Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ExlService Holdings, Inc.EXLS · Entity 1503 | Director | June 15, 2020 | June 17, 2020 |
| NetApp, Inc.NTAP · Entity 3101 | Director | September 08, 2026 | September 10, 2026 |
| Sabre CorpSABR · Entity 5098 | Executive Vice President | March 15, 2017 | March 17, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ExlService Holdings, Inc.
Report date June 15, 2020 · Filed June 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 14,286 |
Reported balance
After 2020-06-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-06-15 · Grant · Acquired 2,363 · Balance 14,286 F1: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.
F2: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.
NetApp, Inc.
Report date September 08, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 27,360 |
Reported balance
After 2026-09-08 transaction · row 1
1 source rowRow 1 · 2026-09-08 · Exercise / conversion · Acquired 2,307 · Balance 27,360 F1: Restricted stock units convert into common stock on a one-for-one basis. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-09-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-08 · Exercise / conversion · Disposed 2,307 · Balance 0 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: On September 10, 2025, the reporting person was granted 2,307 restricted stock units, which vested on September 8, 2026, the day immediately preceding the date of the 2026 Annual Meeting of Stockholders. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 1,542 |
Reported balance
After 2026-09-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-09 · Grant · Acquired 1,542 · Balance 1,542 F1: Restricted stock units convert into common stock on a one-for-one basis. F3: On September 9, 2026, the reporting person was granted 1,542 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On September 10, 2025, the reporting person was granted 2,307 restricted stock units, which vested on September 8, 2026, the day immediately preceding the date of the 2026 Annual Meeting of Stockholders.
F3: On September 9, 2026, the reporting person was granted 1,542 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date.
Sabre Corp
Report date March 15, 2017 · Filed March 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,963 |
Ending reported balance
After 2017-03-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-03-15 · Grant · Acquired 86,071 · Balance 86,071 F1: Represents performance-based restricted share units that have vested and are paid out in shares of common stock. 50,000 shares are from a grant dated 3/11/2013, 12,927 shares are from a grant dated 4/17/2014, 12,718 shares are from a grant dated 3/13/2015, and 10,426 shares are from a grant dated 3/15/2016. Row 2 · 2017-03-15 · Tax withholding · Disposed 36,108 · Balance 49,963 F2: This transaction represents the automatic surrender of shares to the issuer upon vesting of performance-based restricted shares units to satisfy the reporting person's tax withholding obligations. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents performance-based restricted share units that have vested and are paid out in shares of common stock. 50,000 shares are from a grant dated 3/11/2013, 12,927 shares are from a grant dated 4/17/2014, 12,718 shares are from a grant dated 3/13/2015, and 10,426 shares are from a grant dated 3/15/2016.
F2: This transaction represents the automatic surrender of shares to the issuer upon vesting of performance-based restricted shares units to satisfy the reporting person's tax withholding obligations.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CHICO'S FAS, INC.
Report date January 05, 2024 · Filed January 09, 2024
Section 16 reporting ended · disclosed 2024-01-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-01-05 transaction · row 1
1 source rowRow 1 · 2024-01-05 · Disposition to issuer · Disposed 203,877 · Balance 0 F1: Includes awards of restricted stock ("RSAs") held by the Reporting Person. Pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of September 27, 2023, by and among Chico's FAS, Inc., Daphne Parent LLC, a Delaware limited liability company, and Daphne Merger Sub, Inc., a Florida corporation, (i) each share of common stock that was outstanding as of immediately prior to the effective time of the merger contemplated by the Merger Agreement ("Merger") was cancelled, extinguished, and automatically converted into the right to receive $7.60 per share in cash, and (ii) each RSA, whether vested or unvested, that was outstanding as of immediately prior to the effective time of the Merger became fully vested, cancelled, and automatically converted into the right to receive an amount in cash equal to the product of (a) the aggregate number of shares of common stock subject to such RSA, multiplied by (b) $7.60, subject to any required withholding of taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes awards of restricted stock ("RSAs") held by the Reporting Person. Pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of September 27, 2023, by and among Chico's FAS, Inc., Daphne Parent LLC, a Delaware limited liability company, and Daphne Merger Sub, Inc., a Florida corporation, (i) each share of common stock that was outstanding as of immediately prior to the effective time of the merger contemplated by the Merger Agreement ("Merger") was cancelled, extinguished, and automatically converted into the right to receive $7.60 per share in cash, and (ii) each RSA, whether vested or unvested, that was outstanding as of immediately prior to the effective time of the Merger became fully vested, cancelled, and automatically converted into the right to receive an amount in cash equal to the product of (a) the aggregate number of shares of common stock subject to such RSA, multiplied by (b) $7.60, subject to any required withholding of taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 09, 2026 Filed Sep 10, 2026 21:14 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 1,542 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-388051 · ownership.xml · derivative · entry 3 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,542 Underlying: Common Shares · 1,542 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 9, 2026, the reporting person was granted 1,542 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 9, 2026, the reporting person was granted 1,542 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. Read SEC document |
