NRG

SEC source: 0001225208-24-009654 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,552

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 2 security beneficially owned following reported transaction as a result of rounding fractional shares. Includes 2003 dividend equivalent rights.

SEC source: 0001225208-24-009653 · doc4.xml · nonDerivative · entry 1

Pruner Alexandra · CIK 0001759034 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,271

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 3 securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 2,779 dividend equivalent rights.

SEC source: 0001225208-24-009652 · doc4.xml · nonDerivative · entry 1

ZLOTNIK MARCIE · CIK 0001260593 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,990

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 1 security beneficially owned following the reported transaction as a result of fractional rounding. Includes 108 dividend equivalent rights.

SEC source: 0001225208-24-009651 · doc4.xml · nonDerivative · entry 1

Pourbaix Alexander J · CIK 0001678964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,927

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 1 security beneficially owned following reported transaction as a result of rounding fractional shares. Includes 103 dividend equivalent rights.

SEC source: 0001225208-24-009650 · doc4.xml · nonDerivative · entry 1

Howell Kevin · CIK 0001333101 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,384

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 71 dividend equivalent rights.

SEC source: 0001225208-24-009648 · doc4.xml · nonDerivative · entry 1

Carter Matthew Jr · CIK 0001481169 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,029

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 2 security beneficially owned following reported transaction as a result of rounding fractional shares. Includes 4,580 dividend equivalent rights.

SEC source: 0001225208-24-009649 · doc4.xml · nonDerivative · entry 1

Donohue Elisabeth B · CIK 0001707011 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,969

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 3 securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 1,939 dividend equivalent rights.

SEC source: 0001225208-24-009647 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,350

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 2 securities beneficially owned following the reported transaction as a result of fractional rounding. Includes 1,196 dividend equivalent rights.

SEC source: 0001225208-24-009646 · doc4.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,496

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 1 security beneficially owned following the reported transaction as a result of fractional rounding. Includes 11,463 dividend equivalent rights.

SEC source: 0001225208-24-009644 · doc4.xml · nonDerivative · entry 1

Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,024

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 2 securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 1,489 dividend equivalent rights.

SEC source: 0001225208-24-009645 · doc4.xml · nonDerivative · entry 1

COBEN LAWRENCE S · CIK 0001272898 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 415,239

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted and deferred stock units, which become exercisable proportionately with the restricted and deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 3 securities beneficially owned following reported transaction as a result of rounding franctional shares. Includes 21,376 dividend equivalent rights.

SEC source: 0001225208-24-009643 · doc4.xml · nonDerivative · entry 1

Curci Brian · CIK 0001734640 · Exec VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,454

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 2 securities beneficially owned following the reported transaction as a result of fractional rounding. Includes 1,433 dividend equivalent rights.

SEC source: 0001225208-24-009642 · doc4.xml · nonDerivative · entry 1

Chung Bruce · CIK 0001940921 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,509

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 1 security beneficially owned following the reported transaction as a result of fractional rounding. Includes 1,643 dividend equivalent rights.

SEC source: 0001225208-24-009641 · doc4.xml · nonDerivative · entry 1

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,782

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 296 shares acquired under NRG's Employee Stock Purchase Plan since the Reporting Person's last filing. Reflects a de minimus adjustment of 1 security beneficially owned following the reported transaction as a result of fractional rounding. Includes 125 dividend equivalent rights.

SEC source: 0001225208-24-009640 · doc4.xml · nonDerivative · entry 1

Patel Rasesh M. · CIK 0001735576 · President, NRG Consumer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,870

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,496 dividend equivalent rights. Reflects a de minimus adjustment of 3 securities beneficially owned following the reported transaction as a result of rounding fractional shares.

SEC source: 0001225208-24-008728 · doc4.xml · nonDerivative · entry 1

Patel Rasesh M. · CIK 0001735576 · President, NRG Consumer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,680

F1 · shares: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001225208-24-008501 · doc4.xml · derivative · entry 6

Curci Brian · CIK 0001734640 · Exec VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 5,990 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-24-008501 · doc4.xml · derivative · entry 5

Curci Brian · CIK 0001734640 · Exec VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 646 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Conversion price not applicable.

SEC source: 0001225208-24-008501 · doc4.xml · nonDerivative · entry 4

Curci Brian · CIK 0001734640 · Exec VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,316

F5 · price: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for Relative Performance Stock Units (RPSUs) having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,815 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation.

SEC source: 0001225208-24-008501 · doc4.xml · nonDerivative · entry 3

Curci Brian · CIK 0001734640 · Exec VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,131

F3 · price: On September 3, 2021, the Reporting Person was issued 1,816 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On September 3, 2024, 607 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 285 shares of common stock to satisfy the grantee's tax withholding obligation.

F4 · balance_after: In connection with the vesting of the RSUs described above, 65 DERs vested, resulting in the Reporting Person holding 1,298 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units.

SEC source: 0001225208-24-008501 · doc4.xml · nonDerivative · entry 2

Curci Brian · CIK 0001734640 · Exec VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: In connection with the vesting of the RPSUs described above, an incremental 646 Dividend Equivalent Rights (DERs) vested. Each DER is the economic equivalent of one share of Common Stock.

SEC source: 0001225208-24-008501 · doc4.xml · nonDerivative · entry 1

Curci Brian · CIK 0001734640 · Exec VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person was issued 5,990 Relative Performance Stock Units (RPSUs) by NRG Energy, Inc. (NRG) under NRG's Amended and Restated Long-Term Incentive Plan (LTIP) that vested subject to certain performance conditions on September 3, 2024.

SEC source: 0001225208-24-008500 · doc4.xml · derivative · entry 6

Chung Bruce · CIK 0001940921 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 5,810 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Conversion Price not applicable.

