NRG

SEC source: 0001225208-23-000290 · doc4.xml · nonDerivative · entry 4

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,213,947

F4 · balance_after: On January 2, 2022, the Reporting Person was issued 60,157 RSUs by NRG under the LTIP. On January 2, 2023, 20,032 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 8,168 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 726 DERs vested, resulting in the Reporting Person holding 3,079 DERs in the aggregate.

SEC source: 0001225208-23-000290 · doc4.xml · nonDerivative · entry 3

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,222,115

F3 · balance_after: On January 2, 2021, the Reporting Person was issued 50,012 RSUs by NRG under the LTIP. On January 2, 2023, 16,654 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,992 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 1,176 DERs vested, resulting in the Reporting Person holding 3,805 DERs in the aggregate.

SEC source: 0001225208-23-000290 · doc4.xml · nonDerivative · entry 2

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,227,107

F2 · balance_after: On January 2, 2020, the Reporting Person was issued 48,401 RSUs by NRG under the LTIP. On January 2, 2023, 16,166 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,622 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 1,765 DERs vested, resulting in the Reporting Person holding 4,981 DERs in the aggregate.

SEC source: 0001225208-23-000290 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,231,729

F1 · balance_after: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant.

SEC source: 0001225208-23-000291 · doc4.xml · derivative · entry 7

Killinger Elizabeth R · CIK 0001662519 · Exec VP, NRG Home

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,545

Underlying: Common Stock, par value $.01 per share · 35,545 shares

Expires 2026-01-02

F6 · derivative.underlying_shares: On January 2, 2023, the Reporting Person was issued 35,545 RPSUs by NRG under the LTIP that vest on January 2, 2026, subject to certain performance conditions.

SEC source: 0001225208-23-000291 · doc4.xml · derivative · entry 6

Killinger Elizabeth R · CIK 0001662519 · Exec VP, NRG Home

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 16,573 shares

Expires 2023-01-02

F5 · derivative.exercise_price: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.

F5 · shares: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.

F5 · balance_after: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.

SEC source: 0001225208-23-000291 · doc4.xml · nonDerivative · entry 5

Killinger Elizabeth R · CIK 0001662519 · Exec VP, NRG Home

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,098

F4 · balance_after: On January 2, 2020, the Reporting Person was issued 9,594 RSUs by NRG under the LTIP. On January 2, 2023, 3,205 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,054 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 349 DERs vested, resulting in the Reporting Person holding 563 DERs in the aggregate.

SEC source: 0001225208-23-000291 · doc4.xml · nonDerivative · entry 4

Killinger Elizabeth R · CIK 0001662519 · Exec VP, NRG Home

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,152

F3 · balance_after: On January 2, 2021, the Reporting Person was issued 9,913 RSUs by NRG under the LTIP. On January 2, 2023, 3,301 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 928 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 233 DERs vested, resulting in the Reporting Person holding 912 DERs in the aggregate.

SEC source: 0001225208-23-000291 · doc4.xml · nonDerivative · entry 3

Killinger Elizabeth R · CIK 0001662519 · Exec VP, NRG Home

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,080

F2 · balance_after: On January 2, 2022, the Reporting Person was issued 11,016 RSUs by NRG under the LTIP. On January 2, 2023, 3,668 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 926 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 133 DERs vested, resulting in the Reporting Person holding 1,145 DERs in the aggregate.

SEC source: 0001225208-23-000291 · doc4.xml · nonDerivative · entry 2

Killinger Elizabeth R · CIK 0001662519 · Exec VP, NRG Home

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,006

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant.

SEC source: 0001225208-23-000288 · doc4.xml · derivative · entry 6

Curci Brian · CIK 0001734640 · Exec VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,895

Underlying: Common Stock, par value $.01 per share · 30,895 shares

Expires 2026-01-02

F6 · shares: On January 2, 2023, the Reporting Person was issued 32,895 RPSUs by NRG under the LTIP that vest on January 2, 2026, subject to certain performance conditions.

SEC source: 0001225208-23-000288 · doc4.xml · derivative · entry 5

Curci Brian · CIK 0001734640 · Exec VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 8,451 shares

Expires 2023-01-02

F5 · derivative.exercise_price: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.

F5 · shares: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.

F5 · balance_after: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.

SEC source: 0001225208-23-000288 · doc4.xml · nonDerivative · entry 4

Curci Brian · CIK 0001734640 · Exec VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,938

F4 · balance_after: On January 2, 2022, the Reporting Person was issued 9,575 RSUs by NRG under the LTIP. On January 2, 2023, 3,188 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 964 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 115 DERs vested, resulting in the Reporting Person holding 413 DERs in the aggregate.