| September 08, 2026 Filed Sep 10, 2026 21:14 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 2,307 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-388051 · ownership.xml · derivative · entry 2 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,307 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 10, 2025, the reporting person was granted 2,307 restricted stock units, which vested on September 8, 2026, the day immediately preceding the date of the 2026 Annual Meeting of Stockholders. F2 · derivative.expiration_date: On September 10, 2025, the reporting person was granted 2,307 restricted stock units, which vested on September 8, 2026, the day immediately preceding the date of the 2026 Annual Meeting of Stockholders. Read SEC document |
| September 08, 2026 Filed Sep 10, 2026 21:14 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Shares | 2,307 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-388051 · ownership.xml · nonDerivative · entry 1 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 10, 2025 Filed Sep 11, 2025 21:00 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 2,307 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-201394 · ownership.xml · derivative · entry 3 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,307 Underlying: Common Shares · 2,307 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 10, 2025, the reporting person was granted 2,307 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 10, 2025, the reporting person was granted 2,307 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. Read SEC document |
| September 09, 2025 Filed Sep 11, 2025 21:00 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 2,377 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-201394 · ownership.xml · derivative · entry 2 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,377 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 11, 2024, the reporting person was granted 2,377 restricted stock units, which vested on September 9, 2025, the day immediately preceding the date of the 2025 Annual Meeting of Stockholders. F2 · derivative.expiration_date: On September 11, 2024, the reporting person was granted 2,377 restricted stock units, which vested on September 9, 2025, the day immediately preceding the date of the 2025 Annual Meeting of Stockholders. Read SEC document |
| September 09, 2025 Filed Sep 11, 2025 21:00 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Shares | 2,377 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-201394 · ownership.xml · nonDerivative · entry 1 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 11, 2024 Filed Sep 12, 2024 22:40 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 2,377 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-106057 · ownership.xml · derivative · entry 3 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,377 Underlying: Common Shares · 2,377 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 11, 2024, the reporting person was granted 2,377 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 11, 2024, the reporting person was granted 2,377 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. Read SEC document |
| September 10, 2024 Filed Sep 12, 2024 22:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 3,526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-106057 · ownership.xml · derivative · entry 2 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,526 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 13, 2023, the reporting person was granted 3,526 restricted stock units, which vested on September 10, 2024, the day immediately preceding the date of the 2024 Annual Meeting of Stockholders. F2 · derivative.expiration_date: On September 13, 2023, the reporting person was granted 3,526 restricted stock units, which vested on September 10, 2024, the day immediately preceding the date of the 2024 Annual Meeting of Stockholders. Read SEC document |
| September 10, 2024 Filed Sep 12, 2024 22:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Shares | 3,526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-106057 · ownership.xml · nonDerivative · entry 1 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 05, 2024 Filed Jan 9, 2024 17:25 UTC | CHICO'S FAS, INC. CHS · Entity 95349 | Disposition to issuerCommon Stock | 203,877 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897429-24-000016 · wk-form4_1704839129.xml · nonDerivative · entry 1 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Includes awards of restricted stock ("RSAs") held by the Reporting Person. Pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of September 27, 2023, by and among Chico's FAS, Inc., Daphne Parent LLC, a Delaware limited liability company, and Daphne Merger Sub, Inc., a Florida corporation, (i) each share of common stock that was outstanding as of immediately prior to the effective time of the merger contemplated by the Merger Agreement ("Merger") was cancelled, extinguished, and automatically converted into the right to receive $7.60 per share in cash, and (ii) each RSA, whether vested or unvested, that was outstanding as of immediately prior to the effective time of the Merger became fully vested, cancelled, and automatically converted into the right to receive an amount in cash equal to the product of (a) the aggregate number of shares of common stock subject to such RSA, multiplied by (b) $7.60, subject to any required withholding of taxes. F1 · price: Includes awards of restricted stock ("RSAs") held by the Reporting Person. Pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of September 27, 2023, by and among Chico's FAS, Inc., Daphne Parent LLC, a Delaware limited liability company, and Daphne Merger Sub, Inc., a Florida corporation, (i) each share of common stock that was outstanding as of immediately prior to the effective time of the merger contemplated by the Merger Agreement ("Merger") was cancelled, extinguished, and automatically converted into the right to receive $7.60 per share in cash, and (ii) each RSA, whether vested or unvested, that was outstanding as of immediately prior to the effective time of the Merger became fully vested, cancelled, and automatically converted into the right to receive an amount in cash equal to the product of (a) the aggregate number of shares of common stock subject to such RSA, multiplied by (b) $7.60, subject to any required withholding of taxes. