NRG

SEC source: 0001225208-22-010132 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095,450

F1 · price: On September 3, 2021, the Reporting Person was issued a supplemental grant of 14,881 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On September 3, 2022, 4,955 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,021 shares of common stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 180 DERs vested, resulting in the Reporting Person holding 5,794 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units.

SEC source: 0001225208-22-010131 · doc4.xml · nonDerivative · entry 1

Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,427

F1 · price: On September 3, 2021, the Reporting Person was issued a supplemental grant of 1,947 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On September 3, 2022, 648 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 237 shares of common stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 23 DERs vested, resulting in the Reporting Person holding 671 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units.

SEC source: 0001225208-22-010130 · doc4.xml · nonDerivative · entry 1

Curci Brian · CIK 0001734640 · Exec VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,273

F1 · price: On September 3, 2021, the Reporting Person was issued a supplemental grant of 1,816 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On September 3, 2022, 604 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 265 shares of common stock to satisfy the grantee's tax withholding obligation.

F2 · ownership.direct: In connection with the vesting of the RSUs described above, 21 DERs vested, resulting in the Reporting Person holding 700 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on theReporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units.

SEC source: 0001225208-22-010129 · doc4.xml · nonDerivative · entry 1

Chung Bruce · CIK 0001940921 · EVP, Strategy and NRG Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,362

F1 · price: On September 3, 2021, the Reporting Person was issued a supplemental grant of 1,762 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On September 3, 2022, 586 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 220 shares of common stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 21 DERs vested, resulting in the Reporting Person holding 557 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units.

SEC source: 0001225208-22-009252 · doc4.xml · nonDerivative · entry 1

Chung Bruce · CIK 0001940921 · EVP, Strategy and NRG Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,582

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 578 dividend equivalent rights.

SEC source: 0001225208-22-009247 · doc4.xml · nonDerivative · entry 1

Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,664

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 694 dividend equivalent rights.

SEC source: 0001225208-22-009246 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,097,471

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 5,929 dividend equivalent rights.

SEC source: 0001225208-22-009245 · doc4.xml · nonDerivative · entry 1

Carter Matthew Jr · CIK 0001481169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,817

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 2,109 dividend equivalent rights.

SEC source: 0001225208-22-009244 · doc4.xml · nonDerivative · entry 1

COBEN LAWRENCE S · CIK 0001272898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,537

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 8,857 dividend equivalent rights.

SEC source: 0001225208-22-009242 · doc4.xml · nonDerivative · entry 1

Picarello Emily · CIK 0001915504 · Vice Pres & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,469

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 149 dividend equivalent rights.

SEC source: 0001225208-22-009243 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,115

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,146 dividend equivalent rights.

SEC source: 0001225208-22-009241 · doc4.xml · nonDerivative · entry 1

Killinger Elizabeth R · CIK 0001662519 · Exec VP, NRG Home

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,879

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,119 dividend equivalent rights.

SEC source: 0001225208-22-009240 · doc4.xml · nonDerivative · entry 1

Donohue Elisabeth B · CIK 0001707011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,100

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 650 dividend equivalent rights.

SEC source: 0001225208-22-009239 · doc4.xml · nonDerivative · entry 1

Moser Christopher · CIK 0001726304 · Head-Competitive Mrkets/Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,154

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,119 dividend equivalent rights.

SEC source: 0001225208-22-009238 · doc4.xml · nonDerivative · entry 1

Curci Brian · CIK 0001734640 · Exec VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,538

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 721 dividend equivalent rights.

SEC source: 0001225208-22-009237 · doc4.xml · nonDerivative · entry 1

Schaumburg Anne C · CIK 0001322455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,237

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 5,770 dividend equivalent rights.

SEC source: 0001225208-22-009236 · doc4.xml · nonDerivative · entry 1

Pruner Alexandra · CIK 0001759034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,292

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,074 dividend equivalent rights.

SEC source: 0001225208-22-009235 · doc4.xml · nonDerivative · entry 1

Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,812

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 694 dividend equivalent rights.

SEC source: 0001225208-22-009234 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,404

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 428 dividend equivalent rights.

SEC source: 0001225208-22-009233 · doc4.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,398

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 6,539 dividend equivalent rights.

SEC source: 0001225208-22-007713 · doc4.xml · nonDerivative · entry 1

Schaumburg Anne C · CIK 0001322455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,736

F1 · shares: Represents 4,320 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit she owns upon termination of her service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 5,269 dividend equivalent rights.

SEC source: 0001225208-22-007712 · doc4.xml · nonDerivative · entry 1

Pruner Alexandra · CIK 0001759034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,115

F1 · shares: Represents 4,155 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit she owns upon termination of her service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 897 dividend equivalent rights.

SEC source: 0001225208-22-007714 · doc4.xml · nonDerivative · entry 1

WEIDEMEYER THOMAS H · CIK 0001227740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,323

F1 · price: The Reporting Person was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2022. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2022, the Reporting Person received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit they were issued on that same date.

