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HELD GERALD

Disclosed activity across 2 companies

Tapewire entity
41101
SEC CIK
0001212064

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NetApp, Inc.NTAP · Entity 3101DirectorOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NetApp, Inc.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect10,325 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Sale · Disposed 5,757 · Balance 10,325

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Informatica Inc.

Report date November 18, 2025 · Filed November 18, 2025

Section 16 reporting ended · disclosed 2025-11-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-11-18 transaction · row 1
1 source row

Row 1 · 2025-11-18 · Disposition to issuer · Disposed 198,845 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of May 26, 2025 (the "Merger Agreement"), by and among the Issuer, Salesforce, Inc., a Delaware corporation ("Salesforce"), and Phoenix I Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Salesforce ("Merger Sub"), on November 18, 2025 (the "Effective Time"), the Issuer merged with and into Merger Sub (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Salesforce. At the Effective Time, each share of the Issuer's Class A Common Stock held by the Reporting Person was converted into the right to receive $25.00 in cash, without interest (the "Merger Consideration").

F2: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding restricted stock unit ("RSU") held by the Reporting Person was cancelled and converted into the right to the Merger Consideration in respect of each share of Class A Common Stock subject to such RSU.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.00 · Expires 2030-05-11Direct0 Reported balance After 2025-11-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-11-18 · Disposition to issuer · Disposed 15,000 · Balance 0

F3: At the Effective Time, each option to purchase Class A Common that had a per share exercise price that is less than the Merger Consideration (an "In-the-Money Option") held by the Reporting Person that was outstanding and unexercised immediately before the Effective Time, whether or not vested, was cancelled and converted into the right to receive the Merger Consideration in respect of each share of Class A Common Stock covered by such In-the-Money Option, less a number of shares having a value equal to the total exercise price applicable to such option, without interest and less applicable tax withholdings.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.70 · Expires 2028-02-29Direct0 Reported balance After 2025-11-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-11-18 · Disposition to issuer · Disposed 5,319 · Balance 0

F3: At the Effective Time, each option to purchase Class A Common that had a per share exercise price that is less than the Merger Consideration (an "In-the-Money Option") held by the Reporting Person that was outstanding and unexercised immediately before the Effective Time, whether or not vested, was cancelled and converted into the right to receive the Merger Consideration in respect of each share of Class A Common Stock covered by such In-the-Money Option, less a number of shares having a value equal to the total exercise price applicable to such option, without interest and less applicable tax withholdings.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2028-02-29Direct0 Reported balance After 2025-11-18 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-11-18 · Disposition to issuer · Disposed 5,319 · Balance 0

F3: At the Effective Time, each option to purchase Class A Common that had a per share exercise price that is less than the Merger Consideration (an "In-the-Money Option") held by the Reporting Person that was outstanding and unexercised immediately before the Effective Time, whether or not vested, was cancelled and converted into the right to receive the Merger Consideration in respect of each share of Class A Common Stock covered by such In-the-Money Option, less a number of shares having a value equal to the total exercise price applicable to such option, without interest and less applicable tax withholdings.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2026-02-04Direct0 Reported balance After 2025-11-18 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-11-18 · Disposition to issuer · Disposed 82,978 · Balance 0

F3: At the Effective Time, each option to purchase Class A Common that had a per share exercise price that is less than the Merger Consideration (an "In-the-Money Option") held by the Reporting Person that was outstanding and unexercised immediately before the Effective Time, whether or not vested, was cancelled and converted into the right to receive the Merger Consideration in respect of each share of Class A Common Stock covered by such In-the-Money Option, less a number of shares having a value equal to the total exercise price applicable to such option, without interest and less applicable tax withholdings.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.70 · Expires 2026-02-04Direct0 Reported balance After 2025-11-18 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-11-18 · Disposition to issuer · Disposed 22,340 · Balance 0

F3: At the Effective Time, each option to purchase Class A Common that had a per share exercise price that is less than the Merger Consideration (an "In-the-Money Option") held by the Reporting Person that was outstanding and unexercised immediately before the Effective Time, whether or not vested, was cancelled and converted into the right to receive the Merger Consideration in respect of each share of Class A Common Stock covered by such In-the-Money Option, less a number of shares having a value equal to the total exercise price applicable to such option, without interest and less applicable tax withholdings.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.70 · Expires 2027-01-23Direct0 Reported balance After 2025-11-18 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-11-18 · Disposition to issuer · Disposed 37,234 · Balance 0

