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person · Reporting owner

PASEK RONALD J

Disclosed activity across 4 companies

Tapewire entity
64718
SEC CIK
0001479217

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EXTREME NETWORKS INCEXTR · Entity 381DirectorJanuary 05, 2026January 20, 2026
SunPower Inc.SPWR · Entity 7152DirectorDecember 28, 2025February 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EXTREME NETWORKS INC

Report date January 05, 2026 · Filed January 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2026-11-12Direct11,075 Reported balance After 2026-01-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-01-05 · Grant · Acquired 11,075 · Balance 11,075

F1: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of November 12, 2026, or the next annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of November 12, 2026, or the next annual meeting of stockholders.

SunPower Inc.

Report date December 28, 2025 · Filed February 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect112,022 Reported balance After 2025-05-23 transaction · row 1
1 source row

Row 1 · 2025-05-23 · Grant · Acquired 112,022 · Balance 112,022

F1: On May 23, 2025, the Company granted the Reporting Person 112,022 restricted stock units pursuant to the Company's 2023 Equity Incentive Plan, as amended (the "Plan"), each of which fully vested into one share of common stock on the grant date, subject to the terms and conditions of the Plan.

Filing footnotes · ownership attribution and instrument terms

F1: On May 23, 2025, the Company granted the Reporting Person 112,022 restricted stock units pursuant to the Company's 2023 Equity Incentive Plan, as amended (the "Plan"), each of which fully vested into one share of common stock on the grant date, subject to the terms and conditions of the Plan.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NetApp, Inc.

Report date May 29, 2020 · Filed June 03, 2020

Section 16 reporting ended · disclosed 2020-06-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect119,128 Ending reported balance After 2020-06-01 transaction · row 11
11 source rows · reconciled sequence

Row 1 · 2020-05-29 · Other · Acquired 413 · Balance 87,203

F1: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020.

Row 2 · 2020-06-01 · Grant · Acquired 33,000 · Balance 120,203

F2: Represents the settlement of performance share unites originally granted on June 1, 2017.

F3: Performance stock units convert into stock on a one-for-one basis.

Row 3 · 2020-06-01 · Tax withholding · Disposed 16,361 · Balance 103,842

Row 4 · 2020-06-01 · Exercise / conversion · Acquired 8,077 · Balance 111,919

Row 5 · 2020-06-01 · Tax withholding · Disposed 2,877 · Balance 109,042

Row 6 · 2020-06-01 · Exercise / conversion · Acquired 9,000 · Balance 118,042

Row 7 · 2020-06-01 · Tax withholding · Disposed 4,462 · Balance 113,580

Row 8 · 2020-06-01 · Exercise / conversion · Acquired 5,625 · Balance 119,205

Row 9 · 2020-06-01 · Tax withholding · Disposed 2,788 · Balance 116,417

Row 10 · 2020-06-01 · Exercise / conversion · Acquired 5,375 · Balance 121,792

Row 11 · 2020-06-01 · Tax withholding · Disposed 2,664 · Balance 119,128

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2023-06-01Direct0 Reported balance After 2020-06-01 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2020-06-01 · Exercise / conversion · Disposed 8,077 · Balance 0

F4: Restricted stock units convert into common stock on a one-for-one basis.

F5: On June 1, 2016, the reporting person was granted 32,309 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2024-06-01Direct9,000 Reported balance After 2020-06-01 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2020-06-01 · Exercise / conversion · Disposed 9,000 · Balance 9,000

F4: Restricted stock units convert into common stock on a one-for-one basis.

F6: On June 1, 2017, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-06-04Direct11,250 Reported balance After 2020-06-01 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2020-06-01 · Exercise / conversion · Disposed 5,625 · Balance 11,250

F4: Restricted stock units convert into common stock on a one-for-one basis.

F7: On June 4, 2018, the reporting person was granted 22,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2026-06-03Direct16,125 Reported balance After 2020-06-01 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2020-06-01 · Exercise / conversion · Disposed 5,375 · Balance 16,125

F4: Restricted stock units convert into common stock on a one-for-one basis.