SEC source: 0001225208-22-007711 · doc4.xml · nonDerivative · entry 1

Donohue Elisabeth B · CIK 0001707011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,961

F1 · shares: Represents 3,935 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit she owns upon termination of her service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 511 dividend equivalent rights.

SEC source: 0001225208-22-007710 · doc4.xml · nonDerivative · entry 1

COBEN LAWRENCE S · CIK 0001272898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,741

F1 · shares: Represents 6,134 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 8,061 dividend equivalent rights.

SEC source: 0001225208-22-007709 · doc4.xml · nonDerivative · entry 1

Carter Matthew Jr · CIK 0001481169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,543

F1 · shares: Represents 3,935 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 1,835 dividend equivalent rights.

SEC source: 0001225208-22-007708 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,361

F1 · price: The Reporting Person was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2022. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2022, the Reporting Person received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit they were issued on that same date.

F2 · balance_after: Includes 385 dividend equivalent rights.

SEC source: 0001225208-22-007706 · doc4.xml · nonDerivative · entry 1

Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,615

F1 · price: On June 1, 2021, the Reporting Person was issued 10,226 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On June 1, 2022 3,405 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having avalue on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 858 shares of common stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 118 DERs vested, resulting in the Reporting Person holding 497 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on theReporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stockunits.

SEC source: 0001225208-22-007707 · doc4.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,820

F1 · shares: Represents 4,155 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 5,961 dividend equivalent rights.

SEC source: 0001225208-22-007705 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,931

F1 · shares: Represents 4,155 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit she owns upon termination of her service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 964 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 2 as a result of fractional rounding.

SEC source: 0001225208-22-007690 · doc4.xml · nonDerivative · entry 1

HOBBY PAUL W · CIK 0001092063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,820

F1 · price: The Reporting Person was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2022. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2022, the Reporting Person received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit they were issued on that same date.

SEC source: 0001225208-22-006538 · doc4.xml · nonDerivative · entry 1

Pruner Alexandra · CIK 0001759034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,960

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 897 dividend equivalent rights.

SEC source: 0001225208-22-006537 · doc4.xml · nonDerivative · entry 1

Donohue Elisabeth B · CIK 0001707011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,026

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 511 dividend equivalent rights.

SEC source: 0001225208-22-006513 · doc4.xml · nonDerivative · entry 1

Picarello Emily · CIK 0001915504 · Vice Pres & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,419

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 99 dividend equivalent rights and 166 shares acquired under NRG Energy, Inc.'s Employee Stock Purchase Plan since the Reporting Person's last filing date.

SEC source: 0001225208-22-006511 · doc4.xml · nonDerivative · entry 1

Moser Christopher · CIK 0001726304 · Head-Competitive Mrkets/Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,933

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 898 dividend equivalent rights.

SEC source: 0001225208-22-006512 · doc4.xml · nonDerivative · entry 1

Killinger Elizabeth R · CIK 0001662519 · Exec VP, NRG Home

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,658

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 898 dividend equivalent rights and 78 shares acquired under NRG Energy, Inc.'s Employee Stock Purchase Plan since the Reporting Person's Last filing date.

SEC source: 0001225208-22-006510 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,096,269

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 4,727 dividend equivalent rights.

SEC source: 0001225208-22-006509 · doc4.xml · nonDerivative · entry 1

Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,522

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 552 dividend equivalent rights.

SEC source: 0001225208-22-006508 · doc4.xml · nonDerivative · entry 1

Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,473

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 615 dividend equivalent rights.

SEC source: 0001225208-22-006507 · doc4.xml · nonDerivative · entry 1

Schaumburg Anne C · CIK 0001322455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,416

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 5,269 dividend equivalent rights.

SEC source: 0001225208-22-006506 · doc4.xml · nonDerivative · entry 1

Pruner Alexandra · CIK 0001759034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,960

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 897 dividend equivalent rights.

SEC source: 0001225208-22-006505 · doc4.xml · nonDerivative · entry 1

Donohue Elisabeth B · CIK 0001707011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,026

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 511 dividend equivalent rights.

SEC source: 0001225208-22-006503 · doc4.xml · nonDerivative · entry 1

COBEN LAWRENCE S · CIK 0001272898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,607

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 8,061 dividend equivalent rights.

SEC source: 0001225208-22-006504 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,770

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 962 dividend equivalent rights.

SEC source: 0001225208-22-006502 · doc4.xml · nonDerivative · entry 1

Carter Matthew Jr · CIK 0001481169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,608

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,835 dividend equivalent rights.

SEC source: 0001225208-22-006501 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,426

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 385 dividend equivalent rights.

SEC source: 0001225208-22-006479 · doc4.xml · nonDerivative · entry 1

Curci Brian · CIK 0001734640 · Exec VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,379

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 562 dividend equivalent rights.

SEC source: 0001225208-22-006500 · doc4.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,665

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 5,961 dividend equivalent rights.

SEC source: 0001225208-22-001439 · doc4.xml · nonDerivative · entry 1

Killinger Elizabeth R · CIK 0001662519 · Exec VP, NRG Home

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,356

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 674 dividend equivalent rights.

SEC source: 0001225208-22-001438 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095,053

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 3,511 dividend equivalent rights.