F3: At the Effective Time, each option to purchase Class A Common that had a per share exercise price that is less than the Merger Consideration (an "In-the-Money Option") held by the Reporting Person that was outstanding and unexercised immediately before the Effective Time, whether or not vested, was cancelled and converted into the right to receive the Merger Consideration in respect of each share of Class A Common Stock covered by such In-the-Money Option, less a number of shares having a value equal to the total exercise price applicable to such option, without interest and less applicable tax withholdings.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of May 26, 2025 (the "Merger Agreement"), by and among the Issuer, Salesforce, Inc., a Delaware corporation ("Salesforce"), and Phoenix I Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Salesforce ("Merger Sub"), on November 18, 2025 (the "Effective Time"), the Issuer merged with and into Merger Sub (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Salesforce. At the Effective Time, each share of the Issuer's Class A Common Stock held by the Reporting Person was converted into the right to receive $25.00 in cash, without interest (the "Merger Consideration").

F2: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding restricted stock unit ("RSU") held by the Reporting Person was cancelled and converted into the right to the Merger Consideration in respect of each share of Class A Common Stock subject to such RSU.

F3: At the Effective Time, each option to purchase Class A Common that had a per share exercise price that is less than the Merger Consideration (an "In-the-Money Option") held by the Reporting Person that was outstanding and unexercised immediately before the Effective Time, whether or not vested, was cancelled and converted into the right to receive the Merger Consideration in respect of each share of Class A Common Stock covered by such In-the-Money Option, less a number of shares having a value equal to the total exercise price applicable to such option, without interest and less applicable tax withholdings.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 5, 2026 20:30 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Shares 5,757 $212.00 $1,220,484.00
Disclosure

SEC source: 0001193125-26-414223 · ownership.xml · nonDerivative · entry 1

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,325

Read SEC document
September 09, 2026 Filed Sep 10, 2026 21:18 UTC NetApp, Inc. NTAP · Entity 3101 GrantRestricted Stock Unit · Derivative 1,542 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-388066 · ownership.xml · derivative · entry 3

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,542

Underlying: Common Shares · 1,542 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 9, 2026, the reporting person was granted 1,542 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date.

F3 · derivative.expiration_date: On September 9, 2026, the reporting person was granted 1,542 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 21:18 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 2,307 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-388066 · ownership.xml · derivative · entry 2

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 10, 2025, the reporting person was granted 2,307 restricted stock units, which vested on September 8, 2026, the day immediately preceding the date of the 2026 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On September 10, 2025, the reporting person was granted 2,307 restricted stock units, which vested on September 8, 2026, the day immediately preceding the date of the 2026 Annual Meeting of Stockholders.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 21:18 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Shares 2,307 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-388066 · ownership.xml · nonDerivative · entry 1

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 03, 2026 Filed Jun 5, 2026 21:00 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Shares 7,132 $180.00 $1,283,760.00
Disclosure

SEC source: 0001193125-26-259871 · ownership.xml · nonDerivative · entry 1

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,775

Read SEC document
November 18, 2025 Filed Nov 18, 2025 22:07 UTC Informatica Inc. INFA · Entity 72885 Disposition to issuerStock Option (right to buy) · Derivative 37,234 Not disclosed Strike: $8.70 Not disclosed
Disclosure

SEC source: 0001104659-25-113726 · tm2531293-10_4seq1.xml · derivative · entry 7

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 37,234 shares

Expires 2027-01-23

F3 · price: At the Effective Time, each option to purchase Class A Common that had a per share exercise price that is less than the Merger Consideration (an "In-the-Money Option") held by the Reporting Person that was outstanding and unexercised immediately before the Effective Time, whether or not vested, was cancelled and converted into the right to receive the Merger Consideration in respect of each share of Class A Common Stock covered by such In-the-Money Option, less a number of shares having a value equal to the total exercise price applicable to such option, without interest and less applicable tax withholdings.