F8: On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020.

F2: Represents the settlement of performance share unites originally granted on June 1, 2017.

F3: Performance stock units convert into stock on a one-for-one basis.

F4: Restricted stock units convert into common stock on a one-for-one basis.

F5: On June 1, 2016, the reporting person was granted 32,309 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

F6: On June 1, 2017, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

F7: On June 4, 2018, the reporting person was granted 22,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

F8: On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.

Zendesk, Inc.

Report date November 22, 2022 · Filed November 25, 2022

Section 16 reporting ended · disclosed 2022-11-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2023-08-17Direct0 Reported balance After 2022-11-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-11-22 · Disposition to issuer · Disposed 2,988 · Balance 0

F1: At the Effective Time, each restricted stock unit award was canceled and converted, in accordance with the terms of the Merger Agreement, into the right to receive a cash payment equal to the product of (x) the number of shares of Company Common Stock subject to such award as of immediately prior to the Effective Time multiplied by (y) the Merger Consideration.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2029-08-17Direct0 Reported balance After 2022-11-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-11-22 · Disposition to issuer · Disposed 2,988 · Balance 0

F1: At the Effective Time, each restricted stock unit award was canceled and converted, in accordance with the terms of the Merger Agreement, into the right to receive a cash payment equal to the product of (x) the number of shares of Company Common Stock subject to such award as of immediately prior to the Effective Time multiplied by (y) the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: At the Effective Time, each restricted stock unit award was canceled and converted, in accordance with the terms of the Merger Agreement, into the right to receive a cash payment equal to the product of (x) the number of shares of Company Common Stock subject to such award as of immediately prior to the Effective Time multiplied by (y) the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2026 Filed Jan 20, 2026 22:28 UTC EXTREME NETWORKS INC EXTR · Entity 381 GrantRestricted Stock Units · Derivative 11,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-26-001582 · rdgdoc.xml · derivative · entry 1

PASEK RONALD J · CIK 0001479217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,075

Underlying: Common Stock · 11,075 shares

Expires 2026-11-12

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of November 12, 2026, or the next annual meeting of stockholders.

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of November 12, 2026, or the next annual meeting of stockholders.

Read SEC document
May 23, 2025 Filed Feb 25, 2026 16:31 UTC SunPower Inc. SPWR · Entity 7152 GrantCommon Stock 112,022 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-020405 · ownership.xml · nonDerivative · entry 1

PASEK RONALD J · CIK 0001479217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,022

F1 · price: On May 23, 2025, the Company granted the Reporting Person 112,022 restricted stock units pursuant to the Company's 2023 Equity Incentive Plan, as amended (the "Plan"), each of which fully vested into one share of common stock on the grant date, subject to the terms and conditions of the Plan.

Read SEC document
November 22, 2022 Filed Nov 25, 2022 20:36 UTC Zendesk, Inc. ZEN · Entity 122051 Disposition to issuerRestricted Stock Unit · Derivative 2,988 $77.50 $231,570.00
Disclosure

SEC source: 0001463172-22-000351 · wf-form4_166942657627170.xml · derivative · entry 2

PASEK RONALD J · CIK 0001479217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,988 shares

Expires 2029-08-17

F1 · derivative.exercise_price: At the Effective Time, each restricted stock unit award was canceled and converted, in accordance with the terms of the Merger Agreement, into the right to receive a cash payment equal to the product of (x) the number of shares of Company Common Stock subject to such award as of immediately prior to the Effective Time multiplied by (y) the Merger Consideration.

F1 · derivative.exercise_date: At the Effective Time, each restricted stock unit award was canceled and converted, in accordance with the terms of the Merger Agreement, into the right to receive a cash payment equal to the product of (x) the number of shares of Company Common Stock subject to such award as of immediately prior to the Effective Time multiplied by (y) the Merger Consideration.

F1 · derivative.underlying_shares: At the Effective Time, each restricted stock unit award was canceled and converted, in accordance with the terms of the Merger Agreement, into the right to receive a cash payment equal to the product of (x) the number of shares of Company Common Stock subject to such award as of immediately prior to the Effective Time multiplied by (y) the Merger Consideration.