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 00:19 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 3,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-049522 · doc4.xml · derivative · entry 3 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,526 Underlying: Common Stock · 3,526 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 13, 2023, the reporting person was granted 3,526 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 13, 2023, the reporting person was granted 3,526 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. Read SEC document |
| September 12, 2023 Filed Sep 15, 2023 00:19 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 3,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-049522 · doc4.xml · derivative · entry 2 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 9, 2022, the reporting person was granted 3,450 restricted stock units, which vested on September 12, 2023, the day immediately preceding the date of the 2023 Annual Meeting of Stockholders F2 · derivative.expiration_date: On September 9, 2022, the reporting person was granted 3,450 restricted stock units, which vested on September 12, 2023, the day immediately preceding the date of the 2023 Annual Meeting of Stockholders Read SEC document |
| September 12, 2023 Filed Sep 15, 2023 00:19 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 3,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-049522 · doc4.xml · nonDerivative · entry 1 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 16:18 UTC | CHICO'S FAS, INC. CHS · Entity 95349 | GrantCommon Stock | 27,462 | $0.00 | $0.00 |
DisclosureSEC source: 0000897429-23-000075 · wk-form4_1687465104.xml · nonDerivative · entry 1 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,877 F1 · shares: Vests 100% on 6/21/2024. Read SEC document |
| September 09, 2022 Filed Sep 12, 2022 20:31 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 3,450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049499 · doc4.xml · derivative · entry 3 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,450 Underlying: Common Stock · 3,450 shares Expires 2029-09-09 F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 9, 2022, the reporting person was granted 3,450 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company follow the grant date, subject to the Participants continuous service on the Board through such date. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 20:31 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 2,707 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049499 · doc4.xml · derivative · entry 2 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2028-09-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 10, 2021, the reporting person was granted 2,707 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company follow the grant date, subject to the Participants continuous service on the Board through such date. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 20:31 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 2,707 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049499 · doc4.xml · nonDerivative · entry 1 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 23, 2022 Filed Jun 27, 2022 16:10 UTC | CHICO'S FAS, INC. CHS · Entity 95349 | GrantCommon Stock | 27,672 | $0.00 | $0.00 |
DisclosureSEC source: 0000897429-22-000093 · wf-form4_165636061628600.xml · nonDerivative · entry 1 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,415 F1 · shares: Vests 100% on 6/23/2023. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:25 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 2,707 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-21-000067 · edgardoc.xml · derivative · entry 3 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,163 Underlying: Common Stock · 2,707 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 10, 2021, the reporting person was granted 2,707 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 10, 2021, the reporting person was granted 2,707 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 20:25 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 5,634 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-21-000067 · edgardoc.xml · derivative · entry 2 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,456 Underlying: Common Stock · 5,634 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F2 · derivative.expiration_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 20:25 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 5,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-21-000067 · edgardoc.xml · nonDerivative · entry 1 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,993 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 15:31 UTC | CHICO'S FAS, INC. CHS · Entity 95349 | GrantCommon Stock | 23,053 | $0.00 | $0.00 |