F3 · derivative.exercise_date: At the Effective Time, each option to purchase Class A Common that had a per share exercise price that is less than the Merger Consideration (an "In-the-Money Option") held by the Reporting Person that was outstanding and unexercised immediately before the Effective Time, whether or not vested, was cancelled and converted into the right to receive the Merger Consideration in respect of each share of Class A Common Stock covered by such In-the-Money Option, less a number of shares having a value equal to the total exercise price applicable to such option, without interest and less applicable tax withholdings.

Read SEC document
November 18, 2025 Filed Nov 18, 2025 22:07 UTC Informatica Inc. INFA · Entity 72885 Disposition to issuerStock Option (right to buy) · Derivative 22,340 Not disclosed Strike: $8.70 Not disclosed
Disclosure

SEC source: 0001104659-25-113726 · tm2531293-10_4seq1.xml · derivative · entry 6

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,340 shares

Expires 2026-02-04

F3 · price: At the Effective Time, each option to purchase Class A Common that had a per share exercise price that is less than the Merger Consideration (an "In-the-Money Option") held by the Reporting Person that was outstanding and unexercised immediately before the Effective Time, whether or not vested, was cancelled and converted into the right to receive the Merger Consideration in respect of each share of Class A Common Stock covered by such In-the-Money Option, less a number of shares having a value equal to the total exercise price applicable to such option, without interest and less applicable tax withholdings.

F3 · derivative.exercise_date: At the Effective Time, each option to purchase Class A Common that had a per share exercise price that is less than the Merger Consideration (an "In-the-Money Option") held by the Reporting Person that was outstanding and unexercised immediately before the Effective Time, whether or not vested, was cancelled and converted into the right to receive the Merger Consideration in respect of each share of Class A Common Stock covered by such In-the-Money Option, less a number of shares having a value equal to the total exercise price applicable to such option, without interest and less applicable tax withholdings.

Read SEC document
November 18, 2025 Filed Nov 18, 2025 22:07 UTC Informatica Inc. INFA · Entity 72885 Disposition to issuerStock Option (right to buy) · Derivative 82,978 Not disclosed Strike: $10.00 Not disclosed
Disclosure

SEC source: 0001104659-25-113726 · tm2531293-10_4seq1.xml · derivative · entry 5

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 82,978 shares

Expires 2026-02-04

F3 · price: At the Effective Time, each option to purchase Class A Common that had a per share exercise price that is less than the Merger Consideration (an "In-the-Money Option") held by the Reporting Person that was outstanding and unexercised immediately before the Effective Time, whether or not vested, was cancelled and converted into the right to receive the Merger Consideration in respect of each share of Class A Common Stock covered by such In-the-Money Option, less a number of shares having a value equal to the total exercise price applicable to such option, without interest and less applicable tax withholdings.

F3 · derivative.exercise_date: At the Effective Time, each option to purchase Class A Common that had a per share exercise price that is less than the Merger Consideration (an "In-the-Money Option") held by the Reporting Person that was outstanding and unexercised immediately before the Effective Time, whether or not vested, was cancelled and converted into the right to receive the Merger Consideration in respect of each share of Class A Common Stock covered by such In-the-Money Option, less a number of shares having a value equal to the total exercise price applicable to such option, without interest and less applicable tax withholdings.

Read SEC document
November 18, 2025 Filed Nov 18, 2025 22:07 UTC Informatica Inc. INFA · Entity 72885 Disposition to issuerStock Option (right to buy) · Derivative 5,319 Not disclosed Strike: $10.00 Not disclosed
Disclosure

SEC source: 0001104659-25-113726 · tm2531293-10_4seq1.xml · derivative · entry 4

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,319 shares

Expires 2028-02-29

F3 · price: At the Effective Time, each option to purchase Class A Common that had a per share exercise price that is less than the Merger Consideration (an "In-the-Money Option") held by the Reporting Person that was outstanding and unexercised immediately before the Effective Time, whether or not vested, was cancelled and converted into the right to receive the Merger Consideration in respect of each share of Class A Common Stock covered by such In-the-Money Option, less a number of shares having a value equal to the total exercise price applicable to such option, without interest and less applicable tax withholdings.

