Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NRG ENERGY, INC.NRG · Entity 3216 | Executive Vice Pres & CFO | May 01, 2023 | May 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NRG ENERGY, INC.
Report date May 01, 2023 · Filed May 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 51,306 |
Reported balance
After 2023-05-01 transaction · row 1
1 source rowRow 1 · 2023-05-01 · Grant · Acquired 488 · Balance 51,306 F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,660 dividend equivalent rights. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,660 dividend equivalent rights.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2023 Filed May 3, 2023 20:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 488 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-005372 · doc4.xml · nonDerivative · entry 1 Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,306 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,660 dividend equivalent rights. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:47 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 475 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001288 · doc4.xml · nonDerivative · entry 1 Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,818 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1, 172 dividend equivalent rights. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 22:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 44,258 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000286 · doc4.xml · derivative · entry 3 Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,258 Underlying: Common Stock, par value $.01 per share · 44,258 shares Expires 2026-01-02 F3 · shares: On January 2, 2023, the Reporting Person was issued 44,258 Relative Performance Stock Units ("RPSUs") by NRG under the LTIP that vest on January 2, 2026, subject to certain performance conditions. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 22:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 1,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000286 · doc4.xml · nonDerivative · entry 2 Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,343 F2 · balance_after: On January 2, 2022, the Reporting Person was issued 13,884 RSUs by NRG under the LTIP. On January 2, 2023, 4,623 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,420 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 167 DERs vested, resulting in the Reporting Person holding 697 DERs in the aggregate. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 22:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 26,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000286 · doc4.xml · nonDerivative · entry 1 Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,763 F1 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 21:03 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 170 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-011364 · doc4.xml · nonDerivative · entry 1 Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,984 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Reflects a de minimus adjustment of 2 to securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 864 dividend equivalent rights. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 21:28 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-009235 · doc4.xml · nonDerivative · entry 1 Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,812 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 694 dividend equivalent rights. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:35 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 858 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-007706 · doc4.xml · nonDerivative · entry 1 Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,615 F1 · price: On June 1, 2021, the Reporting Person was issued 10,226 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On June 1, 2022 3,405 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having avalue on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 858 shares of common stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 118 DERs vested, resulting in the Reporting Person holding 497 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on theReporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stockunits. Read SEC document |
| May 02, 2022 Filed May 4, 2022 21:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 232 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-006508 · doc4.xml · nonDerivative · entry 1 Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,473 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 615 dividend equivalent rights. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:50 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001436 · doc4.xml · nonDerivative · entry 1 Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,241 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 381 dividend equivalent rights. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 01:57 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 21,153 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000327 · doc4.xml · derivative · entry 2 Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,153 Underlying: Common Stock, par value $.01 per share · 21,153 shares Expires 2025-01-02 F3 · derivative.exercise_price: The Reporting Person was issued 21,153 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under the LTIP on January 2, 2022. The RPSUs will convert to shares of NRG Common Stockon January 2, 2025 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The numberof shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F4 · shares: Reporting Person will receive(i) a maximum of 42,306 shares of Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 21,153 shares of Common Stock if Company's TSR is ranked at the 55th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative fifteen percent (-15%), the Company's TSR must be ranked at the 65th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 5,288 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period(the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period. F5 · balance_after: The Maximum award that the Reporting Person will receive shall not exceed six (6) times the fair market value of the Target award, determined as of the date of grant. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 01:57 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 13,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000327 · doc4.xml · nonDerivative · entry 1 Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,022 F1 · shares: Represents Restricted Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan ("LTIP"). F2 · price: Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 82 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-013558 · doc4.xml · nonDerivative · entry 1 Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,138 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 162 dividend equivalent rights. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 21:01 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 80 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011180 · doc4.xml · nonDerivative · entry 1 Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,056 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 80 dividend equivalent rights. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 22:29 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 18,647 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008928 · doc4.xml · derivative · entry 2 Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,647 Underlying: Common Stock, par value $.01 per share · 18,647 shares Expires 2024-06-01 F3 · derivative.exercise_price: The Reporting Person was issued 18,647 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under the LTIP on June 1, 2021. The RPSUs will convert to shares of NRG Common Stock on June 1, 2024 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F4 · shares: Reporting Person will receive(i) a maximum of 37,294 shares of Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 18,647 shares of Common Stock if Company's TSR is ranked at the 55th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative fifteen percent (-15%), the Company's TSR must be ranked at the 65th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 4,661 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period(the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period. F5 · derivative.underlying_shares: The Maximum award that the Reporting Person will receive shall not exceed six (6) times the fair market value of the Target award, determined as of the date of grant. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 22:29 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 10,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008928 · doc4.xml · nonDerivative · entry 1 Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,976 F1 · shares: Represents Restricted Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan ("LTIP"). F2 · price: Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.