SEC source: 0001225208-23-000288 · doc4.xml · nonDerivative · entry 3

Curci Brian · CIK 0001734640 · Exec VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,902

F3 · balance_after: On January 2, 2020, the Reporting Person was issued 5,358 RSUs by NRG under the LTIP. On January 2, 2023, 1,784 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 625 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 126 DERs vested, resulting in the Reporting Person holding 528 DERs in the aggregate.

SEC source: 0001225208-23-000288 · doc4.xml · nonDerivative · entry 2

Curci Brian · CIK 0001734640 · Exec VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,527

F2 · balance_after: On January 2, 2020, the Reporting Person was issued 4,892 RSUs by NRG under the LTIP. On January 2, 2023, 1,634 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 593 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 178 DERs vested, resulting in the Reporting Person holding 654 DERs in the aggregate.

SEC source: 0001225208-23-000288 · doc4.xml · nonDerivative · entry 1

Curci Brian · CIK 0001734640 · Exec VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,120

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant.

SEC source: 0001225208-23-000287 · doc4.xml · derivative · entry 6

Chung Bruce · CIK 0001940921 · EVP, Strategy and NRG Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,005

Underlying: Common Stock, par value $.01 per share · 32,005 shares

Expires 2026-01-02

F6 · derivative.underlying_shares: On January 2, 2023, the Reporting Person was issued 32,005 RPSUs by NRG under the LTIP that vest on January 2, 2026, subject to certain performance conditions.

SEC source: 0001225208-23-000287 · doc4.xml · derivative · entry 5

Chung Bruce · CIK 0001940921 · EVP, Strategy and NRG Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 8,067 shares

Expires 2023-01-02

F5 · derivative.exercise_price: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.

F5 · shares: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.

F5 · balance_after: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.

SEC source: 0001225208-23-000287 · doc4.xml · nonDerivative · entry 4

Chung Bruce · CIK 0001940921 · EVP, Strategy and NRG Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,696

F4 · balance_after: On January 2, 2022, the Reporting Person was issued 6,502 RSUs by NRG under the LTIP. On January 2, 2023, 2,165 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 861 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 78 DERs vested, resulting in the Reporting Person holding 318 DERs in the aggregate.

SEC source: 0001225208-23-000287 · doc4.xml · nonDerivative · entry 3

Chung Bruce · CIK 0001940921 · EVP, Strategy and NRG Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,557

F3 · balance_after: On January 2, 2021, the Reporting Person was issued 4,559 RSUs by NRG under the LTIP. On January 2, 2023, 1,518 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 643 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 107 DERs vested, resulting in the Reporting Person holding 396 DERs in the aggregate.

SEC source: 0001225208-23-000287 · doc4.xml · nonDerivative · entry 2

Chung Bruce · CIK 0001940921 · EVP, Strategy and NRG Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,200

F2 · balance_after: On January 2, 2020, the Reporting Person was issued 4,283 RSUs by NRG under the LTIP. On January 2, 2023, 1,431 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 628 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 156 DERs vested, resulting in the Reporting Person holding 503 DERs in the aggregate.

SEC source: 0001225208-23-000287 · doc4.xml · nonDerivative · entry 1

Chung Bruce · CIK 0001940921 · EVP, Strategy and NRG Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,828

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant.

SEC source: 0001225208-23-000286 · doc4.xml · derivative · entry 3

Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,258

Underlying: Common Stock, par value $.01 per share · 44,258 shares

Expires 2026-01-02

F3 · shares: On January 2, 2023, the Reporting Person was issued 44,258 Relative Performance Stock Units ("RPSUs") by NRG under the LTIP that vest on January 2, 2026, subject to certain performance conditions.

SEC source: 0001225208-23-000286 · doc4.xml · nonDerivative · entry 2

Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,343

F2 · balance_after: On January 2, 2022, the Reporting Person was issued 13,884 RSUs by NRG under the LTIP. On January 2, 2023, 4,623 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,420 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 167 DERs vested, resulting in the Reporting Person holding 697 DERs in the aggregate.

SEC source: 0001225208-23-000286 · doc4.xml · nonDerivative · entry 1

Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,763

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant.

SEC source: 0001225208-22-012863 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,846

SEC source: 0001225208-22-012864 · doc4.xml · nonDerivative · entry 1

Donohue Elisabeth B · CIK 0001707011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,724

SEC source: 0001225208-22-012862 · doc4.xml · nonDerivative · entry 1

HOBBY PAUL W · CIK 0001092063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,320

SEC source: 0001225208-22-012867 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111,368

SEC source: 0001225208-22-012865 · doc4.xml · nonDerivative · entry 1

COBEN LAWRENCE S · CIK 0001272898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,231

F1 · price: These shares were purchased in multiple transactions at prices ranging from $31.69 to $31.73 . The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001225208-22-012866 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,446

SEC source: 0001225208-23-000291 · doc4.xml · nonDerivative · entry 1

Killinger Elizabeth R · CIK 0001662519 · Exec VP, NRG Home

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,499

SEC source: 0001225208-22-011369 · doc4.xml · nonDerivative · entry 1

Picarello Emily · CIK 0001915504 · Vice Pres & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,704

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Reflects a de minimus adjustment of 1 to securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 193 dividend equivalent rights. Also includes 191 shares acquired under NRG Energy, Inc.'s Employee Stock Purchase Plan since the Reporting Person's last filing date.

