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person · Reporting owner

Anderson Brad

Disclosed activity across 1 company

Tapewire entity
130297
SEC CIK
0001333193

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NetApp, Inc.

Report date February 15, 2022 · Filed February 17, 2022

Section 16 reporting ended · disclosed 2022-02-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect79,620 Ending reported balance After 2022-02-15 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2022-02-15 · Exercise / conversion · Acquired 13,750 · Balance 79,464

Row 2 · 2022-02-15 · Tax withholding · Disposed 4,421 · Balance 75,043

Row 3 · 2022-02-15 · Exercise / conversion · Acquired 4,333 · Balance 79,376

Row 4 · 2022-02-15 · Tax withholding · Disposed 1,902 · Balance 77,474

Row 5 · 2022-02-15 · Exercise / conversion · Acquired 3,825 · Balance 81,299

Row 6 · 2022-02-15 · Tax withholding · Disposed 1,679 · Balance 79,620

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-02-23Direct0 Reported balance After 2022-02-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-02-15 · Exercise / conversion · Disposed 13,750 · Balance 0

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On February 23, 2018, the reporting person was granted 55,000 restricted stock units, vesting in four equal annual installments beginning on February 15, 2019 and subject to continued service on each applicable vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-07-01Direct15,167 Reported balance After 2022-02-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-02-15 · Exercise / conversion · Disposed 4,333 · Balance 15,167

F1: Restricted stock units convert into common stock on a one-for-one basis.

F3: On July 1, 2020, the reporting person was granted 26,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date. In connection with Mr. Anderson's retirement and under the terms of the grant agreement, represents vesting of the number of RSUs that would have vested on the next scheduled vesting date but pro-rated based on the number of completed months of service since the most recent vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2028-07-01Direct16,575 Reported balance After 2022-02-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-02-15 · Exercise / conversion · Disposed 3,825 · Balance 16,575

F1: Restricted stock units convert into common stock on a one-for-one basis.

F4: On July 1, 2021, the reporting person was granted 20,400 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. In connection with Mr. Anderson's retirement and under the terms of the grant agreement, represents vesting of the number of RSUs that would have vested on the next scheduled vesting date but pro-rated based on the number of completed months of service since the most recent vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On February 23, 2018, the reporting person was granted 55,000 restricted stock units, vesting in four equal annual installments beginning on February 15, 2019 and subject to continued service on each applicable vesting date.

F3: On July 1, 2020, the reporting person was granted 26,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date. In connection with Mr. Anderson's retirement and under the terms of the grant agreement, represents vesting of the number of RSUs that would have vested on the next scheduled vesting date but pro-rated based on the number of completed months of service since the most recent vesting date.

F4: On July 1, 2021, the reporting person was granted 20,400 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. In connection with Mr. Anderson's retirement and under the terms of the grant agreement, represents vesting of the number of RSUs that would have vested on the next scheduled vesting date but pro-rated based on the number of completed months of service since the most recent vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2022 Filed Feb 17, 2022 21:56 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 3,825 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-22-000009 · edgardoc.xml · derivative · entry 9

Anderson Brad · CIK 0001333193 · EVP, Hybrid Cloud Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,575

Underlying: Common Stock · 3,825 shares

Expires 2028-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 20,400 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. In connection with Mr. Anderson's retirement and under the terms of the grant agreement, represents vesting of the number of RSUs that would have vested on the next scheduled vesting date but pro-rated based on the number of completed months of service since the most recent vesting date.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:56 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 4,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-22-000009 · edgardoc.xml · derivative · entry 8

Anderson Brad · CIK 0001333193 · EVP, Hybrid Cloud Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,167

Underlying: Common Stock · 4,333 shares

Expires 2027-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2020, the reporting person was granted 26,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date. In connection with Mr. Anderson's retirement and under the terms of the grant agreement, represents vesting of the number of RSUs that would have vested on the next scheduled vesting date but pro-rated based on the number of completed months of service since the most recent vesting date.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:56 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 13,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-22-000009 · edgardoc.xml · derivative · entry 7

Anderson Brad · CIK 0001333193 · EVP, Hybrid Cloud Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,750 shares

Expires 2025-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 23, 2018, the reporting person was granted 55,000 restricted stock units, vesting in four equal annual installments beginning on February 15, 2019 and subject to continued service on each applicable vesting date.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:56 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 1,679 $90.47 $151,899.13
Disclosure