F3 · derivative.exercise_date: At the Effective Time, each option to purchase Class A Common that had a per share exercise price that is less than the Merger Consideration (an "In-the-Money Option") held by the Reporting Person that was outstanding and unexercised immediately before the Effective Time, whether or not vested, was cancelled and converted into the right to receive the Merger Consideration in respect of each share of Class A Common Stock covered by such In-the-Money Option, less a number of shares having a value equal to the total exercise price applicable to such option, without interest and less applicable tax withholdings.

Read SEC document
November 18, 2025 Filed Nov 18, 2025 22:07 UTC Informatica Inc. INFA · Entity 72885 Disposition to issuerStock Option (right to buy) · Derivative 5,319 Not disclosed Strike: $8.70 Not disclosed
Disclosure

SEC source: 0001104659-25-113726 · tm2531293-10_4seq1.xml · derivative · entry 3

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,319 shares

Expires 2028-02-29

F3 · price: At the Effective Time, each option to purchase Class A Common that had a per share exercise price that is less than the Merger Consideration (an "In-the-Money Option") held by the Reporting Person that was outstanding and unexercised immediately before the Effective Time, whether or not vested, was cancelled and converted into the right to receive the Merger Consideration in respect of each share of Class A Common Stock covered by such In-the-Money Option, less a number of shares having a value equal to the total exercise price applicable to such option, without interest and less applicable tax withholdings.

F3 · derivative.exercise_date: At the Effective Time, each option to purchase Class A Common that had a per share exercise price that is less than the Merger Consideration (an "In-the-Money Option") held by the Reporting Person that was outstanding and unexercised immediately before the Effective Time, whether or not vested, was cancelled and converted into the right to receive the Merger Consideration in respect of each share of Class A Common Stock covered by such In-the-Money Option, less a number of shares having a value equal to the total exercise price applicable to such option, without interest and less applicable tax withholdings.

Read SEC document
November 18, 2025 Filed Nov 18, 2025 22:07 UTC Informatica Inc. INFA · Entity 72885 Disposition to issuerStock Option (right to buy) · Derivative 15,000 Not disclosed Strike: $20.00 Not disclosed
Disclosure

SEC source: 0001104659-25-113726 · tm2531293-10_4seq1.xml · derivative · entry 2

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,000 shares

Expires 2030-05-11

F3 · price: At the Effective Time, each option to purchase Class A Common that had a per share exercise price that is less than the Merger Consideration (an "In-the-Money Option") held by the Reporting Person that was outstanding and unexercised immediately before the Effective Time, whether or not vested, was cancelled and converted into the right to receive the Merger Consideration in respect of each share of Class A Common Stock covered by such In-the-Money Option, less a number of shares having a value equal to the total exercise price applicable to such option, without interest and less applicable tax withholdings.

F3 · derivative.exercise_date: At the Effective Time, each option to purchase Class A Common that had a per share exercise price that is less than the Merger Consideration (an "In-the-Money Option") held by the Reporting Person that was outstanding and unexercised immediately before the Effective Time, whether or not vested, was cancelled and converted into the right to receive the Merger Consideration in respect of each share of Class A Common Stock covered by such In-the-Money Option, less a number of shares having a value equal to the total exercise price applicable to such option, without interest and less applicable tax withholdings.

Read SEC document
November 18, 2025 Filed Nov 18, 2025 22:07 UTC Informatica Inc. INFA · Entity 72885 Disposition to issuerClass A Common Stock 198,845 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-113726 · tm2531293-10_4seq1.xml · nonDerivative · entry 1

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of May 26, 2025 (the "Merger Agreement"), by and among the Issuer, Salesforce, Inc., a Delaware corporation ("Salesforce"), and Phoenix I Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Salesforce ("Merger Sub"), on November 18, 2025 (the "Effective Time"), the Issuer merged with and into Merger Sub (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Salesforce. At the Effective Time, each share of the Issuer's Class A Common Stock held by the Reporting Person was converted into the right to receive $25.00 in cash, without interest (the "Merger Consideration").

F2 · price: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding restricted stock unit ("RSU") held by the Reporting Person was cancelled and converted into the right to the Merger Consideration in respect of each share of Class A Common Stock subject to such RSU.