Read SEC document
November 22, 2022 Filed Nov 25, 2022 20:36 UTC Zendesk, Inc. ZEN · Entity 122051 Disposition to issuerRestricted Stock Unit · Derivative 2,988 $77.50 $231,570.00
Disclosure

SEC source: 0001463172-22-000351 · wf-form4_166942657627170.xml · derivative · entry 1

PASEK RONALD J · CIK 0001479217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,988 shares

Expires 2023-08-17

F1 · derivative.exercise_price: At the Effective Time, each restricted stock unit award was canceled and converted, in accordance with the terms of the Merger Agreement, into the right to receive a cash payment equal to the product of (x) the number of shares of Company Common Stock subject to such award as of immediately prior to the Effective Time multiplied by (y) the Merger Consideration.

F1 · derivative.exercise_date: At the Effective Time, each restricted stock unit award was canceled and converted, in accordance with the terms of the Merger Agreement, into the right to receive a cash payment equal to the product of (x) the number of shares of Company Common Stock subject to such award as of immediately prior to the Effective Time multiplied by (y) the Merger Consideration.

F1 · derivative.underlying_shares: At the Effective Time, each restricted stock unit award was canceled and converted, in accordance with the terms of the Merger Agreement, into the right to receive a cash payment equal to the product of (x) the number of shares of Company Common Stock subject to such award as of immediately prior to the Effective Time multiplied by (y) the Merger Consideration.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 20:42 UTC Zendesk, Inc. ZEN · Entity 122051 GrantRestricted Stock Unit · Derivative 2,988 $0.00 $0.00
Disclosure

SEC source: 0001463172-22-000282 · wf-form4_166095615847094.xml · derivative · entry 2

PASEK RONALD J · CIK 0001479217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,988

Underlying: Common Stock · 2,988 shares

Expires 2023-08-17

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units grant fully vests on August 17, 2023, subject to the Reporting Person's continuous service to the Issuer through such date. Unvested units are subject to acceleration upon the occurrence of certain events.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 20:42 UTC Zendesk, Inc. ZEN · Entity 122051 GrantRestricted Stock Unit · Derivative 2,988 $0.00 $0.00
Disclosure

SEC source: 0001463172-22-000282 · wf-form4_166095615847094.xml · derivative · entry 1

PASEK RONALD J · CIK 0001479217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,988

Underlying: Common Stock · 2,988 shares

Expires 2029-08-17

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units grant fully vests on August 17, 2023, subject to the Reporting Person's continuous service to the Issuer through such date. Unvested units are subject to acceleration upon the occurrence of certain events.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:44 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 5,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000029 · edgardoc.xml · derivative · entry 15

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,125

Underlying: Common Stock · 5,375 shares

Expires 2026-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:44 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 5,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000029 · edgardoc.xml · derivative · entry 14

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 5,625 shares

Expires 2025-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 22,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:44 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000029 · edgardoc.xml · derivative · entry 13

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2024-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:44 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 8,077 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000029 · edgardoc.xml · derivative · entry 12

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,077 shares

Expires 2023-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 32,309 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:44 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 2,664 $42.67 $113,672.88
Disclosure

SEC source: 0001614094-20-000029 · edgardoc.xml · nonDerivative · entry 11

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,128

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:44 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 5,375 $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000029 · edgardoc.xml · nonDerivative · entry 10

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:44 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 2,788 $42.67 $118,963.96
Disclosure

SEC source: 0001614094-20-000029 · edgardoc.xml · nonDerivative · entry 9

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,417

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:44 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 5,625 $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000029 · edgardoc.xml · nonDerivative · entry 8

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:44 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 4,462 $42.67 $190,393.54
Disclosure

SEC source: 0001614094-20-000029 · edgardoc.xml · nonDerivative · entry 7

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,580

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:44 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000029 · edgardoc.xml · nonDerivative · entry 6

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:44 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 2,877 $42.67 $122,761.59
Disclosure

