.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,654

F1 · balance_after: Reflects 1,273 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,827 previously reported stock units. The remaining 1,554 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 46,251 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:37 UTC
Gossett Mark CExecutive Vice President
Tax withholdingCommon Stock 1,526 $109.14 $166,547.64
Disclosure

SEC source: 0000073124-22-000086 · wf-form4_164635061376315.xml · nonDerivative · entry 1

Gossett Mark C · CIK 0001801431 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,775

F1 · balance_after: Reflects 1,526 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,633 previously reported stock units. The remaining 2,107 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 12,117 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:36 UTC
FRADKIN STEVEN LPresident/Wealth Management
Tax withholdingCommon Stock 3,627 $109.14 $395,850.78
Disclosure

SEC source: 0000073124-22-000085 · wf-form4_164635058469837.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,669

F1 · balance_after: Reflects 3,627 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 8,642 previously reported stock units. The remaining 5,015 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:36 UTC
Cherecwich PeterPresident/C&IS
Tax withholdingCommon Stock 3,463 $109.14 $377,951.82
Disclosure

SEC source: 0000073124-22-000084 · wf-form4_164635056820889.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,099

F1 · balance_after: Reflects 3,463 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 8,251 previously reported stock units. The remaining 4,788 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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March 01, 2022 Filed Mar 3, 2022 23:36 UTC
Allnutt Lauren EEVP & Controller
Tax withholdingCommon Stock 167 $109.14 $18,226.38
Disclosure

SEC source: 0000073124-22-000083 · wf-form4_164635053673834.xml · nonDerivative · entry 1

Allnutt Lauren E · CIK 0001775330 · EVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,927

F1 · balance_after: Reflects 167 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 560 previously reported stock units. The remaining 393 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 2,418 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 23, 2022 Filed Feb 25, 2022 23:29 UTC
Tyler Jason J.EVP & Chief Financial Officer
GrantCommon Stock 7,762 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000066 · wf-form4_164583174011447.xml · nonDerivative · entry 1

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,048

F1 · balance_after: Includes 17,037 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 23, 2022 Filed Feb 25, 2022 23:28 UTC
Thomas Shundrawn APresident / Asset Management
GrantCommon Stock 10,349 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000065 · wf-form4_164583171431676.xml · nonDerivative · entry 1

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,008

F1 · balance_after: Includes 29,971 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 23, 2022 Filed Feb 25, 2022 23:28 UTC
St Clair JoyceExecutive Vice President
GrantCommon Stock 7,223 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000064 · wf-form4_164583168852239.xml · nonDerivative · entry 1

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,371

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 23, 2022 Filed Feb 25, 2022 23:28 UTC
South Thomas AExecutive Vice President
GrantCommon Stock 7,546 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000063 · wf-form4_164583165956280.xml · nonDerivative · entry 1

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,086

F1 · balance_after: Includes 21,182 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 23, 2022 Filed Feb 25, 2022 23:27 UTC
Parker TeresaExecutive Vice President
GrantCommon Stock 14,578 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000062 · wf-form4_164583163861422.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,927

F1 · balance_after: Includes 49,078 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 23, 2022 Filed Feb 25, 2022 23:27 UTC
O'Grady MichaelDirector · Chairman and CEO
GrantCommon Stock 26,180 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000061 · wf-form4_164583161779634.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,872

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 23, 2022 Filed Feb 25, 2022 23:26 UTC
Levy Susan CohenEVP and General Counsel
GrantCommon Stock 6,468 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000060 · wf-form4_164583158389918.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,849

F1 · balance_after: Includes 21,818 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.