Read SEC document
September 10, 2025 Filed Sep 11, 2025 21:00 UTC NetApp, Inc. NTAP · Entity 3101 GrantRestricted Stock Unit · Derivative 2,307 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-201396 · ownership.xml · derivative · entry 1

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,307

Underlying: Common Shares · 2,307 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 10, 2025, the reporting person was granted 2,307 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date.

F2 · derivative.expiration_date: On September 10, 2025, the reporting person was granted 2,307 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date.

Read SEC document
September 02, 2025 Filed Sep 5, 2025 00:00 UTC Informatica Inc. INFA · Entity 72885 Exercise / conversionStock Option (right to buy) · Derivative 14,893 $0.00 Strike: $8.70 $0.00
Disclosure

SEC source: 0001415889-25-023759 · form4-09042025_080905.xml · derivative · entry 5

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,893 shares

Expires 2025-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option were fully vested and exercisable.

Read SEC document
September 02, 2025 Filed Sep 5, 2025 00:00 UTC Informatica Inc. INFA · Entity 72885 Exercise / conversionStock Option (right to buy) · Derivative 55,319 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001415889-25-023759 · form4-09042025_080905.xml · derivative · entry 4

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 55,319 shares

Expires 2025-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option were fully vested and exercisable.

Read SEC document
September 02, 2025 Filed Sep 5, 2025 00:00 UTC Informatica Inc. INFA · Entity 72885 SaleClass A Common Stock 70,212 $24.93 $1,750,525.58
Disclosure

SEC source: 0001415889-25-023759 · form4-09042025_080905.xml · nonDerivative · entry 3

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,845

F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $24.93 to $24.935 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 02, 2025 Filed Sep 5, 2025 00:00 UTC Informatica Inc. INFA · Entity 72885 Exercise / conversionClass A Common Stock 14,893 $8.70 $129,569.10
Disclosure

SEC source: 0001415889-25-023759 · form4-09042025_080905.xml · nonDerivative · entry 2

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2025 Filed Sep 5, 2025 00:00 UTC Informatica Inc. INFA · Entity 72885 Exercise / conversionClass A Common Stock 55,319 $10.00 $553,190.00
Disclosure

SEC source: 0001415889-25-023759 · form4-09042025_080905.xml · nonDerivative · entry 1

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:55 UTC Informatica Inc. INFA · Entity 72885 GrantClass A Common Stock 9,942 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018121 · form4-06242025_050605.xml · nonDerivative · entry 1

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,845

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of the one-year anniversary of the grant date, or the day of the Issuer's next Annual Meeting of Stockholders following the grant date, subject to the Reporting Person remaining in continuous service through the applicable vesting date. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy.

Read SEC document
September 11, 2024 Filed Sep 12, 2024 22:40 UTC NetApp, Inc. NTAP · Entity 3101 GrantRestricted Stock Unit · Derivative 2,377 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-106056 · ownership.xml · derivative · entry 1

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,377

Underlying: Common Shares · 2,377 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 11, 2024, the reporting person was granted 2,377 restricted stock units. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date. Vested shares will be delivered to the reporting person on the earlier of: (i) the date the reporting person ceases service as a Board Member or (ii) the date on which a change of control occurs.

F2 · derivative.expiration_date: On September 11, 2024, the reporting person was granted 2,377 restricted stock units. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date. Vested shares will be delivered to the reporting person on the earlier of: (i) the date the reporting person ceases service as a Board Member or (ii) the date on which a change of control occurs.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 22:40 UTC Informatica Inc. INFA · Entity 72885 GrantClass A Common Stock 7,535 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017023 · form4-06142024_100641.xml · nonDerivative · entry 1

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,903

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of the one-year anniversary of the grant date, or the day of the Issuer's next Annual Meeting of Stockholders following the grant date, subject to the Reporting Person remaining in continuous service through the applicable vesting date. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 00:18 UTC NetApp, Inc. NTAP · Entity 3101 GrantRestricted Stock · Derivative 3,526 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049520 · doc4.xml · derivative · entry 4

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,526

Underlying: Common Stock · 3,526 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 13, 2023, the reporting person was granted 3,526 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date.

F3 · derivative.expiration_date: On September 13, 2023, the reporting person was granted 3,526 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date.

