Last 12 months
Inside the activity.
0 purchase rows · 43 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 7 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 12 |
| Oct 2026 | 0 | 7 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Tax withholdingCommon Stock | 2,247 | $42.67 | $95,879.49 |
DisclosureSEC source: 0001614094-20-000027 · edgardoc.xml · nonDerivative · entry 5 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,190 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Exercise / conversionCommon Stock | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000027 · edgardoc.xml · nonDerivative · entry 4 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Tax withholdingCommon Stock | 8,015 | $42.67 | $342,000.05 |
DisclosureSEC source: 0001614094-20-000027 · edgardoc.xml · nonDerivative · entry 3 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,937 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
GrantCommon Stock | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000027 · edgardoc.xml · nonDerivative · entry 2 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,952 F2 · shares: Represents the settlement of performance share unites originally granted on June 1, 2017. F3 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC |
Anderson BradEVP, SSSBU and CIBU
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000026 · edgardoc.xml · derivative · entry 7 Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,125 Underlying: Common Stock · 4,375 shares Expires 2026-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 17,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC |
Anderson BradEVP, SSSBU and CIBU
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000026 · edgardoc.xml · derivative · entry 6 Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 4,000 shares Expires 2025-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 16,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC |
Anderson BradEVP, SSSBU and CIBU
|
Tax withholdingCommon Stock | 1,630 | $42.67 | $69,552.10 |
DisclosureSEC source: 0001614094-20-000026 · edgardoc.xml · nonDerivative · entry 5 Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,706 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC |
Anderson BradEVP, SSSBU and CIBU
|
Exercise / conversionCommon Stock | 4,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000026 · edgardoc.xml · nonDerivative · entry 4 Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC |
Anderson BradEVP, SSSBU and CIBU
|
Tax withholdingCommon Stock | 1,159 | $42.67 | $49,454.53 |
DisclosureSEC source: 0001614094-20-000026 · edgardoc.xml · nonDerivative · entry 3 Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,961 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC |
Anderson BradEVP, SSSBU and CIBU
|
Exercise / conversionCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000026 · edgardoc.xml · nonDerivative · entry 2 Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC |
ALLEN SCOTT R.SVP, Chief Accounting Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000025 · edgardoc.xml · derivative · entry 10 ALLEN SCOTT R. · CIK 0001652149 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,375 Underlying: Common Stock · 1,125 shares Expires 2026-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 4,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC |
ALLEN SCOTT R.SVP, Chief Accounting Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,150 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000025 · edgardoc.xml · derivative · entry 9 ALLEN SCOTT R. · CIK 0001652149 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,300 Underlying: Common Stock · 1,150 shares Expires 2025-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On June 1, 2018, the reporting person was granted 4,600 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC |
ALLEN SCOTT R.SVP, Chief Accounting Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000025 · edgardoc.xml · derivative · entry 8 ALLEN SCOTT R. · CIK 0001652149 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires 2024-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 6,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC |
ALLEN SCOTT R.SVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 389 | $42.67 | $16,598.63 |
DisclosureSEC source: 0001614094-20-000025 · edgardoc.xml · nonDerivative · entry 7 ALLEN SCOTT R. · CIK 0001652149 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,897 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC |
ALLEN SCOTT R.SVP, Chief Accounting Officer
|
Exercise / conversionCommon Stock | 1,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000025 · edgardoc.xml · nonDerivative · entry 6 ALLEN SCOTT R. · CIK 0001652149 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC |
ALLEN SCOTT R.SVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 397 | $42.67 | $16,939.99 |
DisclosureSEC source: 0001614094-20-000025 · edgardoc.xml · nonDerivative · entry 5 ALLEN SCOTT R. · CIK 0001652149 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,161 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC |
ALLEN SCOTT R.SVP, Chief Accounting Officer
|
Exercise / conversionCommon Stock | 1,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000025 · edgardoc.xml · nonDerivative · entry 4 ALLEN SCOTT R. · CIK 0001652149 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC |
ALLEN SCOTT R.SVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 516 | $42.67 | $22,017.72 |
DisclosureSEC source: 0001614094-20-000025 · edgardoc.xml · nonDerivative · entry 3 ALLEN SCOTT R. · CIK 0001652149 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,408 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC |
ALLEN SCOTT R.SVP, Chief Accounting Officer
|
Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000025 · edgardoc.xml · nonDerivative · entry 2 ALLEN SCOTT R. · CIK 0001652149 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 20:44 UTC |
RICHARD HENRI PEVP, Go To Market
|
OtherCommon Stock | 425 | $37.86 | $16,090.08 |
DisclosureSEC source: 0001614094-20-000030 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,280 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020. Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 20:44 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
OtherCommon Stock | 413 | $37.86 | $15,635.77 |
DisclosureSEC source: 0001614094-20-000029 · edgardoc.xml · nonDerivative · entry 1 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,203 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020. Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 20:43 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