DisclosureSEC source: 0000897429-21-000088 · wf-form4_162490868119173.xml · nonDerivative · entry 1 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,743 F1 · shares: Vests 100% on 6/24/2022. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:41 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 5,634 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000068 · edgardoc.xml · derivative · entry 3 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,090 Underlying: Common Stock · 5,634 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:41 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 4,435 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000068 · edgardoc.xml · derivative · entry 2 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,456 Underlying: Common Stock · 4,435 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F2 · derivative.expiration_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:41 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 4,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000068 · edgardoc.xml · nonDerivative · entry 1 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2020 Filed Jun 25, 2020 16:20 UTC | CHICO'S FAS, INC. CHS · Entity 95349 | GrantCommon Stock | 36,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000897429-20-000099 · wf-form4_159311640512015.xml · nonDerivative · entry 1 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,690 F1 · shares: Restricted stock units ("RSU") will vest on June 24, 2021 and are settled solely by a lump sum delivery of shares. The reporting person has elected to defer settlement of the RSUs until 2 years and 1 day after the date of vest. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 2,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-074208 · tm2022794d4_4.xml · derivative · entry 1 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,286 Underlying: Common Stock, par value $0.001 per share · 2,363 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 16:43 UTC | CHICO'S FAS, INC. CHS · Entity 95349 | PurchaseCommon Stock | 37,000 | $4.03 | $148,995.30 |
DisclosureSEC source: 0000897429-20-000037 · wf-form4_158327181801506.xml · nonDerivative · entry 1 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,440 F1 · price: This transaction was executed in multiple trades at prices ranging from $4.005 to $4.085. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 20:31 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 4,435 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000064 · edgardoc.xml · derivative · entry 3 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,891 Underlying: Common Stock · 4,435 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:31 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 2,924 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000064 · edgardoc.xml · derivative · entry 2 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,456 Underlying: Common Stock · 2,924 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F2 · derivative.expiration_date: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:31 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 2,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000064 · edgardoc.xml · nonDerivative · entry 1 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 16:32 UTC | CHICO'S FAS, INC. CHS · Entity 95349 | GrantCommon Stock | 19,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000897429-19-000117 · wf-form4_156201316428899.xml · nonDerivative · entry 1 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,440 F1 · shares: Vests 100% on 6/27/2020. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 21:32 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 1,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-031526 · tv523865_4.xml · derivative · entry 1 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,923 Underlying: Common Stock, par value $0.001 per share · 1,796 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 20:28 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 2,924 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000105 · edgardoc.xml · derivative · entry 1 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,380 Underlying: Common Stock · 2,924 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F2 · derivative.expiration_date: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 16:21 UTC | CHICO'S FAS, INC. CHS · Entity 95349 | GrantCommon Stock | 16,580 | $0.00 | $0.00 |
DisclosureSEC source: 0000897429-18-000075 · wf-form4_152995808267956.xml · nonDerivative · entry 1 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,140 F1 · shares: Vests 100% on 6/21/2019. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 1,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-034839 · tv496757_form4.xml · derivative · entry 1 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,127 Underlying: Common Stock, par value $0.001 per share · 1,857 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 22:18 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 5,456 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000112 · edgardoc.xml · derivative · entry 1 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,456 Underlying: Common Stock · 5,456 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On November 15, 2017, the reporting person was granted 5,456 restricted stock units ("RSUs")which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date her service with the Board ceases for any reason or the date on which a Change of Control occurs. F2 · derivative.expiration_date: On November 15, 2017, the reporting person was granted 5,456 restricted stock units ("RSUs")which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date her service with the Board ceases for any reason or the date on which a Change of Control occurs. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 17:25 UTC | CHICO'S FAS, INC. CHS · Entity 95349 | GrantCommon Stock | 16,560 | $0.00 | $0.00 |
DisclosureSEC source: 0000897429-17-000113 · wf-form4_149851229753867.xml · nonDerivative · entry 1 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,560 F1 · shares: Vests 100% on 6/22/2018. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 1,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-034086 · v469646_form4.xml · derivative · entry 1 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,270 Underlying: Common Stock, par value $0.001 per share · 1,854 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2015 Amendment and Restatement of the 2006 Omnibus Award Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2015 Amendment and Restatement of the 2006 Omnibus Award Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 18:12 UTC | Sabre Corp SABR · Entity 5098 | Tax withholdingCommon Stock | 36,108 | $22.04 | $795,820.32 |