SEC source: 0001614094-20-000029 · edgardoc.xml · nonDerivative · entry 5

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,042

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:44 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 8,077 $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000029 · edgardoc.xml · nonDerivative · entry 4

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:44 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 16,361 $42.67 $698,123.87
Disclosure

SEC source: 0001614094-20-000029 · edgardoc.xml · nonDerivative · entry 3

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,842

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:44 UTC NetApp, Inc. NTAP · Entity 3101 GrantCommon Stock 33,000 $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000029 · edgardoc.xml · nonDerivative · entry 2

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,203

F2 · shares: Represents the settlement of performance share unites originally granted on June 1, 2017.

F3 · price: Performance stock units convert into stock on a one-for-one basis.

Read SEC document
May 29, 2020 Filed Jun 3, 2020 20:44 UTC NetApp, Inc. NTAP · Entity 3101 OtherCommon Stock 413 $37.86 $15,635.77
Disclosure

SEC source: 0001614094-20-000029 · edgardoc.xml · nonDerivative · entry 1

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,203

F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020.

Read SEC document
May 16, 2020 Filed May 19, 2020 20:42 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 16,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000016 · edgardoc.xml · derivative · entry 4

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,032 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On May 16, 2016, the reporting person was granted 64,129 restricted stock units, vesting in four equal annual installments beginning on May 16, 2017 and subject to continued service on each applicable vesting date.

Read SEC document
May 16, 2020 Filed May 19, 2020 20:42 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 5,543 $42.38 $234,912.34
Disclosure

SEC source: 0001614094-20-000016 · edgardoc.xml · nonDerivative · entry 3

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,760

Read SEC document
May 16, 2020 Filed May 19, 2020 20:42 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 16,032 $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000016 · edgardoc.xml · nonDerivative · entry 2

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2019 Filed May 19, 2020 20:42 UTC NetApp, Inc. NTAP · Entity 3101 OtherCommon Stock 69 $50.07 $3,455.07
Disclosure

SEC source: 0001614094-20-000016 · edgardoc.xml · nonDerivative · entry 1

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,271

F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on November 29, 2019.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 20:25 UTC NetApp, Inc. NTAP · Entity 3101 GrantRestricted Stock Unit · Derivative 21,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000025 · edgardoc.xml · derivative · entry 12

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,500

Underlying: Common Stock · 21,500 shares

Expires 2026-06-03

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.

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June 03, 2019 Filed Jun 4, 2019 20:25 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Stock 58,052 $58.49 $3,395,432.45
Disclosure

SEC source: 0001614094-19-000025 · edgardoc.xml · nonDerivative · entry 8

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,202

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $58.40 to $58.605. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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June 01, 2019 Filed Jun 4, 2019 20:25 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 5,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000025 · edgardoc.xml · derivative · entry 11

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,875

Underlying: Common Stock · 5,625 shares

Expires 2025-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 22,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000025 · edgardoc.xml · derivative · entry 10

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 9,000 shares

Expires 2024-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 8,077 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000025 · edgardoc.xml · derivative · entry 9

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,077

Underlying: Common Stock · 8,077 shares

Expires 2023-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 32,309 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 2,788 $59.20 $165,049.60
Disclosure

SEC source: 0001614094-19-000025 · edgardoc.xml · nonDerivative · entry 7

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,254

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 5,625 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000025 · edgardoc.xml · nonDerivative · entry 6

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 4,462 $59.20 $264,150.40
Disclosure

SEC source: 0001614094-19-000025 · edgardoc.xml · nonDerivative · entry 5

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,417

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000025 · edgardoc.xml · nonDerivative · entry 4

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 4,004 $59.20 $237,036.80
Disclosure

SEC source: 0001614094-19-000025 · edgardoc.xml · nonDerivative · entry 3

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,879

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 8,077 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000025 · edgardoc.xml · nonDerivative · entry 2

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 20:25 UTC NetApp, Inc. NTAP · Entity 3101 OtherCommon Stock 300 $50.32 $15,096.00
Disclosure

SEC source: 0001614094-19-000025 · edgardoc.xml · nonDerivative · entry 1

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,806

F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 31, 2019.