Read SEC document
September 12, 2023 Filed Sep 15, 2023 00:18 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 3,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049520 · doc4.xml · derivative · entry 3

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 9, 2022, the reporting person was granted 3,450 restricted stock units, which vested on September 12, 2023, the day immediately preceding the date of the 2023 Annual Meeting of Stockholders

F2 · derivative.expiration_date: On September 9, 2022, the reporting person was granted 3,450 restricted stock units, which vested on September 12, 2023, the day immediately preceding the date of the 2023 Annual Meeting of Stockholders

Read SEC document
September 12, 2023 Filed Sep 15, 2023 00:18 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 3,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049520 · doc4.xml · nonDerivative · entry 2

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2023 Filed Sep 15, 2023 00:18 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Stock 5,634 $78.50 $442,269.00
Disclosure

SEC source: 0001209191-23-049520 · doc4.xml · nonDerivative · entry 1

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,457

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:26 UTC Informatica Inc. INFA · Entity 72885 GrantClass A Common Stock 12,083 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037874 · doc4.xml · nonDerivative · entry 1

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,368

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of the one-year anniversary of the grant date, or the day of the Issuer's next Annual Meeting of Stockholders following the grant date, subject to the Reporting Person remaining in continuous service through the applicable vesting date. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 20:30 UTC NetApp, Inc. NTAP · Entity 3101 GrantRestricted Stock Unit · Derivative 3,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049498 · doc4.xml · derivative · entry 3

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,450

Underlying: Common Stock · 3,450 shares

Expires 2029-09-09

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 9, 2022, the reporting person was granted 3,450 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company follow the grant date, subject to the Participants continuous service on the Board through such date.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:30 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 2,707 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049498 · doc4.xml · derivative · entry 2

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2028-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 10, 2021, the reporting person was granted 2,707 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company follow the grant date, subject to the Participants continuous service on the Board through such date.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:30 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 2,707 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049498 · doc4.xml · nonDerivative · entry 1

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:25 UTC Informatica Inc. INFA · Entity 72885 GrantClass A Common Stock 11,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037878 · doc4.xml · nonDerivative · entry 1

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,285

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of the one-year anniversary of the grant date, or the day of the Issuer's next Annual Meeting of Stockholders following the grant date, subject to the Reporting Person remaining in continuous service through the applicable vesting date. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 23:02 UTC Informatica Inc. INFA · Entity 72885 GrantStock Option (right to buy) · Derivative 5,319 $0.00 Strike: $8.70 $0.00
Disclosure

SEC source: 0001209191-22-013305 · doc4.xml · derivative · entry 2

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,319

Underlying: Class A Common Stock · 5,319 shares

Expires 2028-02-29

F2 · derivative.exercise_date: This performance-based stock option was granted on March 1, 2018. On February 23, 2022, the Company's board of directors certified partial achievement (77%) of the goal based on performance to date and amended the option to provide that 77% of the shares (4,095 shares) covered by the option shall vest over three years, of which 33% shall vest on October 27, 2022 and 8.375% shall vest quarterly thereafter, subject to the Reporting Person remaining in continuous service through each vesting date. The performance period for achievement of the full performance goal remains intact and all shares will vest on achievement of the goal (assuming continued employment through goal achievement).

Read SEC document
February 23, 2022 Filed Feb 25, 2022 23:02 UTC Informatica Inc. INFA · Entity 72885 GrantStock Option (right to buy) · Derivative 37,234 $0.00 Strike: $8.70 $0.00
Disclosure

SEC source: 0001209191-22-013305 · doc4.xml · derivative · entry 1

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,234

Underlying: Class A Common Stock · 37,234 shares

Expires 2027-01-23

F1 · derivative.exercise_date: This performance-based stock option was granted on January 24, 2017. On February 23, 2022, the Company's board of directors certified partial achievement (77%) of the goal based on performance to date and amended the option to provide that 77% of the shares (28,670 shares) covered by the option shall vest over three years, of which 33% shall vest on October 27, 2022 and 8.375% shall vest quarterly thereafter, subject to the Reporting Person remaining in continuous service through each vesting date. The performance period for achievement of the full performance goal remains intact and all shares will vest on achievement of the goal (assuming continued employment through goal achievement).