DisclosureSEC source: 0001597033-17-000057 · wf-form4_148978873514351.xml · nonDerivative · entry 2 KERR DEBORAH · CIK 0001258989 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,963 F2 · kind: This transaction represents the automatic surrender of shares to the issuer upon vesting of performance-based restricted shares units to satisfy the reporting person's tax withholding obligations. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 18:12 UTC | Sabre Corp SABR · Entity 5098 | GrantCommon Stock | 86,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001597033-17-000057 · wf-form4_148978873514351.xml · nonDerivative · entry 1 KERR DEBORAH · CIK 0001258989 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,071 F1 · shares: Represents performance-based restricted share units that have vested and are paid out in shares of common stock. 50,000 shares are from a grant dated 3/11/2013, 12,927 shares are from a grant dated 4/17/2014, 12,718 shares are from a grant dated 3/13/2015, and 10,426 shares are from a grant dated 3/15/2016. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 17:00 UTC | Sabre Corp SABR · Entity 5098 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 2,771 | $0.00 Strike: $9.97 | $0.00 |
DisclosureSEC source: 0001597033-17-000043 · wf-form4_148909679836032.xml · derivative · entry 3 KERR DEBORAH · CIK 0001258989 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 2,771 shares Expires 2023-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest and become exercisable as to 25% of the shares of common stock, par value $0.01 per share (the "Common Stock") of Sabre Corporation subject to each such option on the first anniversary of the date of grant and as to 6.25% of such shares at the end of each successive three-month period thereafter, subject to Ms. Kerr's continued employment through each vesting date. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 17:00 UTC | Sabre Corp SABR · Entity 5098 | SaleCommon Stock | 37,004 | $21.72 | $803,601.07 |
DisclosureSEC source: 0001597033-17-000043 · wf-form4_148909679836032.xml · nonDerivative · entry 2 KERR DEBORAH · CIK 0001258989 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.62 to $21.8213, inclusive. The reporting person undertakes to provide to Sabre Corporation, any security holder of Sabre Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 17:00 UTC | Sabre Corp SABR · Entity 5098 | Exercise / conversionCommon Stock | 2,771 | $9.97 | $27,626.87 |
DisclosureSEC source: 0001597033-17-000043 · wf-form4_148909679836032.xml · nonDerivative · entry 1 KERR DEBORAH · CIK 0001258989 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 17:29 UTC | Sabre Corp SABR · Entity 5098 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 5,000 | $0.00 Strike: $9.97 | $0.00 |
DisclosureSEC source: 0001597033-17-000041 · wf-form4_148883932726266.xml · derivative · entry 3 KERR DEBORAH · CIK 0001258989 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,271 Underlying: Common Stock · 5,000 shares Expires 2023-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vest and become exercisable as to 25% of the shares of common stock, par value $0.01 per share (the "Common Stock") of Sabre Corporation subject to each such option on the first anniversary of the date of grant and as to 6.25% of such shares at the end of each successive three-month period thereafter, subject to Ms. Kerr's continued employment through each vesting date. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 17:29 UTC | Sabre Corp SABR · Entity 5098 | SaleCommon Stock | 5,000 | $22.30 | $111,500.00 |
DisclosureSEC source: 0001597033-17-000041 · wf-form4_148883932726266.xml · nonDerivative · entry 2 KERR DEBORAH · CIK 0001258989 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,233 Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 17:29 UTC | Sabre Corp SABR · Entity 5098 | Exercise / conversionCommon Stock | 5,000 | $9.97 | $49,850.00 |
DisclosureSEC source: 0001597033-17-000041 · wf-form4_148883932726266.xml · nonDerivative · entry 1 KERR DEBORAH · CIK 0001258989 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 17:03 UTC | Sabre Corp SABR · Entity 5098 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 30,000 | $0.00 Strike: $9.97 | $0.00 |
DisclosureSEC source: 0001597033-17-000034 · wf-form4_148849217096460.xml · derivative · entry 6 KERR DEBORAH · CIK 0001258989 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,271 Underlying: Common Stock · 30,000 shares Expires 2023-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest and become exercisable as to 25% of the shares of common stock, par value $0.01 per share (the "Common Stock") of Sabre Corporation subject to each such option on the first anniversary of the date of grant and as to 6.25% of such shares at the end of each successive three-month period thereafter, subject to Ms. Kerr's continued employment through each vesting date. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 17:03 UTC | Sabre Corp SABR · Entity 5098 | SaleCommon Stock | 30,000 | $22.24 | $667,179.00 |
DisclosureSEC source: 0001597033-17-000034 · wf-form4_148849217096460.xml · nonDerivative · entry 4 KERR DEBORAH · CIK 0001258989 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,233 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.15 to $22.285, inclusive. The reporting person undertakes to provide to Sabre Corporation, any security holder of Sabre Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 17:03 UTC | Sabre Corp SABR · Entity 5098 | Exercise / conversionCommon Stock | 30,000 | $9.97 | $299,100.00 |
DisclosureSEC source: 0001597033-17-000034 · wf-form4_148849217096460.xml · nonDerivative · entry 3 KERR DEBORAH · CIK 0001258989 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.