OtherCommon Stock | 425 | $37.86 | $16,090.08 |
DisclosureSEC source: 0001614094-20-000027 · edgardoc.xml · nonDerivative · entry 1 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,952 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020. Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 20:43 UTC |
Anderson BradEVP, SSSBU and CIBU
|
OtherCommon Stock | 424 | $37.86 | $16,052.22 |
DisclosureSEC source: 0001614094-20-000026 · edgardoc.xml · nonDerivative · entry 1 Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,120 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020. Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 20:43 UTC |
ALLEN SCOTT R.SVP, Chief Accounting Officer
|
OtherCommon Stock | 424 | $37.86 | $16,052.22 |
DisclosureSEC source: 0001614094-20-000025 · edgardoc.xml · nonDerivative · entry 1 ALLEN SCOTT R. · CIK 0001652149 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020. Read SEC document |
| May 16, 2020 Filed May 19, 2020 20:42 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,032 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000016 · edgardoc.xml · derivative · entry 4 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,032 shares Expires 2023-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On May 16, 2016, the reporting person was granted 64,129 restricted stock units, vesting in four equal annual installments beginning on May 16, 2017 and subject to continued service on each applicable vesting date. Read SEC document |
| May 16, 2020 Filed May 19, 2020 20:42 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
Tax withholdingCommon Stock | 5,543 | $42.38 | $234,912.34 |
DisclosureSEC source: 0001614094-20-000016 · edgardoc.xml · nonDerivative · entry 3 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,760 Read SEC document |
| May 16, 2020 Filed May 19, 2020 20:42 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
Exercise / conversionCommon Stock | 16,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000016 · edgardoc.xml · nonDerivative · entry 2 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 21:22 UTC |
BERRY MICHAEL JEVP Finance & Operations, CFO
|
GrantRestricted Stock Unit · Derivative | 116,881 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000013 · edgardoc.xml · derivative · entry 1 BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,881 Underlying: Common Stock · 116,881 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On April 15, 2020, the reporting person was granted 116,881 restricted stock units, vesting in four equal annual installments beginning on April 15, 2021 and subject to continued service on each applicable vesting date. F2 · derivative.expiration_date: On April 15, 2020, the reporting person was granted 116,881 restricted stock units, vesting in four equal annual installments beginning on April 15, 2021 and subject to continued service on each applicable vesting date. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:38 UTC |
Anderson BradEVP, SSSBU and CIBU
|
Exercise / conversionRestricted Stock Unit · Derivative | 13,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000009 · edgardoc.xml · derivative · entry 3 Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Underlying: Common Stock · 13,750 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 23, 2018, the reporting person was granted 55,000 restricted stock units, vesting in four equal annual installments beginning on February 15, 2019 and subject to continued service on each applicable vesting date. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:38 UTC |
Anderson BradEVP, SSSBU and CIBU
|
Tax withholdingCommon Stock | 4,025 | $54.24 | $218,316.00 |
DisclosureSEC source: 0001614094-20-000009 · edgardoc.xml · nonDerivative · entry 2 Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,696 Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:38 UTC |
Anderson BradEVP, SSSBU and CIBU
|
Exercise / conversionCommon Stock | 13,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000009 · edgardoc.xml · nonDerivative · entry 1 Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:34 UTC |
Ahuja DeepakDirector
|
GrantRestricted Stock Unit · Derivative | 4,473 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000007 · edgardoc.xml · derivative · entry 1 Ahuja Deepak · CIK 0001494732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,473 Underlying: Common Stock · 4,473 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 4, 2020, the reporting person was granted 4,473 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F2 · derivative.expiration_date: On February 4, 2020, the reporting person was granted 4,473 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:15 UTC |
RICHARD HENRI PEVP, Go To Market
|
SaleCommon Stock | 2,500 | $64.20 | $160,499.75 |
DisclosureSEC source: 0001614094-20-000003 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,855 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $63.91 to $64.41. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 21:15 UTC |
RICHARD HENRI PEVP, Go To Market
|
SaleCommon Stock | 2,500 | $61.49 | $153,713.75 |
DisclosureSEC source: 0001614094-20-000001 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,355 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $61.0843 to $61.5715. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 22:05 UTC |
ALLEN SCOTT R.SVP, Chief Accounting Officer
|
SaleCommon Stock | 2,781 | $62.23 | $173,061.63 |
DisclosureSEC source: 0001614094-19-000076 · edgardoc.xml · nonDerivative · entry 1 ALLEN SCOTT R. · CIK 0001652149 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 22:00 UTC |
ALLEN SCOTT R.SVP, Chief Accounting Officer
|
SaleCommon Stock | 3 | $60.53 | $181.59 |
DisclosureSEC source: 0001614094-19-000074 · edgardoc.xml · nonDerivative · entry 2 ALLEN SCOTT R. · CIK 0001652149 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,781 Read SEC document |
| November 29, 2019 Filed Dec 12, 2019 22:00 UTC |
ALLEN SCOTT R.SVP, Chief Accounting Officer
|
OtherCommon Stock | 3 | $50.07 | $150.22 |
DisclosureSEC source: 0001614094-19-000074 · edgardoc.xml · nonDerivative · entry 1 ALLEN SCOTT R. · CIK 0001652149 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,784 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on November 29, 2019. Read SEC document |
| November 29, 2019 Filed May 19, 2020 20:42 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
OtherCommon Stock | 69 | $50.07 | $3,455.07 |
