NRG

SEC source: 0001225208-20-013062 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901,000

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 3,853 dividend equivalent rights.

SEC source: 0001225208-20-013061 · doc4.xml · nonDerivative · entry 1

Curci Brian · CIK 0001734640 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,752

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 369 dividend equivalent rights.

SEC source: 0001225208-20-013060 · doc4.xml · nonDerivative · entry 1

Andrews Kirkland B · CIK 0001529284 · Exec VP & Chief Financial Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,626

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 970 dividend equivalent rights.

SEC source: 0001225208-20-013058 · doc4.xml · nonDerivative · entry 1

Schaumburg Anne C · CIK 0001322455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,329

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 2,897 dividend equivalent rights.

SEC source: 0001225208-20-013057 · doc4.xml · nonDerivative · entry 1

Pruner Alexandra · CIK 0001759034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,129

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 240 dividend equivalent rights.

SEC source: 0001225208-20-013056 · doc4.xml · nonDerivative · entry 1

Donohue Elisabeth B · CIK 0001707011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,390

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 49 dividend equivalent rights.

SEC source: 0001225208-20-013055 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,903

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 269 dividend equivalent rights.

SEC source: 0001225208-20-013054 · doc4.xml · nonDerivative · entry 1

COBEN LAWRENCE S · CIK 0001272898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,516

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 4, 243 dividend equivalent rights.

SEC source: 0001225208-20-013053 · doc4.xml · nonDerivative · entry 1

Carter Matthew Jr · CIK 0001481169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,244

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 645 dividend equivalent rights.

SEC source: 0001225208-20-013052 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,022

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 155 dividend equivalent rights.

SEC source: 0001225208-20-013051 · doc4.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,385

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 3,165 dividend equivalent rights.

SEC source: 0001225208-20-012315 · doc4.xml · nonDerivative · entry 1

Donohue Elisabeth B · CIK 0001707011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,341

F1 · shares: Represents 5,341 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit they own upon termination of their service on NRG Energy, Inc.'s Board of Directors.

SEC source: 0001225208-20-010325 · doc4.xml · nonDerivative · entry 1

Schaumburg Anne C · CIK 0001322455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,947

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 2,515 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 61 as a result of under reporting dividend equivalent rights.

SEC source: 0001225208-20-010324 · doc4.xml · nonDerivative · entry 1

COBEN LAWRENCE S · CIK 0001272898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,894

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 3,621 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 67 as a result of under reporting dividend equivalent rights.

SEC source: 0001225208-20-010322 · doc4.xml · nonDerivative · entry 1

Pruner Alexandra · CIK 0001759034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,045

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 156 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 1 as a result of rounding fractional shares.

SEC source: 0001225208-20-010323 · doc4.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,926

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 2,706 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 3 as a result of rounding fractional shares.

SEC source: 0001225208-20-010321 · doc4.xml · nonDerivative · entry 1

Curci Brian · CIK 0001734640 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,660

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 277 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 2 as a result of rounding fractional shares.

SEC source: 0001225208-20-010320 · doc4.xml · nonDerivative · entry 1

Moser Christopher · CIK 0001726304 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,680

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 575 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 1 as a result of rounding fractional shares.

SEC source: 0001225208-20-010319 · doc4.xml · nonDerivative · entry 1

Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,457

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 576 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 2 as a result of rounding fractional shares.

SEC source: 0001225208-20-010318 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,039

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 2,892 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 1 as a result of rounding fractional shares.

SEC source: 0001225208-20-010317 · doc4.xml · nonDerivative · entry 1

Gaudette Robert J · CIK 0001505252 · Sr VP, Business Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,584

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 328 dividend equivalent rights.

SEC source: 0001225208-20-010316 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,813

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 179 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 2 as a result of rounding fractional shares.

SEC source: 0001225208-20-010315 · doc4.xml · nonDerivative · entry 1

Callen David · CIK 0001636160 · Sr VP & Chief Accounting Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,604

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 260 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 1 as a result of rounding fractional shares.

SEC source: 0001225208-20-010314 · doc4.xml · nonDerivative · entry 1

Andrews Kirkland B · CIK 0001529284 · Exec VP & Chief Financial Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,384

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 728 dividend equivalent rights.

SEC source: 0001225208-20-010313 · doc4.xml · nonDerivative · entry 1

Carter Matthew Jr · CIK 0001481169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,067

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 468 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 2 as a result of rounding fractional shares.

SEC source: 0001225208-20-010312 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,982

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 115 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 2 as a result of rounding fractional shares.

SEC source: 0001179110-20-006924 · edgar.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,489

F1 · shares: Represents 4,905 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 2,266 dividend equivalent rights.