Read SEC document
May 16, 2019 Filed May 20, 2019 20:40 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 16,032 $69.69 Strike: $0.00 $1,117,270.08
Disclosure

SEC source: 0001614094-19-000016 · edgardoc.xml · derivative · entry 8

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,032

Underlying: Common Stock · 16,032 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: On May 16, 2016, the reporting person was granted 64,129 restricted stock units, vesting in four equal annual installments beginning on May 16, 2017 and subject to continued service on each applicable vesting date.

Read SEC document
May 16, 2019 Filed May 20, 2019 20:40 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 23,781 $69.69 $1,657,297.89
Disclosure

SEC source: 0001614094-19-000016 · edgardoc.xml · nonDerivative · entry 7

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,506

Read SEC document
May 16, 2019 Filed May 20, 2019 20:40 UTC NetApp, Inc. NTAP · Entity 3101 GrantCommon Stock 47,966 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000016 · edgardoc.xml · nonDerivative · entry 6

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,287

F5 · shares: Represents the settlement of performance share units originally granted on June 1, 2016.

F4 · price: Performance stock units convert into stock on a one-for-one basis.

Read SEC document
May 16, 2019 Filed May 20, 2019 20:40 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 26,814 $69.69 $1,868,667.66
Disclosure

SEC source: 0001614094-19-000016 · edgardoc.xml · nonDerivative · entry 5

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,321

Read SEC document
May 16, 2019 Filed May 20, 2019 20:40 UTC NetApp, Inc. NTAP · Entity 3101 GrantCommon Stock 54,054 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000016 · edgardoc.xml · nonDerivative · entry 4

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,135

F3 · shares: Represents the settlement of performance share unites originally granted on June 1, 2017.

F4 · price: Performance stock units convert into stock on a one-for-one basis.

Read SEC document
May 16, 2019 Filed May 20, 2019 20:40 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 5,796 $69.69 $403,923.24
Disclosure

SEC source: 0001614094-19-000016 · edgardoc.xml · nonDerivative · entry 3

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,081

Read SEC document
May 16, 2019 Filed May 20, 2019 20:40 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 16,032 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000016 · edgardoc.xml · nonDerivative · entry 2

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into stock on a one-for-one basis.

Read SEC document
May 16, 2019 Filed Jun 3, 2020 20:42 UTC Amendment NetApp, Inc. NTAP · Entity 3101 GrantCommon Stock 54,084 $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000024 · edgardoc.xml · nonDerivative · entry 1

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,536

F1 · shares: Represents the settlement of performance share unites originally granted on June 1, 2017.

F2 · price: Performance stock units convert into stock on a one-for-one basis.

F3 · balance_after: The acquisition of 54,084 shares reported herein amends the original disclosure that inadvertently reported an acquisition of 54,054 shares. The number of shares disclosed as beneficially owned following the reported transaction is as of the end of the day on which the transaction occurred.

Read SEC document
November 30, 2018 Filed May 20, 2019 20:40 UTC NetApp, Inc. NTAP · Entity 3101 OtherCommon Stock 110 $56.84 $6,252.35
Disclosure

SEC source: 0001614094-19-000016 · edgardoc.xml · nonDerivative · entry 1

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,845

F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase Plan on November 30, 2018.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:23 UTC NetApp, Inc. NTAP · Entity 3101 GrantRestricted Stock Unit · Derivative 22,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000060 · edgardoc.xml · derivative · entry 1

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2025-06-04

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 22,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:40 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000050 · edgardoc.xml · derivative · entry 7

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 9,000 shares

Expires 2024-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:40 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 8,077 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000050 · edgardoc.xml · derivative · entry 6

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,154

Underlying: Common Stock · 8,077 shares

Expires 2023-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 32,309 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:40 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 4,462 $69.71 $311,046.02
Disclosure

SEC source: 0001614094-18-000050 · edgardoc.xml · nonDerivative · entry 5

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,735

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.