SEC source: 0001225208-24-008500 · doc4.xml · derivative · entry 5

Chung Bruce · CIK 0001940921 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 627 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-24-008500 · doc4.xml · nonDerivative · entry 4

Chung Bruce · CIK 0001940921 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,334

F5 · balance_after: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for Relative Performance Stock Units (RPSUs) having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 3,293 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation.

SEC source: 0001225208-24-008500 · doc4.xml · nonDerivative · entry 3

Chung Bruce · CIK 0001940921 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,627

F3 · price: On September 3, 2021, the Reporting Person was issued 1,762 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On September 3, 2024, 589 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 334 shares of common stock to satisfy the grantee's tax withholding obligation.

F4 · balance_after: In connection with the vesting of the RSUs described above, 63 DERs vested, resulting in the Reporting Person holding 1,470 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units.

SEC source: 0001225208-24-008500 · doc4.xml · nonDerivative · entry 2

Chung Bruce · CIK 0001940921 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: In connection with the vesting of the RPSUs described above, an incremental 627 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

SEC source: 0001225208-24-008500 · doc4.xml · nonDerivative · entry 1

Chung Bruce · CIK 0001940921 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person was issued 5,810 Relative Performance Stock Units (RPSUs) by NRG Energy, Inc. (NRG) under the NRG Amended and Restated Long-Term Incentive Plan (LTIP) that vested subject to certain performance conditions on September 3, 2024.

SEC source: 0001225208-24-008499 · doc4.xml · derivative · entry 6

Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 6,422 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-24-008499 · doc4.xml · derivative · entry 5

Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 693 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Conversion price not applicable.

SEC source: 0001225208-24-008499 · doc4.xml · nonDerivative · entry 4

Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,875

F5 · price: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for Relative Performance Stock Units (RPSUs) having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,800 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation.

SEC source: 0001225208-24-008499 · doc4.xml · nonDerivative · entry 3

Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,675

F3 · price: On September 3, 2021, the Reporting Person was issued 1,947 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On September 3, 2024, 651 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 284 shares of common stock to satisfy the grantee's tax withholding obligation.

F4 · balance_after: In connection with the vesting of the RSUs described above, 70 DERs vested, resulting in the Reporting Person holding 1,342 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock unite or relative performance stock units.

SEC source: 0001225208-24-008499 · doc4.xml · nonDerivative · entry 2

Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: In connection with the vesting of the RPSUs described above, an incremental 693 Dividend Equivalent Rights (DERs) vested. Each DER is the economic equivalent of one share of Common Stock.

SEC source: 0001225208-24-008499 · doc4.xml · nonDerivative · entry 1

Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person was issued 6,422 Relative Performance Stock Units (RPSUs) by NRG Energy, Inc. (NRG) under NRG's Amended and Restated Long-Term Incentive Plan (LTIP) that vested subject to certain performance conditions on September 3, 2024.

SEC source: 0001225208-24-007863 · doc4.xml · nonDerivative · entry 2

Pruner Alexandra · CIK 0001759034 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,131

F2 · shares: Represents 103 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Long-Term Incentive Plan.

F3 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit they own upon termination of their service on NRG Energy, Inc.'s Board of Directors.

SEC source: 0001225208-24-007863 · doc4.xml · nonDerivative · entry 1

Pruner Alexandra · CIK 0001759034 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,028

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 2,641 dividend equivalent rights.

SEC source: 0001225208-24-007861 · doc4.xml · nonDerivative · entry 1

Schaumburg Anne C · CIK 0001322455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,205

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 9,780 dividend equivalent rights.

SEC source: 0001225208-24-007862 · doc4.xml · nonDerivative · entry 1

ZLOTNIK MARCIE · CIK 0001260593 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,961

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 80 dividend equivalent rights.

SEC source: 0001225208-24-007860 · doc4.xml · nonDerivative · entry 1

Pourbaix Alexander J · CIK 0001678964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,889

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 65 dividend equivalent rights.

SEC source: 0001225208-24-007859 · doc4.xml · nonDerivative · entry 1

Howell Kevin · CIK 0001333101 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,359

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 46 dividend equivalent rights.

SEC source: 0001225208-24-007858 · doc4.xml · nonDerivative · entry 2

Donohue Elisabeth B · CIK 0001707011 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,863

F3 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,835 dividend equivalent rights.

SEC source: 0001225208-24-007858 · doc4.xml · nonDerivative · entry 1

Donohue Elisabeth B · CIK 0001707011 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,743

F1 · shares: Represents 137 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit they own upon termination of their service on NRG Energy, Inc.'s Board of Directors.

SEC source: 0001225208-24-007857 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,437

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,890 dividend equivalent rights.

SEC source: 0001225208-24-007853 · doc4.xml · nonDerivative · entry 1

Patel Rasesh M. · CIK 0001735576 · President, NRG Consumer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,283

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,308 dividend equivalent rights.

SEC source: 0001225208-24-007856 · doc4.xml · nonDerivative · entry 1

Carter Matthew Jr · CIK 0001481169 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,840

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 4,392 dividend equivalent rights.

SEC source: 0001225208-24-007855 · doc4.xml · nonDerivative · entry 2

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,261

F3 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,109 dividend equivalent rights.

SEC source: 0001225208-24-007855 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,162

F1 · shares: Represents 562 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit they own upon termination of their service on NRG Energy, Inc.'s Board of Directors.

SEC source: 0001225208-24-007854 · doc4.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,141

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 11,109 dividend equivalent rights.

SEC source: 0001225208-24-007851 · doc4.xml · nonDerivative · entry 1

Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,844

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,412 dividend equivalent rights.

SEC source: 0001225208-24-007852 · doc4.xml · nonDerivative · entry 1

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,460

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 100 dividend equivalent rights.