SEC source: 0001179110-20-006923 · edgar.xml · nonDerivative · entry 1

HOBBY PAUL W · CIK 0001092063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,400

F1 · shares: Mr. Hobby was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2020. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2020, Mr. Hobby received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit he was issued on that same date.

F1 · price: Mr. Hobby was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2020. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2020, Mr. Hobby received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit he was issued on that same date.

SEC source: 0001179110-20-006922 · edgar.xml · nonDerivative · entry 1

WEIDEMEYER THOMAS H · CIK 0001227740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,903

F1 · shares: Mr. Weidemeyer was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2020. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2020, Mr. Weidemeyer received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit he was issued on that same date.

F1 · price: Mr. Weidemeyer was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2020. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2020, Mr. Weidemeyer received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit he was issued on that same date.

SEC source: 0001179110-20-006921 · edgar.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,944

F1 · shares: Mr. Carrillo was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2020. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2020, Mr. Carrillo received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit he was issued on that same date.

F2 · price: Includes 75 Dividend Equivalent Rights.

SEC source: 0001179110-20-006920 · edgar.xml · nonDerivative · entry 1

Carter Matthew Jr · CIK 0001481169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,898

F1 · shares: Represents 4,628 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 297 dividend equivalent rights.

SEC source: 0001179110-20-006919 · edgar.xml · nonDerivative · entry 1

COBEN LAWRENCE S · CIK 0001272898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,302

F1 · shares: Represents 7,399 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 2,962 dividend equivalent rights.

SEC source: 0001179110-20-006918 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,727

F1 · shares: Represents 4,628 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit she owns upon termination of her service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 91 Dividend Equivalent Rights.

SEC source: 0001179110-20-006917 · edgar.xml · nonDerivative · entry 1

Pruner Alexandra · CIK 0001759034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,965

F1 · shares: Represents 4,628 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit she owns upon termination of her service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 75 Dividend Equivalent Rights.

SEC source: 0001179110-20-006916 · edgar.xml · nonDerivative · entry 1

Schaumburg Anne C · CIK 0001322455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,583

F1 · shares: Represents 5,113 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit she owns upon termination of her service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 2,090 dividend equivalent rights.

SEC source: 0001179110-20-005500 · edgar.xml · nonDerivative · entry 1

Andrews Kirkland B · CIK 0001529284 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,154

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 498 dividend equivalent rights.

SEC source: 0001179110-20-005496 · edgar.xml · nonDerivative · entry 1

Curci Brian · CIK 0001734640 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,572

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 187 dividend equivalent rights.

SEC source: 0001179110-20-005498 · edgar.xml · nonDerivative · entry 1

Callen David · CIK 0001636160 · SVP,Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,522

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 177 dividend equivalent rights and 157 shares acquired under NRG Energy, Inc.'s Employee Stock Purchase Plan since the Reporting Person's last filing.

SEC source: 0001179110-20-005494 · edgar.xml · nonDerivative · entry 1

Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,481

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 225 dividend equivalent rights.

SEC source: 0001179110-20-005491 · edgar.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899,123

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,975 dividend equivalent rights.

SEC source: 0001179110-20-005488 · edgar.xml · nonDerivative · entry 1

Moser Christopher · CIK 0001726304 · Exec Vice Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,498

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 394 dividend equivalent rights.

SEC source: 0001179110-20-005487 · edgar.xml · nonDerivative · entry 1

Killinger Elizabeth R · CIK 0001662519 · EVP & President, NRG Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,275

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 392 dividend equivalent rights and 106 shares acquired under NRG Energy, Inc.'s Employee Stock Purchase Plan since the Reporting Person's last filing.

SEC source: 0001179110-20-005484 · edgar.xml · nonDerivative · entry 1

Schaumburg Anne C · CIK 0001322455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,470

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 2,090 dividend equivalent rights.

SEC source: 0001179110-20-005477 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,099

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 91 dividend equivalent rights.

SEC source: 0001179110-20-005479 · edgar.xml · nonDerivative · entry 1

Pruner Alexandra · CIK 0001759034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,337

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 75 dividend equivalent rights.

SEC source: 0001179110-20-005475 · edgar.xml · nonDerivative · entry 1

COBEN LAWRENCE S · CIK 0001272898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,903

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 2,962 dividend equivalent rights.

SEC source: 0001179110-20-005473 · edgar.xml · nonDerivative · entry 1

Carter Matthew Jr · CIK 0001481169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,270

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 297 dividend equivalent rights.

SEC source: 0001179110-20-005471 · edgar.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,584

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 2,266 dividend equivalent rights.

SEC source: 0001179110-20-005469 · edgar.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,316

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 75 dividend equivalent rights.

SEC source: 0001179110-20-001194 · edgar.xml · nonDerivative · entry 1

Callen David · CIK 0001636160 · SVP,Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,283

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 95 dividend equivalent rights.