SEC source: 0001225208-22-011368 · doc4.xml · nonDerivative · entry 1

Killinger Elizabeth R · CIK 0001662519 · Exec VP, NRG Home

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,895

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · ownership.direct: Reflects a de minimus adjustment of 33 to securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 1,278 dividend equivalent rights. Also includes 82 shares acquired under NRG Energy, Inc.'s Employee Stock Purchase Plan since the Reporting Person's last filing date.

SEC source: 0001225208-22-011367 · doc4.xml · nonDerivative · entry 1

Moser Christopher · CIK 0001726304 · Head-Competitive Mrkets/Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,060

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Reflects a de minimus adjustment of 26 to securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 1,278 dividend equivalent rights.

SEC source: 0001225208-22-011366 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,096,368

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Reflects a de minimus adjustment of 78 to securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 6,746 dividend equivalent rights.

SEC source: 0001225208-22-011365 · doc4.xml · nonDerivative · entry 1

Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,576

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Reflects a de minimus adjustment of 32 to securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 788 dividend equivalent rights.

SEC source: 0001225208-22-011364 · doc4.xml · nonDerivative · entry 1

Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,984

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Reflects a de minimus adjustment of 2 to securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 864 dividend equivalent rights.

SEC source: 0001225208-22-011363 · doc4.xml · nonDerivative · entry 1

Curci Brian · CIK 0001734640 · Exec VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,427

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Reflects a de minimus adjustment of 21 to securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 832 dividend equivalent rights.

SEC source: 0001225208-22-011361 · doc4.xml · nonDerivative · entry 1

Schaumburg Anne C · CIK 0001322455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,678

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Reflects a de minimus adjustment of 9 to securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 6,203 dividend equivalent rights.

SEC source: 0001225208-22-011362 · doc4.xml · nonDerivative · entry 1

Chung Bruce · CIK 0001940921 · EVP, Strategy and NRG Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,463

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 659 dividend equivalent rights which reflect a de minimus adjustment to the number of dividend equivalent rights by 1 as a result of rounding fractional shares.

SEC source: 0001225208-22-011360 · doc4.xml · nonDerivative · entry 1

Pruner Alexandra · CIK 0001759034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,451

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Reflects a de minimus adjustment of 5 to securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 1,230 dividend equivalent rights.

SEC source: 0001225208-22-011359 · doc4.xml · nonDerivative · entry 1

Donohue Elisabeth B · CIK 0001707011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,224

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Reflects a de minimus adjustment of 4 to securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 772 dividend equivalent rights.

SEC source: 0001225208-22-011357 · doc4.xml · nonDerivative · entry 1

COBEN LAWRENCE S · CIK 0001272898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,231

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Reflects a de minimus adjustment of 8 to securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 9,546 dividend equivalent rights.

SEC source: 0001225208-22-011358 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,275

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Reflects a de minimus adjustment of 1 to securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 1,308 dividend equivalent rights.

SEC source: 0001225208-22-011356 · doc4.xml · nonDerivative · entry 1

Carter Matthew Jr · CIK 0001481169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,061

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Reflects a de minimus adjustment of 7 to securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 2,347 dividend equivalent rights.

SEC source: 0001225208-22-011355 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,446

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Reflects a de minimus adjustment of 5 to securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 466 dividend equivalent rights.

SEC source: 0001225208-22-011354 · doc4.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,904

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Reflects a de minimus adjustment of 8 to securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 7,039 dividend equivalent rights.

SEC source: 0001225208-22-010134 · doc4.xml · nonDerivative · entry 1

Moser Christopher · CIK 0001726304 · Head-Competitive Mrkets/Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,848

F1 · price: On September 3, 2021, the Reporting Person was issued a supplemental grant of 2,089 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On September 3, 2022, 695 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 306 shares of common stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 25 DERs vested, resulting in the Reporting Person holding 1,094 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units.

SEC source: 0001225208-22-010133 · doc4.xml · nonDerivative · entry 1

Killinger Elizabeth R · CIK 0001662519 · Exec VP, NRG Home

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,595

F1 · price: On September 3, 2021, the Reporting Person was issued supplemental grant of 2,089 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On September 3, 2022, 695 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 284 shares of common stock to satisfy the grantee's tax withholding obligation.

F2 · ownership.direct: In connection with the vesting of the RSUs described above, 25 DERs vested, resulting in the Reporting Person holding 1,094 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on theReporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units.