DisclosureSEC source: 0001614094-20-000016 · edgardoc.xml · nonDerivative · entry 1 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,271 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on November 29, 2019. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 20:45 UTC |
Anderson BradEVP, SSSBU and CIBU
|
GrantRestricted Stock Unit · Derivative | 7,362 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000072 · edgardoc.xml · derivative · entry 1 Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,362 Underlying: Common Stock · 7,362 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 16, 2019, the reporting person was granted 7,362 restricted stock units, vesting in four equal annual installments beginning on September 15, 2019 and subject to continued service on each applicable vesting date. F2 · derivative.expiration_date: On September 16, 2019, the reporting person was granted 7,362 restricted stock units, vesting in four equal annual installments beginning on September 15, 2019 and subject to continued service on each applicable vesting date. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 20:45 UTC |
ALLEN SCOTT R.SVP, Chief Accounting Officer
|
GrantRestricted Stock Unit · Derivative | 4,840 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000071 · edgardoc.xml · derivative · entry 4 ALLEN SCOTT R. · CIK 0001652149 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,840 Underlying: Common Stock · 4,840 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 16, 2019, the reporting person was granted 4,840 restricted stock units, vesting in four equal annual installments beginning on September 15, 2019 and subject to continued service on each applicable vesting date. F3 · derivative.expiration_date: On September 16, 2019, the reporting person was granted 4,840 restricted stock units, vesting in four equal annual installments beginning on September 15, 2019 and subject to continued service on each applicable vesting date. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 20:45 UTC |
ALLEN SCOTT R.SVP, Chief Accounting Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000071 · edgardoc.xml · derivative · entry 3 ALLEN SCOTT R. · CIK 0001652149 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,250 Underlying: Common Stock · 4,250 shares Expires 2023-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 15, 2016, the reporting person was granted 17,000 restricted stock units, vesting in four equal annual installments beginning on September 15, 2017 and subject to continued service on each applicable vesting date. F2 · derivative.expiration_date: On September 15, 2016, the reporting person was granted 17,000 restricted stock units, vesting in four equal annual installments beginning on September 15, 2017 and subject to continued service on each applicable vesting date. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 20:45 UTC |
ALLEN SCOTT R.SVP, Chief Accounting Officer
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Tax withholdingCommon Stock | 1,469 | $56.57 | $83,101.33 |
DisclosureSEC source: 0001614094-19-000071 · edgardoc.xml · nonDerivative · entry 2 ALLEN SCOTT R. · CIK 0001652149 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,781 Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 20:45 UTC |
ALLEN SCOTT R.SVP, Chief Accounting Officer
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Exercise / conversionCommon Stock | 4,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000071 · edgardoc.xml · nonDerivative · entry 1 ALLEN SCOTT R. · CIK 0001652149 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 20:36 UTC |
Schenkel Scott F.Director
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GrantRestricted Stock Unit · Derivative | 4,435 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000066 · edgardoc.xml · derivative · entry 3 Schenkel Scott F. · CIK 0001645504 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,435 Underlying: Common Stock · 4,435 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 20:36 UTC |
SHAHEEN GEORGE TDirector
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GrantRestricted Stock Unit · Derivative | 4,435 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000067 · edgardoc.xml · derivative · entry 3 SHAHEEN GEORGE T · CIK 0001242465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,129 Underlying: Common Stock · 4,435 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 20:31 UTC |
NEVENS THOMAS MICHAELDirector
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GrantRestricted Stock Unit · Derivative | 5,766 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000065 · edgardoc.xml · derivative · entry 3 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,766 Underlying: Common Stock · 5,766 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On September 12, 2019, the reporting person was granted 5,766 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F4 · derivative.expiration_date: On September 12, 2019, the reporting person was granted 5,766 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 20:30 UTC |
Hill KathrynDirector
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GrantRestricted Stock Unit · Derivative | 4,435 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000063 · edgardoc.xml · derivative · entry 3 Hill Kathryn · CIK 0001533931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,435 Underlying: Common Stock · 4,435 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 20:31 UTC |
KERR DEBORAHDirector
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GrantRestricted Stock Unit · Derivative | 4,435 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000064 · edgardoc.xml · derivative · entry 3 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,891 Underlying: Common Stock · 4,435 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 20:30 UTC |
HELD GERALDDirector
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GrantRestricted Stock Unit · Derivative | 4,435 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000062 · edgardoc.xml · derivative · entry 3 HELD GERALD · CIK 0001212064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,611 Underlying: Common Stock · 4,435 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:36 UTC |
Schenkel Scott F.Director
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Exercise / conversionRestricted Stock Unit · Derivative | 2,924 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000066 · edgardoc.xml · derivative · entry 2 Schenkel Scott F. · CIK 0001645504 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,924 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F2 · derivative.expiration_date: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.