SEC source: 0001614094-22-000009 · edgardoc.xml · nonDerivative · entry 6

Anderson Brad · CIK 0001333193 · EVP, Hybrid Cloud Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,620

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:56 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 3,825 $0.00 $0.00
Disclosure

SEC source: 0001614094-22-000009 · edgardoc.xml · nonDerivative · entry 5

Anderson Brad · CIK 0001333193 · EVP, Hybrid Cloud Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:56 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 1,902 $90.47 $172,073.94
Disclosure

SEC source: 0001614094-22-000009 · edgardoc.xml · nonDerivative · entry 4

Anderson Brad · CIK 0001333193 · EVP, Hybrid Cloud Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,474

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:56 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 4,333 $0.00 $0.00
Disclosure

SEC source: 0001614094-22-000009 · edgardoc.xml · nonDerivative · entry 3

Anderson Brad · CIK 0001333193 · EVP, Hybrid Cloud Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:56 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 4,421 $90.47 $399,967.87
Disclosure

SEC source: 0001614094-22-000009 · edgardoc.xml · nonDerivative · entry 2

Anderson Brad · CIK 0001333193 · EVP, Hybrid Cloud Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,043

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:56 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 13,750 $0.00 $0.00
Disclosure

SEC source: 0001614094-22-000009 · edgardoc.xml · nonDerivative · entry 1

Anderson Brad · CIK 0001333193 · EVP, Hybrid Cloud Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:21 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 1,841 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000074 · edgardoc.xml · derivative · entry 3

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,680

Underlying: Common Stock · 1,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 16, 2019, the reporting person was granted 7,362 restricted stock units, vesting in four equal annual installments beginning on September 15, 2020 and subject to continued service on each applicable vesting date.

F2 · derivative.expiration_date: On September 16, 2019, the reporting person was granted 7,362 restricted stock units, vesting in four equal annual installments beginning on September 15, 2020 and subject to continued service on each applicable vesting date.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:21 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 808 $93.30 $75,386.40
Disclosure

SEC source: 0001614094-21-000074 · edgardoc.xml · nonDerivative · entry 2

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,714

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:21 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 1,841 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000074 · edgardoc.xml · nonDerivative · entry 1

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:44 UTC NetApp, Inc. NTAP · Entity 3101 GrantRestricted Stock Unit · Derivative 20,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000045 · edgardoc.xml · derivative · entry 1

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,400

Underlying: Common Stock · 20,400 shares

Expires 2028-07-01

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 20,400 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 6,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · derivative · entry 14

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 6,500 shares

Expires 2027-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On July 1, 2020, the reporting person was granted 26,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 4,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · derivative · entry 13

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 4,375 shares

Expires 2026-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 17,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · derivative · entry 12

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2025-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 16,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 2,312 $76.71 $177,353.52
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · nonDerivative · entry 11

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,681

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC NetApp, Inc. NTAP · Entity 3101 GrantCommon Stock 5,267 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · nonDerivative · entry 10

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,993

F4 · kind: Represents the settlement of AOI performance share units originally granted on June 4, 2018.

F3 · price: Performance stock units convert into stock on a one-for-one basis.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 4,033 $76.71 $309,371.43
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · nonDerivative · entry 9

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,726

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC NetApp, Inc. NTAP · Entity 3101 GrantCommon Stock 9,187 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · nonDerivative · entry 8

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,759

F2 · kind: Represents the settlement of TSR performance share units originally granted on June 4, 2018.

F3 · price: Performance stock units convert into stock on a one-for-one basis.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 1,679 $76.71 $128,796.09
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · nonDerivative · entry 7

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,572

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · nonDerivative · entry 6

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 2,853 $76.71 $218,853.63
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · nonDerivative · entry 5

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,251

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · nonDerivative · entry 4

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 1,920 $76.71 $147,283.20
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · nonDerivative · entry 3

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,604

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 4,375 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · nonDerivative · entry 2

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 23:35 UTC NetApp, Inc. NTAP · Entity 3101 OtherCommon Stock 586 $36.27 $21,253.93
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · nonDerivative · entry 1

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,149

F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 28, 2021.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:16 UTC NetApp, Inc. NTAP · Entity 3101 PurchaseCommon Stock 8,100 $61.79 $500,469.84
Disclosure

SEC source: 0001614094-21-000021 · edgardoc.xml · nonDerivative · entry 1

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,563

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:10 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 13,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000017 · edgardoc.xml · derivative · entry 3

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 13,750 shares

Expires 2025-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 23, 2018, the reporting person was granted 55,000 restricted stock units, vesting in four equal annual installments beginning on February 15, 2019 and subject to continued service on each applicable vesting date.