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:38 UTC Informatica Inc. INFA · Entity 72885 GrantClass A Common Stock 7,585 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062423 · doc4.xml · nonDerivative · entry 1

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,585

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of the one-year anniversary of the grant date, or the day of the Issuer's next Annual Meeting of Stockholders following the grant date, subject to the Reporting Person remaining in continuous service through the applicable vesting date. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy.

F2 · balance_after: Includes 150,000 shares of Class A Common Stock currently held through Ithaca MIV LLC.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 20:24 UTC NetApp, Inc. NTAP · Entity 3101 GrantRestricted Stock Unit · Derivative 2,707 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000065 · edgardoc.xml · derivative · entry 3

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,883

Underlying: Common Stock · 2,707 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 10, 2021, the reporting person was granted 2,707 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

F3 · derivative.expiration_date: On September 10, 2021, the reporting person was granted 2,707 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 20:24 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 5,634 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000065 · edgardoc.xml · derivative · entry 2

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,176

Underlying: Common Stock · 5,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

F2 · derivative.expiration_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 20:24 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 5,634 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000065 · edgardoc.xml · nonDerivative · entry 1

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2020 Filed Sep 11, 2020 20:41 UTC NetApp, Inc. NTAP · Entity 3101 GrantRestricted Stock Unit · Derivative 5,634 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000066 · edgardoc.xml · derivative · entry 6

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,810

Underlying: Common Stock · 5,634 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

F5 · derivative.expiration_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

Read SEC document
September 10, 2020 Filed Sep 11, 2020 20:41 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 11,416 $45.50 Strike: $43.77 $519,433.71
Disclosure

SEC source: 0001614094-20-000066 · edgardoc.xml · derivative · entry 4

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,416 shares

Expires 2020-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.

Read SEC document
September 10, 2020 Filed Sep 11, 2020 20:41 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Stock 11,416 $45.50 $519,433.71
Disclosure

SEC source: 0001614094-20-000066 · edgardoc.xml · nonDerivative · entry 3

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,750

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $45.50 to $45.511. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 10, 2020 Filed Sep 11, 2020 20:41 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 11,416 $43.77 $499,678.32
Disclosure

SEC source: 0001614094-20-000066 · edgardoc.xml · nonDerivative · entry 2

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 20:41 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 4,435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000066 · edgardoc.xml · derivative · entry 5

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,176

Underlying: Common Stock · 4,435 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

F4 · derivative.expiration_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 20:41 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 4,435 $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000066 · edgardoc.xml · nonDerivative · entry 1

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:30 UTC NetApp, Inc. NTAP · Entity 3101 GrantRestricted Stock Unit · Derivative 4,435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000062 · edgardoc.xml · derivative · entry 3

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,611

Underlying: Common Stock · 4,435 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

F3 · derivative.expiration_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:30 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 2,924 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000062 · edgardoc.xml · derivative · entry 2

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,176

Underlying: Common Stock · 2,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

F2 · derivative.expiration_date: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:30 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 2,924 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000062 · edgardoc.xml · nonDerivative · entry 1

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2019 Filed Aug 29, 2019 20:35 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $46.94 Strike: $34.52 $469,400.00
Disclosure

SEC source: 0001614094-19-000052 · edgardoc.xml · derivative · entry 3

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2019-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.

Read SEC document
August 27, 2019 Filed Aug 29, 2019 20:35 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Stock 10,000 $46.94 $469,400.00
Disclosure

SEC source: 0001614094-19-000052 · edgardoc.xml · nonDerivative · entry 2

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,391

Read SEC document
August 27, 2019 Filed Aug 29, 2019 20:35 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 10,000 $34.52 $345,200.00
Disclosure

SEC source: 0001614094-19-000052 · edgardoc.xml · nonDerivative · entry 1

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2019 Filed Aug 22, 2019 20:13 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,000 $47.23 Strike: $34.52 $330,626.80
Disclosure

SEC source: 0001614094-19-000048 · edgardoc.xml · derivative · entry 3

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 7,000 shares

Expires 2019-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.

Read SEC document
August 21, 2019 Filed Aug 22, 2019 20:13 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Stock 7,000 $47.23 $330,626.80
Disclosure

SEC source: 0001614094-19-000048 · edgardoc.xml · nonDerivative · entry 2

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,391

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.