F2 · derivative.expiration_date: On February 23, 2018, the reporting person was granted 55,000 restricted stock units, vesting in four equal annual installments beginning on February 15, 2019 and subject to continued service on each applicable vesting date.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:10 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 4,025 $69.86 $281,186.50
Disclosure

SEC source: 0001614094-21-000017 · edgardoc.xml · nonDerivative · entry 2

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,463

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:10 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 13,750 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000017 · edgardoc.xml · nonDerivative · entry 1

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:06 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 1,841 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000074 · edgardoc.xml · derivative · entry 3

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,521

Underlying: Common Stock · 1,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 16, 2019, the reporting person was granted 7,362 restricted stock units, vesting in four equal annual installments beginning on September 15, 2020 and subject to continued service on each applicable vesting date.

F2 · derivative.expiration_date: On September 16, 2019, the reporting person was granted 7,362 restricted stock units, vesting in four equal annual installments beginning on September 15, 2020 and subject to continued service on each applicable vesting date.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:06 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 809 $45.38 $36,712.42
Disclosure

SEC source: 0001614094-20-000074 · edgardoc.xml · nonDerivative · entry 2

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,738

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:06 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 1,841 $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000074 · edgardoc.xml · nonDerivative · entry 1

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:08 UTC NetApp, Inc. NTAP · Entity 3101 GrantRestricted Stock Unit · Derivative 26,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000047 · edgardoc.xml · derivative · entry 1

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires 2027-07-01

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2020, the reporting person was granted 26,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date.

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June 01, 2020 Filed Jun 3, 2020 20:43 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 4,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000026 · edgardoc.xml · derivative · entry 7

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,125

Underlying: Common Stock · 4,375 shares

Expires 2026-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 17,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.

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June 01, 2020 Filed Jun 3, 2020 20:43 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000026 · edgardoc.xml · derivative · entry 6

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 4,000 shares

Expires 2025-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 16,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

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June 01, 2020 Filed Jun 3, 2020 20:43 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 1,630 $42.67 $69,552.10
Disclosure

SEC source: 0001614094-20-000026 · edgardoc.xml · nonDerivative · entry 5

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,706

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June 01, 2020 Filed Jun 3, 2020 20:43 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 4,375 $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000026 · edgardoc.xml · nonDerivative · entry 4

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:43 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 1,159 $42.67 $49,454.53
Disclosure

SEC source: 0001614094-20-000026 · edgardoc.xml · nonDerivative · entry 3

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,961

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June 01, 2020 Filed Jun 3, 2020 20:43 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000026 · edgardoc.xml · nonDerivative · entry 2

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2020 Filed Jun 3, 2020 20:43 UTC NetApp, Inc. NTAP · Entity 3101 OtherCommon Stock 424 $37.86 $16,052.22
Disclosure

SEC source: 0001614094-20-000026 · edgardoc.xml · nonDerivative · entry 1

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,120

F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020.

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February 15, 2020 Filed Feb 19, 2020 21:38 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 13,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000009 · edgardoc.xml · derivative · entry 3

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Common Stock · 13,750 shares

Expires 2025-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 23, 2018, the reporting person was granted 55,000 restricted stock units, vesting in four equal annual installments beginning on February 15, 2019 and subject to continued service on each applicable vesting date.

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February 15, 2020 Filed Feb 19, 2020 21:38 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 4,025 $54.24 $218,316.00
Disclosure

SEC source: 0001614094-20-000009 · edgardoc.xml · nonDerivative · entry 2

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,696

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:38 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 13,750 $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000009 · edgardoc.xml · nonDerivative · entry 1

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 20:45 UTC NetApp, Inc. NTAP · Entity 3101 GrantRestricted Stock Unit · Derivative 7,362 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000072 · edgardoc.xml · derivative · entry 1

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,362

Underlying: Common Stock · 7,362 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 16, 2019, the reporting person was granted 7,362 restricted stock units, vesting in four equal annual installments beginning on September 15, 2019 and subject to continued service on each applicable vesting date.

F2 · derivative.expiration_date: On September 16, 2019, the reporting person was granted 7,362 restricted stock units, vesting in four equal annual installments beginning on September 15, 2019 and subject to continued service on each applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.